§ 6. Dimension of graded rings
In this paragraph, H denotes a graded ring of type , with positive degrees, and its graduation; thus one has for .
1. Filtered ring associated with a graded ring
For every , put . One has ; the are graded ideals of H. Let S denote the multiplicative subset formed by the elements of H whose component of degree 0 is equal to 1, and consider the ring of fractions . Let us identify H with a subring of its completion (III, § 2, No. 12, Example 1); since the elements of S are invertible in (III, § 2, No. 13, Lemma 3), is identified with a subring of containing H. For and , the element of belongs to ; consequently one has .
From this one deduces:
Proposition 1
a) The ideals form an exhaustive and separated filtration of the ring .
b) The canonical homomorphism of into induces for each an isomorphism of onto ; the are the homogeneous components of an isomorphism of graded rings of onto the graded ring associated with , filtered by the .
Remark 1
An element of with , is invertible if and only if the component of degree 0 of is invertible in . Consequently, if the ring is local, the ring is local and the canonical injection induces an isomorphism of the residue fields.
Remark 2
Suppose that is generated by and ; then for every , one has , hence and . It follows that the filtration of is the -adic filtration.
Example 1
\* Let be a graded prime ideal of different from the ideal generated by the ; let be the algebraic subvariety of defined by and the algebraic subvariety of defined by . Then is the cone with base , is the affine algebra of and the local ring of the cone at its vertex. \* 2) Let be a local ring and an ideal of distinct from . Then is a graded ring such that is local; it is generated by and . The ring is therefore local and the filtration is the -adic filtration. It should be noted that in general the rings and are not isomorphic. \* In particular an algebraic variety is not in general locally isomorphic in a neighbourhood of a point to its tangent cone at that point. \
2. Dimension and chains of graded ideals
In this number, we shall denote by dimgr(H) the least upper bound of the lengths of chains of graded prime ideals of ; analogously, if is a graded prime ideal of , we shall denote by htgr(p) the least upper bound of the lengths of chains of graded prime ideals of of which is the greatest element. If is a graded prime ideal of , we have ; for otherwise indeed would contain an element whose component of degree 0 would be equal to 1, hence would contain 1 since it is graded. The mapping from the set of graded prime ideals of into the set of prime ideals of is therefore injective and increasing (II, § 2, no. 5, prop. 11); consequently, taking account of § 1, no. 3, prop. 6 and corollary to prop. 7, we have:
Proposition 2
a) We have . b) For every graded prime ideal of , we have .
For every ideal of , let us denote by the greatest graded ideal contained in ; we have .
Lemma 1
a) If is a prime ideal of , is a prime ideal.
b) Every maximal element of the set of graded ideals of distinct from is a maximal ideal of which contains .
c) Every minimal prime ideal of is graded.
a) This follows from III, § 1, no. 4, prop. 4.
b) Let be a graded ideal of distinct from . Then one has
c) Let be a minimal prime ideal of . Since is prime by and contained in , one has , whence .
Lemma 2
Let and be prime ideals of such that and . If , then is graded, is not, and .
\* Remark 1. --- Let us take up again the notation of example 1 of No. 1. Lemma 2 implies that, if two irreducible subvarieties and of have the same projecting cone and if and , then is the projecting cone of , and is of codimension 1 in . \*
Replacing by , one is reduced to the case where . Then is an integral domain (lemma 1, ), , and it is a matter of proving that : this will indeed imply that , hence that . Since , one has for every , and is disjoint from the multiplicative subset . The ring is therefore isomorphic to a ring of fractions of , and one has therefore
Proposition 3
Let be a prime ideal of . If , one has .
By Lemma 1, , the ideal is prime and contained in , hence . Since the proposition is trivial when , one may suppose that . Let us prove the inequality by induction on . It is enough to prove that, for every prime ideal contained in and distinct from , one has . Let us distinguish two cases according as or . If , then one has ; one has
Theorem 1
Suppose that H is noetherian.
a) Every chain of graded prime ideals of H, saturated as a chain of graded prime ideals, is saturated as a chain of prime ideals.
b) For every graded prime ideal p of H, one has htgr(p) = ht(S^{-1}p) = ht(p).
c) One has dimgr(H) = dim(S^{-1}H) = dim(H).
To prove a), it is enough to prove that, if p and q are two distinct graded prime ideals of H such that q ⊂ p and every graded prime ideal contained between q and p is equal either to p or to q, then ht(p/q) = 1. Passing to the quotient by q, one is reduced to the case where q = {0}. It is therefore a matter of proving that, if H is an integral domain, and if p is an ideal of H, minimal among the graded prime ideals ≠ {0}, one has ht(p) = 1. Now let a be a nonzero homogeneous element of p, and let r be a prime ideal of H such that a ∈ r ⊂ p and minimal for these properties (II, § 2, No. 6, Lemma 2). Since r^{gr} is prime (Lemma 1, a)) and nonzero, one has r^{gr} = p, hence p = r. Since H is an integral domain and noetherian, p has height 1 (§ 3, No. 1, Prop. 1), whence a).
Let us prove b). Let p be a graded prime ideal of H. One has
(Prop. 2); let us prove the inequality ht(p) ≤ htgr(p) by induction on htgr(p). If htgr(p) = 0, p is minimal among the graded prime ideals, hence minimal (Lemma 1, c)), and one has ht(p) = 0. Suppose that one has htgr(p) > 0 and let us prove the inequality ht(q) ≤ htgr(p) − 1 for every prime ideal q contained in p and distinct from p. Let us distinguish two cases. If q is graded, one concludes by the induction hypothesis. If q is not graded, then one has q^{gr} ≠ p, hence ht(q^{gr}) ≤ htgr(q^{gr}) by the induction hypothesis, whence ht(q) ≤ htgr(q^{gr}) + 1 by Prop. 3; it remains to prove the inequality htgr(q^{gr}) ≤ htgr(p) − 2; but if one had htgr(q^{gr}) = htgr(p) − 1, the chain q^{gr} ⊂ p would be saturated by a), which it is not since q^{gr} ≠ q ≠ p.
Finally let us prove c). One has dimgr(H) ≤ dim(S^{-1}H) ≤ dim(H) (Prop. 2), and it remains to prove dim(H) ≤ dimgr(H), or again ht(p) ≤ dimgr(H) for every prime ideal p of H. Let therefore p be a prime ideal of H. If p is graded, one has ht(p) = htgr(p) ≤ dimgr(H). If p is not graded, one has ht(p) = htgr(p^{gr}) + 1 by Prop. 3; let m be a maximal graded ideal of H containing p^{gr}; by Lemma 1, b), m is maximal, hence distinct from p^{gr}, and one has htgr(p^{gr}) + 1 ≤ htgr(m) ≤ dimgr(H), whence again ht(p) ≤ dimgr(H). This completes the proof.
Remark 2
There exist non-noetherian graded rings H such that dimgr(H) < dim(H) (p. 99, Exercise 1).
3. Dimension of graded modules
In this number, M denotes a graded H-module (of type ). Then S^{-1}M is an S^{-1}H-module, and if one puts , one sees as in No. 1 that the sequence of sets is an exhaustive and separated filtration on
and that the canonical mapping induces an isomorphism of onto the graded module .
Lemma 3
Suppose that is generated by and generated by for a suitable integer . Then the filtration on is good for the ideal of .
One has, for , , hence .
Proposition 4
Suppose that is noetherian and finitely generated. Then .
Let a be the annihilator of the -module ; it is a graded ideal of . Since is a finitely generated -module, the annihilator of the -module is the ideal of . One has and . Proposition 4 then follows from Theorem 1, c) of No. 2 applied to the graded ring .
Proposition 5
Suppose local and artinian, generated by , a finitely generated -module, nonzero and a finitely generated -module. Then is an -module of finite length for each , and there exists such that and that one has in the ring
where .
The ring is local and noetherian (No. 1, remark 1), the -module is nonzero and finitely generated, and of dimension (prop. 4). Moreover, is an ideal of definition of (§ 3, No. 2, lemma 2), and is an -good filtration on (lemma 3). Finally, one has for all . It is enough therefore to apply Theorems 2 and 3 of § 4 (Nos. 3 and 4).
Remark
With the exception of the determination of the integer , proposition 5 follows directly from Theorem 1 of § 4, No. 2.
Corollary
Let be a local noetherian ring and an ideal of definition of . Then one has .
Applying proposition 5 to the case , one obtains the relation
with and . One has by Theorem 3 of § 4, No. 4, whence the corollary.
Proposition 6
Suppose local and artinian, finitely generated as an -algebra and finitely generated as an -module.
a) Let be elements of , homogeneous of degrees , and let be the homomorphism (of -algebras) of into which maps to for . The -module is of finite length if and only if is a finitely generated module over .
b) There exists a family of elements of , all homogeneous of the same degree , with , and such that is a maximal secant sequence for the -module . If moreover is generated by as an -algebra, and if the residue field of is infinite, one can take the of degree 1.
a) Put . We have by prop. 4. Consequently, the -module is of finite length if and only if the -module is of finite length, that is to say if and only if is a finitely generated module over . If is the module over deduced from by the homomorphism , we have . Consequently (A, II, p. 171, cor. 3 and remark) is a finitely generated module over if and only if is a finitely generated module over . This proves a).
To prove b), we shall first establish a lemma.
Lemma 4
Let be an element of , homogeneous of degree , and belonging to none of the minimal elements of such that . Then .
Put . By the definition of , we have . By prop. 4, we have
Let us take up again the proof of Prop. 6, b). We may suppose . Let us remark that every minimal element of is graded (apply Lemma 1 of No. 2 to the quotient of by the annihilator of ). By Prop. 8 of III, § 1, No. 4, there therefore exists a homogeneous element of , of degree , not belonging to any of the minimal elements of such that . By Lemma 4, one has . Suppose further that is generated by as an -algebra and that the residue field of is infinite. For every minimal element of such that , consider the vector subspace of the vector space over . If one had , one would have (II, § 3, No. 2, Prop. 4), whence and , which is not the case. Since is supposed infinite, the union of the is distinct from ; if is such that does not belong to any of the , one has .
Proceeding by induction on , one then constructs a sequence of elements of , with homogeneous of degree and such that is an -module of finite length. If one supposes that is generated by as an -algebra and that the residue field of is infinite, one may suppose for . By Prop. 4, one has and
Corollary 1
Suppose that is a field and that is a finitely generated -algebra. Put . There exist homogeneous elements of , all of the same degree , such that the -homomorphism defined by , is injective and makes into a finite -algebra. If is generated by as an -algebra and if is infinite, the may be supposed to be of degree 1.
By Prop. 6 there exists an -homomorphism of the indicated form which makes into a finite -algebra. By Theorem 1 of § 2, No. 3, one then has
Remark
Let be a finite generating system of the vector space over . For , put . The proofs of Prop. 6 and Corollary 1 entail the following result: the set of elements of such that the elements satisfy the conclusion of Corollary 1 contains the complement of the union of a finite number of vector subspaces of distinct from the whole space.
Corollary 2
Let be a noetherian local ring and . In order that one may have , it is necessary and sufficient that for every integer , one have*
The condition is sufficient (§ 4, No. 4, Theorem 3 and § 5, No. 2, Theorem 1). Let us show that it is necessary. Consider the graded ring gr(A) = gr_{m_A}(A); let k be an infinite extension of the field , and put . The ring H is of dimension (Prop. 5 and its corollary); one therefore deduces from Corollary 1 the existence of an injective graded homomorphism of graded k-algebras . Consequently one has, for every integer ,
and equality for every implies the bijectivity of , hence the regularity of A (§ 5, No. 2, Theorem 1).
The equalities
and
then imply the analogous assertions for the function .
4. Semi-continuity of dimension
Lemma 5
Let A be a ring, r its radical, a graded A-algebra, a graded R-module. Suppose that each is a finitely generated A-module and that is a finitely generated -module. Then M is a finitely generated R-module.
Let be homogeneous elements of M whose images in generate the -module . Let N be the (graded) sub--module of M generated by . For every , we have , hence (II, § 3, No. 2, Prop. 4); consequently we have .
Lemma 6
Let be a ring homomorphism and S a multiplicative subset of B. Suppose that C is a B-algebra of finite type, and that is a finite -algebra. Then there exists such that is a finite -algebra.
Let X be a finite generating set of the B-algebra C. For every , the image of x in is integral over , and consequently there exist an integer , elements and an element such that
Let ; the image of every element x of X in is integral over , hence is a finite -algebra (V, § 1, No. 1, Prop. 4).
Proposition 7
Suppose that H is an -algebra of finite type. Then the function is upper semicontinuous on .
Since H is a finitely generated -algebra, each is a finitely generated -module (III, § 1, No. 2, corollary to Prop. 1) and H is generated as an -algebra by for a suitable integer . Let and put . By Corollary 1 to Prop. 6, there exist elements of H, all homogeneous of the same degree , such that the -homomorphism which maps to for , makes into a finite -algebra. Let denote the -homomorphism of into H which maps to for . If, for every , we put , we obtain a -grading on H, compatible with the structure of R-module given by . Each is finitely generated over . By Lemma 5, is a finitely generated -module. By Lemma 6, there therefore exists such that is a finitely generated -module. For every , is a finite -algebra, therefore (§ 2, No. 3, Theorem 1), which completes the proof.
Remark 1
\* In algebraic geometry, Prop. 7 implies that the dimension of the fibres of a projective morphism of algebraic varieties is upper semi-continuous. \* 2) We shall see later that if is a ring homomorphism which makes B into a finitely generated A-algebra, the function is upper semi-continuous on (cf. p. 101, Exercise 10).
5. Regular graded algebras
In this number, it is assumed that is a field and that H is a finitely generated -algebra.
We put ; it is a maximal ideal of H. The ring is identified with the local ring of H at the ideal ; its maximal ideal is , its residue field is identified with .
Proposition 8
a) One has . b) The following conditions are equivalent: (i) ; (ii) the noetherian local ring is regular; (iii) is generated as an -algebra by a family of homogeneous elements of degrees , algebraically independent over . c) Assume the conditions of b) satisfied, and let be homogeneous elements of degrees . The following conditions are equivalent: (i) the classes of the form a basis of the -vector space ; (ii) the form a system of coordinates of the regular noetherian local ring ;
(iii) the are algebraically independent over and generate as an -algebra.
One has (No. 2, th. 1), and (II, § 3, No. 3, prop. 9); after § 5, No. 1, this implies and the equivalences (i) (ii) in and . The two implications (iii) (i) in and are trivial. Let us prove the implications (i) (iii). Assume therefore that one has and let be homogeneous elements of , of degrees , whose classes form a basis of ; consider the homomorphism of graded algebras which sends to . The ideal of is generated by the (A, II, p. 171, cor. 2 and remark); consequently the homomorphism is surjective (III, § 1, No. 2, prop. 1). But one has
(§ 2, No. 4, cor. 1 of th. 3), therefore since is an integral domain. This implies assertions (iii).
Under the hypotheses of , one says that is a regular graded -algebra, or a polynomial graded -algebra. Under the hypotheses of , one says that the form a graded system of coordinates of .
Remark 1
With the notation of , let be the degree of (). Then the Poincaré series is equal to (§ 4, No. 2, example 1). Consequently, if is a polynomial graded -algebra, one has
Remark 2
Conversely, the fact that there exist integers such that does not imply that is a graded polynomial algebra; for example, if is generated by an element of degree 1 and an element of degree 2, subject only to the relation , one has .
Exercises
See the exercises for § 6.