Bourbaki

§ 6. Extension of scalars in regular algebras

1. Algebras essentially of finite type

Let kk be a ring. Let AA be a kk-algebra and x=(xi)i∈Ix = (x_i)_{i \in I} a family of elements of AA; let A′A' denote the subalgebra of AA generated by the xix_i. We shall say that xx is an essentially generating family of the kk-algebra AA if, for every element aa of AA, there exists an element ss of A′A', invertible in AA, such that sasa belongs to A′A'. It amounts to the same to say that, for every a∈Aa \in A, there exist polynomials PP and QQ in k[(Xi)i∈I]k[(X_i)_{i \in I}] such that Q(x)Q(x) is invertible in AA and that one has a=P(x)Q(x)−1a = P(x)Q(x)^{-1}.

We shall say that a kk-algebra AA is essentially of finite type if it admits a finite essentially generating family. It amounts to the same to say that there exist a kk-algebra A′A' of finite type and a multiplicative subset SS of A′A' such that the kk-algebra AA is isomorphic to S−1A′S^{-1}A'.

Example 1

To say that an extension LL of a field KK is a KK-algebra essentially of finite type means that it is an extension of finite type in the sense of A, V, p. 11, Def. 2. The KK-algebra LL is of finite type only if it is an extension of finite degree of KK (V, § 3, No. 4, Cor. 3 of Th. 3).

Example 2

In order that a local kk-algebra be essentially of finite type, it is necessary and sufficient that it be isomorphic to a kk-algebra of the form ApA_p, where AA is a kk-algebra of finite type and pp a prime ideal of AA (cf. II, § 2, No. 5, Prop. 11 (iii)).

Proposition 1

If the ring kk is noetherian, every kk-algebra essentially of finite type is a noetherian ring.

This follows from III, § 2, No. 10, Cor. 3 of Th. 2 and II, § 2, No. 4, Cor. 2 of Prop. 10.

The following properties are deduced from the definition:

Proposition 2

a) Every quotient algebra of a kk-algebra essentially of finite type is essentially of finite type.

b) Every ring of fractions of a kk-algebra essentially of finite type is a kk-algebra essentially of finite type.

c) The product kk-algebra of a finite family of kk-algebras essentially of finite type is essentially of finite type.

d) Let k→k′k \to k' be a homomorphism of rings; for every kk-algebra AA essentially of finite type, the k′k'-algebra A(k′)=k′⊗kAA_{(k')} = k' \otimes_k A is essentially of finite type.

Corollary

Let AA be a kk-algebra essentially of finite type and BB a noetherian kk-algebra. Then the ring A⊗kBA \otimes_k B is noetherian.

In fact, it is a BB-algebra essentially of finite type (prop. 2, d)), and one applies Proposition 1.

Proposition 3

Let kk be a ring, AA a kk-algebra and BB an AA-algebra. If AA is essentially of finite type over kk and BB essentially of finite type over AA, then BB is essentially of finite type over kk.

Let us denote by ρ:A→B\rho : A \to B the canonical mapping. Let x=(xi)i∈Ix = (x_i)_{i \in I} be a finite essentially generating family of the kk-algebra AA, and let A′A' be the subalgebra generated by it; let y=(yj)j∈Jy = (y_j)_{j \in J} be a finite essentially generating family of the AA-algebra BB. Let us denote by B′B' the sub-kk-algebra of BB generated by the ρ(xi)\rho(x_i) and the yjy_j. Let b∈Bb \in B; by hypothesis there exist polynomials PP and QQ in A[(Yj)j∈J]A[(Y_j)_{j \in J}] such that Q(y)Q(y) is invertible in BB and such that one has Q(y)b=P(y)Q(y) b = P(y). The non-zero coefficients of PP and QQ are finite in number; there exists a polynomial R∈k[(Xi)i∈I]R \in k[(X_i)_{i \in I}] such that R(x)R(x) is invertible in AA and that R(x)PR(x) P and R(x)QR(x) Q belong to A′[(Yj)j∈J]A'[(Y_j)_{j \in J}]. Then ρ(R(x))Q(y)\rho(R(x)) Q(y) is invertible in BB, and one has

ρ(R(x))Q(y)b=ρ(R(x))P(y)∈B′. \rho(R(x)) Q(y) b = \rho(R(x)) P(y) \in B'.

Thus the elements ρ(xi)\rho(x_i) for i∈Ii \in I and yjy_j for j∈Jj \in J form a finite essentially generating family of the kk-algebra BB.

Corollaire

The tensor product of two kk-algebras essentially of finite type is a kk-algebra essentially of finite type.

For let AA and BB be two kk-algebras essentially of finite type. Then A⊗kBA \otimes_k B is essentially of finite type over AA (Prop. 2, d)), hence over kk (Prop. 3).

2. Tensor products of Macaulay or Gorenstein algebras

Proposition 4

Let kk be a field, AA a kk-algebra essentially of finite type and BB a kk-algebra.

a) If AA and BB are Macaulay rings, the same is true of A⊗kBA \otimes_k B.

b) If AA and BB are Gorenstein rings, the same is true of A⊗kBA \otimes_k B.

Suppose that AA and BB are Macaulay rings (resp. Gorenstein rings), and let us prove that the same is true of A⊗kBA \otimes_k B. The ring A⊗kBA \otimes_k B is noetherian (No. 1, cor. of Prop. 2). The AA-module A⊗kBA \otimes_k B is free, hence flat. By Prop. 10 of § 2, No. 7 (resp. Cor. 1 of Prop. 12 of § 3, No. 8), it is enough for us to prove that κ(p)⊗kB\kappa(p) \otimes_k B is a Macaulay ring (resp. a Gorenstein ring) for every prime ideal pp of AA. The extension κ(p)\kappa(p) of kk is of finite type (No. 1, Prop. 2 and Example 1); we are therefore reduced to proving the statement in the case where the kk-algebra AA is a finite-type extension KK of kk.

The ring K⊗kBK \otimes_k B is then a free BB-module of finite rank, hence a Macaulay BB-module. By § 2, No. 6, Cor. 1 of Prop. 8, it is a Macaulay ring, which proves a). Suppose now that BB is a Gorenstein ring. There exist intermediate extensions Ki, 0≤i≤mK_i,\ 0 \leq i \leq m, of KK such that

k=K0⊂K1⊂⋯⊂Km=K k = K_0 \subset K_1 \subset \cdots \subset K_m = K

and such that KiK_i is a monogenic Ki−1K_{i-1}-algebra for i=1,…,mi = 1, \ldots, m; this enables us to reduce to the case where the extension KK of kk is monogenic (of finite degree). The canonical homomorphism B→K⊗kBB \to K \otimes_k B makes K⊗kBK \otimes_k B into a flat BB-algebra and, for every q∈Spec(B)q \in \mathrm{Spec}(B), the ring (K⊗kB)⊗Bκ(q)(K \otimes_k B) \otimes_B \kappa(q), isomorphic to K⊗kκ(q)K \otimes_k \kappa(q), is a monogenic κ(q)\kappa(q)-algebra, hence a Gorenstein ring (§3§ 3, n° 9, example 5). Thus K⊗kBK \otimes_k B is a Gorenstein ring (§3§ 3, n° 8, cor. 1 of Prop. 12), which completes the proof of b).

Corollary 1

Let kk be a field, KK an extension of kk and AA a kk-algebra essentially of finite type. For A(K)A_{(K)} to be a Macaulay ring (resp. a Gorenstein ring), it is necessary and sufficient that the same be true of AA.

If AA is a Macaulay ring (resp. a Gorenstein ring), the same is true of A(K)A_{(K)} by Prop. 4. Since A(K)A_{(K)} is a faithfully flat AA-module, the converse follows from Prop. 10 of § 2, No. 7 (resp. Cor. 1 of Prop. 12 of § 3, No. 8).

Corollary 2

Let kk be a noetherian ring, AA and BB kk-algebras. Suppose that AA is flat and essentially of finite type over kk. If AA and BB are Macaulay rings (resp. Gorenstein rings), then A⊗kBA \otimes_k B is a Macaulay ring (resp. a Gorenstein ring).

Suppose first that BB is a field; let φ\varphi denote the canonical homomorphism from kk into BB, and rr its kernel. The homomorphism φ\varphi induces a homomorphism from the field of fractions κ(r)\kappa(r) of k/rk/r into BB. Then A⊗kBA \otimes_k B is identified with (A⊗kκ(r))⊗κ(r)B(A \otimes_k \kappa(r)) \otimes_{\kappa(r)} B; since φ−1(0)=r\varphi^{-1}(0) = r, the ring A⊗kκ(r)A \otimes_k \kappa(r) is a Macaulay ring (resp. a Gorenstein ring) by Prop. 10 of § 2, No. 7 (resp. Cor. 1 of Prop. 12 of § 3, No. 8). The assertion then follows in this case from Cor. 1.

Let us pass to the general case. The BB-algebra A⊗kBA \otimes_k B is flat, and noetherian by the corollary to Prop. 2 of No. 1. For each prime ideal qq of BB, the ring (A⊗kB)⊗Bκ(q)(A \otimes_k B) \otimes_B \kappa(q), which is identified with A⊗kκ(q)A \otimes_k \kappa(q), is a Macaulay ring (resp. a Gorenstein ring) by what precedes. We conclude by applying Prop. 10 of § 2, No. 7 (resp. Cor. 1 of Prop. 12 of § 3, No. 8).

3. Separable extension of the base field in regular¹ or normal algebras

Lemma 1

Let AA be a noetherian ring, the union of an increasing filtered family (Aα)α∈I(A_\alpha)_{\alpha \in I} of noetherian subrings.

a) If the rings AαA_\alpha are regular and if AA is a flat AαA_\alpha-module for every α∈I\alpha \in I, the ring AA is regular.

b) If the rings AαA_\alpha are normal (§1§ 1, No. 8), AA is normal.

a) Let mm be a maximal ideal of AA; for each α∈I\alpha \in I, let us denote by mαm_\alpha the ideal m∩Aαm \cap A_\alpha of AαA_\alpha. Since AA is noetherian, mm is of finite type and there exists an element α\alpha of II such that m=Amαm = A m_\alpha, so that the AA-module (Aα/mα)⊗AαA(A_\alpha / m_\alpha) \otimes_{A_\alpha} A is isomorphic to A/mA / m. Since AA is flat over AαA_\alpha, we have dpA(A/m)≤dpAα(Aα/mα)\mathrm{dp}_A(A/m) \leq \mathrm{dp}_{A_\alpha}(A_\alpha / m_\alpha) (A, X, p. 141, Lemma 2). Since the rings AαA_\alpha are regular, it follows that AA is regular (§4§ 4, No. 2, Prop. 4).

b) Since the AαA_\alpha are reduced, AA is reduced. Let aa and bb be elements of AA such that bb is not a zero divisor and that the element a/ba/b of the total ring of fractions of AA is integral over AA. There exists a monic polynomial P∈A[X]P \in A[X] such that P(a/b)=0P(a/b) = 0. Let α\alpha be an element of II such that the ring AαA_\alpha contains aa, bb and the coefficients of PP. Since AαA_\alpha is normal, there exists c∈Aαc \in A_\alpha such that a=bca = bc. Thus a/b=ca/b = c belongs to AA and AA is normal.

Lemma 2

Let kk be a field, and let KK and LL be extensions of kk. Suppose that KK is of finite type and that one of the extensions KK or LL is separable. Then the ring K⊗kLK \otimes_k L is regular.

Let AA denote the ring K⊗kLK \otimes_k L; it is noetherian by cor. of prop. 2 (No. 2). Suppose first that the extension KK is separable. By A, V, p. 130, corollary, there exists a transcendence basis t=(t1,…,tn)t = (t_1, \ldots, t_n) of KK such that KK is a finite separable extension of the pure extension k(t)k(t). The ring E=k(t)⊗kLE = k(t) \otimes_k L, isomorphic to a ring of fractions of a polynomial ring over LL, is regular (§4§ 4, No. 2, cor. 5 of prop. 4); for every prime ideal pp of EE, the ring κ(p)⊗EA\kappa(p) \otimes_E A is isomorphic to κ(p)⊗k(t)K\kappa(p) \otimes_{k(t)} K, hence to a finite product of fields (A, V, p. 35, def. 1, p. 34, th. 4, and p. 33, prop. 5). Since AA is a free EE-module, it is a regular ring by cor. of prop. 9 of §4§ 4, No. 5.

Suppose now that LL is separable over kk. By the first part of the proof, the ring K⊗kL′K \otimes_k L' is regular for every finite-type subextension L′L' of LL. One concludes by applying lemma 1.

Proposition 5

Let kk be a field, AA a kk-algebra and KK an extension of kk. Suppose that AA is essentially of finite type or that the extension KK is of finite type.

¹ In this number, an algebra over a field kk is said to be regular if it is a regular ring. In particular, every extension of kk is a regular algebra. Care will be taken not to confuse this notion with that of regular extension, introduced in A, V, p. 135, def. 2, which will not occur here.

a) If the ring A(K)A_{(K)} is regular (resp. normal), the ring AA is regular (resp. normal).

b) If the ring AA is regular (resp. normal) and if the extension KK of kk is separable, the ring A(K)A_{(K)} is regular (resp. normal).

The AA-module A(K)A_{(K)} is free, hence faithfully flat; assertion a) therefore follows from cor. of prop. 8 of I, § 3, No. 5 and from prop. 8 of § 4, No. 5 (resp. cor. 2 of th. 4 of § 1, No. 10). Under the hypotheses of b), for every prime ideal p\mathfrak{p} of AA, the ring κ(p)⊗kK\kappa(\mathfrak{p}) \otimes_k K is regular (lemma 2), and afortioria fortiori normal (§ 4, No. 2, cor. 2 of prop. 4). Assertion b) therefore follows from cor. of prop. 9 of § 4, No. 5 (resp. cor. 3 of th. 4 of § 1, No. 10).

4. Absolutely regular or absolutely normal algebras

Definition 1

Let kk be a field and AA a kk-algebra. One says that AA is absolutely regular (resp. absolutely normal)1^1 if the ring A(k′)A_{(k')} is regular (resp. normal) for every radicial extension k′k' of finite degree of kk.

Every absolutely regular (resp. absolutely normal) kk-algebra is regular (resp. normal), as is seen by taking k′=kk' = k in definition 1. Recall that the kk-algebras AA such that the ring A(k′)A_{(k')} is reduced for every radicial extension k′k' of finite degree of kk are the separable kk-algebras (A, V, p. 117, th. 2).

Example 1

If kk is perfect, every regular (resp. normal) kk-algebra is absolutely regular (resp. absolutely normal).

Example 2

Let AA be an artinian kk-algebra. If AA is normal, it is reduced, hence isomorphic to a finite product of extensions of kk (A, VIII, § 8, No. 1, prop. 2). The following conditions are equivalent:

A is separable; — A is absolutely regular; — A is absolutely normal.

In fact, if AA is absolutely normal, it is separable; if AA is separable, for every finite extension k′k' of kk, the ring A(k′)A_{(k')} is reduced and artinian, hence isomorphic to a product of fields, and consequently regular, so that AA is absolutely regular.

If moreover the kk-algebra AA is of finite degree, the preceding conditions are also equivalent to saying that AA is étale (A, V, p. 34, th. 4).

Example 3

Let AA be a regular local kk-algebra. If the extension κA\kappa_A of kk is separable, the algebra AA is absolutely regular. Let indeed k′k' be a finite-degree extension of kk. The AA-module A(k′)A_{(k')} is free. Since it is of finite type, every maximal ideal of A(k′)A_{(k')} lies over mA\mathfrak{m}_A (V, § 2, No. 1, prop. 1). The ring κA⊗AA(k′)\kappa_A \otimes_A A_{(k')}, isomorphic to κA⊗kk′\kappa_A \otimes_k k', is regular (No. 3, lemma 2). By the corollary to prop. 9 of § 4, No. 5, the ring A(k′)A_{(k')} is regular, which proves that the kk-algebra AA is absolutely regular.

1^1 Some authors use the terminology “geometrically regular” (resp. “geometrically normal”.

Proposition 6

Let k be a field and A a noetherian k-algebra.

a) If A is absolutely regular (resp. absolutely normal, resp. separable), the same is true of S−1^{-1}A for every multiplicative subset S of A.

b) If AmA_m is absolutely regular (resp. absolutely normal, resp. separable), for every maximal ideal m of A, then A is absolutely regular (resp. absolutely normal, resp. separable).

a) This follows from the fact that the ring (S−1A)(k′)(S^{-1}A)_{(k')} is isomorphic to a ring of fractions of the ring A(k′)A_{(k')} for every extension k′k' of k.

b) Suppose that AmA_m is absolutely regular (resp. absolutely normal, resp. separable) for every maximal ideal m of A. Let k′k' be a radicial extension of k of finite degree and let m′m' be a maximal ideal of A(k′)A_{(k')}. It remains to verify that the local ring (A(k′))m′(A_{(k')})_{m'} is regular (resp. normal, resp. reduced).

The canonical homomorphism A→A(k′)A \to A_{(k')} makes A(k′)A_{(k')} into a finite A-algebra. The ideal m′m' lies over a maximal ideal m of A (V, § 2, No. 1, prop. 1), and (A(k′))m′(A_{(k')})_{m'} is isomorphic to a ring of fractions of the regular (resp. normal, resp. reduced) ring (Am)(k′)(A_m)_{(k')}, and is therefore regular (resp. normal, resp. reduced).

Lemma 3

Let k be a field and K a finite-type extension of k. There exist an extension L of K, of finite degree, and a subextension k′k' of L over k, radicial and of finite degree over k, such that the extension L of k′k' is separable.

Let us choose a composite extension E of K and of a perfect closure k^\hat{k} of k, and elements (t1,…,tn)(t_1, \ldots, t_n) of E such that E is a separable algebraic extension of k^(t1,…,tn)\hat{k}(t_1, \ldots, t_n) (A, V, p. 130, cor.). Let I be a finite generating subset of K over k. The field k^(t1,…,tn)\hat{k}(t_1, \ldots, t_n) (resp. k^K\hat{k}K) is the union of the subfields k′(t1,…,tn)k'(t_1, \ldots, t_n) (resp. k′Kk'K), where k′k' runs through the set of subextensions of k^\hat{k} of finite degree over k; hence one can find such a subextension k′k' such that the elements t1,…,tnt_1, \ldots, t_n of E = k^K\hat{k}K belong to k′Kk'K and that each element of I is algebraic and separable over k′(t1,…,tn)k'(t_1, \ldots, t_n). Then L = k′Kk'K is a separable extension of k′k', of finite degree over K, and k′k' is a finite radicial extension of k.

Proposition 7

Let k be a field, A and B two k-algebras one of which is essentially of finite type. Suppose that A is absolutely regular (resp. absolutely normal). If the ring B is regular (resp. normal), the same is true of the ring A⊗kBA \otimes_k B.

Let K be an extension of finite type of k; let us prove that the ring A(K)A_{(K)} is regular (resp. normal). Consider indeed extensions L and k′k' having the properties of lemma 3. Then the ring A(k′)A_{(k')} is regular (resp. normal) by definition, and the ring A(L)A_{(L)}, which identifies with A(k′)⊗k′LA_{(k')} \otimes_{k'} L, is regular (resp. normal) by Prop. 5, b) of No. 3. Consequently, A(K)A_{(K)} is regular (resp. normal) by Prop. 5, a).

Suppose the ring B regular (resp. normal), and prove the proposition. The canonical homomorphism B→A⊗kBB \to A \otimes_k B makes A⊗kBA \otimes_k B into a free B-module. For every prime ideal pp of B, the ring (A⊗kB)⊗Bκ(p)(A \otimes_k B) \otimes_B \kappa(p) identifies with A⊗kκ(p)A \otimes_k \kappa(p); by the corollary of Prop. 9 of § 4, No. 5 (resp. Cor. 3 of Th. 4 of § 1, No. 10), it is enough to prove that A⊗kκ(p)A \otimes_k \kappa(p) is regular (resp. normal) for every prime ideal pp of B.

If the kk-algebra B is essentially of finite type, the extension κ(p)\kappa(p) of kk is of finite type and the ring A⊗kκ(p)A \otimes_k \kappa(p) is regular (resp. normal) by what we have seen above. Suppose now the kk-algebra A essentially of finite type; the ring A⊗kκ(p)A \otimes_k \kappa(p) is noetherian and is the union of the increasing filtered family of noetherian subrings A⊗kKA \otimes_k K, where KK runs through the subextensions of finite type of κ(p)\kappa(p). The latter are regular (resp. normal), and one applies lemma 1 of No. 3.

Corollary 1

Let kk be a field. The tensor product of two absolutely regular (resp. absolutely normal) kk-algebras, one of which is essentially of finite type, is an absolutely regular (resp. absolutely normal) kk-algebra.

Let AA and BB be two kk-algebras satisfying the hypotheses of the corollary. Let k′k' be a finite radicial extension of kk. The ring B(k′)B_{(k')} is regular (resp. normal); the ring A⊗kB(k′)A \otimes_k B_{(k')} is regular (resp. normal) by Prop. 7, as is the ring (A⊗kB)⊗kk′(A \otimes_k B) \otimes_k k' which is isomorphic to it.

Corollary 2

Let kk be a field, AA an absolutely regular (resp. absolutely normal) kk-algebra, and KK an extension of kk. Suppose that AA is essentially of finite type or that the extension KK of kk is of finite type.

a) The ring A(K)A_{(K)} is regular (resp. normal).

b) If the extension KK of kk is separable, the kk-algebra A(K)A_{(K)} is absolutely regular (resp. absolutely normal).

Assertion a) results from proposition 7; assertion b) results from cor. 1 and example 2.

Corollary 3

Let kk be a field, AA a kk-algebra, and KK an extension of kk. Suppose that the kk-algebra AA is essentially of finite type or that the extension KK of kk is of finite type. In order that the kk-algebra AA be absolutely regular (resp. absolutely normal), it is necessary and sufficient that the KK-algebra A(K)A_{(K)} be so.

Suppose AA absolutely regular (resp. absolutely normal) and let K′K' be a purely inseparable extension of KK of finite degree. The ring K′⊗KA(K)K' \otimes_K A_{(K)}, isomorphic to K′⊗kAK' \otimes_k A, is regular (resp. normal) by cor. 2.

Suppose conversely that the KK-algebra A(K)A_{(K)} is absolutely regular (resp. absolutely normal), and let k′k' be a purely inseparable extension of kk of finite degree. Let LL be a composite extension of k′k' and KK; then the ring A(L)A_{(L)} may be identified with L⊗KA(K)L \otimes_K A_{(K)}, hence is regular (resp. normal); consequently, the ring A(k′)A_{(k')} is regular (resp. normal) by prop. 5, a) of No. 3.

Corollary 4

Let kk be a field, AA a kk-algebra essentially of finite type, and KK an extension of kk which is a perfect field. In order that AA be absolutely regular (resp. absolutely normal), it is necessary and sufficient that the ring A(K)A_{(K)} be regular (resp. normal).

This results from cor. 3 and example 1.

5. Characterizations of absolutely regular algebras

Proposition 8

Let k be a field and A a k-algebra essentially of finite type. Let I denote the kernel of the homomorphism of k-algebras μ:A⊗kA→A\mu : A \otimes_k A \to A such that μ(x⊗y)=xy\mu(x \otimes y) = xy for x and y in A. The following conditions are equivalent:

(i) the k-algebra A is absolutely regular; (ii) for every regular k-algebra C, the ring A⊗kCA \otimes_k C is regular; (iii) the ring A⊗kAA \otimes_k A is regular; (iv) the ideal I of A⊗kAA \otimes_k A is completely secant (§5§ 5, No. 1, Definition 1).

Let B denote the ring A⊗kAA \otimes_k A and provide it with the structure of an A-algebra deduced from the homomorphism ρ:A→A⊗kA\rho : A \to A \otimes_k A such that ρ(x)=x⊗1\rho(x) = x \otimes 1; then μ\mu is a homomorphism of A-algebras, and induces by passing to the quotient an isomorphism of B/IB/I onto A.

(i) ⇒\Rightarrow (ii): this results from Prop. 7. (ii) ⇒\Rightarrow (iii): it is enough to apply (ii) with C=kC = k, then with C=AC = A. (iii) ⇒\Rightarrow (iv): the A-module B is free, hence faithfully flat. If the ring B is regular, A is regular (§4§ 4, No. 5, Prop. 8); the ideal I is then completely secant (§5§ 5, No. 3, Prop. 2). (iv) ⇒\Rightarrow (i): let us suppose the ideal I completely secant and first prove that A is regular. Let m be a maximal ideal of A and let ν:(A/m)⊗kA→A/m\nu : (A/m) \otimes_k A \to A/m be the homomorphism deduced from μ\mu. The maximal ideal n=Ker νn = \mathrm{Ker}\,\nu is equal to 1((A/m)⊗kA)1((A/m) \otimes_k A); applying Prop. 6 of §5§ 5, No. 6 to the A-algebra A′=A/mA' = A/m, one sees that the ideal n is completely secant in (A/m)⊗kA(A/m) \otimes_k A. Consequently (§5§ 5, No. 3, Prop. 3) the local ring ((A/m)⊗kA)n((A/m) \otimes_k A)_n is regular. Let us denote by j:A→(A/m)⊗kAj : A \to (A/m) \otimes_k A the homomorphism x↦1⊗xx \mapsto 1 \otimes x; since ν∘j\nu \circ j is the canonical homomorphism of A into A/mA/m, one has j−1(n)=mj^{-1}(n) = m. Thus j extends to a local homomorphism of local rings from AmA_m into ((A/m)⊗kA)n((A/m) \otimes_k A)_n, which makes the latter into a faithfully flat AmA_m-module. By Prop. 8 of §4§ 4, No. 5, the ring AmA_m is therefore regular. We have thus proved that A is regular.

Now let k′k' be an extension of k. The kernel of the mapping μ′:A(k′)⊗k′A(k′)→A(k′)\mu' : A_{(k')} \otimes_{k'} A_{(k')} \to A_{(k')} deduced from the multiplication of A(k′)A_{(k')} is none other than IA(k′)IA_{(k')}; it is therefore completely secant in A(k′)A_{(k')} (§5§ 5, No. 6, Prop. 6). The k′k'-algebra A(k′)A_{(k')} therefore satisfies condition (iv); by what has just been seen, it is regular, and this proves (i).

Recall (A, III, p. 133-134) that the quotient I/I2I/I^2 endowed with the A-module structure deduced from ρ\rho is denoted by Ωk(A)\Omega_k(A) and called the module of k-differentials of A. When the k-algebra A is essentially of finite type, the ring A⊗kAA \otimes_k A is noetherian, so that the A-module Ωk(A)\Omega_k(A) is finitely generated.

One denotes by dA/kd_{A/k}, or simply by d, the k-linear mapping from A into Ωk(A)\Omega_k(A) which associates with an element x of A the class of x⊗1−1⊗xx \otimes 1 - 1 \otimes x in Ωk(A)\Omega_k(A). The mapping d is a k-derivation; for every A-module M and every k-derivation D : A →\to M, there exists a unique A-linear mapping g:Ωk(A)→Mg : \Omega_k(A) \to M such that D=g∘dD = g \circ d (loc. cit., Prop. 18).

If S is a multiplicative subset of A, the canonical S−1AS^{-1}A-linear mapping (loc. cit., p. 136)

S−1Ωk(A)→Ωk(S−1A) S^{-1}\Omega_k(A) \to \Omega_k(S^{-1}A)
is bijective: in fact, it is enough to verify that, for every S−1AS^{-1}A-module M, every k-derivation D : A \to M extends in a unique way to a k-derivation D : S^{-1}A \to M; but this results from the reasoning of loc. cit., p. 123, Prop. 5.

Let k be a field and A a local k-algebra essentially of finite type. Put n = \dim(A) + \deg.\mathrm{tr}_k(\kappa_A). Let B be a k-algebra of finite type and q a prime ideal of B such that the k-algebra A is isomorphic to BqB_q (cf. No. 1, Example 2); one has n = \dim_q(B) (VIII, § 2, No. 4, Cor. 5 of Th. 3). By loc. cit., Th. 3, c) and Cor. 5, one also has

n=sup⁡deg⁡.trk(κ(p)) n = \sup \deg.\mathrm{tr}_k(\kappa(\mathfrak{p}))
where \mathfrak{p} runs through the (finite) family of minimal prime ideals of A. If A is an integral domain, n is therefore the transcendence degree of the field of fractions of A.

Theorem 1

Let k be a field and A a local k-algebra essentially of finite type. Put n = \dim(A) + \deg.\mathrm{tr}_k(\kappa_A).

a) One has [\kappaA \otimes_A \Omega_k(A) : \kappa_A] \geq n.*

b) The following conditions are equivalent: (i) the k-algebra A is absolutely regular; (ii) the A-module \Omegak(A) is free of rank n;* (iii) one has [\kappaA \otimes_A \Omega_k(A) : \kappa_A] = n.*

Consider the assertion (iii') one has [\kappaA \otimes_A \Omega_k(A) : \kappa_A] \leq n;* it is clear that (ii) implies (iii) and that (iii) implies (iii'). To prove the theorem it is enough to prove the implications (i) \Rightarrow (ii) and (iii') \Rightarrow (i).

Choose a k-algebra of finite type B and a prime ideal q of B such that A is isomorphic to BqB_q (No. 1, Example 2). One has \dim_q(B) = n; replacing B by a ring BfB_f , with f∈B−qf \in B - q, one may impose that the spectrum of B is connected and of dimension n, which we shall henceforth suppose.

(i) \Rightarrow (ii): Suppose the k-algebra A absolutely regular. As in the proof of Prop. 8, let us denote by \mu : A \otimes_k A \to A and \nu : \kappa_A \otimes_k A \to \kappa_A the homomorphisms deduced from the multiplication of A; put I = \mathrm{Ker}(\mu) and n = \mathrm{Ker}(\nu). The ideal I is completely secant; the ideal n is maximal and the local ring (\kappa_A \otimes_k A)_n is regular (loc. cit.). By Theorem 1 of § 5, No. 2, the finitely generated A-module I/I^2, which is none other than \Omega_k(A), is projective, hence free. But by the remark of § 5, No. 6, the ideal n identifies with \kappa_A \otimes_A 1, so that n/n^2 is isomorphic to \kappa_A \otimes_A \Omega_k(A). One therefore has

rg(Ωk(A))=[κA⊗kΩk(A):κA]=[n/n2:κA]=dim⁡(κA⊗kA)n. \mathrm{rg}(\Omega_k(A)) = [\kappa_A \otimes_k \Omega_k(A) : \kappa_A] = [n/n^2 : \kappa_A] = \dim(\kappa_A \otimes_k A)_n .

Let us denote by B' the ring \kappa_A \otimes_k B, and by S the image in B' of B - q. The ring \kappa_A \otimes_k A identifies with B′⊗BBqB' \otimes_B B_q, that is to say with S−1B′S^{-1}B'. There therefore exists a maximal ideal q' of B' not meeting S such that one has n = S−1q′S^{-1}q'; the ring (\kappa_A \otimes_k A)_n is then isomorphic to Bq′′B'_{q'} , and one has

dim⁡(κA⊗kA)n=dim⁡(κA⊗kB)q′=dim⁡q′(κA⊗kB) \dim(\kappa_A \otimes_k A)_n = \dim(\kappa_A \otimes_k B)_{q'} = \dim_{q'}(\kappa_A \otimes_k B)

Since n contains \kappa_A \otimes_k qB_q , q' contains the ideal \kappa_A \otimes q of B' , hence its inverse image in B contains q ; it is equal to q since q' does not meet S . By VIII, § 2, No. 4, cor. to prop. 5, one has

dim⁡q′(κA⊗kB)=dim⁡q(B)=n, \dim_{q'}(\kappa_A \otimes_k B) = \dim_q(B) = n ,

which proves (ii).

(iii') \Rightarrow (i) : Suppose that one has [\kappa_A \otimes_A \Omega_k(A) : \kappa_A] \leq n , that is to say [\kappa(q) \otimes_B \Omega_k(B) : \kappa(q)] \leq n , and let us prove that the k-algebra B is absolutely regular. Let (x_1, \ldots , x_n) be a sequence of elements of B such that 1 \otimes dx_1, \ldots , 1 \otimes dx_n generate the \kappa(q)-vector space \kappa(q) \otimes_B \Omega_k(B) . Replacing B by B_f , for a suitable element f of B - q , one may suppose that dx_1, \ldots , dx_n generate the B-module \Omega_k(B) (Nakayama lemma and II, § 5, No. 1, prop. 2). Let \bar{k} be an algebraically closed extension of k . It is enough to prove that the \bar{k}-algebra B_{(\bar{k})} is regular, since this will imply that B is absolutely regular (cor. 4 to prop. 7 of No. 4). For every canonical factor C of B_{(k)} , the differentials d(1 \otimes x_i) generate the C-module \Omega_{\bar{k}}(C) (A, III, § 10, No. 12, prop. 20). The theorem therefore follows from the two following lemmas:

Lemma 4

Let k be a field, K an algebraic extension of k , B a k-algebra whose spectrum is connected. For every canonical factor C of B_{(K)} , one has \dim(C) = \dim(B) .

Let us first treat the case where the extension K is of finite degree over k . The B-module C is a direct factor of a free module, hence finitely generated projective. Since the function p \mapsto \mathrm{rg}_p C is constant on Spec(B) (II, § 5, No. 3), the support of the B-module C is equal to Spec(B) , so that the B-module C is faithfully flat. This implies \dim(C) \geq \dim(B) (VIII, § 2, No. 1, prop. 2), hence the required equality since one has \dim(C) \leq \dim(B_{(K)}) = \dim(B) (VIII, § 2, No. 4, cor. to prop. 5).

Let us pass to the general case. Let e be the idempotent element of B_{(K)} such that C = B_{(K)}/B_{(K)}e . There exists a subextension K' of K of finite degree such that e is the image of an idempotent element e' of B_{(K')} . Put C' = B_{(K')}/B_{(K')}e' . The ring C' \otimes_{K'} K is identified with C , and C' is a canonical factor of B_{(K')} . One has \dim(C') = \dim(B) by the case already treated, and \dim(C') = \dim(C) by loc. cit. , whence the lemma.

Lemma 5

Let k be an algebraically closed field, A a finitely generated k-algebra whose spectrum is connected, n an integer and (x_1, \ldots , x_n) a finite sequence of elements of A . Suppose that A is of dimension n and that the differentials dx_1, \ldots , dx_n generate the A-module \Omega_k(A) . Then the ring A is an integral domain and regular and the A-module \Omega_k(A) is free with basis (dx_1, \ldots , dx_n) .

Let m be a maximal ideal of A such that \dim(A_m) = n . One has [A/m : k] = 1 (V, § 3, No. 3, prop. 1 (iii)), hence A = m \oplus k1_A . Let p and q denote the corresponding projections. For aa and bb in AA, one has

ab=(p(a)q(b)+q(a)p(b)+p(a)p(b),q(a)q(b)), ab = (p(a)q(b) + q(a)p(b) + p(a)p(b), q(a)q(b)) ,
whence p(ab)≡p(a)q(b)+q(a)p(b)(modm2)p(ab) \equiv p(a)q(b) + q(a)p(b) \pmod{\mathfrak{m}^2}. Consequently the mapping δ:A→m/m2\delta : A \to \mathfrak{m}/\mathfrak{m}^2 which associates to each element xx of AA the class of p(x)p(x) modulo m2\mathfrak{m}^2 is a kk-derivation of AA into the kk-vector space m/m2\mathfrak{m}/\mathfrak{m}^2. There therefore exists a AA-linear mapping ϕ:Ωk(A)→m/m2\phi : \Omega_k(A) \to \mathfrak{m}/\mathfrak{m}^2 such that δ(x)=ϕ(dx)\delta(x) = \phi(dx) for every x∈Ax \in A. Since δ\delta is surjective, the ϕ(dxi)\phi(dx_i) generate the A/mA/\mathfrak{m}-vector space m/m2\mathfrak{m}/\mathfrak{m}^2, and one has [m/m2:A/m]≤n=dim⁡(Am)[\mathfrak{m}/\mathfrak{m}^2 : A/\mathfrak{m}] \leq n = \dim(A_{\mathfrak{m}}). It follows that AmA_{\mathfrak{m}} is regular and that the images of the dxidx_i form a basis of the A/mA/\mathfrak{m}-vector space A/m⊗AΩk(A)A/\mathfrak{m} \otimes_A \Omega_k(A).

Let us now prove that the ring AA is an integral domain and regular. There exists a minimal prime ideal q\mathfrak{q} of AA such that dim⁡(A/q)=n\dim(A/\mathfrak{q}) = n. For every maximal ideal m\mathfrak{m} of AA containing q\mathfrak{q}, one has dim⁡(Am)=n\dim(A_{\mathfrak{m}}) = n (VIII, § 2, No. 4, cor. 2 to th. 3), so that AmA_{\mathfrak{m}} is regular by what we have just seen. In particular AmA_{\mathfrak{m}} is an integral domain, which implies qAm=0\mathfrak{q}A_{\mathfrak{m}} = 0. Since this holds for all the maximal ideals m\mathfrak{m} of V(q)V(\mathfrak{q}), one deduces that one has Supp⁡(q)∩V(q)=∅\operatorname{Supp}(\mathfrak{q}) \cap V(\mathfrak{q}) = \varnothing. But Spec⁡(A)\operatorname{Spec}(A) is connected, V(q)V(\mathfrak{q}) is nonempty and one has Supp⁡(q)∪V(q)=Spec⁡(A)\operatorname{Supp}(\mathfrak{q}) \cup V(\mathfrak{q}) = \operatorname{Spec}(A) (II, § 4, No. 4, prop. 16). One deduces that Supp⁡(q)=∅\operatorname{Supp}(\mathfrak{q}) = \varnothing, whence q=0\mathfrak{q} = 0, which means that AA is an integral domain. One then has dim⁡(Am)=n\dim(A_{\mathfrak{m}}) = n for every maximal ideal m\mathfrak{m} of AA; applying the first part of the proof, one deduces that AA is regular.

Finally, let ∑i=1naidxi=0\sum_{i=1}^n a_i dx_i = 0 be a linear relation between the dxidx_i with coefficients in AA. If the aia_i are not all zero, there exists an index ii and a maximal ideal m\mathfrak{m} of AA such that aia_i does not belong to m\mathfrak{m} (V, § 3, No. 3, Prop. 1, (iii) and (iv)); but this contradicts the fact proved above that the classes of dxidx_i in (A/m)⊗AΩk(A)(A/\mathfrak{m}) \otimes_A \Omega_k(A) are linearly independent.

Example

When AA is an extension of finite type of kk, theorem 1 yields again Cor. 1 of A, V, p. 128, taking account of Example 2 of No. 4.

Corollary 1

Let kk be a field and AA a kk-algebra essentially of finite type. The set of elements p\mathfrak{p} of Spec⁡(A)\operatorname{Spec}(A) such that the kk-algebra ApA_{\mathfrak{p}} is absolutely regular is open in Spec⁡(A)\operatorname{Spec}(A).

We may suppose that the kk-algebra AA is of finite type. The set considered is then formed of the prime ideals p\mathfrak{p} such that [κ(p)⊗kΩk(A):κ(p)]≤dim⁡p(A)[\kappa(\mathfrak{p}) \otimes_k \Omega_k(A) : \kappa(\mathfrak{p})] \leq \dim_{\mathfrak{p}}(A). Now the mapping p↦dim⁡p(A)\mathfrak{p} \mapsto \dim_{\mathfrak{p}}(A) is lower semi-continuous by definition, and the mapping p↦[κ(p)⊗kΩk(A):κ(p)]\mathfrak{p} \mapsto [\kappa(\mathfrak{p}) \otimes_k \Omega_k(A) : \kappa(\mathfrak{p})] is upper semi-continuous (Nakayama's lemma and II, § 5, No. 1, Prop. 2).

We shall see later (§ 7, No. 9, Cor. 4 of Th. 3) that under the hypotheses of Cor. 1, the set of prime ideals p\mathfrak{p} of AA such that the ring ApA_{\mathfrak{p}} is regular is open in Spec⁡(A)\operatorname{Spec}(A).

Corollary 2

Let kk be a field and AA a kk-algebra essentially of finite type. In order that AA should be absolutely regular, it is necessary and sufficient that the AA-module Ωk(A)\Omega_k(A) be projective and that for every minimal prime ideal q\mathfrak{q} of AA, the kk-algebra AqA_{\mathfrak{q}} be separable.

Conversely, suppose that the AA-module Ωk(A)\Omega_k(A) is projective and that the kk-algebra AqA_q is separable for every minimal prime ideal qq of AA. Let pp be a prime ideal of AA, and qq a minimal prime ideal of AA contained in pp. Since the ApA_p-module Ωk(A)p\Omega_k(A)_p is free (II, § 3, No. 2, Cor. 2 of Prop. 5), we have

[κ(p)⊗AΩk(A):κ(p)]=[κ(q)⊗AΩk(A):κ(q)]. [\kappa(p) \otimes_A \Omega_k(A) : \kappa(p)] = [\kappa(q) \otimes_A \Omega_k(A) : \kappa(q)] .

The kk-algebra AqA_q is Artinian and separable, hence absolutely regular (No. 4, Example 2). Th. 1 implies

[κ(q)⊗AΩk(A):κ(q)]=deg⁡.tr⁡k(κ(q)). [\kappa(q) \otimes_A \Omega_k(A) : \kappa(q)] = \deg.\operatorname{tr}_k(\kappa(q)) .

It then follows from Th. 1 that the kk-algebra ApA_p is absolutely regular, whence the corollary.

Remark

Suppose the kk-algebra AA absolutely regular. Then the total ring of fractions FF of AA is identified with the product of the AqA_q, where qq runs through the set of minimal prime ideals of AA (IV, § 2, No. 5, Prop. 10); it is therefore a separable kk-algebra. Conversely, suppose that FF is a separable kk-algebra; for every minimal prime ideal qq of AA, the kk-algebra AqA_q is a ring of fractions of FF (IV, § 1, No. 1, Cor. 3 of Prop. 2 and No. 3, Cor. 1 of Prop. 7), hence a separable kk-algebra (No. 4, Prop. 6). If moreover the AA-module Ωk(A)\Omega_k(A) is projective, it follows from Cor. 2 that the kk-algebra AA is absolutely regular.

Corollary 3

Let kk be a field of characteristic 0 and AA a kk-algebra essentially of finite type. For AA to be regular, it is necessary and sufficient that the AA-module Ωk(A)\Omega_k(A) be projective.

By Corollary 2, it is enough to prove that an artinian local kk-algebra AA such that Ωk(A)\Omega_k(A) is a free AA-module is a field. Now, by IX, § 3, No. 3, Theorem 1, there exists a subfield KK of AA such that A=K⊕mAA = K \oplus m_A. Let δ:A→mA/mA2\delta : A \to m_A/m_A^2 be the composite mapping of the projection of AA onto mAm_A and the canonical mapping mA→mA/mA2m_A \to m_A/m_A^2. One verifies as in the proof of Lemma 4 that δ\delta is a kk-derivation. But every kk-derivation of AA into an AA-module annihilates mAm_A: let in fact x∈mAx \in m_A, and nn an integer ≥1\geq 1 such that one has xn−1≠0, xn=0x^{n-1} \neq 0,\ x^n = 0. This implies in the AA-module Ωk(A)\Omega_k(A) the relation nxn−1dx=0nx^{n-1} dx = 0, hence dx=0dx = 0 since nxn−1≠0nx^{n-1} \neq 0. Thus δ(mA)=0\delta(m_A) = 0, hence mA=mA2m_A = m_A^2, and finally mA={0}m_A = \{0\}.

Exercises

See the exercises for § 6.

Machine translation of the English, by gpt-5.4, against glossary version 34. Not checked by a person.