Bourbaki

Exercise 1, § 2

Tag 03G8, permanent. Cite it as [Bourbaki, Tag 03G8].

Theory of Sets, I, 56

Let T\mathscr{T} be a theory, let A1A_1, A2A_2, ..., AnA_n be its explicit axioms and a1a_1, a2a_2, ..., aha_h its constants.

(a) Let T′\mathscr{T}' be the theory whose signs and schemes are those of T\mathscr{T}, and whose explicit axioms are A1A_1, A2A_2, ..., An−1A_{n-1}. The axiom AnA_n is said to be independent of the other axioms of T\mathscr{T} if T′\mathscr{T}' is not equivalent to T\mathscr{T}. This will be so if and only if AnA_n is not a theorem of T′\mathscr{T}'.

(b) Let T′′\mathscr{T}'' be a theory whose signs and schemes are the same as those of T\mathscr{T}. Let T1T_1, T2T_2, ..., ThT_h be terms of T\mathscr{T} such that

(T1∣a1)(T2∣a2) … (Th∣ah)Ai(T_1|a_1)(T_2|a_2) \ \ldots \ (T_h|a_h)A_i

is a theorem of T′′\mathscr{T}'' for i=1,2,…,n−1i = 1, 2, \ldots, n-1, and such that "not (T1∣a1)(T2∣a2) … (Th∣ah)An(T_1|a_1)(T_2|a_2) \ \ldots \ (T_h|a_h)A_n" is a theorem of T′′\mathscr{T}''. Then either AnA_n is independent of the other axioms of T\mathscr{T}, or else T′′\mathscr{T}'' is contradictory.

Solution

This solution was written by nemotron-3-ultra-free and judged by a machine. It is not Bourbaki's and it has not been checked by a person.

PartStatusReason
averified
bverified

(a) Let T′\mathscr{T}' be the theory with the same signs and schemes as T\mathscr{T} and with explicit axioms A1,…,An−1A_1,\dots,A_{n-1}. The explicit axioms of T′\mathscr{T}' are among the explicit axioms of T\mathscr{T}; an explicit axiom is a theorem in its theory because it forms a proof of length 1 (satisfying condition (a1_1) of the definition of a proof). Hence A1,…,An−1A_1,\dots,A_{n-1} are theorems in T\mathscr{T}. Since T\mathscr{T} and T′\mathscr{T}' have the same signs and the same schemes, T\mathscr{T} is stronger than T′\mathscr{T}'.

By definition, two theories are equivalent when each is stronger than the other. Because T\mathscr{T} is already stronger than T′\mathscr{T}', the equivalence T′≡T\mathscr{T}'\equiv\mathscr{T} holds exactly when T′\mathscr{T}' is stronger than T\mathscr{T}. Now T′\mathscr{T}' is stronger than T\mathscr{T} iff all explicit axioms of T\mathscr{T} are theorems in T′\mathscr{T}'. The axioms A1,…,An−1A_1,\dots,A_{n-1} are explicit axioms of T′\mathscr{T}', therefore they are theorems in T′\mathscr{T}'. Thus T′\mathscr{T}' is stronger than T\mathscr{T} precisely when AnA_n is a theorem in T′\mathscr{T}'. Consequently, T′\mathscr{T}' is not equivalent to T\mathscr{T} — that is, AnA_n is independent of the other axioms — if and only if AnA_n is not a theorem of T′\mathscr{T}'.

(b) Let T′\mathscr{T}' be the theory with the same signs and schemes as T\mathscr{T} and with explicit axioms A1,…,An−1A_1,\dots,A_{n-1} (the theory considered in (a)). Denote by σ\sigma the substitution (T1∣a1)⋯(Th∣ah)(T_1|a_1)\cdots(T_h|a_h). We are given that σAi\sigma A_i is a theorem in T′′\mathscr{T}'' for i=1,…,n−1i=1,\dots,n-1, and that not σAn\sigma A_n is a theorem in T′′\mathscr{T}''.

We prove the contrapositive: if AnA_n is not independent, then T′′\mathscr{T}'' is contradictory. Assume AnA_n is not independent. By part (a) this means AnA_n is a theorem in T′\mathscr{T}'.

Form the theory σT′\sigma\mathscr{T}' by applying the substitution σ\sigma to T′\mathscr{T}'. Its explicit axioms are σA1,…,σAn−1\sigma A_1,\dots,\sigma A_{n-1}. By hypothesis these are theorems in T′′\mathscr{T}''. The theories T′′\mathscr{T}'', T\mathscr{T}, T′\mathscr{T}' and σT′\sigma\mathscr{T}' all have the same signs and the same schemes (the substitution does not change signs or schemes). Therefore T′′\mathscr{T}'' is stronger than σT′\sigma\mathscr{T}'. By Criterion C4, every theorem of σT′\sigma\mathscr{T}' is a theorem of T′′\mathscr{T}''.

Since AnA_n is a theorem in T′\mathscr{T}', we apply Criterion C2 successively: (T1∣a1)An(T_1|a_1)A_n is a theorem in (T1∣a1)T′(T_1|a_1)\mathscr{T}'; then (T2∣a2)(T1∣a1)An(T_2|a_2)(T_1|a_1)A_n is a theorem in (T2∣a2)(T1∣a1)T′(T_2|a_2)(T_1|a_1)\mathscr{T}'; continuing in this way, after hh steps we obtain that σAn\sigma A_n is a theorem in σT′\sigma\mathscr{T}'. Hence, by C4, σAn\sigma A_n is a theorem in T′′\mathscr{T}''. But we are given that not σAn\sigma A_n is also a theorem in T′′\mathscr{T}''. A theory containing both a relation and its negation as theorems is contradictory. Thus T′′\mathscr{T}'' is contradictory.

We have shown that if AnA_n is not independent then T′′\mathscr{T}'' is contradictory; therefore either AnA_n is independent or T′′\mathscr{T}'' is contradictory.

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Cites

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Transcribed from the printed volume. Not translated.