1. Krull domains
1. Dmsorial ideals of an integral domain
Definition 1
Let be an integral domain and its field of fractions. Every sub-A-module of such that there exists an element in for which is called a fractional ideal of (or of , by an abuse of language).
Every finitely generated sub-A-module of is a fractional ideal: for if is a system of generators of , we may write , where , and ; if , clearly . In particular the monogenous sub-A-modules of are fractional ideals (recall that they have been called fractional principal ideals in Algebra, Chapter VI, § 1, no. 5). If is Noetherian, every fractional ideal is afinitely generated A-module. Every sub-A-module of a fractional ideal of is a fractional ideal. Every ideal of is a fractional ideal; to avoid confusion, these will also be called the integral ideals of .
We denote by the set of non-zero fractional ideals of . Given two elements of , we shall write (or ) for the relation "every fractional principal ideal containing also contains "; clearly this relation is a preordering on . Let denote the associated equivalence relation " and " (Set Theory, Chapter III, § 1, no. 2) and the quotient set ; we shall say that the elements of are the divisors of and, for every fractional ideal , we shall denote by (or ) the canonical image of in and we shall say that is the divisor of ; if is a fractional principal ideal, we write div(x) instead of div(Ax) and div(x) is called the divisor of x; the elements of D(A) of the form div(x) are called principal divisors. By taking the quotient, the preordering on I(A) defines on D(A) an ordering which we shall denote by .
For all there exists by hypothesis some in A such that ; the intersection of the fractional principal ideals containing a is therefore an element of I(A). Clearly the relation is equivalent to the relation ; the relation therefore implies . For two elements of I(A) to be equivalent modulo R, it is necessary and sufficient that .
Definition 2
Every element a of I(A) such that is called a divisorial fractional ideal of A.
In other words a divisorial ideal is just a non-zero intersection of a non-empty family of fractional principal ideals. Every non-zero intersection of divisorial ideals is a divisorial ideal. If a is divisorial, so is ax for all , the mapping being a bijection of the set of fractional principal ideals onto itself, For all , 6 is the least divisorial ideal containing a and is equivalent to a modulo R. Moreover, if is a divisorial ideal equivalent to a modulo R, then . Hence 5 is the unique divisorial ideal such that div div (in other words, the restriction of the mapping div to the set of divisorial ideals is injective).
Let a and b be two fractional ideals of K. Recall (Chapter I, § 2, no. 10) that denotes the set of such that ; this is obviously an A-module; if and , then ; for if is a non-zero element of A such that and and is a non-zero element of , then ; on the other hand, if belongs to , then , hence and .
The definition of can also be written:
Proposition 1
(a) *If b is a divisorial ideal and , is divisorial.
(b) Let a, b be in I(A). In order that div div , it is necessary and sufficient that .
(c) For all , .
Assertion (a) follows immediately from equation (1) since, if is divisorial, so is for all .
To show (b), let denote the set of fractional principal ideals containing a; the relation is equivalent to and hence to . As the relation div div is by definition equivalent to , it is also equivalent to .
Finally, as . Replacing by in this formula, it is seen that ; on the other hand, the relation implies
Remark
In the course of the above proof it has been proved that for every ideal , which is a special case of Set Theory, Chapter 111, § 1, no. 5, Proposition 2.
Proposition 2
(i) In every non-empty set bounded above admits a least upper bound. More precisely, if is a non-empty family of elements of which is bounded above, then
Let be a non-empty family of elements of which is bounded above. To say that a divisorial ideal bounds this family above amounts to saying that it is contained in all the , that is that is contained in . Hence and , is therefore a divisorial ideal, which shows (i).
Now let be a non-empty family of elements of which is bounded below. To say that a divisorial ideal bounds this family below means that it contains all the , that is (since is divisorial) that it contains all the , or also that . This proves (ii).
Finally, to prove (iii) it is sufficient by (i) and (ii) to prove that, if are in , the set is bounded both above and below in ; now it is bounded above by (which is distinct from ). It is bounded below by , for : if and are non-zero elements of such that and , then .
Corollary
If and are in , then .
and hence .
2. The monoid structure on d(a)
Proposition 3
Let be elements of . The relations and imply .
We may restrict our attention to the case where . Then let be a fractional principal ideal containing ; for every non-zero element of , and hence , whence and . Varying , it is seen that , whence .
It follows from Proposition 3 that multiplication on defines, by passing to the quotient, a law of composition on which is obviously associative and commutative. It is written additively so that we may write:
for in . Clearly is an identity element for this addition; this element is denoted by 0. Proposition 3 proves further that the order structure on is compatible with this addition (Algebra, Chapter VI, § 1, no. 1) and, more precisely (no. 1, Proposition 2 (ii)):
For a fractional ideal to be such that in , it is necessary and sufficient that (in other words, that be an integral ideal of ).
For two elements of , the relation is equivalent to ; the set of principal divisors of with the order relation and the monoid law induced by that on is an ordered group canonically isomorphic to the multiplicative group of fractional principal ideals ordered by the opposite order relation to inclusion (Algebra, Chapter VI, § 1, no. 5). The relation between two elements of :
"there exists such that "
is therefore an equivalence relation since the relation is equivalent to ; if and are congruent modulo , they are called equivalent divisors of . Clearly moreover the relation is compatible with the law of the monoid and the latter therefore defines, by taking quotients, a monoid structure on ; this monoid is called the divisor class monoid of A.
Proposition 4
Let be two divisorial fractional ideals of . The following properties are equivalent: (a) and are equivalent divisors; (b) there exists such that .
If for some , then and, as and are divisorial, , which proves the proposition.
Let be an invertible fractional ideal (Chapter II, § 5, no. 6); then (loc. cit., Proposition 10) and hence is divisorial (no. 1, Proposition 1). The group of invertible fractional ideals is therefore identified with a subgroup of the monoid and the canonical image of in with the group of classes of projective -modules of rank 1 (Chapter II, § 5, no. 7, Corollary 2 to Proposition 12 and Remark 1).
Theorem 1
Let be an integral domain. For the monoid of divisors of to be a group, it is necessary and sufficient that be completely integrally closed.
Suppose that is a group. Let ; suppose that is contained in a finitely generated sub--module of . Then we have seen (no. 1) that is an element of . Then and hence . Since is an ordered group, we conclude that , whence . Thus is completely integrally closed (Chapter V, § 1, no. 4, Definition 5).
Conversely, suppose that is completely integrally closed. Let be a divisorial ideal. We shall show that , which will prove that is a group. As , it suffices (no. 1) to verify that every fractional principal ideal which contains also contains . Now, for , the relation implies , whence and hence . As is divisorial, we deduce that , whence for all . There exist elements of such that ; therefore , whence . As is completely integrally closed, , that is , which completes the proof.
Note that, if is completely integrally closed (and even Noetherian), a divisorial ideal of is not necessarily invertible, in other words, in general (Exercise 2 and § 3, no. 2, Proposition 1).
Corollary
Let be a completely integrally closed domain and a divisorial fractional ideal of . Then, for every fractional ideal of ,
By virtue of formula (1) of no. 1:
taking account of Proposition 2 and the fact that the fractional ideals are divisorial. But since is an ordered group (Algebra, Chapter VI, § 1, no. 8):
3. Krull domains
Definition 3
A n integral domain is called a Krull domain if there exists a family of valuations on the field of fractions of with the following properties: (AK) the valuations are discrete; (AK) the intersection of the rings of the is ; (AK) for all , the set of indices such that is finite.
It obviously suffices to verify condition (AK) for the elements of .
Examples (1) Every discrete valuation ring is a Krull domain. (2) More generally, every principal ideal domain is a Krull domain. For let be a representative system of extremal elements of and let be the valuation on the field of fractions of defined by (Chapter VI, § 3, no. 3, Example 4). It is immediately seen that the family satisfies properties (AK), (AK) and (AK). (3) Let be a field and a finite family of subrings of which are Krull domains. Then their intersection , is a Krull domain. For let be a family of valuations on the field of fractions of , satisfying (AK), (AK), (AK) (where is replaced by ). Let denote the restriction of to the field of fractionsof . Then the family obviously satisfies (AK) (where is replaced by ) and also (AK) since the set of indices is finite. The valuations are either discrete or improper. By retaining only those which are discrete, a family is obtained which obviously satisfies (AK), (AK) and (AK) (where is replaced by ). Hence is certainly a Krull domain. (4) In particular, if is a Krull domain and a subfield of the field of fractions of , is a Krull domain.
Theorem 2
Let be an integral domain. For to be a Krull domain, it is necessary and sufficient that the twofollowing conditions be satisfied: (a) is completely integrally closed; (b) every non-empty family of divisorial integral ideals of admits a maximal element (with respect to the relation ). Moreover, if is the set of extremal elements of , is then a basis of the -module and the positive elements of are the linear combinations of the elements of with coefficients .
Let be a Krull domain. It is completely integrally closed (Chapter VI, § 4, no. 5, Corollary to Proposition 9). Let be a family of valuations on the field of fractions of satisfying (AK), (AK) and (AK). The may be assumed to be normed (Chapter VI, § 3, no. 6, Definition 3). For all , we shall write:
then , for, if is a non-zero element of , the relation implies that (by (AK)), which shows that the family of () is bounded above. We establish the following properties:
(1) Let be a divisorial fractional ideal; in order that , it is necessary and sufficient that for all .
As is divisorial, the relation is equivalent to the relation "“ implies ”. Now, by (AK), the relation is equivalent to “ for all ”. Whence (1).
(2) Let and be two divisorial fractional ideals of ; in order that , it is necessary and sufficient that for all .
This follows immediately from property (1).
(3) If , then .
If , then by (AK) and the minimum value of is taken at .
(4) For all , the indices such that are finite in number.
There exist in such that . By properties (2) and (3), for all . It then sufficesto apply (AK).
We have therefore shown the following lemma:
Lemma 1
If is a Krull domain and , is a family of normed valuations on satisfying (AK), (AK) and (AK), the mapping is a decreasing injective mapping of the set of divisorial integer ideals of (ordered by ) to the set of positive elements & the ordered group the direct sum .
This being so, every non-empty set of positive elements of has a minimal element (Algebra, Chapter VI, § 1, no. 13, Theorem 2). Hence certainly satisfies property (b) of the statement.
Conversely, let be an integral domain satisfying properties (a) and (b) of the statement. Since is completely integrally closed, is an ordered group (no. 2, Theorem 1). This group is a lattice (no. 1, Proposition 2). By condition (b) of the statement, every non-empty family of positive elements of has a minimal element. Let be the set of extremal elements of . Then (Algebra, Chapter VI, § 1, no. 13, Theorem 2) is a basis of the -module and the positive elements of are the linear combinations with positive integer coefficients of the elements of .
Thus, for , rational integers are defined (for ) by writing:
We also write .
From the relations
and
for and in , we deduce that the are discrete valuations on . In order that , it is necessary and sufficient that , that is that for all . Thus the satisfy conditions (AK) and (AK) and obviously also (AK).
Corollary
For a Noetherian ring to be a Krull domain, it is necessary and sufficient that it be an integrally closed domain.
An integrally closed Noetherian domain is completely integrally closed (Chapter V, § 1, no. 4).
There are non-Noetherian Krull domains, for example the polynomial ring over a field in an infinity of indeterminates (cf. Exercise 8).
4. Essential valuations of a Krull domain
Let be a Krull domain and its field of fractions. The valuations defined by formula (4) of no. 3 (for ) are called the essential valuations of (or ).
We have remarked in the course of the proof of Theorem 2 that the valuations satisfy properties (AK), (AK) and (AK) of Definition 3. Moreover, these discrete valuations are normed: for every extremal divisor , and hence, if and are the divisorial ideals corresponding to and , then and ; for , and , whence , which proves our assertion.
Proposition 5
Let be a Krull domain, its field of fractions and the family of its essential valuations. Let be a family of rational integers which are zero except for a finite number of indices. Then the set of such that for all is the divisorial ideal of such that .
Let . In order that , it is necessary and sufficient that , hence that and hence, by (4), that for all .
Proposition 6
Let be a Krull domain, its field of fractions, a family of valuations on with the properties of Definition 3 and , the ring of . Let be a multiplicative subset of not containing and the set of indices such that is zero on . Then ; in particular is a Krull domain.
We write . Then and and hence . Conversely, let . Let denote the finite set of indices such that . If , then , hence and hence there exists such that . Let be an integer such that ; we write . Then for all and hence and . Thus .
Corollary 1
Let be an extremal divisor of and the corresponding divisorial ideal. Then is prime, the ring of is , and the residue field of is identified with the field of fractions of .
Let . By Proposition 5, is zero on and on . Hence is the intersection of and the ideal of and is therefore prime. On the other hand, for every extremal divisor , and hence the divisorial ideal corresponding to is not contained in ; thus and hence, by Proposition 5, is not zero on . This being so, the corollary follows from Proposition 6 and Chapter II, § 3, no. 1, Proposition 3.
Corollary 2
Let be a Krull domain, its field of fractions and a family of valuations with the properties of Definition 3. Then every essential valuation of is equivalent to one of the .
Let be an extremal divisor of and the corresponding divisorial ideal. By Corollary 1, Proposition 5, Lemma 1 and assertion (1) in the proof of Theorem 2, no. 3, there exists such that the ring of contains the ring , of . As and are of height 1, they are therefore equivalent (Chapter VI, § 4, no. 5, Proposition 6).
Proposition 7
Let be a Krull domain, the family of its essential valuations and . Then the coefficient of in is . If is the divisorial prime ideal corresponding to the extremal divisor , then .
As , Proposition 2 (b) (no. 1) shows that , whence our first assertion. The second follows immediately, since and is the ring of the discrete valuation .
Proposition 8
Let be an integrally closed Noetherian domain. (a) Let be an extremal divisor of and the corresponding divisorial prime ideal;
for , let ; then is the set of such that and is a -primary ideal.
(b) Let be a divisorial integral ideal, the divisor of (the being distinct extremal divisors) and the divisorial prime ideal corresponding to . Then is the unique reduced primary decomposition of and the are not immersed.
By Corollary 1 to Proposition 6, the relation is equivalent to ; on the other hand, as , is a discrete valuation ring, is -primary (Chapter IV, § 2, no. 1, Example 4) and hence is -primary (Chapter IV, § 2, no. 1, Proposition 3); this shows (a). Proposition 5 certainly shows that . As for this primary decomposition is reduced: For if , would contain one of the for (Chapter II, § 1, no. 1, Proposition 1). The uniqueness follows from Chapter IV, § 2, no. 3, Proposition 5.
5. Approximation for essential valuations
As the essential valuations of a Krull domain are discrete and normed, no two of them are equivalent and hence they are independent (Chapter VI, § 7, no. 2). Corollary 2 to the approximation theorem (loc. cit., Theorem 1) may therefore be applied to them: given some and some essential valuations finite in number and distinct, there exists such that for all . But here there is a more precise result:
Proposition 9
Let be distinct essential valuations of a Krull domain and rational integers. There exists an element of the field of fractions of such for and for every essential valuation of distinct from .
Let be the divisorial ideals of corresponding to the valuations . There exists such that for (Chapter VI, § 7, no. 2, Corollary 1 to Theorem 1). The essential valuations of distinct from the for which the integer is are finite in number; let be the corresponding ideals. There exists no inclusion relation between since these ideals correspond to extremal divisors and these ideals are prime (Corollary 1 to Proposition 6). Hence the integral ideal is contained in none of the (Chapter 11, § 1, no. 1, Proposition 1) and is therefore not contained in their union (loc. cit., Proposition 2). Therefore there exists such that for ; then and for ; hence the element solves the problem.
Corollary 1
Let be a Krull domain, its field of fractions and and three divisorial fractional ideals of such that . There exists such that .
Let be the family of essential valuations of and let (resp. ) be the family of rational integers (zero except for a finite number of indices) such that (resp. ) is the set of for which (resp. ) for all (Proposition 5, no. 4). The set of such that is finite. As except for a finite number of indices, Proposition 9 shows that there exists such that for and
Corollary 2
Let be a Krull domain. For a fractional ideal of to be divisorial, it is necessary and sufficient that it be the intersection of two fractional principal ideals.
The sufficiency is obvious (no. 1, Definition 2). The necessity follows from Corollary 1: take and to be principal and such that .
6. Prime ideals of height 1 in a Krull domain
Definition 4
Let be an integral domain. A prime ideal of is said to be of height 1 if it is minimal among the non-zero prime ideals of .
We shall also say that the ideal is of height 0; a prime ideal of height is therefore by definition equal to or of height 1.
We shall define below, in a general way, the height of a prime ideal.
Theorem 3
Let be a Krull domain and an integral ideal of . For to be the divisorial ideal corresponding to an extremal divisor, it is necessary and sufficient that be a prime ideal of height 1.
If is the divisorial ideal corresponding to an extremal divisor, we know (no. 4, Corollary 1 to Proposition 6) that is prime and that is a discrete valuation ring; as has no prime ideals other than and , and are the only prime ideals of contained in (Chapter II, § 3, no. 1, Proposition 3); hence is of height 1. Conversely, we shall show first that every prime ideal of contains a divisorial prime ideal corresponding to an extremal divisor: for, as , is the intersection of a non-empty family of essential valuation rings (no. 4, Proposition 6); each is of the form (no. 4, Corollary 1 to Proposition 6) and from we deduce that . Thus, if is of height 1, then , which shows that is the divisorial ideal corresponding to an extremal divisor.
Corollary 1
In a Krull domain every non-zero prime ideal m contains a prime ideal of height 1. If m is not of height 1, then div m = 0 and A : m = A.
The first assertion has already been seen in the course of the proof of Theorem 3. If m is not of height 1 and p is a prime ideal of height 1 contained in m, then p ⊂ m̃ and p ≠ m̃; as div p is extremal, necessarily div m = div m̃ = 0; hence div(A : m) = 0 and, as A : m is divisorial (no. 1, Proposition 1), A : m = A.
Corollary 2
Let A be a Krull domain, K its field of fractions, v a valuation on K which is positive on A and p the set of x ∈ A such that v(x) > 0. If the prime ideal p is of height 1, v is equivalent to an essential valuation of A.
Let B be the ring of v and m its ideal. Then m ∩ A = p and hence A_p ⊂ B. Now A_p is a discrete valuation ring (Theorem 3 and Corollary 1 to Proposition 6). As p ≠ (0), B ≠ K and hence B = A, (Chapter VI, § 4, no. 5, Proposition 6).
Theorem 4
Let A be an integral domain and M the set of its prime ideals of height 1. For A to be a Krull domain, it is necessary and sufficient that the following Properties are satisfied: (i) For all p ∈ M, A, is a discrete valuation ring. (ii) A is the intersection of the A_p for p ∈ M. (iii) For all x ≠ 0 in A, there exists only a finite number of ideals p ∈ M such that x ∈ p. Moreover, the valuations corresponding to the A_p for p ∈ M are the essential valuations of A.
The conditions are trivially sufficient. Their necessity follows immediately from Theorem 3 of no. 4, Corollary I to Proposition 6 and the fact that the essential valuations of A satisfy the conditions of Definition 3 of no. 3.
Proposition 10
Let A be an integrallyclosed Noetherian domain and a an integral ideal of A. The following conditions are equivalent: (a) a is divisorial; (b) the prime ideals associated with A/a are of height 1.
Recall that, if a = is a reduced primary decomposition of a and p_i denotes the prime ideal corresponding to q_i, the prime ideals associated with A/a are just the p_i (Chapter IV, § 2, no. 3, Proposition 4). The fact that (a) implies (b) then follows from Proposition 8 of no. 4. Conversely, if, in the above notation, the p_i are of height 1, A_{p_i} is a discrete valuation ring (Theorem 4); now, q_i = q_i A_{p_i} ∩ A (Chapter IV, § 2, no. 1, Proposition 3); denoting by v_i the essential valuation corresponding to p_i, there therefore exists an integer n_i such that q_i is the set of x ∈ A such that v_i(x) ≥ n_i; this shows that the q_i are divisorial (no. 4, Proposition 5), hence also is a.
7. Application: new characterizations of discrete valuation rings
Proposition 11
Let be a local Krull domain (in particular an integrally closed local Noetherian domain) and its maximal ideal. The following conditions are equivalent: (a) is discrete valuation ring; (b) is invertible; (c) ; (d) is divisorial; (e) is the only non-zero prime ideal of .
As every non-zero ideal of a discrete valuation ring is principal (Chapter VI, § 3, no. 6, Proposition 9), it is invertible and hence (a) implies (b). If is invertible, its inverse is (Chapter II, § 5, no. 6, Proposition 10) and hence ; hence (b) implies (c). If , then ; now ; hence since is maximal, so that is divisorial (no. 1, Proposition 1 (c)); thus (c) implies (d). The fact that (d) implies (e) follows from Theorem 3 of no. 6, Finally, if is the only non-zero prime ideal of , it is of height 1 and hence is a discrete valuation ring (no. 6, Theorem 4); as is local, , which shows that (e) implies (a).
8. The integral closure of a Krull domain in a finite extension of its field of fractions
Proposition 12
Let be a Krull domain, its field of fractions, a finite extension of and the integral closure of in . Then is a Krull domain. The essential valuations of are the normed discrete valuations on which are equivalent to the extensions of the essential valuations of .
Let be the family of extensions to of the essential valuations of . Since the degree is finite, the are discrete valuations on (Chapter VI, § 8, no. 1, Corollary 3 to Proposition 1). Let be the ring of ; then (Chapter VI, § 1, no. 3, Theorem 3). Conversely, every element of is integral over each of the essential valuation rings of (Chapter VI, § 1, no. 3, Corollary 3 to Theorem 3); hence the coefficients of the minimal polynomial of over belong to (Chapter V, § 1, no. 3, Corollary to Proposition 11), so that ; thus . Now let be a non-zero element of ; it satisfies an equation of the form
where and ; if , then ; now the essential valuations of such that are finite in number and the valuations on extending a given valuation on are also finite in number (Chapter VI, § 8, no. 3, Theorem 1); hence except for a finite number of indices . Thus it has been proved that is a Krull domain (no. 3, Definition 3).
It remains to show that the are equivalent to essential valuations of (no. 4, Corollary 2 to Proposition 6), that is (no. 6, Corollary 2 to Theorem 3) that the prime ideal , consisting of the such that , is of height 1. If this were not so, there would exist a prime ideal of such that distinct from and ; then and would be distinct from and (Chapter V, §2, no. 1, Corollary 1 to Proposition 1); the prime ideal would therefore not be of height 1, which contradicts the fact that it corresponds to an essential valuation of .
Corollary
Let (resp. ) be a prime ideal of (resp. ) of height 1 and (resp. ) the essential valuation of (resp. ) corresponding to it. For to lie above , it is necessary and sufficient that the restriction of to be equivalent to .
The valuation is equivalent to the extension of an essential valuation of (Proposition 12). Let , which is a prime ideal of of height 1. For the restriction of to to be equivalent to , it is necessary and sufficient that and hence that .
9. Polynomial rings over a Krull domain
Proposition 13
Let be a Krull domain and indeterminates. The ring is a Krull domain.
Arguing by induction on , it is sufficient to show that, if is an indeterminate, is a Krull domain. Let be the field of fractions of . The field of fractions of is . Let be the set of monic polynomials in which are irreducible over ; for all , let be the valuation on defined by (Chapter VI, §3, no. 3, Example 4). On the other hand, for every essential valuation of , let be the extension of to defined by
for (Chapter VI, §10, no. 1, Lemma 1). Clearly the , and the are discrete and normed and, for all , (resp. ) except for a finite number of valuations (resp. ).
To show the proposition, it therefore suffices to show that is the intersection of the rings of the valuations and . Now the intersection of the rings of the valuations is . On the other hand, for , the relation is equivalent to " for all "; hence the relation " for every valuation " is equivalent to " for all and every essential valuation of ." This proves our assertion.
Remark
The valuations and introduced in the proof of Proposition 13 are the essential valuations of . It will be sufficient for us to show that, if is the set of valuations ( irreducible) and (w essential), then, for all , there exists an element which is not in and such that for all the valuations distinct from ; this will prove that does not satisfy (AK) and the conclusion will follow therefore from no. 4, Corollary 2 to Proposition 6. Suppose first that is of the form : then we may take to be an element such that for the essential valuations of distinct from , for then for every irreducible monic polynomial in ; the existence of an element satisfying the above conditions follows from no. 5, Proposition 9. Suppose secondly that is of the form for an irreducible monic polynomial of degree ; then we may take where . For for every irreducible monic polynomial in ; it remains to choose such that, for every essential valuation of , is at least equal to the greatest lower bound of the elements , where the are the coefficients of (); now the existence of such an follows from (AK) and no. 5, Proposition 9.
We may also say (no. 6, Theorem 4) that the prime ideals of of height 1 are: (1) the prime ideals of the form , where is a prime ideal of of height 1; (2) the prime ideals of the form , where is a (necessarily principal) prime ideal of .
The latter are characterized by the fact that their intersection with is reduced to 0.
10. Divisor classes in Krull domains
Let be a Krull domain. Recall that the group of divisors of is the free commutative group generated by the set of its extremal elements (no. 3, Theorem 2) and that is identified with the set of prime ideals of of height 1 (no. 6); for we shall denote by the normed essential valuation corresponding to (no. 4); recall that the ring of is (no. 4, Corollary 1 to Proposition 6). We shall denote by the subgroup of consisting of the principal divisors and by the divisor class group of (no. 2).
Proposition 14
Let be a Krull domain and a Krull domain containing . Suppose that the following condition holds:
(PDE) For every prime ideal of of height 1, the prime ideal is zero or of height 1.
For the such that are finite in number; we write
where denotes the ramification index of over (Chapter VI, § 8, no. 1). Then i defines, by linearity, an increasing homomorphism of to , which enjoys the following properties:
(a) for every non-zero element x of the field of fractions of A,
(b) for all D, D' in D(A),
Let ; consider a non-zero element of ; the which contain are finite in number (no. 6, Theorem 4); a fortiori the such that are finite in number.
We now show (a). By additivity, it may be assumed that .
By definition, . For all such that , is non-zero (for ) and is therefore of height 1 by (PDE); setting , by definition of the ramification index, (since and are normed). As , and for all which is not of the form where , we deduce (a).
To prove (b) we write
the coefficient of in is . Let be an element of . If , the coefficients of in and and hence also in are zero; therefore the coefficient of in is zero. If , it is a prime ideal of height 1 (by (PDE)); writing , the coefficients of in , and are respectively and ; that of is
This proves (b).
Under the hypotheses of Proposition 14, it follows from (a) that i defines, by taking quotients, a homomorphism , called canonical, of to , which we shall also sometimes write as , by an abuse of notation.
The condition (PDE) is fulfilled in the two following cases:
(1) B is integral over A; in this case, for the prime ideal of B to be of height 1, it is necessary and sufficient that be of height 1. For (0) is the only prime ideal of B lying above the ideal (0) of A (Chapter V, § 2, no. 1, Corollary I to Proposition 1); if is of height 1, then ; if were not of height 1, there would exist a prime ideal of A distinct from (0) and and such that 0 ⊂ p' ⊂ p; but then, as B is an integral domain and A is an integrally closed domain, there would be a prime ideal of B such that and (Chapter V, § 2, no. 4, Theorem 3), contrary to the hypothesis. Conversely, if p is of height 1, there can exist no prime ideal of B distinct from 0 and and such that , otherwise and would be distinct from 0 and p by virtue of Chapter V, § 2, no. 1, Corollary 1 to Proposition 1.
(2) B is aflat A-module. More precisely:
Proposition 15
Let A and B be Krull domains such that B contains A and is aflat A-module. Then: (a) condition (PDE) of Proposition 14 is fulfilled; (b) for every divisorial ideal , Ba is the divisorial ideal of B which corresponds to the divisor .
To show (a), suppose that there exists a prime ideal of B of height 1 such that is neither 0 nor of height 1. Take an element in . The ideals of A of height 1 which contain x are finite in number and none contains ; there therefore exists an element y of such that for all (Chapter II, § 2, no. 1, Proposition 2). Thus and are relatively prime elements of the ordered group P(A), so that ; as the ideals and are divisorial, we deduce that . Since B is a flat A-module, (Chapter I, § 2, no. 6, Proposition 6). This implies that , which contradicts the inequalities (which hold since x and y are in ). Thus (a) has been proved by reductio ad absurdum.
We now show (b). If is a divisorial ideal of A, it is the intersection of two fractional principal ideals (no. 5, Corollary 2 to Proposition 9), say
where dare in ; as B is flat over A, (Chapter I, § 2, no. 6, Proposition 6), which shows that Ba is divisorial. This shows also that ; using Proposition 14 (a) and (b), it is seen that
Corollary
Let A be a local Krull domain and B a discrete valuation ring such that B dominates A and is aflat A-module. Then A is a field or a discrete valuation ring.
Let be the maximal ideal of B. By (PDE), is zero or of height 1. As it is, by hypothesis the maximal ideal of A, our assertion follows from Proposition 11 of no. 7.
Remark
In the former of the two above cases, the mapping is injective: as the elements of form a basis of and two distinct ideals of cannot be the traces on A of the same ideal of , it amounts to verifying that for all ; now, this follows from Chapter V, § 2, no. 1, Theorem 1. It is similarly seen that, if B is a faithfully flat A-module, is injective (Chapter II, § 2, no. 5, Corollary 4 to Proposition 11).
In what follows, we propose to study the canonical homomorphism from to for certain ordered pairs of Krull domains A, B.
Proposition 16
Let A be a Zariski ring such that its completion is a Krull domain. Then A is a Krull domain and the canonical homomorphism from to (which is defined since A is a flat A-module; cf. Chapter III, § 3, no. 4, Theorem 3) is injective.
As A is an integral domain and , A is an integral domain. Let L be the field of fractions of and K L that of A. As (Chapter III, § 3, no. 5, Corollary 4 to Proposition 9), A is a Krull domain (no. 3, Example 4). The fact that is injective follows from Proposition 15 (b) and the fact that, if is principal, b is principal (Chapter III, § 3, no. 5, Corollary 3 to Proposition 9).
Now let A be a Krull domain and S a multiplicative subset of A not containing 0. The group (resp. ) is the free commutative group with basis the set of (resp. ), where p runs through the set of prime ideals of A of height 1 (resp. the set of prime ideals of A of height 1 such that ) (no. 4, Proposition 6) and, if , then . Thus is identified with the directfactor of generated by the elements such that and admits as complement the free commutative subgroup of with basis the set of such that ; we shall denote this complement by G. As is surjective, so is ; and:
for if an element of is equal to , where and , it is the image under of the principal divisor (Proposition 14).
Suppose now that S is generated by a family of elements of A such that the principal ideals are all prime. Then, if is a prime ideal of A of height 1 such that , contains a product of powers of the , and therefore one of the , say ; as is non-zero and prime and is of height 1, it follows that . In the above notation, therefore and (5) shows that the kernel of is zero. We have therefore shown the following result:
Proposition 17
Let be a Krull domain and a multiplicative subset of not containing . Then the canonical homomorphism from to is surjective. If further is generated by a family of elements such that the principal ideals are all prime, then is bijective.
As a second application of formula (5), consider the following situation: let be a Krull domain; take to be the polynomial ring (no. 9, Proposition 13) and to be the set of non-zero constant polynomials of . The prime ideals of of height 1 such that are those of the form , where is a prime ideal of of height 1 (no. 9, Remark). Hence, in the notation introduced above, is identified with by identifying with . On the other hand is identified with : for if an ideal , of generates a principal ideal in , then since is a graded ideal of the ring (graded by the usual degree of polynomials) and hence ; further, for , where , whence, comparing terms of degree 0, ; it follows that is the principal ideal of generated by . Finally, denoting by the field of fractions of , is identified with the polynomials ring , which is a principal ideal domain; hence . Thus, by (5), is identified with and we have proved the following result:
Proposition 18
Let be a Krull domain and the polynomial ring . The canonical homomorphism of to is bijective.
Exercises
See the exercises for § 1.