§ 6. Special Properties of Hermitian Forms
1. Orthogonal Bases.
Definition 1
Let be a Hermitian form on . A basis of is said to be orthogonal for if any two elements of this basis are orthogonal for .
If in addition for every , the basis is said to be orthonormal.
Let be an orthogonal basis; if we put , we have
Lemma 1
Suppose that is a field and a Hermitian form on . If all the vectors of are isotropic, is a commutative field of characteristic 2, the antiautomorphism is the identity and is alternating.
Indeed, on expanding , taking into account the hypotheses , we obtain the relation for arbitrary in . Since is , there exist in such that . Writing that , we obtain for every . Taking first , we see that is of characteristic 2; the relation then shows that is the identity, hence is commutative and is alternating.
Theorem 1
Suppose that is a field and a finite-dimensional vector space of dimension over . Then, for every Hermitian form on , admits an orthogonal basis, unless the following conditions are simultaneously satisfied:
(C) is commutative of characteristic 2, the antiautomorphism is the identity, is alternating and nonzero.
Let us reason by induction on , the result being obvious for . We may suppose . If (C) is not satisfied, lemma 1 shows that there exists an element such that . Let be the subspace of orthogonal to ; it is of dimension , and, since , is exactly of dimension . If the restriction of to does not satisfy (C), there exists, by the induction hypothesis, a basis of which is orthogonal for ; putting , we obtain an orthogonal basis of . It remains to examine the case where is a commutative field of characteristic 2, where is the identity, and where is alternating and . There then exist in such that ; put ; in order that be orthogonal to , it is necessary and sufficient that , a condition which determines uniquely; the scalar being thus chosen, we have , hence the restriction of to the subspace of orthogonal to is not alternating; we may consequently apply the induction hypothesis to , which proves the theorem.
When (C) is satisfied, there is obviously no orthogonal basis for .
Corollary 1
The notations being those of th. 1, suppose in addition that (C) is not satisfied, that is non-degenerate and that, for every , there exists such that . Then admits an orthonormal basis for *.
So indeed let () be an orthogonal basis of . Put . We have for since is non-degenerate. By assumption, there exist elements of such that for ; we have . On putting , we have for all , and for . Thus is an orthonormal basis.
Remark
The last assumption of the corollary is satisfied when is the identity, and every element of is the square of an element of (for example when is algebraically closed).
Corollary 2
Let be a field and a hermitian matrix of order and of rank over . Then, unless the following condition is satisfied:
(C') is commutative of characteristic 2, is the identity, is alternating and non-zero,* there exists an invertible matrix of order over such that
where for .
Proposition 1
Suppose that is a commutative field. Let be a hermitian form on , and let () be a sequence (finite or infinite) of linearly independent vectors of such that, for every , the subspace is non-isotropic. Let () be the cofactor of in the matrix . Then for every . Put
Then, for every , is an orthogonal basis of and we have
Indeed, since the restriction of to is non-degenerate, one has (§ 2, prop. 3); note that since the determinant of the empty matrix is equal to 1. Formulas (2) imply first that one has (mod. ) for every , and hence that the are linearly independent, and that is a basis of . For every , one has
(chap. III, § 6, no. 1, formula (12)); hence is orthogonal to , and in particular to for . On the other hand, one has
(chap. III, § 6, no. 1, formula (10)). This proves our assertions.
With the notation of prop. 1, we say that the sequence is obtained from the sequence by the Gram-Schmidt orthogonalization process.
Proposition 2
Let be a hermitian form on , and let be an orthogonal (resp. orthonormal) basis of for . Then, for every , the basis of formed by the and the basis of (where runs through the set of parts with elements of ; cf. chap. III, § 5, no. 6) are orthogonal (resp. orthonormal) for the extensions of to and respectively (, no. 9). If, moreover, the mappings associated with are bijective, the basis of dual to is orthogonal (resp. orthonormal) for the inverse form of (, no. 7).
The assertions concerning and follow at once from formulas (35) and (37) of the , no. 9. The assertion concerning the inverse form follows from the fact that the matrix of with respect to is the inverse of the matrix of with respect to (, no. 10).
2. Unitary group and orthogonal group.
Let be a hermitian form on ; the automorphisms of the A-module which leave invariant are called unitary automorphisms (or unitary transforms) relative to , and their group is called the unitary group associated with ; it is denoted by . Given a quadratic form on , the automorphisms of the A-module which leave invariant are called orthogonal automorphisms (or orthogonal transforms) relative to ; their group is called the orthogonal group associated with ; it is denoted by .
Every orthogonal transform for a quadratic form is unitary for the bilinear form associated with . The converse is true when the scalar 2 is not equal to 0 or a divisor of zero in (, n° 4, (13)), for example if is a field of characteristic .
Consider, in particular, on the module , the hermitian form whose matrix with respect to the canonical basis (e_i) of E is the unity matrix . The unitary automorphisms associated with are simply called automorphisms (or transforms) unitary in n variables; their group is called the unitary group in n variables and is sometimes denoted by or . The matrix of a unitary automorphism with respect to is called a unitary matrix. Such a matrix is invertible, and satisfies, according to formula (48) of § 1, n° 10, the relation
conversely, if A is a commutative ring or is a field, a matrix which satisfies (4) is invertible, and is then unitary.
When J is the identity and 2 is neither equal to 0 nor a divisor of 0 in A, the terms orthogonal group in n variables, orthogonal automorphism (or orthogonal transform) in n variables and orthogonal matrix are used instead of the preceding terms, and one writes (resp. ) instead of (resp. ). Relation (4) then reads
and, since A is commutative, it is a necessary and sufficient condition for to be an orthogonal matrix.
Proposition 3
Suppose that A is a commutative field and that E is of finite dimension . Let be a non-degenerate hermitian form on E. The mapping is a homomorphism of the unitary group associated with onto the multiplicative subgroup H of A formed by the elements such that (subgroup reduced to when J is the identity).
So let be an element of , its matrix with respect to a basis of E, and the matrix of with respect to this basis. The relation (, n° 10, formula (48)) shows that since is invertible; whence . The homomorphism maps onto H. Indeed, when A has characteristic 2 and J is the identity, H is reduced to the element 1. Otherwise there exists an orthogonal basis () of E (th. 1); for every such that , let be the automorphism of E defined by and for ; then is unitary and , whence the proposition.
Under the conditions of prop. 3, the kernel of the homomorphism is a normal subgroup of , called the special unitary group associated with ; it is sometimes denoted by .
When is the identity and is not of characteristic 2, this group is also called the special orthogonal group associated with (or with the quadratic form ) and is sometimes denoted by .
If and is the form whose matrix with respect to the canonical basis of is the unit matrix, the notations or and or are used.
3. Orthogonal projectors and involutions.
Throughout this No., we suppose that the scalar 2 is invertible in (for example, that is a field of characteristic ), and that is a non-degenerate hermitian form on . We denote by the inverse of 2.
Lemma 2
For an endomorphism of to be such that , it is necessary and sufficient that be a projector in ; then is the difference of the two projectors and .
Indeed, in the ring , the relation is equivalent to . The rest is trivial.
An endomorphism of such that (which is then necessarily an automorphism of equal to its inverse) is called an involution. Put , , ( on putting ); it is known that is the direct sum of and (Chap. VIII, § 1, No. 1), and we have in , in . When is a field and is finite-dimensional, it follows, since is of characteristic , that the only eigenvectors of are the elements ≠ 0 in U^+ or in U^-; they correspond respectively to the eigenvalues + 1 and -1.
Proposition 4
Let u ∈ GL(E) be an involution. The following properties are equivalent: a) u belongs to the unitary group associated with Φ ; b) the submodules U^+ = and U^- = are orthogonal (and consequently non-isotropic). Moreover, if A is a field and E is finite-dimensional, properties a) and b) are equivalent to: c) u = u*. Indeed, for x ∈ U^+ and y ∈ U^-, the relation gives , hence a) implies b). Conversely, we obviously have when x and y both belong to U^+ or both belong to U^-, and, in view of b), this relation is still true when one of them belongs to U^+ and the other to U^-; since E is the direct sum of U^+ and U^-, we see that b) implies a). Finally, when E is a finite-dimensional vector space, the adjoint u* is defined since Φ is non-degenerate; relation a) is equivalent to (§ 1, No. 8, cor. of prop. 8); since by assumption, a) and c) are equivalent.
Corollary 1
Suppose that A is a field and that E is finite-dimensional. The mapping is a bijection from the set of involutions u belonging to the unitary group associated with Φ onto the set of non-isotropic subspaces of E; the subspace U^+ corresponding to u is the set of elements of E invariant under u.
By prop. 4, it suffices to show that every non-isotropic subspace M of E is the set of vectors invariant under an involution , and that the latter is unique. Now E is the direct sum of M and M^0 (§ 4, No. 1, cor. of prop. 1), and necessarily for and for by virtue of prop. 4; these relations determine u uniquely, and the endomorphism u thus determined obviously answers the question (prop. 4).
We say that the involution thus determined is the symmetry with respect to the non-isotropic subspace M.
Corollary 2
Suppose that is a field and that is finite-dimensional. In order that a projector in be such that and are orthogonal (and consequently non-isotropic), it is necessary and sufficient that .
It suffices to apply prop. 4 to the involution .
A projector satisfying the condition of Corollary 2 is called an orthogonal projector for .
4. Symmetries in the orthogonal group.
Unless expressly stated otherwise, we suppose, in this No., that is a commutative field of characteristic , and that is the symmetric bilinear form associated with a non-degenerate quadratic form Q on . Recall that we have for (§ 3, No. 4).
Let be a non-isotropic hyperplane in , and let be the symmetry with respect to (No. 3). Let be a vector orthogonal to ; by hypothesis, . Every vector can be written in one and only one way in the form with and ; since and are orthogonal, we have , whence, since is non-isotropic (§ 4, No. 1, cor. of Prop. 1), . Consequently, we have
whence
It should be noted that the last member of (6) still has a meaning when is a field of characteristic 2, and a non-singular vector of ; it is immediately verified that one still has then for all , in other words . The involution thus defined is again called the symmetry with respect to the hyperplane orthogonal to (cf. exerc. 28).
Proposition 5
Suppose the vector space to be of finite dimension n. The orthogonal group associated with is then generated by the symmetries with respect to the non-isotropic hyperplanes of .
The proposition being obvious for , we reason by induction on . Let be an orthogonal transformation of , and let be a non-isotropic vector of (Lemma 1); distinguish three cases:
a) First suppose that . Then the hyperplane orthogonal to is non-isotropic, and we have . The restriction of to therefore belongs to the orthogonal group associated with the restriction of to . The induction hypothesis entails, since is non-degenerate, that we have , where is a symmetry with respect to a hyperplane of . The endomorphism of which extends and is such that is then the symmetry with respect to the hyperplane of . Obviously .
b) In the second place, suppose that . If denotes the symmetry with respect to the hyperplane orthogonal to , and if we put , we have , and we are reduced to case a).
c) Finally, let us pass to the general case, and put , so that . Under these conditions, the vectors and cannot both be isotropic, for, from the relations and , we would deduce, on adding member to member, (, no 4, déf. 2), whence , contrary to the assumption. Suppose, for example, that is not isotropic; we then have
consequently, if denotes the symmetry with respect to the hyperplane orthogonal to , formula (6) proves that ; on putting , we have , and we are reduced to case a). If is isotropic and is not isotropic, we see analogously that we are reduced to case b).
5. Group of similitudes.
Let be a hermitian form on . An automorphism of the -module is called a similitude (relative to ) if there exists an invertible element of such that
for all in . The similitudes form a group .
When takes values which are regular elements of (for example when is a field and ), the element of satisfying (7) is uniquely determined by ; it is called the multiplier of the similitude . Replacing by in (7), one sees then that belongs to the center of ; exchanging and in (7), one sees in addition that . If, for , one denotes by the multiplier of , the mapping is a homomorphism of into the multiplicative group of the invertible elements of the center of . The kernel of this homomorphism is the unitary group associated with , which is therefore a normal subgroup of . Let be an invertible element of the center of , the homothety of ratio , and a unitary automorphism of ; then is a similitude of , and its multiplier is . Conversely, let be a similitude whose multiplier is of the form ( denoting an invertible element of the center of ); then is a unitary automorphism , and hence is of the form .
Suppose now that is a field, a finite-dimensional vector space, and that is non-degenerate. For every similitude of multiplier one has
Distinguish then two cases: 1°) The integer is odd, that is, . Then, putting , we have . Hence is the product of the homothety of ratio and a unitary automorphism. 2°) The integer is even, that is, . Then, putting , we have . In particular, when is the identity, we have ; the similitudes such that (resp. ) are called direct (resp. inverse); the direct similitudes form a normal subgroup of index 2 of ;
the homotheties of ratio are direct similitudes; the same is true of the orthogonal transformations of determinant 1 (No. 2); the orthogonal transformations of determinant -1 are inverse similitudes.
The preceding definitions and results are still valid for -hermitian forms (, No. 1), and in particular for alternating forms.
Let A be a commutative field and Q a quadratic form on E. A similitude (relative to Q) is any automorphism of E such that there exists a nonzero element of A (called the multiplier of ) for which for every . It is clear that is then a similitude with multiplier relative to the bilinear form associated with Q; the converse is true when the characteristic of A is .
6. Hermitian Geometry.
Definition 2
Let A be a field, L an affine space over A and T the space of translations of L (Chapter II, 2nd ed., App. II). If T is endowed with a non-degenerate hermitian form , L is said to be a hermitian space over A, and the metric form of L.
If J is the identity (which implies that A is commutative), L is rather called a Euclidean space.
If and are two points of L, put . Let c be a third point of L. For and to be orthogonal, it is necessary, by formula (17) of , No. 5, that we have , and this condition is sufficient when and A is not of characteristic 2 (“Pythagorean theorem”).
Two linear varieties of L are said to be orthogonal if their directions (Chapter II, 2nd ed., App. II, No. 3) are orthogonal. A linear variety of L is said to be isotropic (resp. totally isotropic) if its direction is isotropic (resp. totally isotropic). A vector of T is said to be orthogonal to a linear variety of L if it is orthogonal to the direction of that variety.
Let V be a linear variety in L, and a point of L. The set of points of L such that is orthogonal to V is a linear variety W passing through ; W is said to be the totally orthogonal variety (or, more simply, the orthogonal variety) to V passing through x. If L is of finite dimension, the dimension of W is equal to the codimension of V. Moreover, if V is nonisotropic, the directions of V and W are supplementary (§ 4, No. 1, cor. of prop. 1); then W meets V in a single point ; taking an origin in V, one sees at once that, for fixed V, the mapping is an affine idempotent linear mapping; it is called the orthogonal projection of L onto V; the linear mapping associated with it (Chapter II, 2nd ed., App. II, No. 4) is the orthogonal projector of T onto the direction of V (No. 3).
Definition 3
Let L be a hermitian space over a field A, T the space of translations of L. A displacement (resp. similitude) of L is any affine bijection u of L onto L such that the linear mapping associated with u in T (Chapter II, 2nd ed., App. II, No. 4) is unitary (resp. is a similitude).
The group of translations is a normal subgroup of the affine group; it is therefore a normal subgroup of the group of similitudes and of the group of displacements. For every , let be the group of similitudes (resp. displacements) leaving a fixed; if L is identified with T by taking a as origin, is the group of similitudes (resp. the unitary group) of T. Every similitude (resp. displacement) u can be written, in one and only one way, in the form where and , and also in the form where and ; moreover and (Chapter II, 2nd ed., App. II, No. 4).
Let be a similitude in L, the associated similitude in T. The multiplier of is also called the multiplier of (No. 5). If this multiplier is denoted by , the mapping is a homomorphism of the group of similitudes of L into the multiplicative group of the invertible elements of the center of A; its kernel is the group of displacements, which is therefore a normal subgroup of the group of similitudes. When A is commutative and L is of finite dimension, there are, between the determinant det (equal by definition to det ) and , the same relations as in No. 5. The displacements such that det form a normal subgroup of the group of displacements; this subgroup is of index 2 if A is a commutative field of characteristic and J is the identity.
Proposition 6
Let L be a finite-dimensional hermitian space over A, whose metric form has index 0. Any similitude u of L, with multiplier , then admits one and only one fixed point.
Indeed, let be a point of L. There exists a similitude of L leaving fixed and a translation of L such that . Saying that is a fixed point of amounts to saying that . To show that this equation admits one and only one solution , identify L with its space of translations T by taking as origin. It is then enough to prove that the endomorphism of T is invertible, in other words that the relation () implies . Now, if , we have , hence since ; this implies since has index 0. QED.
Suppose that A is a field of characteristic . Every displacement of L such that admits at least one fixed point, for example the midpoint of two homologous points; by taking this point as origin, one sees that the unitary automorphism of T associated with is a symmetry (No. 3). Let V be a non-isotropic linear variety in L; a displacement is said to be the symmetry with respect to V if, by taking an origin in V, is identified with the symmetry with respect to V of T. This amounts to saying that is obtained in the following way: denoting by the orthogonal projection of on V, one has .
Exercises. — 1) Suppose that A is a commutative field. Given a hermitian matrix of order over A, the principal minors of order of are called the minors obtained by deleting in rows and the columns of the same indices.
a) If a principal minor of order of is not zero, but if all the principal minors of orders and which contain this minor of order are zero, now prove that is of rank (cf. Chapter III, § 7, Exercise 1 and § 8, Exercise 11 and Chapter IV, § 2, Exercise 10). Deduce that, in order that be of rank , it is necessary and sufficient that there exist a principal minor of order which is , and that all the principal minors of orders and be zero.
b) Deduce from a) that if is of rank , there exists a permutation such that, if the same permutation is performed on the rows and columns of , and if denotes the matrix obtained, and the principal minor of order of obtained by suppressing in the rows and columns of index , the following two properties hold: ; there is no index such that .
2) Suppose that is a commutative field, and that is of finite dimension . Let be a hermitian sesquilinear form on , satisfying condition (T) of § 4, No. 2, the matrix of with respect to a basis of .
a) If is of rank , and if the principal minor (Exercise 1) obtained by suppressing in the rows and columns of indices is not zero, show that there exists a new basis of such that for and that the matrix of with respect to is obtained by replacing by 0 in all the such that or (consider the subspace orthogonal to ).
b) Deduce from a) that if is of rank , and if the cofactor of in the determinant is not zero, there exists a new basis of such that for , and such that
(consider the hermitian form whose matrix with respect to is obtained by replacing by in ).
c) Suppose that is of rank , that , but that the principal minor of obtained by deleting the rows and columns with indices and in is not zero. Now prove that there exists a new basis of such that for , and such that
(If is the hyperplane generated by , which is isotropic, observe that the right orthogonal to is not in the subspace generated by , and use Prop. 2 of § 4, No. 2).
3) Let be a finite field, a finite-dimensional vector space over , a non-degenerate hermitian sesquilinear form on , relative to an automorphism of . Now prove that admits an orthonormal basis for (cf. Chap. V, § 11, No. 5, Cor. of Th. 3).
4) Let be a finite field of characteristic , a finite-dimensional vector space of dimension over .
a) Prove that for every non-degenerate symmetric bilinear form on , there exists an orthogonal basis of such that for , (discriminant of with respect to ). (Remark that if , the equation always admits solutions in if (chap. V, § 11, exerc. 4)).
b) In order that two non-degenerate symmetric bilinear forms on E be equivalent, it is necessary and sufficient that the quotient of their discriminants (with respect to the same basis of E) be a square in A. Deduce that, if n is odd, for every non-degenerate symmetric bilinear form on E, there exists an orthogonal basis with respect to which the matrix of is of the form ; the index of is then .
c) If is even, prove that the index of a non-degenerate symmetric bilinear form on E is m if is a square in A, otherwise.
5) Let A be a commutative field of characteristic . Let I be a polynomial with coefficients in A, with respect to indeterminates ; for every symmetric matrix over a commutative overfield of A, denote by the element of obtained by substituting for the indeterminate in I.
Suppose that I is such that, for the matrix with for , for and the square matrix of order n (where the are other indeterminates), one has
where h is an integer . Prove that h is even and that , where and . (Using th. 1, prove that for every symmetric matrix over the algebraic closure of A, one has , where , and use the fact that the polynomial with respect to the is not a square, by considering the terms of this polynomial containing an .
Soient A un corps valué complet non discret, commutatif et de caractéristique (Top. gén., chap. IX, § 3, no 2), une forme hermitienne non dégénérée sur un espace vectoriel E de dimension finie n sur A, la matrice de par rapport à une base de E. Show that there exists such that, for every hermitian matrix satisfying the conditions for every pair , the form having as matrix with respect to the basis is equivalent to . (Reduce to the case where is diagonal; use exerc. 2 b) by relying on the following lemma: there exists a number such that for , there exists in A an element such that . To prove this lemma, the binomial series for will be used.)
Soient A un corps commutatif non ordonnable (chap. VI, § 2, exerc. 8) de caractéristique , E un espace vectoriel de dimension finie sur A, Q une forme quadratique non dégénérée sur E, une base orthogonale pour Q, de sorte que . Pour , on pose , et on désigne par l’ensemble des valeurs de Q_r lorsque les parcourent A.
(a) Show that if, for an index r, one has , it follows that (observe that every element of A is a sum of squares (chap. VI, § 2, exerc. 7)).
(b) Suppose that the subgroup S of the multiplicative group , formed by the squares of elements of A, is of finite index s in . Deduce from (a) that if , every non-degenerate quadratic form on E has index (observe that every set is the union of 0 and of classes mod. S). Application to the case where A is a -adic field (Top. gén., chap. III, § 5, exerc. 35).
Soient A un corps commutatif de caractéristique , E un espace vectoriel de dimension finie n sur A, Q une forme quadratique non dégénérée d’indice 0 sur E. Soient une extension algébrique de A, de degré fini et impair, l’espace vectoriel sur obtenu par extension à du corps des scalaires de E. Show that the extension of Q to (, no 4, prop. 3) is still of index 0. (Reduce to the case where , f being an irreducible polynomial of odd degree m over A. Let be an orthogonal basis of E for Q, and let ; show that, in , a relation of the form , where the are non-zero polynomials not all zero, of degree , is impossible; observe for this that h would necessarily be of odd degree, and consider an irreducible factor of h, of odd degree).
Soient A un corps, E un espace vectoriel sur A admettant une base dénombrable , une forme sesquilinéaire hermitienne non dégénérée sur E, satisfaisant à la condition (T) (, no 2).
(a) Show that if the conditions (C) of th. 1 are not simultaneously verified, there exists in E an orthogonal basis for (reason as in exerc. 4 of the ).
b) Suppose in addition that A is commutative, and that there exists an integer s such that on every finite-dimensional vector space of dimension over A, every non-degenerate Hermitian sesquilinear form has index (cf. exerc. 7). Now prove that there then exists in E an orthonormal basis for . (Reason as in a), observing that for every element of A of the form , and every non-degenerate Hermitian form on a space F of dimension , there exists such that (cf. , no 2, prop. 4).)
¶ 10) a) Let A be a principal ideal domain in which there is only one maximal ideal , such that 2 is not divisible by (chap. VII, § 1, exerc. 4). Let E be a free module over A, of dimension n. Now prove that every symmetric bilinear form on E admits an orthogonal basis. (Let r be the greatest exponent such that divides all the elements ; show that there exists such that , where is invertible in A; deduce that E is the direct sum of and the submodule orthogonal to F.)
b) Give an example (for ) in which is non-degenerate and in which there exists a non-isotropic submodule F of E, of rank 1, admitting a complement in E but such that is not a complement of F.
c) Let be an orthogonal basis for , and . Now prove that the ideals are, up to order, independent of the orthogonal basis considered (cf. , th. 1).
These ideals are called the invariant factors of the form . Give an example of two forms having the same invariant factors and not equivalent (take two forms for which the quotient of the discriminants is not a square).
d) Soient un sous-module de , la restriction de à , () les facteurs invariants non nuls de , rangés de sorte que divise , () les facteurs invariants non nuls de , rangés de sorte que divise . Montrer que l’on a et que est multiple de pour (même méthode que dans l’exerc. 1 a) du § 5).
e) Suppose is non-degenerate; let , be two non-isotropic submodules of such that (resp. ) is supplementary to (resp. ). Suppose that the restrictions of to and to are equivalent; now prove that there exists an automorphism of , leaving invariant, and such that . (Using ), reduce to the case where . Let be a base of , and let () be the components of and respectively in ; now prove that there exist scalars () such that the elements satisfy the relations for every pair of indices; one will note for this that for every , one of the elements is invertible in .
11) Let be a principal ideal domain of characteristic 0, in which there is only one principal ideal , such that 2 is divisible by . If is the canonical basis of , the symmetric bilinear form on defined by , now prove that there is no orthogonal base of for .
12) Let be the finite field , the involutive automorphism of , whose field of invariants is . If is a vector space of dimension over , a non-degenerate hermitian sesquilinear form (for ) on , now prove that the order of the unitary group is equal to
13) Let be the finite field ( not a multiple of 2), a vector space of dimension over , a non-degenerate quadratic form on . Now prove that: a) If is odd, the order of the group is
14) Suppose that is a commutative field, a vector space of finite dimension over , a non-degenerate hermitian sesquilinear form on , satisfying condition (T) (, No. 2). Now prove that the only endomorphisms of commuting with all the automorphisms belonging to the special unitary group are the homotheties, except when one has simultaneously , , being of characteristic . (If , write that commutes with the involutions , and use Exerc. 3 of the ; if and , write that commutes with the elements of whose matrix is of the form with respect to an orthogonal basis of .)
) Let be a commutative field of characteristic , a vector space of dimension over , a non-degenerate quadratic form on . For every automorphism , let , and let be the rank of , and .
a) Show that is the subspace orthogonal to .
b) Show that if , is product of two symmetries with respect to lines of . (Establish that if is isotropic for every non-isotropic vector , is isotropic for every ; one will consider separately the case where has at least 5 elements and the case .)
c) Suppose that and are arbitrary. Show that if is not totally isotropic, is product of symmetries with respect to hyperplanes of , and cannot be product of a smaller number of symmetries. (Reduce to the case where is totally isotropic, and proceed by induction on and . If , show that there exists a vector such that is not isotropic, by reasoning by contradiction and using the fact that a plane of which all the lines except at most one are isotropic is necessarily totally isotropic; take then the symmetry with respect to the hyperplane orthogonal to , and consider the automorphism . If , take such that is not isotropic, and, with the same meaning for , consider again the automorphism , and use b).)
d) Suppose that is totally isotropic. If is a symmetry with respect to a non-isotropic hyperplane , show that the subspace of vectors invariant under is , hence is of dimension , and deduce that cannot be product of fewer than symmetries with respect to hyperplanes. Deduce then from c) that is product of symmetries with respect to hyperplanes, but cannot be product of a smaller number of symmetries.
e) Deduce from c) and d) that every orthogonal automorphism is product of at most symmetries with respect to hyperplanes.
f) Show that if is odd (resp. even), for every automorphism of determinant 1 (resp. – 1), there exists a vector invariant under (use e)).
16) The hypotheses being the same as in Exerc. 15, show that, if , the group is generated by the symmetries with respect to the non-isotropic subspaces of of dimension (reason as in Prop. 5 of No. 4).
¶ 17) The hypotheses are the same as in Exerc. 15.
a) Show that, for , the commutator group of the orthogonal group is generated by the elements , where and range over the set of symmetries with respect to hyperplanes (use Prop. 5 of No. 4, and observe that for every group , the subgroup generated by the squares of the elements of contains the commutator group of ).
b) Show that if , the commutator group of is generated by the squares of the elements of (use Exerc. 16); deduce that this group is identical with , and that the quotient group is a commutative group all of whose elements are of order 2.
c) A plane is said to be hyperbolic if it is non-isotropic and if it contains isotropic lines (necessarily 2 in number). An automorphism is said to be hyperbolic if there exists a hyperbolic plane such that for all ; is then said to be a hyperbolic transform associated with . Show that if is of index , every is a product of hyperbolic transforms (use Prop. 5 of No. 4 and Exerc. 4 a) of § 4). Deduce that if is a hyperbolic plane, every can be written , where is a hyperbolic transform associated with and .
**¶ 18) Let A be a commutative field, E a vector space of dimension over A, a non-degenerate hermitian sesquilinear form on E, satisfying condition (T) (, No. 2). Let V be a vector subspace of E, the subgroup of the unitary group formed by the unitary automorphisms such that .
a) Show that, when V is not a totally isotropic subspace of dimension , the image of by the mapping is the subgroup of formed by the such that .
b) If is even and if V is a totally isotropic subspace of dimension , show that the image of by the mapping is the subgroup of formed by the elements of the form (use Prop. 2 of the , No. 2).
c) Let V, W be two vector subspaces of E such that the restrictions of to V and W are equivalent. Show that there exists such that in the following cases: 1° J is distinct from the identity (use Th. 3 of Chap. V, § 11, No. 5). 2° , A is of characteristic , V and W are not totally isotropic subspaces of dimension .
d) Suppose that , that A is of characteristic , that is even, and that is a nondegenerate symmetric bilinear form of index . Let V, W be two totally isotropic subspaces of dimension in E; prove that if , then, for every orthogonal automorphism such that , one has (use b) and prop. 2 of the , no 2). Deduce that the set of totally isotropic subspaces of dimension is the union of two classes of intransitivity for the group ; if V and W belong to the same class (resp. to different classes), the dimension of V ∩ W has the same parity as m (resp. does not have the same parity as m). For a similitude u (for Φ) to be direct, it is necessary and sufficient that (use exerc. 4 c) of § 4.
19) Let A be a field, E a finite-dimensional vector space and > 0 over A, Φ an ε-hermitian sesquilinear form on E, nondegenerate and nonalternating. Let u be an automorphism of E such that one has
for all , with . Prove that u is a similitude of multiplier except when the following conditions are simultaneously satisfied: A is commutative and of characteristic 2, J is the identity (use exerc. 8 of § 1).
20) Let A be a field, L a finite-dimensional hermitian space over A; suppose that the metric form Φ of L satisfies condition (T) (§ 4, no 2). Prove that if the index of Φ is > 0, there may be similitudes of L, of multiplier , and which admit no fixed point (use the reasoning of prop. 6 of no 6, and prop. 2 of § 4, no 2).
21) Let A be a commutative field of characteristic , L a finite-dimensional euclidean space over A, Φ the metric form of L.
a) Prove that every bijection u of L onto itself, such that
whatever x, y in L may be, is a displacement (use exerc. 7 of § 1).
b) Prove that the group of displacements is generated by the symmetries with respect to the nonisotropic hyperplanes of the affine space L (using prop. 5 of no 4, reduce oneself to proving that every nonisotropic translation is the product of two such symmetries).
22) In a hermitian space L, two linear varieties are said to be perpendicular if their directions are weakly orthogonal subspaces (§ 3, exerc. 11). Suppose L finite-dimensional; let V₁, V₂ be two linear varieties, W₁, W₂ their respective directions. Suppose that ; prove that if is not isotropic, there exists at least one linear variety U of dimension , perpendicular to V₁ and to V₂, and meeting each of the linear varieties V₁, V₂ in a single point; moreover, if , the union of all the linear varieties U having the preceding properties is a linear variety of dimension .
23) Let A be a commutative field of characteristic , E a finite-dimensional vector space of dimension over A, Q a quadratic form on E, Φ the symmetric bilinear form associated with Q. The set C of the such that is called the isotropic cone with vertex 0 and equation . If it is not reduced to 0, the image S of C – {0} in the projective space , by the canonical mapping of onto (chap. II, 2e éd., App. III), is called projective quadric (resp. projective conic if ) of homogeneous equation . One says that S is degenerate if Q is degenerate. One says that two projective linear varieties of are conjugate with respect to S if and are orthogonal (for ). The polar of a projective linear variety with respect to S is the variety such that is the totally orthogonal subspace (for ) to ; if V is a hyperplane and if S is nondegenerate, is reduced to a point, called the pole of V. A projective linear variety V is said to be tangent to S if is an isotropic subspace (for ).
Suppose in what follows that S is nonempty and nondegenerate.
a) Prove that the intersection of S and a projective linear variety V is empty or is a quadric in V; for this quadric to be degenerate, it is necessary and sufficient that V be tangent to S.
b) Prove that the tangent hyperplane to S at a point is the union of the lines passing through z and tangent to S.
c) Suppose . For every line D passing through z and meeting S at two points (distinct or not), let be the harmonic conjugate of z with respect to and , that is to say, the point of D such that (chap. II, 2e éd., App. III, exerc. 4); prove that belongs to the polar hyperplane of z with respect to S, and that there exist n of these points forming a projectively free family in and belonging to S (cf. § 4, exerc. 4 a)).
d) Suppose that and that is of maximum index . The set of lines contained in S is then the union of two sets such that every line of meets every line of , but two distinct lines of (resp. ) do not meet (exerc. 18 d)). Let D, D’ be two distinct lines belonging to ; for every there exists one and only one line passing through z; if is the point where meets D’, now prove that is a projective linear mapping of D onto D’.
e) Supposing still , let D, D’, D’’ be three lines of of which any two do not meet. Now prove that the union of the lines meeting D, D’ and D’’ is a nondegenerate quadric.
24) The hypotheses and notations are those of exerc. 23, the quadric S being supposed nonempty and nondegenerate.
a) Now prove that the subgroup of the projective group formed by the projective linear bijections transforming S into itself, is the canonical image of the group of similitudes relative to Q. (Use exerc. 23 c) above, exerc. 2 a) of § 4 and exerc. 8 of § 1.)
b) Let be a point of not belonging to S, and let be the restriction of to the orthogonal hyperplane to in E. Now prove that the subgroup of leaving invariant is isomorphic to the quotient of the orthogonal group by its center.
c) Let be a point of , the (isotropic) hyperplane orthogonal to in , a nonisotropic supplementary space of with respect to , and the restriction of to . Now prove that the subgroup of leaving invariant is isomorphic to the group of similitudes of a Euclidean space of dimension , having as metric form the inverse form (, no 7) of . (Observe that if a similitude for transforms the line into itself, it transforms into itself, and is entirely determined by its restriction to ).
25) Let be a commutative field of characteristic , a finite-dimensional affine space of dimension over . We identify with the complement of a projective hyperplane (“hyperplane at infinity”) of a projective space of dimension (chap. II, 2nd ed., App. III, No. 4). We say that a nonempty set is an affine quadric (resp. affine conic if ) if is the intersection of and a projective quadric (resp. conic) in (exerc. 23).
(a) Show that if there exists a non-degenerate projective quadric such that , this quadric is the only one having these properties, unless , and is reduced to 2 elements (observe that outside this exceptional case, for every point not belonging to , there exists a right passing through and meeting in two distinct points). We then say that is a non-degenerate affine quadric. We say that two affine linear varieties contained in are conjugate with respect to if the projective linear varieties such that are conjugate with respect to ; we define analogously the polar (when it is not contained in ) or the pole of an affine linear variety with respect to , and the affine linear varieties tangent to .
(b) We suppose that is non-degenerate; show that one can take an origin in such that, by identifying in this way with a vector space, there is a basis of such that is the set of the satisfying one of the two equations of the forms
In the first case, the point is well determined and is the pole with respect to of the hyperplane at infinity (called the center of ). (Distinguish two cases according as is or is not tangent to ; use Theorem 1 of § 6, No. 1 and Proposition 2 of § 4, No. 2.)
26) Let be a commutative algebraically closed field of characteristic , a finite-dimensional vector space over , a non-degenerate quadratic form on . Let ; with the notation of exerc. 12 of § 4, we have unless and . Let be a minimal element of the set of non-isotropic subspaces contained in and stable under , and let be the minimal polynomial of the restriction of to . Now prove that if is odd, is an indecomposable submodule of , and that if is even, is a direct sum of two isomorphic indecomposable submodules of . (To see that if is even, cannot be indecomposable, show that would then be totally isotropic; if is a basis of such that for , (with ), show that cannot be orthogonal to , and deduce that the relation leads to a contradiction).
27) Let be a commutative field of characteristic 2, a vector space over , of finite dimension , a quadratic form on , the associated bilinear form, which is alternating, hence of even rank (, no 1, cor. 1 of th. 1).
a) Prove that if is the subspace of (of dimension ) orthogonal to for , one has for all in ; in other words, the restriction of to is a semilinear mapping from (considered as a vector space over ) into (considered as a vector space over the subfield ), relative to the isomorphism of onto . Let be the dimension (over ) of the kernel of , and let be a supplementary subspace of with respect to ; one has .
b) Deduce from a) that there exists a base of , the first vectors of which form a base of a supplementary subspace of in , the next vectors a base of , such that, for
the () being elements of linearly independent with respect to .
c) The index of is called the maximum dimension of the totally singular subspaces of such that . Prove that if is the index of , one can take the base of having the properties stated in b) in such a way that for and that the restriction of to the subspace of generated by is a quadratic form (non-degenerate) of index 0.
d) We suppose ; let be the automorphism group of leaving invariant. If , now prove that for every . For every , let , where and ; show that belongs to the symplectic group (where is the restriction of to ) and that . Conversely, for every automorphism such that for every , show that there exists one and only one linear mapping of into such that the linear mapping equal to in , to the identity in , belongs to .
e) We suppose that is a perfect field () and that . Deduce from b) that every vector subspace of , of dimension , contains at least one vector such that . If is odd, one necessarily has and , so that there exists a basis of with respect to which one has
and (with the notations of )) is isomorphic to ; all quadratic forms such that are then equivalent. If is even, one necessarily has or , and there exists a basis of with respect to which one has
where . Let be the field obtained by adjoining to the roots of the polynomial ; prove that this field is independent of the basis with respect to which can be written in the form (1), and that in order that two quadratic forms (such that ) be equivalent, it is necessary and sufficient that the quadratic extensions of which correspond to them in this way be identical (use Witt's theorem). Case where is a finite field of characteristic 2.
¶ 28) Let be a commutative field of characteristic 2, distinct from , a vector space of dimension over , a non-degenerate quadratic form on .
a) Prove that the orthogonal group is generated by the symmetries (which here are nothing other than the transvections belonging to (, exercise 6)) (reason as in exercise 11 of ). Deduce that the commutator group of is generated by the squares of the elements of (cf. exercise 17).
b) Suppose that is of maximum index; let be two totally singular subspaces of (, No. 1) of dimension . Let be a symmetry (, exercise 6) ; let be the dimension of . Prove that the dimension of is if is orthogonal to otherwise (in the first case remark that , or , and prove that ; in the second, remark that cannot leave invariant any non-orthogonal singular vector to ).
c) Suppose again that the index of is arbitrary. Prove that the subgroup of , formed by the automorphisms of which are products of an even number of symmetries, is a distinguished subgroup of index 2 of . (Prove that the product of an odd number of symmetries cannot be the identity, by considering the extension of to the es-
Bourbaki XXIV.
pace vectoriel E' obtained by extension of the field of scalars of E to its algebraic closure ; use then b).) (Cf. § 9, exercise 9.)
d) If V₁, V₂ are two totally singular subspaces of E, of the same dimension < m, prove that there exists an automorphism u ∈ SO(Q) such that u(V₁) = V₂. On the contrary, if V₁ and V₂ are two totally singular subspaces of dimension m, in order that there exists an automorphism u ∈ SO(Q) such that u(V₁) = V₂, it is necessary and sufficient that the dimension of V₁ ∩ V₂ have the same parity as m (reason as in exercise 18, using b)).
e) A plane P ⊂ E is said to be hyperbolic if it is non-isotropic and contains singular lines (necessarily 2 in number). A transformation u ∈ O(Q) is said to be hyperbolic if there exists a hyperbolic plane P such that u(x) = x for every x ∈ P⁰ ; one then says that u is a hyperbolic transformation associated with P. Prove that if Q is of index > 0, every u ∈ O(Q) is a product of hyperbolic transformations (use a)). Deduce that if P is a hyperbolic plane, every transformation u ∈ O(Q) can be written u = sv, where s is a hyperbolic transformation associated with P and v belongs to the commutator group of O(Q).
29) The hypotheses being those of exercise 28, suppose in addition that Q is of maximum index m; let (eᵢ) be a symplectic basis of E (for the alternating form Φ associated with Q) formed by singular vectors (§ 4, No. 2, Proposition 2), so that the matrix of Φ with respect to this basis is the matrix denoted R in exercise 14 of § 5. With the notations of this last exercise, prove that, in order that a symplectic matrix (tD + S)⁻¹(D + S) be the matrix of an automorphism u ∈ O(Q), it is necessary and sufficient that S be alternating (write that every vector u(eᵢ) is singular, remarking that one has (tD + S).u(eᵢ) = (D + S).eᵢ).