4. Spectra of rings and supports of modules
1. Irreducible spaces
Definition 1
A topological space is called irreducible if every finite intersection of non-empty open sets of is non-empty.
By considering the empty family of open sets of it is seen that an irreducible space is non-empty; for a topological space to be irreducible, it is necessary and sufficient that it be non-empty and that the intersection of two non-empty open sets of be always non-empty (or, what amounts to the same thing, that the union of two closed sets distinct from be always distinct from ).
Proposition 1
Let be a non-empty topological space. The following conditions are equivalent: (a) is irreducible; (b) every non-empty open set of is dense in ; (c) every open set of is connected.
By definition, a set which is dense in is a set which meets every non-empty open set, hence (a) and (b) are equivalent. It is immediate that (c) implies (a), for if and are disjoint non-empty open sets, is a disconnected open set. Finally let us show that (a) implies (c): if is a disconnected open set, it is the union of two disjoint non-empty sets which are open in and hence also open in , which implies that is not irreducible.
A Hausdorff space is irreducible only if it consists of a single point.
A subset of a topological space is called an irreducible set if the subspace of is irreducible. For this to be so, it is necessary and sufficient that, for every pair of sets which are open in and meet , also meet , or (what amounts to the same thing) that, for every pair of sets which are closed in and satisfy , or . By induction on , we deduce that, if is a finite family of closed sets of such that , there exists an index such that .
Proposition 2
In a topological space , for a set to be irreducible, it is necessary and sufficient that its closure be so.
For an open set of to meet , it is necessary and sufficient that it meet ; then the proposition follows from the above remarks.
Proposition 3
(i) *If is an irreducible space, every non-empty open subset of is irreducible.
(ii) Let be a non-empty covering of a topological space consisting of open sets such that for every pair of indices . If the sets are irreducible, the space is irreducible.
(i) If is irreducible, non-empty and open in and non-empty and open in , is also open in , therefore dense in and a fortiori dense in . Then is irreducible (Proposition 1).
(ii) Let us show that, for every non-empty open set in , for all : it follows that is dense in , by hypothesis, hence that is dense in and this proves that is irreducible (Proposition 1). Now there exists at least one index such that ; as for all and is dense in , and a fortiori , which completes the proof of (ii).
Proposition 4
Let and be two topological spaces and a continuous mapping from to . For every irreducible subset of , is an irreducible subset of .
If are two open sets of which meet , and are open sets of which meet . Consequently, meets , which implies that meets and proves the proposition.
Definition 2
Every maximal irreducible subset of a topological space is called an irreducible component of .
It follows from Proposition 2 that every irreducible component of is closed in .
Proposition 5
Let be a topological space. Every irreducible subset of is contained in an irreducible component of and is the union of its irreducible components.
To prove the first assertion, it is sufficient, by virtue of Zorn's Lemma, to prove that the set 3 of irreducible subsets of is inductive. Let be a subset of totally ordered by inclusion; we show that the union of the sets is irreducible. Let be two open sets of which meet ; as is totally ordered, there exists a set meeting and ; as is irreducible, meets and hence also , which proves that is irreducible and hence that 3 is inductive. The second assertion follows from the first, for every subset of consisting of a single point is irreducible.
Corollary
Every connected component of a topological space is a union of irreducible components of .
Every irreducible subspace of is connected by Proposition 1 and hence is contained in a connected component of .
Note that two distinct irreducible components of may have points in common (Exercise 11).
Proposition 6
Let be a topological space and ajinite covering of consisting & irreducible closed sets. Then the irreducible components of are the maximal elements (with respect to inclusion) of the set of .
We may restrict ourselves to the case where no two are comparable. If is an irreducible subset of , then , and hence is contained in one of the closed sets ; this proves that the are the only maximal irreducible subsets of .
Corollary
Let be a topological space and a subspace with only ajinite number of distinct irreducible components (); then the irreducible components of the closure in are the closures of the () and for .
is the union of the , which are irreducible (Proposition 2); as is closed in , ; as for , , whence the corollary by virtue of Proposition 6.
Remark
Suppose that has only ajinite number of distinct irreducible components (); then is open in and dense in since ; the () are therefore non-empty open sets of which are irreducible (Proposition 2), pairwise disjoint and with their union dense in .
Proposition 7
Let be an open subset of a topological space . The mapping (closure in ) is a bijection of the set & irreducible subsets of which are closed in onto the set & irreducible subsets & which are closed in and meet ; the inverse bijection is . In particular, this bijection maps the set & irreducible components & onto the set & irreducible components & which meet .
If is closed in and irreducible, is irreducible (Proposition 2) and . Conversely, if is irreducible and closed in and meets , is a non-empty open subset of , hence irreducible (Proposition 3) and dense in and, as is closed, . This proves the proposition.
2. Noetherian topological spaces
Definition 3
A topological space is called Noetherian if every non-empty set of closed subsets of , ordered by inclusion, has a minimal element.
It amounts to the same to say that every non-empty set of open subsets of , ordered by inclusion, has a maximal element, or that every decreasing (resp. increasing) sequence of closed (resp. open) sets is stationary (Set Theory, Chapter 111, § 6, no. 5, Proposition 6).
Proposition 8
(i) Every subspace of a Noetherian space is Noetherian. (ii) Let be a finite covering of a topological space . If the subspaces of are Noetherian, is Noetherian.
(i) Let be a Noetherian space, a subspace of and a decreasing sequence of subsets of which are closed in ; then and the closures of the in form a decreasing sequence of closed subsets of . As this sequence is stationary, so is the sequence .
(ii) Let be a decreasing sequence of closed subsets of ; by hypothesis, each of the sequences is stationary. As is finite, there is an integer such that, for , , for all . But
Proposition 9
For a topological space to be Noetherian, it is necessary and sufficient that every open set in be quasi-compact.
To show that the condition is necessary, it is sufficient, by virtue of Proposition 8, to prove that every Noetherian space is quasi-compact. Let be an open covering of ; the set of finite unions of sets is non-empty and hence admits a maximal element , where is a finite subset of . By definition, for all and hence .
Conversely, suppose that every open set of is quasi-compact and let be an increasing sequence of open subsets of . The union of the is open and hence quasi-compact; as is an open covering of , there is a finite subfamily of which is a covering of and hence for some index , which proves that the sequence is stationary.
Lemma 1 ("Principle of Noetherian induction"). Let E be an ordered set every non-empty subset of which admits a minimal element. Let F be a subset of E with the following property : if is such that the relation implies , then . Then .
Suppose ; then would have a minimal element . By definition, for all , which implies that , which is a contradiction.
Proposition 10
If X is a Noetherian space, the set of irreducible components of X (and a fortiori the set of connected components of X) is finite.
It is sufficient to prove that X is a finite union of irreducible closed subsets (no. 1, Proposition 6). Let us show that the principle of Noetherian induction can be applied taking E to be the set of closed subsets of X, ordered by inclusion, and F to be the set of finite unions of irreducible closed subsets. Let Y be a closed subset of X such that every closed subset of Y belongs to F. If Y is irreducible, then by definition; otherwise, Y is the union of two closed subsets which are distinct from Y. Then and by hypothesis, whence by definition of F.
In particular it follows that a Hausdorff Noetherian space is necessarily finite.
3. The prime spectrum of a ring
Let A be a ring and X the set of prime ideals of A. For every subset M of A, we denote by the set of prime ideals of A containing M; clearly, if is the ideal of A generated by M, ; if M consists of a single element f, we write instead of and we have . The mapping is decreasing with respect to inclusion in A and X. Moreover, the following formulae hold :
(1)
(2)
(3)
as follows from , no. 6, Corollary 1 to Proposition 13.
Formulae (1) to (3) show that the subsets of satisfy the closed set axioms of a topology (General Topology, Chapter I, , no. 4).
Definition 4
Let be a ring. The set of prime ideals of , with the topology whose closed sets are the sets , where runs through , is called the prime spectrum of and denoted by . The topology thus defined is called the spectral or Zariski topology on .
Clearly the relation is equivalent to .
Let be the prime spectrum of a ring ; for all , let us denote by the set of prime ideals of not containing ; then and is therefore an open set. By (2), every closed subset of is an intersection of closed sets of the form and hence the , form a base of the spectral topology on . Moreover, it follows immediately from the definitions that
and more generally for every invertible element of ;
For every subset of , let us denote by the intersection of the prime ideals of which belong to . Clearly is an ideal of and the mapping is decreasing with respect to inclusion in and . Clearly the relations
hold for every family of subsets of . Moreover:
Proposition 11
Let be a ring, an ideal of and a subset of . (i) is closed in and is an ideal of which is equal to its radical. (ii) is the radical of and is the closure of in .
(iii) The mappings 3 and V define decreasing bijections, one of which is the inverse of the other, between the set of closed subsets of X and the set of ideals of A which are equal to their radicals.
Assertion (i) and the first assertion of (ii) follow from the definitions and § 2, no. 6, Corollary 1 to Proposition 13. If a closed set V(M) (for some M ⊂ A) contains Y, then M ⊂ p for every prime ideal p ∈ Y, whence M ⊂ J(Y) and consequently V(M) ⊃ V(J(Y)); as Y ⊂ V(J(Y)), V(J(Y)) is the smallest closed set of X containing Y, which completes the proof of (ii). Finally, it follows from (ii) that, if a is a prime ideal equal to its radical, then J(V(a)) = a and that, if Y is closed in X, then V(J(Y)) = Y; this proves (iii).
It follows immediately from Proposition 11 that, if M is any subset of A and Y is any subset of X, then V(M) = V(J(V(M))) and J(Y) = J(V(J(Y))).
Corollary 1
For every family (Y_λ)_{λ ∈ L} of closed subsets of X, J(∩_{λ ∈ L} Y_λ) is the radical of the sum of the ideals J(Y_λ).
It follows from Proposition 11 (iii) that J(∩_{λ ∈ L} Y_λ) is the smallest ideal which is equal to its radical and contains all the J(Y_λ); this ideal then contains ∑_{λ ∈ L} J(Y_λ) and therefore also the radical of ∑_{λ ∈ L} J(Y_λ) (§ 2, no. 6, Corollary 2 to Proposition 13), whence the corollary.
Corollary 2
Let r(a) denote the radical of an ideal a of A; if a and b are two ideals of A, the relation V(a) ⊂ V(b) is equivalent to b ⊂ r(a) and r(b) ⊂ r(a).
It is immediate that the relations b ⊂ r(a) and r(b) ⊂ r(a) are equivalent and, as V(a) = V(r(a)), the corollary follows immediately from Proposition 11, (iii).
Corollary 3
Let (f_λ)_{λ ∈ L} be a family of elements of A. For an element g ∈ A to satisfy X_g ⊂ ∪_{λ ∈ L} X_{f_λ}, it is necessary and sufficient that there exist an integer n > 0 such that g^n belongs to the ideal generated by the f_λ.
The relation X_g ⊂ ∪_{λ ∈ L} X_{f_λ} is equivalent to V(g) ⊃ ∩_{λ ∈ L} V(f_λ) and it is sufficient to apply Corollary 2.
COROLLARY 4, For two elements f, g of A to satisfy X_f = X_g, it is necessary and sufficient that there exist two integers m > 0, n > 0 such that f^m ∈ Ag and g^n ∈ Af.
Corollary 5
For to satisfy , it is necessary and sufficient that be nilpotent.
This follows immediately from Corollary 4.
Corollary 6
The closure of a set consisting of a point is the set of prime ideals containing . For the set to be closed in (or, as we shall also say by an abuse of language, for to be a closedpoint of ), it is necessary and sufficient that be maximal.
Corollary 7
If is a Noetherian ring, is a Noetherian space.
Proposition 12
For all , the open set in is quasi-compact; in particular, the space is quasi-compact.
As the form a base of the topology, it is sufficient to prove that, if is a family of elements of such that , then there exists a finite subfamily such that . But the relation means that there exists an integer and a finite subfamily such that "f" belongs to the ideal generated by that subfamily (Corollary 3 to Proposition 11); whence the proposition.
Proposition 13
Let be two rings, and a homomorphism from to ; the mapping from to is continuous.
For , the set is the set of prime ideals of such that , which is equivalent to ; this set is then equal to and is therefore closed.
We call the mapping associated with the homomorphism .
Remark
If is surjective and is its kernel, it follows from the definition of the spectral topology that is a homeomorphism of onto the closed subspace of ; for a prime ideal of to contain an ideal of , it is necessary and sufficient that contain ; we see first that is injective by taking to be prime; moreover, for every ideal of , the image under of is , whence our assertion, the ideals of the form all being ideals of which contain .
Corollary
Let be a multiplicative subset of , and the canonical homomorphism ; then is a homeomorphism of onto the subspace of consisting of the prime ideals of which do not meet .
Let , where ; then since is invertible in . We know already that is injective and that, for all , the relations and are equivalent and hence the conditions and are equivalent; this shows that is equal to , whence the first assertion, since the form a base of the topology of (resp. ). The second assertion follows from , no. 5, Proposition 11 (ii)
Proposition 14
Let be a ring. For a subset of to be irreducible, it is necessary and sufficient that the ideal be prime.
Writing , we note that, for an element , the relation is equivalent to . Suppose that is irreducible and let be elements of such that . Then
Suppose now that is prime; then (Proposition 11 (ii)) and, as is prime, , whence (Proposition 11 (ii)). As a set consisting of a single point is irreducible, is irreducible (no. 1, Proposition 2).
Corollary 1
For a ring to be such that is irreducible, it is necessary and sufficient that the quotient of by its nilradical be an integral domain.
By Proposition 11 (i), is the radical of the ideal , that is .
Corollary 2
The mapping is a bijection of onto the set of irreducible closed subsets of ; in particular the irreducible components of a closed subset of are the sets , where runs through the set of minimal elements of the set of prime ideals of which contain .
As for every prime ideal of and for every closed subset of , the first assertion follows from Proposition 14; on the other hand, for , it is necessary and sufficient that
Corollary 3
The set of minimal prime ideals of a Noetherian ring is finite.
has only a finite number of irreducible components (Corollary 7 to Proposition 11 and no. 2, Proposition 10) and the corollary follows from Corollary 2 above.
Proposition 15
Let be a ring, a finite set and the set of orthogonal families of idempotents of such that . For all , we set , . Then is a bijection of onto the set of partitions of into open sets and is a bijection of onto the set of families of ideals of such that is the direct sum of the .
Let be an element of and set ; if , then , whence (formulae (1) and (2)). On the other hand,
(formula (3));
by hypothesis , whence (formula (I)). As the are closed, they are also open, whence . Also, obviously ; if where , we obtain, by multiplying by , for all ; this proves that .
Lemma 2
If* are two idempotents of such that and have the same radical then .
There exists by hypothesis integers such that and ; let be elements of such that ; then and similarly , whence .
Lemma 2 and Corollary 2 to Proposition 11 show that the mappings and are injective.
Let us show that is surjective. If is an element of , there are elements such that ; if , then , whence
finally, , for all and , whence .
It remains to prove that is surjective. Let be an element of and set ; as and are closed, there exist ideals of such that . We now show that it is possible to suppose further that . Now , whence ; let be such that . Then (formula (3)); every element of is therefore nilpotent (Corollary 2 to Proposition 11); let be an integer such that . Then ,
and , hence and , which establishes our assertion by replacing by and by . The ideals and thus chosen, it follows from the fact that is bijective that there exist two idempotents such that . If , then , and as is idempotent, Lemma 2 shows that . Finally is idempotent and for all , whence , for all ; it follows that
and Lemma 2 shows also that .
Corollary 1
Let be a ring, a nil ideal of and the canonical homomorphism. For every finite orthogonal family of idempotents of such that , there exists a finite orthogonal family of idempotents of such that and for all .
We write . We know (Remark following Proposition 13) that
is a homeomorphism, every prime ideal of containing by hypothesis. Proposition 15 shows that there exists in a finite orthogonal family , of idempotents such that and that the image under of is . But clearly is also the image under of
as and are idempotent, Lemma 2 shows that , whence the corollary.
Corollary 2
For the prime spectrum of a ring to be connected, it is necessary and sufficient that contain no idempotents other than and .
To say that is not connected means that there exists in a set which is open and closed and distinct from and .
4. The support of a module
Definition 5
Let be a ring and an -module. The set of prime ideals of such that is called the support of and is denoted by .
As every maximal ideal of is prime, it follows immediately from § 3, no. 3, Corollary 2 to Theorem 1, that for -module to be equal to , it is necessary and sufficient that .
Example
Let be an ideal of ; in the notation of no. 3, we have
Proposition 16
Let be a ring and an -module. (i) If is a submodule of , then
Corollary
Let be a ring, an -module, a system of generators of and , the annihilator of . Then*
Proposition 17
Let be a ring, an -module and its annihilator; if is finitely generated, then* and is therefore closed in . Let be a system of generators of and let , be the annihilator of ; then , hence (no. 3, equation (3)) and the Proposition follows from the Corollary to Proposition 16.
Corollary 1
Let be a ring, a finitely generated -module and an element of . For to belong to every prime ideal of the support of , it is necessary and sufficient that the homothety of with ratio be nilpotent.
It follows from Proposition 17 that the intersection of the prime ideals belonging to is the radical of the annihilator of (no. 3, Proposition 11 (ii)). To say that belongs to this radical is equivalent to saying that there exist a power and hence that .
Corollary 2
Let be a Noetherian ring, a finitely generated -module and an ideal of . For , it is necessary and sufficient that there exist an integer such that .
If is the annihilator of , the relation is equivalent to by Proposition 17 and hence to , where is the radical of (no. 3, Corollary 2 to Proposition 11). Since is Noetherian, this condition is also equivalent to the existence of an integer such that (§ 2, no. 6, Proposition 15).
Proposition 18
Let be two finitely generated modules over a ring ; then
We need to prove that, if is a prime ideal of , the relations and " and " are equivalent. As the -modules and are isomorphic (§ 2, no. 7, Proposition 18), our assertion follows from the following lemma:
Lemma 3
Let be a local ring and and two finitely generated -modules. If and , then .
Let be the residue field of . By virtue of § 3, no. 2, Proposition 4, and ; then we deduce that
(Algebra, Chapter II, § 3, no. 7). But, since the tensor product is associative (loc. cit., § 3, no. 8), this tensor product is isomorphic to
and therefore to , whence the lemma.
Corollary
Let be a finitely generated -module and its annihilator. For every ideal of , .
and is finitely generated.
Proposition 19
Let be two rings, a homomorphism and
Lemma 4
Let be two local rings, a local homomorphism and a finitely generated -module. If , then .
Let be the maximal ideal of and the residue field; the hypothesis implies that ; since the tensor product is associative, is isomorphic to , hence also to and finally to ; by § 3, no. 2, Proposition 4, , hence (Algebra, Chapter II, § 3, no. 7) and a fortiori .
Proposition 20
Let be a ring and a finitely generated -module. For every prime ideal , there exists a non-zero -homomorphism .
Let . As is finitely generated and ,
Exercises
(b) Let . The direct factors of M of dimension 1 (resp. ) are called lines (resp. hyperplanes). An automorphism distinct from the identity is called a transvection if there exists a hyperplane H of M all of whose elements are invariant under ; then , where is a linear form on M such that and ; obtain the converse. If A is commutative, show that every automorphism of determinant 1 is a product of transvections (observe that, in the matrix of with respect to any basis of M, every column contains at least one invertible element of A and a matrix of the form is the matrix of a transvection).
(c) Give an example of an automorphism such that the kernel of is not a direct factor of M (take A to be the local ring of formal power series in one indeterminate over a field K and ).
(d) Give an example of direct factors N, P of M (necessarily free) such that and are not direct factors of M. (Take , where K is a field and .)
¶ 15. Let A be a (commutative) ring and M an A-module.
(a) For a submodule M' of M to be pure (Chapter I, § 2, Exercise 24), it is necessary and sufficient that, for every maximal ideal of A, be a pure sub-&-module of (use Theorem 1 of no. 3).
(b) Suppose that A is a local ring with maximal ideal and M a finitely generated free A-module. For a finitely generated submodule M' of M to be pure, it is necessary and sufficient that it be a direct factor of M. (Using Corollary 1 to Proposition 5 of no. 2, reduce it to proving that, if , can only be a pure submodule of M if .)
16. Let be a direct system of local rings, such that the are local homomorphisms; let be the maximal ideal of and . Then is a local ring whose maximal ideal is and residue field is . Moreover, if for , then , for all .
94
See the exercises for § 4.