1. Finitely generated graded algebras
1. Systems of generators of a commutative algebra
Let be a commutative ring and a commutative -algebra. Let us recall (Algebra, Chapter IV, § 2, no. 1) that if is a family of elements of , the mapping from the polynomial algebra to is homomorphism of onto the subalgebra of generated by the , whose kernel is the ideal of polynomials such that , called the ideal of algebraic relations (with coefficients in ) between the .
Definition 1
In a commutative algebra over a commutative ring , a family of elements of is called algebraically free over (or the are called algebraically independent over ) if the ideal of algebraic relations between the , with coefficients in , is reduced to 0. A family which is not algebraically free over is also called algebraically related (or its elements are also called algebraically dependent over ).
This definition generalizes that given in Algebra, Chapter V, § 5, no. 1, Definition 1 for families of elements of a commutative field.
(*) Except in § 5, which uses the results of Chapter I, § 4 and therefore homological algebra, no use is made in this chapter of any books other than Books I to VI and Chapters I and II of this book.
To say that a family is algebraically free over amounts to the same as saying that the monomials in the , are linearly independent over ; in particular the are then linearly independent over .
Definition 2
A commutative algebra* over a commutative ring *is called finitely generated if it is generated by a finite family of elements.
It amounts to the same to say that is isomorphic to an -algebra of the form (where the are indeterminates and is an ideal of the polynomial ring ).
If the -algebra is a finitely generated -module, it is obviously a finitely generated -algebra; the converse is false as the example of polynomial algebras shows (cf. Chapter V).
If is a finitely generated -algebra and is any commutative -algebra, is a finitely generated -algebra, for if is a system of generators of the -algebra , clearly the form a system of generators of the -algebra .
If is a finitely generated -algebra and a finitely generated -algebra, then is a finitely generated -algebra; for it follows immediately from the definitions that if is a system of generators of the -algebra and is a system of generators of the -algebra , every element of is equal to a polynomial, with coefficients in , in the and the .
2. Criteria of Finiteness for Graded Rings
In this no. and the following, all the graduations considered (Algebra, Chapter II, § 11) are assumed to be of type . If (resp. M) is a graded ring (resp. graded module), (resp. ) will denote the set of homogeneous elements of degree in (resp. M).
If (resp. ) for , (resp. M) will, to abbreviate, be called a graded ring (resp. module) with positive degrees.
Proposition 1
Let* be a graded commutative ring with positive degrees, m the graded ideal and a family of homogeneous elements of of degrees . The following conditions are equivalent:
(a) The ideal of generated by the family is equal to .
(b) The family is a system of generators of the *-algebra* .
(c) For all , the *-module* is generated by the elements of the form which are of degree in .
Clearly conditions (b) and (c) are equivalent. If they hold, every element of m is of the form where is a polynomial of with no constant term; then , which proves that (c) implies (a). Conversely, suppose that condition (a) holds. Let be the sub-A,-algebra of A generated by the family and let us show that . For this, it is sufficient to show that for all . We proceed by induction on , the property being obvious for . Then let , with . Since , there exists a family of elements of A of finite support such that and we may assume that each of the is homogeneous of degree (by replacing it if need be by its homogeneous component of that degree); as , the induction hypothesis shows that for all , whence and , which proves that (a) implies (b).
Corollary
Let* , be a graded commutative ring with positive degrees and the graded ideal, .
(i) The following conditions are equivalent: (a) The ideal is a finitely generated A-module. (b) The ring is a finitely generated A,-module.
(ii) Suppose that the conditions in (i) hold and let be a finitely generated graded A-module. Then, for all , is a finitely A,-module and there exists such that for .
(i) If a family of elements of A is a system of generators of the A-module m (resp. of the A,-module A), so is the family consisting of the homogeneous components of the ; the equivalence of conditions (a) and (b) then follows from Proposition 1.
(ii) We may suppose that A is generated (as an A,-algebra) by homogeneous elements () of degree and M is generated (as an A-module) by homogeneous elements (); let . Clearly M, consists of the linear combinations with coefficients in of the elements such that the are integers satisfying the relation ; for each there is only a finite number of families satisfying these conditions, since for all ; we conclude that is a finitely generated A,-module and moreover clearly when .
3. Properties of the ring
Let , be a graded ring and a graded A-module; for every ordered pair of integers such that and , set
Clearly is a graded subring of and a graded -module; moreover, if is a graded submodule of , is a graded sub--module of . We shall write instead of ; for each , is the direct sum of the -modules .
Proposition 2
Let be a graded commutative ring with positive degrees and a graded -module. Suppose that is a finitely generated -algebra and a finitely generated -module. Then, for every ordered pair of integers such that :
(i) is a finitely generated -module. (ii) is a finitely generated -module.
Let us show that is a finitely generated -*module*. Let be a system of generators of the -algebra consisting of homogeneous elements. The elements of (finite in number) of the form such that for constitute a system of generators of the -module ; for every system of integers , there are positive integers such that where ; then
which proves our assertion, for every homogeneous element satisfies . Then, if is a finitely generated -module, it is also a finitely generated -module; as is the direct sum of the , each of the is a finitely generated -module, which proves (ii).
Let us apply the above to the graded -module , which is finitely generated by the Corollary to Proposition 1 of no. 2; it is seen that is a finitely generated -module; therefore (no. 2, Corollary to Proposition 1) is a finitely generated -algebra.
Lemma 1
Let be a graded commutative ring such that , a graded -module and a system of homogeneous generators of such that for all . Then, for all and all , .
Let and . Since the generate , there exists a family of elements of of finite support such that ; we may further suppose that each is homogeneous and of degree (replacing it if need be by its homogeneous component of that degree). As
and , each is a sum of elements of the form where , whence . Then , whence by induction on .
Lemma 2
Let be a graded commutative ring such that and let , be a graded commutative -algebra with positive degrees, which is a finitely generated -module. Then there exists an integer such that:
(i) For and , . (ii) For , .
By Lemma 1 there exists an integer such that, for and , , whence a fortiori , which establishes (i). Then, for and , as follows by induction on applying (i); this establishes (ii).
Proposition 3
Let , be a graded commutative ring with positive degrees which is a finitely generated -algebra. There exists an integer such that for all .
Let be a system of homogeneous generators of the -algebra , whose degrees are . Let , let be a common multiple of the and let us write for ; the elements are then all of degree . Let be the sub--algebra of generated by the ; it is a graded subalgebra of and if is not a multiple of . Let (resp. ) be the graded ring whose underlying ring is (resp. ) and whose graduation consists of the (resp. ). Then by definition of . Consider the elements of (finite in number) of the form , where and (mod. ); let us show that they generate the -module . It is sufficient to prove that every element of of the form is a -linear combination of the above elements. Now, there exist positive integers such that where (); then
and by hypothesis (mod. ), hence (mod. ); as the belong to by definition, this proves our assertion. As is a finitely generated -module, Lemma 2 can be applied: there exists such that for , and hence for . The proposition follows with .
4. Graded prime ideals
Let be a graded commutative ring with positive degrees and the graded ideal ; we shall call the two graded ideals of equivalent if there exists an integer such that for (clearly it is an equivalence relation). A graded ideal is called essential if it is not equivalent to .
Proposition 4
Let be a graded ideal of ; for to be prime, it is necessary and sufficient that, if satisfy and then .
The condition is obviously necessary. Conversely, if it is fulfilled, then in the graded ring the product of two homogeneous elements is and hence is an integral domain (Algebra, Chapter II, § 11, no. 4, Proposition 7).
Proposition 5
Let be a graded ideal of and an integer . For there to exist a graded prime ideal such that for it is necessary and sufficient that, for pair of homogeneous elements of degrees the relation implies '" or ". If there exists such that the prime ideal satisfying the above conditions is unique.
The condition of the statement is obviously necessary. If for all clearly every prime ideal containing is a solution to the problem; there may therefore be several prime ideals which solve the problem; however, any two of these ideals are obviously equivalent. Suppose then that there exists a homogeneous element (with ) not belonging to . Let be the set of such that . Clearly is an ideal of ; as the homogeneous components of are the products by of those of and is a graded ideal, is a graded ideal; moreover, and hence . To prove that is prime, it is sufficient to show that, if satisfy and then (Proposition 4). Then whence by hypothesis
we conclude that since . Finally, if and the conditions and are equivalent by hypothesis and hence which completes the proof of the existence of the graded prime ideal which solves the problem. If also is another graded prime ideal of such that for then and for all whence since is prime. On the other hand, if is a homogeneous element of degree of is homogeneous of degree and therefore belongs to , whence by definition , which shows that and finally .
Proposition 6
Let d be an integer .
(i) For every essential graded ideal p of A, is an essential graded prime ideal of .
(ii) Conversely, for every essential graded prime ideal of , there exists a unique (necessarily essential) graded prime ideal of A such that .
(i) If does not belong to , does not belong to and hence is essential.
(ii) For all , the set , must be equal to the set of , such that . Let us show that is a graded prime ideal; as when is a multiple of , since is prime, this will prove the uniqueness of . Now, if , , is the sum of terms each of which is a product of or by a homogeneous element of degree and hence and, since is prime, and therefore is a subgroup of . As is an ideal of , is a graded ideal of ; finally, the relation implies or , which completes the proof by virtue of Proposition 4.
Let be a graded commutative ring with positive degrees and an essential graded prime ideal of . The set of homogeneous elements of not belonging to is multiplicative and the ring of fractions is therefore graded canonically (Chapter II, § 2, no. 9) (note that there will in general be homogeneous elements of negative degree in this graduation). We shall denote by the subring of consisting of the homogeneous elements of degree 0, in other words the set of fractions , where and are homogeneous of the same degree in and . Similarly, for every graded -module , is graded canonically (loc. cit.) and we shall denote by the subgroup of homogeneous elements of degree 0, which is obviously an -module.
Proposition 7
Let be a graded prime ideal of , an integer and the graded prime ideal of ; for every graded -module , the homomorphism derived from the canonical injection is bijective.
If is the set of homogeneous elements of not belonging to and , the canonical homomorphism is a homogeneous homomorphism of degree 0 and it is injective, for, if satisfies for , then also and . It remains to show that the image under of is the whole of ; but if and , then also where and , whence our assertion.
Proposition 8
Let ; let be a finite family of graded prime* ideals of and a graded ideal such that for all ; then there exists a homogeneous element not belonging to any of the .
We argue by induction on , the proposition being trivial for . If there exists an index such that is contained in one of the of index , it follows from the induction hypothesis that there is a homogeneous element not belonging to any of the for and therefore not belonging to either and this element solves the problem. Suppose then that for every index , is not contained in any of the of index ; the induction hypothesis therefore implies the existence of a homogeneous element belonging to none of the for ; as the are all of degrees , we may assume by replacing them by suitable powers (since the are prime) that and are of the same degree. Then is homogeneous of degree and the same argument as in Chapter II, § 1, no. 1, Proposition 2 shows that solves the problem.
Exercises
See the exercises for § 1.