Bourbaki

1. Krull domains

1. Dmsorial ideals of an integral domain

Definition 1

Let AA be an integral domain and KK its field of fractions. Every sub-A-module aa of KK such that there exists an element d≠0d \neq 0 in AA for which da⊂Ada \subset A is called a fractional ideal d\mathfrak{d} of AA (or of KK, by an abuse of language).

Every finitely generated sub-A-module aa of KK is a fractional ideal: for if (ai)1≤i≤n(a_i)_{1 \leq i \leq n} is a system of generators of aa, we may write ai=bi/dia_i = b_i/d_i, where bi∈Ab_i \in A, di∈Ad_i \in A and d,≠0d, \neq 0; if d=d1…dnd = d_1 \ldots d_n, clearly da⊂Ada \subset A. In particular the monogenous sub-A-modules of KK are fractional ideals (recall that they have been called fractional principal ideals in Algebra, Chapter VI, § 1, no. 5). If AA is Noetherian, every fractional ideal is afinitely generated A-module. Every sub-A-module of a fractional ideal of AA is a fractional ideal. Every ideal of AA is a fractional ideal; to avoid confusion, these will also be called the integral ideals of AA.

We denote by I(A)I(A) the set of non-zero fractional ideals of AA. Given two elements a,ba, b of I(A)I(A), we shall write a≺ba \prec b (or b≻ab \succ a) for the relation "every fractional principal ideal containing aa also contains bb"; clearly this relation is a preordering on I(A)I(A). Let RR denote the associated equivalence relation "a≺ba \prec b and b≺ab \prec a" (Set Theory, Chapter III, § 1, no. 2) and D(A)D(A) the quotient set I(A)/RI(A)/R; we shall say that the elements of D(A)D(A) are the divisors of AA and, for every fractional ideal a∈I(A)a \in I(A), we shall denote by div⁡a\operatorname{div} a (or div⁡,a\operatorname{div}, a) the canonical image of aa in D(A)D(A) and we shall say that div⁡a\operatorname{div} a is the divisor d\mathfrak{d} of aa; if a=Axa = Ax is a fractional principal ideal, we write div(x) instead of div(Ax) and div(x) is called the divisor of x; the elements of D(A) of the form div(x) are called principal divisors. By taking the quotient, the preordering ≺\prec on I(A) defines on D(A) an ordering which we shall denote by ⩽\leqslant.

For all a∈I(A)a \in I(A) there exists by hypothesis some d≠0d \neq 0 in A such that a⊂Ad−1a \subset Ad - 1; the intersection a~\tilde{a} of the fractional principal ideals containing a is therefore an element of I(A). Clearly the relation a≺ba \prec b is equivalent to the relation a~⊃6\tilde{a} \supset 6; the relation a⊃ba \supset b therefore implies a≺ba \prec b. For two elements a,ba, b of I(A) to be equivalent modulo R, it is necessary and sufficient that a~=6\tilde{a} = 6.

Definition 2

Every element a of I(A) such that a=a~a = \tilde{a} is called a divisorial fractional ideal of A.

In other words a divisorial ideal is just a non-zero intersection of a non-empty family of fractional principal ideals. Every non-zero intersection of divisorial ideals is a divisorial ideal. If a is divisorial, so is ax for all x∈K∗x \in K^*, the mapping b↦bxb \mapsto bx being a bijection of the set of fractional principal ideals onto itself, For all a∈I(A)a \in I(A), 6 is the least divisorial ideal containing a and is equivalent to a modulo R. Moreover, if bb is a divisorial ideal equivalent to a modulo R, then a~=6=b\tilde{a} = 6 = b. Hence 5 is the unique divisorial ideal bb such that div a=a = div bb (in other words, the restriction of the mapping a↦a \mapsto div aa to the set of divisorial ideals is injective).

Let a and b be two fractional ideals of K. Recall (Chapter I, § 2, no. 10) that b:ab : a denotes the set of x∈Kx \in K such that xa⊂bxa \subset b; this is obviously an A-module; if b∈I(A)b \in I(A) and a∈I(A)a \in I(A), then b:a∈I(A)b : a \in I(A); for if dd is a non-zero element of A such that db⊂Adb \subset A and da⊂Ada \subset A and aa is a non-zero element of A∩aA \cap a, then da(b:a)⊂Ada(b : a) \subset A; on the other hand, if b≠0b \neq 0 belongs to bb, then bda⊂bbda \subset b, hence bd∈b:abd \in b : a and b:a≠0b : a \neq 0.

The definition of b:ab : a can also be written:

(1)b:a=⋂x∈a,x≠0bx−1. (1) \quad b : a = \bigcap_{x \in a, x \neq 0} b x^{-1}.

Proposition 1

(a) *If b is a divisorial ideal and a∈I(A)a \in I(A), b:ab : a is divisorial.

(b) Let a, b be in I(A). In order that div a=a = div bb, it is necessary and sufficient that A:a=A:bA : a = A : b.

(c) For all a∈I(A)a \in I(A), 6=A:(A:a)6 = A : (A : a).

Assertion (a) follows immediately from equation (1) since, if bb is divisorial, so is bx−1b x^{-1} for all x≠0x \neq 0.

To show (b), let P(a)P(a) denote the set of fractional principal ideals containing a; the relation Ax∈P(a)Ax \in P(a) is equivalent to x−1a⊂Ax^{-1} a \subset A and hence to x−1∈A:ax^{-1} \in A : a. As the relation div a=a = div bb is by definition equivalent to P(a)=P(b)P(a) = P(b), it is also equivalent to A:a=A:bA : a = A : b.

Finally, as a(A:a)⊂A,a⊂A:(A:a)a(A : a) \subset A, a \subset A : (A : a). Replacing aa by A:aA : a in this formula, it is seen that A:a⊂A:(A:(A:a))A : a \subset A : (A : (A : a)); on the other hand, the relation a⊂A:(A:a)a \subset A : (A : a) implies

A:a⊃A:(A:(A:a)). A : a \supset A : (A : (A : a)).
Therefore A:a=A:(A:(A:a))A : a = A : (A : (A : a)) and it follows from (b) that div⁡a=div⁡(A:(A:a))\operatorname{div} a = \operatorname{div}(A : (A : a)) As A:(A:a)A : (A : a) is divisorial by (a), certainly 6=A:(A:a)6 = A : (A : a), which proves (c).

Remark

In the course of the above proof it has been proved that A:a=A:(A:(A:a))A : a = A : (A : (A : a)) for every ideal a∈I(A)a \in I(A), which is a special case of Set Theory, Chapter 111, § 1, no. 5, Proposition 2.

Proposition 2

(i) In D(A)D(A) every non-empty set bounded above admits a least upper bound. More precisely, if (ai)(a_i) is a non-empty family of elements of I(A)I(A) which is bounded above, then

sup⁡(div⁡ai)=div⁡(⋂i5i). \sup(\operatorname{div} a_i) = \operatorname{div}\left( \bigcap_i 5_i \right).
(ii) In D(A)D(A) every non-empty set bounded below admits a greatest lower bound. More precisely, if (ai)(a_i) is a non-empty family of elements of I(A)I(A) which is bounded below, then
inf⁡(div⁡ai)=div⁡(∑iai). \inf(\operatorname{div} a_i) = \operatorname{div}\left( \sum_i a_i \right).
(iii) *The set D(A)D(A) is a lattice.

Let (ai)(a_i) be a non-empty family of elements of I(A)I(A) which is bounded above. To say that a divisorial ideal bb bounds this family above amounts to saying that it is contained in all the aia_i, that is that bb is contained in ⋂i6i\bigcap_i 6_i. Hence ⋂iai≠(0)\bigcap_i a_i \neq (0) and ⋂i6i\bigcap_i 6_i, is therefore a divisorial ideal, which shows (i).

Now let (6i)(6_i) be a non-empty family of elements of I(A)I(A) which is bounded below. To say that a divisorial ideal bb bounds this family below means that it contains all the aia_i, that is (since bb is divisorial) that it contains all the aia_i, or also that b⊃∑iaib \supset \sum_i a_i. This proves (ii).

Finally, to prove (iii) it is sufficient by (i) and (ii) to prove that, if a,ba, b are in I(A)I(A), the set {a,b}\{a, b\} is bounded both above and below in I(A)I(A); now it is bounded above by a∩ba \cap b (which is distinct from (0)(0)). It is bounded below by a+ba + b, for a+b∈I(A)a + b \in I(A): if dd and d′d' are non-zero elements of AA such that da⊂Ada \subset A and d′b⊂Ad'b \subset A, then dd′(a+b)⊂Add'(a + b) \subset A.

Corollary

If x,yx, y and x+yx + y are in K∗K^*, then div⁡(x+y)≥inf⁡(div⁡(x),div⁡(y))\operatorname{div}(x + y) \geq \inf(\operatorname{div}(x), \operatorname{div}(y)).

A(x+y)⊂Ax+AyA(x + y) \subset Ax + Ay and hence div⁡(x+y)≥div⁡(Ax+Ay)\operatorname{div}(x + y) \geq \operatorname{div}(Ax + Ay).

2. The monoid structure on d(a)

Proposition 3

Let a,a′,b,b′a, a', b, b' be elements of I(A)I(A). The relations a>a′a > a' and b>b′b > b' imply ab>a′b′ab > a'b'.

We may restrict our attention to the case where b=b′b = b'. Then let AxAx be a fractional principal ideal containing a′ba'b; for every non-zero element yy of bb, Ax⊃a′yAx \supset a'y and hence Axy−1⊃a′Axy^{-1} \supset a', whence Axy−1⊃aAxy^{-1} \supset a and Ax⊃ayAx \supset ay. Varying yy, it is seen that Ax⊃abAx \supset ab, whence ab>a′bab > a'b.

It follows from Proposition 3 that multiplication on I(A)I(A) defines, by passing to the quotient, a law of composition on D(A)D(A) which is obviously associative and commutative. It is written additively so that we may write:

div(ab)=div a+div b, \text{div}(ab) = \text{div } a + \text{div } b,

for a,ba, b in I(A)I(A). Clearly div(1)\text{div}(1) is an identity element for this addition; this element is denoted by 0. Proposition 3 proves further that the order structure on D(A)D(A) is compatible with this addition (Algebra, Chapter VI, § 1, no. 1) and, more precisely (no. 1, Proposition 2 (ii)):

inf⁡(div a+div b,div a+div c)=inf⁡(div(ab),div(ac))=div(ab+ac)=div(a(b+c))=diva+div(b+c)=diva+inf⁡(div b,div c). \inf(\text{div } a + \text{div } b, \text{div } a + \text{div } c) = \inf(\text{div}(ab), \text{div}(ac)) = \text{div}(ab + ac) = \text{div}(a(b + c)) = \text{div} a + \text{div}(b + c) = \text{div} a + \inf(\text{div } b, \text{div } c).

For a fractional ideal a≠0a \neq 0 to be such that div a≥0\text{div } a \geq 0 in D(A)D(A), it is necessary and sufficient that a⊂Aa \subset A (in other words, that aa be an integral ideal of AA).

For two elements x,yx, y of K∗K^*, the relation div(x)=div(y)\text{div}(x) = \text{div}(y) is equivalent to Ax=AyAx = Ay; the set of principal divisors of AA with the order relation and the monoid law induced by that on D(A)D(A) is an ordered group canonically isomorphic to the multiplicative group of fractional principal ideals ordered by the opposite order relation to inclusion (Algebra, Chapter VI, § 1, no. 5). The relation SS between two elements P,QP, Q of D(A)D(A):

"there exists x∈K∗x \in K^* such that P=Q+div(x)P = Q + \text{div}(x)"

is therefore an equivalence relation since the relation P=Q+div(x)P = Q + \text{div}(x) is equivalent to Q=P+div(x−1)Q = P + \text{div}(x^{-1}); if PP and QQ are congruent modulo SS, they are called equivalent divisors of AA. Clearly moreover the relation SS is compatible with the law of the monoid D(A)D(A) and the latter therefore defines, by taking quotients, a monoid structure on D(A)/SD(A)/S; this monoid is called the divisor class monoid of A.

Proposition 4

Let a,ba, b be two divisorial fractional ideals of AA. The following properties are equivalent: (a) div a\text{div } a and div b\text{div } b are equivalent divisors; (b) there exists x∈K∗x \in K^* such that b=xab = xa.

If div⁡b=div⁡a+div⁡(x)\operatorname{div} b = \operatorname{div} a + \operatorname{div}(x) for some x∈K∗x \in K^*, then div⁡b=div⁡(xa)\operatorname{div} b = \operatorname{div}(xa) and, as bb and xaxa are divisorial, b=xab = xa, which proves the proposition.

Let aa be an invertible fractional ideal (Chapter II, § 5, no. 6); then a=A:(A:a)a = A : (A : a) (loc. cit., Proposition 10) and hence aa is divisorial (no. 1, Proposition 1). The group J(A)J(A) of invertible fractional ideals is therefore identified with a subgroup of the monoid D(A)D(A) and the canonical image of J(A)J(A) in D(A)/SD(A)/S with the group of classes of projective AA-modules of rank 1 (Chapter II, § 5, no. 7, Corollary 2 to Proposition 12 and Remark 1).

Theorem 1

Let AA be an integral domain. For the monoid D(A)D(A) of divisors of AA to be a group, it is necessary and sufficient that AA be completely integrally closed.

Suppose that D(A)D(A) is a group. Let x∈Kx \in K; suppose that A[x]A[x] is contained in a finitely generated sub-AA-module of KK. Then we have seen (no. 1) that a=A[x]a = A[x] is an element of I(A)I(A). Then xa⊂axa \subset a and hence div⁡(x)+div⁡a≥div⁡a\operatorname{div}(x) + \operatorname{div} a \geq \operatorname{div} a. Since D(A)D(A) is an ordered group, we conclude that div⁡(x)≥0\operatorname{div}(x) \geq 0, whence x∈Ax \in A. Thus AA is completely integrally closed (Chapter V, § 1, no. 4, Definition 5).

Conversely, suppose that AA is completely integrally closed. Let aa be a divisorial ideal. We shall show that div⁡a+div⁡(A:a)=0\operatorname{div} a + \operatorname{div}(A : a) = 0, which will prove that D(A)D(A) is a group. As a(A:a)⊂Aa(A : a) \subset A, it suffices (no. 1) to verify that every fractional principal ideal Ax−1Ax^{-1} which contains a(A:a)a(A : a) also contains AA. Now, for y∈K∗y \in K^*, the relation Ay⊃aAy \supset a implies y−1∈A:ay^{-1} \in A : a, whence y−1a⊂a(A:a)⊂Ax−1y^{-1}a \subset a(A : a) \subset Ax^{-1} and hence xa⊂Ayxa \subset Ay. As aa is divisorial, we deduce that xa⊂axa \subset a, whence xna⊂ax^n a \subset a for all n∈Nn \in \mathbf{N}. There exist elements x0,x1x_0, x_1 of K∗K^* such that Ax0⊂a⊂Ax1Ax_0 \subset a \subset Ax_1; therefore xnx0∈Ax1x^n x_0 \in Ax_1, whence xn∈Ax1x0−1x^n \in Ax_1 x_0^{-1}. As AA is completely integrally closed, x∈Ax \in A, that is Ax−1⊃AAx^{-1} \supset A, which completes the proof.

Note that, if AA is completely integrally closed (and even Noetherian), a divisorial ideal of AA is not necessarily invertible, in other words, in general J(A)≠D(A)J(A) \neq D(A) (Exercise 2 and § 3, no. 2, Proposition 1).

Corollary

Let AA be a completely integrally closed domain and aa a divisorial fractional ideal of AA. Then, for every fractional ideal b≠0b \neq 0 of AA, div⁡(a:b)=div⁡a−div⁡b\operatorname{div}(a : b) = \operatorname{div} a - \operatorname{div} b

By virtue of formula (1) of no. 1:

div⁡(a:b)=div⁡(⋂y∈b,y≠0y−1a)=sup⁡y∈b,y≠0div⁡(y−1a) \operatorname{div}(a : b) = \operatorname{div}\left( \bigcap_{y \in b, y \neq 0} y^{-1}a \right) = \sup_{y \in b, y \neq 0} \operatorname{div}(y^{-1}a)

taking account of Proposition 2 and the fact that the fractional ideals y−1ay^{-1}a are divisorial. But since D(A)D(A) is an ordered group (Algebra, Chapter VI, § 1, no. 8):

sup⁡y∈b,y≠0div⁡(y−1a)=sup⁡y∈b,y≠0(div⁡a−div⁡(y))=div⁡a−inf⁡y∈b,y≠0div⁡(y)=div⁡a−div⁡b. \sup_{y \in b, y \neq 0} \operatorname{div}(y^{-1}a) = \sup_{y \in b, y \neq 0} (\operatorname{div} a - \operatorname{div}(y)) \\ = \operatorname{div} a - \inf_{y \in b, y \neq 0} \operatorname{div}(y) = \operatorname{div} a - \operatorname{div} b.

3. Krull domains

Definition 3

A n integral domain AA is called a Krull domain if there exists a family (vi)i∈I(v_i)_{i \in I} of valuations on the field of fractions KK of AA with the following properties: (AKI_I) the valuations viv_i are discrete; (AKII_{II}) the intersection of the rings of the viv_i is AA; (AKIII_{III}) for all x∈K∗x \in K^*, the set of indices t∈It \in I such that vt(x)≠0v_t(x) \neq 0 is finite.

It obviously suffices to verify condition (AKIII_{III}) for the elements xx of A−(0)A - (0).

Examples (1) Every discrete valuation ring is a Krull domain. (2) More generally, every principal ideal domain AA is a Krull domain. For let (pi)i∈I(p_i)_{i \in I} be a representative system of extremal elements of AA and let viv_i be the valuation on the field of fractions of AA defined by pip_i (Chapter VI, § 3, no. 3, Example 4). It is immediately seen that the family (vi)i∈I(v_i)_{i \in I} satisfies properties (AKI_I), (AKII_II) and (AKIII_{III}). (3) Let FF be a field and (Ri)1≤i≤n(R_i)_{1 \leq i \leq n} a finite family of subrings of FF which are Krull domains. Then their intersection S=⋂j=1nRjS = \bigcap_{j=1}^n R_j, is a Krull domain. For 1≤j≤n1 \leq j \leq n let (vj,t)t∈Ij(v_{j,t})_{t \in I_j} be a family of valuations on the field of fractions of RjR_j, satisfying (AKI_I), (AKII_{II}), (AKIII_{III}) (where AA is replaced by RjR_j). Let wj,tw_{j,t} denote the restriction of vj,tv_{j,t} to the field of fractionsof SS. Then the family (vj,t)1≤j≤n,t∈Ij(v_{j,t})_{1 \leq j \leq n, t \in I_j} obviously satisfies (AKII_{II}) (where AA is replaced by SS) and also (AKIII_{III}) since the set of indicesjj is finite. The valuations wj,tw_{j,t} are either discrete or improper. By retaining only those which are discrete, a family is obtained which obviously satisfies (AKI_I), (AKII_{II}) and (AK,,_{,,}) (where AA is replaced by SS). Hence SS is certainly a Krull domain. (4) In particular, if AA is a Krull domain and K′K' a subfield of the field of fractions KK of AA, K′∩AK' \cap A is a Krull domain.

Theorem 2

Let AA be an integral domain. For AA to be a Krull domain, it is necessary and sufficient that the twofollowing conditions be satisfied: (a) AA is completely integrally closed; (b) every non-empty family of divisorial integral ideals of AA admits a maximal element (with respect to the relation ⊂\subset). Moreover, if P(A)P(A) is the set of extremal elements of D(A)D(A), P(A)P(A) is then a basis of the Z\mathbf{Z}-module D(A)D(A) and the positive elements of D(A)D(A) are the linear combinations of the elements of P(A)P(A) with coefficients ≥0\geq 0.

Let AA be a Krull domain. It is completely integrally closed (Chapter VI, § 4, no. 5, Corollary to Proposition 9). Let (vi)i∈I(v_i)_{i \in I} be a family of valuations on the field of fractions KK of AA satisfying (AKI_I), (AKII_{II}) and (AKIII_{III}). The viv_i may be assumed to be normed (Chapter VI, § 3, no. 6, Definition 3). For all a∈I(A)a \in I(A), we shall write:

vt(a)=sup⁡a⊂Ax(vt(x)); v_t(a) = \sup_{a \subset Ax} (v_t(x));

then vt(a)∈Zv_t(a) \in \mathbf{Z}, for, if aa is a non-zero element of aa, the relation Ax⊃AaAx \supset Aa implies that vt(x)≤vt(a)v_t(x) \leq v_t(a) (by (AKIII_{III})), which shows that the family of vt(x)v_t(x) (a⊂Axa \subset Ax) is bounded above. We establish the following properties:

(1) Let aa be a divisorial fractional ideal; in order that y∈ay \in a, it is necessary and sufficient that vt(y)≥vt(a)v_t(y) \geq v_t(a) for all t∈It \in I.

As aa is divisorial, the relation y∈ay \in a is equivalent to the relation "“a⊂Axa \subset Ax implies y∈Axy \in Ax”. Now, by (AKII_{II}), the relation y∈Axy \in Ax is equivalent to “vt(y)≥vt(x)v_t(y) \geq v_t(x) for all t∈It \in I”. Whence (1).

(2) Let aa and bb be two divisorial fractional ideals of AA; in order that a⊂ba \subset b, it is necessary and sufficient that vt(a)≥vt(b)v_t(a) \geq v_t(b) for all t∈It \in I.

This follows immediately from property (1).

(3) If x∈K∗x \in K^*, then vt(Ax)=vt(x)v_t(Ax) = v_t(x).

If Ay⊃AxAy \supset Ax, then vt(y)≤vt(x)v_t(y) \leq v_t(x) by (AKII_{II}) and the minimum value of vt(y)v_t(y) is taken at y=xy = x.

(4) For all a∈I(A)a \in I(A), the indices t∈It \in I such that vt(a)≠0v_t(a) \neq 0 are finite in number.

There exist x,yx, y in K∗K^* such that Ax⊂a⊂AyAx \subset a \subset Ay. By properties (2) and (3), vt(x)≥vt(a)≥vt(y)v_t(x) \geq v_t(a) \geq v_t(y) for all t∈It \in I. It then sufficesto apply (AKIII_{III}).

We have therefore shown the following lemma:

Lemma 1

If AA is a Krull domain and (vt)t(v_t)_t, is a family of normed valuations on KK satisfying (AKI_I), (AKII_{II}) and (AKIII_{III}), the mapping a↦(vt(a))t∈Ia \mapsto (v_t(a))_{t \in I} is a decreasing injective mapping of the set of divisorial integer ideals of AA (ordered by ⊂\subset) to the set of positive elements & the ordered group the direct sum Z(I)\mathbf{Z}^{(I)}.

This being so, every non-empty set of positive elements of Z(I)\mathbf{Z}^{(I)} has a minimal element (Algebra, Chapter VI, § 1, no. 13, Theorem 2). Hence AA certainly satisfies property (b) of the statement.

Conversely, let AA be an integral domain satisfying properties (a) and (b) of the statement. Since AA is completely integrally closed, D(A)D(A) is an ordered group (no. 2, Theorem 1). This group is a lattice (no. 1, Proposition 2). By condition (b) of the statement, every non-empty family of positive elements of D(A)D(A) has a minimal element. Let P(A)P(A) be the set of extremal elements of D(A)D(A). Then (Algebra, Chapter VI, § 1, no. 13, Theorem 2) P(A)P(A) is a basis of the Z\mathbf{Z}-module D(A)D(A) and the positive elements of D(A)D(A) are the linear combinations with positive integer coefficients of the elements of P(A)P(A).

Thus, for x∈K∗x \in K^*, rational integers vP(x)v_P(x) are defined (for P∈P(A)P \in P(A)) by writing:

div(x)=∑P∈P(A)vP(x)⋅P. \text{div}(x) = \sum_{P \in P(A)} v_P(x) \cdot P.

We also write vP(0)=+∞v_P(0) = +\infty.

From the relations

div(xy)=div(x)+div(y) \text{div}(xy) = \text{div}(x) + \text{div}(y)

and

div(x+y)≥inf⁡(div(x),div(y)), \text{div}(x + y) \geq \inf(\text{div}(x), \text{div}(y)),

for x,yx, y and x+yx + y in K∗K^*, we deduce that the vPv_P are discrete valuations on KK. In order that x∈Ax \in A, it is necessary and sufficient that div(x)≥0\text{div}(x) \geq 0, that is that vP(x)≥0v_P(x) \geq 0 for all P∈P(A)P \in P(A). Thus the vPv_P satisfy conditions (AK1_1) and (AK11_{11}) and obviously also (AKIII_{III}).

Corollary

For a Noetherian ring to be a Krull domain, it is necessary and sufficient that it be an integrally closed domain.

An integrally closed Noetherian domain is completely integrally closed (Chapter V, § 1, no. 4).

There are non-Noetherian Krull domains, for example the polynomial ring K[Xn]n∈NK[X_n]_{n \in \mathbf{N}} over a field KK in an infinity of indeterminates (cf. Exercise 8).

4. Essential valuations of a Krull domain

Let AA be a Krull domain and KK its field of fractions. The valuations defined by formula (4) of no. 3 (for x∈K∗x \in K^*) are called the essential valuations of KK (or AA).

We have remarked in the course of the proof of Theorem 2 that the valuations vPv_P satisfy properties (AK1_1), (AK2_2) and (AKIII_{III}) of Definition 3. Moreover, these discrete valuations vPv_P are normed: for every extremal divisor P∈P(A)P \in P(A), P<2PP < 2P and hence, if aa and bb are the divisorial ideals corresponding to PP and 2P2P, then a⊇ba \supseteq b and a≠ba \neq b; for x∈a−bx \in a - b, div(x)≥P\text{div}(x) \geq P and div(x)≱2P\text{div}(x) \not\geq 2P, whence vP(x)=1v_P(x) = 1, which proves our assertion.

Proposition 5

Let AA be a Krull domain, KK its field of fractions and (vP)P∈P(A)(v_P)_{P \in P(A)} the family of its essential valuations. Let (nP)P∈P(A)(n_P)_{P \in P(A)} be a family of rational integers which are zero except for a finite number of indices. Then the set of x∈Kx \in K such that vP(x)≥nPv_P(x) \geq n_P for all P∈P(A)P \in P(A) is the divisorial ideal aa of AA such that div a=∑P∈P(A)nP⋅P\text{div } a = \sum_{P \in P(A)} n_P \cdot P.

Let x∈K∗x \in K^*. In order that x∈ax \in a, it is necessary and sufficient that Ax⊂aAx \subset a, hence that div(x)≥div a\text{div}(x) \geq \text{div } a and hence, by (4), that vP(x)≥nPv_P(x) \geq n_P for all P∈P(A)P \in P(A).

Proposition 6

Let AA be a Krull domain, KK its field of fractions, (vt)t∈I(v_t)_{t \in I} a family of valuations on KK with the properties of Definition 3 and AA, the ring of vtv_t. Let SS be a multiplicative subset of AA not containing 00 and JJ the set of indices t∈It \in I such that vtv_t is zero on SS. Then S−1A=⋂t∈JAtS^{-1}A = \bigcap_{t \in J} A_t; in particular S−1AS^{-1}A is a Krull domain.

We write B=⋂t∈JAtB = \bigcap_{t \in J} A_t. Then S−1⊂BS^{-1} \subset B and A⊂BA \subset B and hence S−1A⊂BS^{-1}A \subset B. Conversely, let x∈Bx \in B. Let J′J' denote the finite set of indices tt such that vt(x)<0v_t(x) < 0. If t∈J′t \in J', then x∉Atx \notin A_t, hence t∉Jt \notin J and hence there exists st∈Ss_t \in S such that vt(st)>0v_t(s_t) > 0. Let n(t)n(t) be an integer >0> 0 such that vt(stn(t)x)≥0v_t(s_t^{n(t)}x) \geq 0; we write s=∏t∈J′stn(t)s = \prod_{t \in J'} s_t^{n(t)}. Then vt(sx)≥0v_t(sx) \geq 0 for all t∈It \in I and hence sx∈Asx \in A and x∈S−1Ax \in S^{-1}A. Thus B=S−1AB = S^{-1}A.

Corollary 1

Let PP be an extremal divisor of AA and pp the corresponding divisorial ideal. Then pp is prime, the ring of vPv_P is AA, and the residue field of vPv_P is identified with the field of fractions of A/pA/p.

Let S=A−pS = A - p. By Proposition 5, vPv_P is zero on SS and >0> 0 on pp. Hence pp is the intersection of AA and the ideal of vPv_P and is therefore prime. On the other hand, for every extremal divisor Q≠PQ \neq P, Q⊄PQ \not\subset P and hence the divisorial ideal qq corresponding to QQ is not contained in pp; thus q∩S≠∅q \cap S \neq \varnothing and hence, by Proposition 5, vQv_Q is not zero on SS. This being so, the corollary follows from Proposition 6 and Chapter II, § 3, no. 1, Proposition 3.

Corollary 2

Let AA be a Krull domain, KK its field of fractions and (vt)t∈I(v_t)_{t \in I} a family of valuations with the properties of Definition 3. Then every essential valuation of AA is equivalent to one of the vtv_t.

Let PP be an extremal divisor of AA and pp the corresponding divisorial ideal. By Corollary 1, Proposition 5, Lemma 1 and assertion (1) in the proof of Theorem 2, no. 3, there exists t∈It \in I such that the ring AtA_t of vtv_t contains the ring AA, of vPv_P. As vtv_t and vPv_P are of height 1, they are therefore equivalent (Chapter VI, § 4, no. 5, Proposition 6).

Proposition 7

Let AA be a Krull domain, (vP)P∈P(A)(v_P)_{P \in P(A)} the family of its essential valuations and a∈I(A)a \in I(A). Then the coefficient of PP in div⁡a\operatorname{div} a is inf⁡y∈a(vP(y))\inf_{y \in a} (v_P(y)). If pp is the divisorial prime ideal corresponding to the extremal divisor PP, then aAp=a~ApaA_p = \tilde{a}A_p.

As a=∑y∈aAxa = \sum_{y \in a} Ax, Proposition 2 (b) (no. 1) shows that div⁡(a)=inf⁡x∈a(div⁡(Ax))\operatorname{div}(a) = \inf_{x \in a} (\operatorname{div}(Ax)), whence our first assertion. The second follows immediately, since div⁡a~=div⁡a\operatorname{div} \tilde{a} = \operatorname{div} a and ApA_p is the ring of the discrete valuation vPv_P.

Proposition 8

Let AA be an integrally closed Noetherian domain. (a) Let PP be an extremal divisor of AA and pp the corresponding divisorial prime ideal;

for n∈Nn \in \mathbf{N}, let p(n)=pnAp∩Ap^{(n)} = p^n A_p \cap A; then p(n)p^{(n)} is the set of x∈Ax \in A such that vp(x)≥nv_p(x) \geq n and is a pp-primary ideal.

(b) Let aa be a divisorial integral ideal, n1P1+…+nrPrn_1 P_1 + \ldots + n_r P_r the divisor of aa (the PiP_i being distinct extremal divisors) and pip_i the divisorial prime ideal corresponding to PiP_i. Then a=⋂i=1rpi(ni)a = \bigcap_{i=1}^r p_i^{(n_i)} is the unique reduced primary decomposition of aa and the pip_i are not immersed.

By Corollary 1 to Proposition 6, the relation x∈pnAp=(pAp)nx \in p^n A_p = (pA_p)^n is equivalent to vp(x)≥nv_p(x) \geq n; on the other hand, as AA, is a discrete valuation ring, (pAp)n(pA_p)^n is (pAp)(pA_p)-primary (Chapter IV, § 2, no. 1, Example 4) and hence p(n)p^{(n)} is pp-primary (Chapter IV, § 2, no. 1, Proposition 3); this shows (a). Proposition 5 certainly shows that a=⋂i=1rpi(ni)a = \bigcap_{i=1}^r p_i^{(n_i)}. As pi⊄pjp_i \not\subset p_j for i≠ji \neq j this primary decomposition is reduced: For if pi(ni)⊃⋂j≠ipj(nj)⊃∏j≠ipj(nj)p_i^{(n_i)} \supset \bigcap_{j \neq i} p_j^{(n_j)} \supset \prod_{j \neq i} p_j^{(n_j)}, pjip_{ji} would contain one of the pjp_j for j≠ij \neq i (Chapter II, § 1, no. 1, Proposition 1). The uniqueness follows from Chapter IV, § 2, no. 3, Proposition 5.

5. Approximation for essential valuations

As the essential valuations of a Krull domain are discrete and normed, no two of them are equivalent and hence they are independent (Chapter VI, § 7, no. 2). Corollary 2 to the approximation theorem (loc. cit., Theorem 1) may therefore be applied to them: given some ni∈Zn_i \in \mathbf{Z} and some essential valuations viv_i finite in number and distinct, there exists x∈Kx \in K such that vi(x)=niv_i(x) = n_i for all ii. But here there is a more precise result:

Proposition 9

Let v1,…,vrv_1, \ldots, v_r be distinct essential valuations of a Krull domain AA and n1,…,nrn_1, \ldots, n_r rational integers. There exists an element xx of the field of fractions KK of AA such vi(x)=niv_i(x) = n_i for 1≤i≤r1 \leq i \leq r and v(x)≥0v(x) \geq 0 for every essential valuation vv of AA distinct from v1,…,vrv_1, \ldots, v_r.

Let p1,…,prp_1, \ldots, p_r be the divisorial ideals of AA corresponding to the valuations v1,…,vrv_1, \ldots, v_r. There exists y∈Ky \in K such that vi(y)=niv_i(y) = n_i for 1≤i≤r1 \leq i \leq r (Chapter VI, § 7, no. 2, Corollary 1 to Theorem 1). The essential valuations w1,…,wsw_1, \ldots, w_s of AA distinct from the viv_i for which the integer wj(y)=−mjw_j(y) = -m_j is <0< 0 are finite in number; let q1,…,qsq_1, \ldots, q_s be the corresponding ideals. There exists no inclusion relation between p1,…,pr,q1,…,qsp_1, \ldots, p_r, q_1, \ldots, q_s since these ideals correspond to extremal divisors and these ideals are prime (Corollary 1 to Proposition 6). Hence the integral ideal a=q1m1…qsmsa = q_1^{m_1} \ldots q_s^{m_s} is contained in none of the pip_i (Chapter 11, § 1, no. 1, Proposition 1) and is therefore not contained in their union (loc. cit., Proposition 2). Therefore there exists z∈az \in a such that z∉piz \notin p_i for 1≤i≤r1 \leq i \leq r; then v1(z)=⋯=vr(z)=0v_1(z) = \cdots = v_r(z) = 0 and wj(z)≥mjw_j(z) \geq m_j for 1≤j≤s1 \leq j \leq s; hence the element x=yzx = yz solves the problem.

Corollary 1

Let A\mathbf{A} be a Krull domain, K\mathbf{K} its field of fractions and a,b\mathbf{a}, \mathbf{b} and cc three divisorial fractional ideals of A\mathbf{A} such that a⊂b\mathbf{a} \subset \mathbf{b}. There exists x∈Kx \in \mathbf{K} such that a=b∩xc\mathbf{a} = \mathbf{b} \cap x\mathbf{c}.

Let (vt)t∈I(v_t)_{t \in I} be the family of essential valuations of A\mathbf{A} and let (mt)(m_t) (resp. (nt),(pt)(n_t), (p_t)) be the family of rational integers (zero except for a finite number of indices) such that a\mathbf{a} (resp. b,c\mathbf{b}, c) is the set of x∈Kx \in \mathbf{K} for which vt(x)≥mtv_t(x) \geq m_t (resp. nt,ptn_t, p_t) for all t∈It \in I (Proposition 5, no. 4). The set J\mathbf{J} of t∈It \in I such that mt>ntm_t > n_t is finite. As pt=mt=0p_t = m_t = 0 except for a finite number of indices, Proposition 9 shows that there exists x∈K∗x \in \mathbf{K}^* such that vt(x−1)+mt=ptv_t(x^{-1}) + m_t = p_t for t∈Jt \in \mathbf{J} and

vt(x−1)+mt≥pt v_t(x^{-1}) + m_t \geq p_t
for t∈I−Jt \in I - \mathbf{J}. Then, for all t∈It \in I, mt=sup⁡(nt,vt(x)+pt)m_t = \sup(n_t, v_t(x) + p_t). Whence a=b∩xc\mathbf{a} = \mathbf{b} \cap x\mathbf{c}.

Corollary 2

Let A\mathbf{A} be a Krull domain. For a fractional ideal a\mathbf{a} of A\mathbf{A} to be divisorial, it is necessary and sufficient that it be the intersection of two fractional principal ideals.

The sufficiency is obvious (no. 1, Definition 2). The necessity follows from Corollary 1: take bb and cc to be principal and such that b⊇ab \supseteq a.

6. Prime ideals of height 1 in a Krull domain

Definition 4

Let A\mathbf{A} be an integral domain. A prime ideal p\mathfrak{p} of A\mathbf{A} is said to be of height 1 if it is minimal among the non-zero prime ideals of A\mathbf{A}.

We shall also say that the ideal (0)(0) is of height 0; a prime ideal of height ≤1\leq 1 is therefore by definition equal to (0)(0) or of height 1.

We shall define below, in a general way, the height of a prime ideal.

Theorem 3

Let A\mathbf{A} be a Krull domain and p\mathfrak{p} an integral ideal of A\mathbf{A}. For p\mathfrak{p} to be the divisorial ideal corresponding to an extremal divisor, it is necessary and sufficient that p\mathfrak{p} be a prime ideal of height 1.

If p\mathfrak{p} is the divisorial ideal corresponding to an extremal divisor, we know (no. 4, Corollary 1 to Proposition 6) that p\mathfrak{p} is prime and that Ap\mathbf{A}_\mathfrak{p} is a discrete valuation ring; as Ap\mathbf{A}_\mathfrak{p} has no prime ideals other than (0)(0) and pAp\mathfrak{p}\mathbf{A}_\mathfrak{p}, (0)(0) and p\mathfrak{p} are the only prime ideals of A\mathbf{A} contained in p\mathfrak{p} (Chapter II, § 3, no. 1, Proposition 3); hence p\mathfrak{p} is of height 1. Conversely, we shall show first that every prime ideal p≠(0)\mathfrak{p} \neq (0) of A\mathbf{A} contains a divisorial prime ideal q\mathfrak{q} corresponding to an extremal divisor: for, as Ap≠K\mathbf{A}_\mathfrak{p} \neq K, Ap\mathbf{A}_\mathfrak{p} is the intersection of a non-empty family (At)(\mathbf{A}_t) of essential valuation rings (no. 4, Proposition 6); each At\mathbf{A}_t is of the form Aqt\mathbf{A}_{\mathfrak{q}_t} (no. 4, Corollary 1 to Proposition 6) and from Ap⊂Aqt\mathbf{A}_\mathfrak{p} \subset \mathbf{A}_{\mathfrak{q}_t} we deduce that qt⊂p\mathfrak{q}_t \subset \mathfrak{p}. Thus, if p\mathfrak{p} is of height 1, then p=q\mathfrak{p} = \mathfrak{q}, which shows that p\mathfrak{p} is the divisorial ideal corresponding to an extremal divisor.

Corollary 1

In a Krull domain every non-zero prime ideal m contains a prime ideal of height 1. If m is not of height 1, then div m = 0 and A : m = A.

The first assertion has already been seen in the course of the proof of Theorem 3. If m is not of height 1 and p is a prime ideal of height 1 contained in m, then p ⊂ m̃ and p ≠ m̃; as div p is extremal, necessarily div m = div m̃ = 0; hence div(A : m) = 0 and, as A : m is divisorial (no. 1, Proposition 1), A : m = A.

Corollary 2

Let A be a Krull domain, K its field of fractions, v a valuation on K which is positive on A and p the set of x ∈ A such that v(x) > 0. If the prime ideal p is of height 1, v is equivalent to an essential valuation of A.

Let B be the ring of v and m its ideal. Then m ∩ A = p and hence A_p ⊂ B. Now A_p is a discrete valuation ring (Theorem 3 and Corollary 1 to Proposition 6). As p ≠ (0), B ≠ K and hence B = A, (Chapter VI, § 4, no. 5, Proposition 6).

Theorem 4

Let A be an integral domain and M the set of its prime ideals of height 1. For A to be a Krull domain, it is necessary and sufficient that the following Properties are satisfied: (i) For all p ∈ M, A, is a discrete valuation ring. (ii) A is the intersection of the A_p for p ∈ M. (iii) For all x ≠ 0 in A, there exists only a finite number of ideals p ∈ M such that x ∈ p. Moreover, the valuations corresponding to the A_p for p ∈ M are the essential valuations of A.

The conditions are trivially sufficient. Their necessity follows immediately from Theorem 3 of no. 4, Corollary I to Proposition 6 and the fact that the essential valuations of A satisfy the conditions of Definition 3 of no. 3.

Proposition 10

Let A be an integrallyclosed Noetherian domain and a an integral ideal of A. The following conditions are equivalent: (a) a is divisorial; (b) the prime ideals associated with A/a are of height 1.

Recall that, if a = ⋂nqi\bigcap^n q_i is a reduced primary decomposition of a and p_i denotes the prime ideal corresponding to q_i, the prime ideals associated with A/a are just the p_i (Chapter IV, § 2, no. 3, Proposition 4). The fact that (a) implies (b) then follows from Proposition 8 of no. 4. Conversely, if, in the above notation, the p_i are of height 1, A_{p_i} is a discrete valuation ring (Theorem 4); now, q_i = q_i A_{p_i} ∩ A (Chapter IV, § 2, no. 1, Proposition 3); denoting by v_i the essential valuation corresponding to p_i, there therefore exists an integer n_i such that q_i is the set of x ∈ A such that v_i(x) ≥ n_i; this shows that the q_i are divisorial (no. 4, Proposition 5), hence also is a.

7. Application: new characterizations of discrete valuation rings

Proposition 11

Let A\mathbf{A} be a local Krull domain (in particular an integrally closed local Noetherian domain) and mm its maximal ideal. The following conditions are equivalent: (a) A\mathbf{A} is discrete valuation ring; (b) mm is invertible; (c) A:m≠A\mathbf{A}:m \neq \mathbf{A}; (d) mm is divisorial; (e) mm is the only non-zero prime ideal of A\mathbf{A}.

As every non-zero ideal of a discrete valuation ring is principal (Chapter VI, § 3, no. 6, Proposition 9), it is invertible and hence (a) implies (b). If mm is invertible, its inverse is A:m\mathbf{A}:m (Chapter II, § 5, no. 6, Proposition 10) and hence A:m≠A\mathbf{A}:m \neq \mathbf{A}; hence (b) implies (c). If A:m≠A\mathbf{A}:m \neq \mathbf{A}, then A:(A:m)≠A\mathbf{A}:(\mathbf{A}:m) \neq \mathbf{A}; now m⊂A:(A:m)m \subset \mathbf{A}:(\mathbf{A}:m); hence m=A:(A:m)m = \mathbf{A}:(\mathbf{A}:m) since mm is maximal, so that mm is divisorial (no. 1, Proposition 1 (c)); thus (c) implies (d). The fact that (d) implies (e) follows from Theorem 3 of no. 6, Finally, if mm is the only non-zero prime ideal of A\mathbf{A}, it is of height 1 and hence Am\mathbf{A}_m is a discrete valuation ring (no. 6, Theorem 4); as A\mathbf{A} is local, Am=A\mathbf{A}_m = \mathbf{A}, which shows that (e) implies (a).

8. The integral closure of a Krull domain in a finite extension of its field of fractions

Proposition 12

Let A\mathbf{A} be a Krull domain, KK its field of fractions, K′K' a finite extension of KK and A′\mathbf{A}' the integral closure of A\mathbf{A} in K′K'. Then A′\mathbf{A}' is a Krull domain. The essential valuations of A′\mathbf{A}' are the normed discrete valuations on K′K' which are equivalent to the extensions of the essential valuations of A\mathbf{A}.

Let (vi)i∈I(v_i)_{i \in I} be the family of extensions to K′K' of the essential valuations of A\mathbf{A}. Since the degree n=[K′:K]n = [K':K] is finite, the viv_i are discrete valuations on K′K' (Chapter VI, § 8, no. 1, Corollary 3 to Proposition 1). Let BiB_i be the ring of viv_i; then A′⊂⋂L∈IBi\mathbf{A}' \subset \bigcap_{L \in I} B_i (Chapter VI, § 1, no. 3, Theorem 3). Conversely, every element xx of ⋂i∈IBi\bigcap_{i \in I} B_i is integral over each of the essential valuation rings of A\mathbf{A} (Chapter VI, § 1, no. 3, Corollary 3 to Theorem 3); hence the coefficients of the minimal polynomial of xx over KK belong to A\mathbf{A} (Chapter V, § 1, no. 3, Corollary to Proposition 11), so that x∈A′x \in \mathbf{A}'; thus A′=⋂i∈IBi\mathbf{A}' = \bigcap_{i \in I} B_i. Now let xx be a non-zero element of A′\mathbf{A}'; it satisfies an equation of the form xs+as−1xs−1+…+a0=0x^s + a_{s-1}x^{s-1} + \ldots + a_0 = 0

where ai∈Aa_i \in \mathbf{A} and as≠0a_s \neq 0; if vi(x)>0v_i(x) > 0, then vi(a0)>0v_i(a_0) > 0; now the essential valuations vv of A\mathbf{A} such that v(a0)>0v(a_0) > 0 are finite in number and the valuations on K′K' extending a given valuation on KK are also finite in number (Chapter VI, § 8, no. 3, Theorem 1); hence vi(x)=0v_i(x) = 0 except for a finite number of indices i∈Ii \in I. Thus it has been proved that A′\mathbf{A}' is a Krull domain (no. 3, Definition 3).

It remains to show that the viv_i are equivalent to essential valuations of A′A' (no. 4, Corollary 2 to Proposition 6), that is (no. 6, Corollary 2 to Theorem 3) that the prime ideal pip_i, consisting of the x∈A′x \in A' such that vi(x)>0v_i(x) > 0, is of height 1. If this were not so, there would exist a prime ideal qq of A′A' such that (0)⊂q⊂pi(0) \subset q \subset p_i distinct from (0)(0) and pip_i; then (0)⊂q∩A⊂pi∩A(0) \subset q \cap A \subset p_i \cap A and q∩Aq \cap A would be distinct from (0)(0) and pi∩Ap_i \cap A (Chapter V, §2, no. 1, Corollary 1 to Proposition 1); the prime ideal pi∩Ap_i \cap A would therefore not be of height 1, which contradicts the fact that it corresponds to an essential valuation of AA.

Corollary

Let pp (resp. p′p') be a prime ideal of AA (resp. A′A') of height 1 and vv (resp. u′u') the essential valuation of AA (resp. A′A') corresponding to it. For p′p' to lie above pp, it is necessary and sufficient that the restriction of v′v' to KK be equivalent to vv.

The valuation v′v' is equivalent to the extension of an essential valuation ww of AA (Proposition 12). Let q=p′∩Aq = p' \cap A, which is a prime ideal of AA of height 1. For the restriction of v′v' to KK to be equivalent to vv, it is necessary and sufficient that w=vw = v and hence that q=pq = p.

9. Polynomial rings over a Krull domain

Proposition 13

Let AA be a Krull domain and X1,Xn,…,XnX_1, X_n, \ldots, X_n indeterminates. The ring A[X1,…,Xn]A[X_1, \ldots, X_n] is a Krull domain.

Arguing by induction on nn, it is sufficient to show that, if XX is an indeterminate, A[X]A[X] is a Krull domain. Let KK be the field of fractions of AA. The field of fractions of A[X]A[X] is K(X)K(X). Let II be the set of monic polynomials in K[X]K[X] which are irreducible over KK; for all f∈If \in I, let vfv_f be the valuation on K(X)K(X) defined by ff (Chapter VI, §3, no. 3, Example 4). On the other hand, for every essential valuation ww of AA, let ww be the extension of ww to K(X)K(X) defined by

wˉ(∑jajXj)=inf⁡j(w(aj)) \bar{w}\left( \sum_j a_j X^j \right) = \inf_j (w(a_j))

for ∑jajXj∈K[X]\sum_j a_j X^j \in K[X] (Chapter VI, §10, no. 1, Lemma 1). Clearly the uu, and the wˉ\bar{w} are discrete and normed and, for all u∈K[X]u \in K[X], vf(u)=0v_f(u) = 0 (resp. wˉ(u)=0\bar{w}(u) = 0) except for a finite number of valuations vfv_f (resp. wˉ\bar{w}).

To show the proposition, it therefore suffices to show that A[X]A[X] is the intersection of the rings of the valuations vfv_f and wˉ\bar{w}. Now the intersection of the rings of the valuations vfv_f is K[X]K[X]. On the other hand, for ∑jajXj∈K[X]\sum_j a_j X^j \in K[X], the relation wˉ(∑jajXj)≥0\bar{w}\left( \sum_j a_j X^j \right) \geq 0 is equivalent to " w(aj)≥0w(a_j) \geq 0 for all jj"; hence the relation " wˉ(∑jajXj)≥0\bar{w}\left( \sum_j a_j X^j \right) \geq 0 for every valuation wˉ′\bar{w}'" is equivalent to " w(aj)≥0w(a_j) \geq 0 for all jj and every essential valuation ww of AA." This proves our assertion.

Remark

The valuations vfv_f and wˉ\bar{w} introduced in the proof of Proposition 13 are the essential valuations of A[X]A[X]. It will be sufficient for us to show that, if VV is the set of valuations vfv_f (ff irreducible) and wˉ\bar{w} (w essential), then, for all v′∈Vv' \in V, there exists an element g∈K(X)g \in K(X) which is not in A[X]A[X] and such that v′′(g)≥0v''(g) \geq 0 for all the valuations v′′∈Vv'' \in V distinct from v′v'; this will prove that V−{v′}V - \{v'\} does not satisfy (AKII_{II}) and the conclusion will follow therefore from no. 4, Corollary 2 to Proposition 6. Suppose first that v′v' is of the form wˉ\bar{w}: then we may take gg to be an element b∈Kb \in K such that w(b)<0,w′(b)≥0w(b) < 0, w'(b) \geq 0 for the essential valuations w′w' of AA distinct from ww, for then vf(b)=0v_f(b) = 0 for every irreducible monic polynomial ff in K[X]K[X]; the existence of an element bb satisfying the above conditions follows from no. 5, Proposition 9. Suppose secondly that v′v' is of the form vfv_f for an irreducible monic polynomial f∈K[X]f \in K[X] of degree mm; then we may take g=a/fg = a/f where a∈Aa \in A. For vh(g)≥0v_h(g) \geq 0 for every irreducible monic polynomial h≠fh \neq f in K[X]K[X]; it remains to choose a∈Aa \in A such that, for every essential valuation ww of AA, w(a)w(a) is at least equal to the greatest lower bound of the elements w(ci)w(c_i), where the cic_i are the coefficients of ff (1≤i≤m1 \leq i \leq m); now the existence of such an a∈Aa \in A follows from (AKIII_{III}) and no. 5, Proposition 9.

We may also say (no. 6, Theorem 4) that the prime ideals of A[X]A[X] of height 1 are: (1) the prime ideals of the form pA[X]pA[X], where pp is a prime ideal of AA of height 1; (2) the prime ideals of the form m∩A[X]m \cap A[X], where mm is a (necessarily principal) prime ideal of K[X]K[X].

The latter are characterized by the fact that their intersection with AA is reduced to 0.

10. Divisor classes in Krull domains

Let AA be a Krull domain. Recall that the group D(A)D(A) of divisors of AA is the free commutative group generated by the set P(A)P(A) of its extremal elements (no. 3, Theorem 2) and that P(A)P(A) is identified with the set of prime ideals of AA of height 1 (no. 6); for p∈P(A)p \in P(A) we shall denote by vpv_p the normed essential valuation corresponding to pp (no. 4); recall that the ring of vpv_p is ApA_p (no. 4, Corollary 1 to Proposition 6). We shall denote by F(A)F(A) the subgroup of D(A)D(A) consisting of the principal divisors and by C(A)=D(A)/F(A)C(A) = D(A)/F(A) the divisor class group of AA (no. 2).

Proposition 14

Let AA be a Krull domain and BB a Krull domain containing AA. Suppose that the following condition holds:

(PDE) For every prime ideal P\mathfrak{P} of BB of height 1, the prime ideal P∩A\mathfrak{P} \cap A is zero or of height 1.

For p∈P(A)p \in P(A) the P∈P(B)\mathfrak{P} \in P(B) such that P∩A=p\mathfrak{P} \cap A = p are finite in number; we write

i(p)=∑P∈P(B),P∩A=pe(P/p)P, i(p) = \sum_{\mathfrak{P} \in P(B), \mathfrak{P} \cap A = p} e(\mathfrak{P}/p)\mathfrak{P},

where e(P/p)e(\mathfrak{P}/\mathfrak{p}) denotes the ramification index of vpv_{\mathfrak{p}} over vpv_{\mathfrak{p}} (Chapter VI, § 8, no. 1). Then i defines, by linearity, an increasing homomorphism ii of D(A)D(A) to D(B)D(B), which enjoys the following properties:

(a) for every non-zero element x of the field of fractions of A,

i(div⁡A(x))=div⁡B(x); i(\operatorname{div}_A(x)) = \operatorname{div}_B(x);

(b) for all D, D' in D(A),

i(sup⁡(D,D′))=sup⁡(i(D),i(D′)); i(\sup(D, D')) = \sup(i(D), i(D'));

Let p∈P(A)\mathfrak{p} \in P(A); consider a non-zero element aa of p\mathfrak{p}; the P∈P(B)\mathfrak{P} \in P(B) which contain aa are finite in number (no. 6, Theorem 4); a fortiori the P∈P(B)\mathfrak{P} \in P(B) such that P∩A=p\mathfrak{P} \cap A = \mathfrak{p} are finite in number.

We now show (a). By additivity, it may be assumed that x∈A∗=A−{0}x \in A^* = A - \{0\}.

By definition, div⁡B(x)=∑P∈P(B)vp(x)⋅P\operatorname{div}_B(x) = \sum_{\mathfrak{P} \in P(B)} v_{\mathfrak{p}}(x) \cdot \mathfrak{P}. For all P∈P(B)\mathfrak{P} \in P(B) such that vp(x)>0v_{\mathfrak{p}}(x) > 0, P∩A\mathfrak{P} \cap A is non-zero (for x∈Px \in \mathfrak{P}) and is therefore of height 1 by (PDE); setting p=P∩A\mathfrak{p} = \mathfrak{P} \cap A, by definition of the ramification index, vp(x)=e(P/p)vp(x)v_{\mathfrak{p}}(x) = e(\mathfrak{P}/\mathfrak{p}) v_{\mathfrak{p}}(x) (since vpv_{\mathfrak{p}} and vPv_{\mathfrak{P}} are normed). As div⁡A(x)=∑p∈P(A)vp(x)⋅p\operatorname{div}_A(x) = \sum_{\mathfrak{p} \in P(A)} v_{\mathfrak{p}}(x) \cdot \mathfrak{p}, and i(q)=0i(q) = 0 for all q∈P(A)q \in P(A) which is not of the form Q∩A\mathfrak{Q} \cap A where Q∈P(B)\mathfrak{Q} \in P(B), we deduce (a).

To prove (b) we write

D=∑p∈P(A)n(p)⋅pandD′=∑p∈P(A)n′(p)⋅p; D = \sum_{\mathfrak{p} \in P(A)} n(\mathfrak{p}) \cdot \mathfrak{p} \quad \text{and} \quad D' = \sum_{\mathfrak{p} \in P(A)} n'(\mathfrak{p}) \cdot \mathfrak{p};

the coefficient of p\mathfrak{p} in sup⁡(D,D′)\sup(D, D') is sup⁡(n(p),n′(p))\sup(n(\mathfrak{p}), n'(\mathfrak{p})). Let P\mathfrak{P} be an element of P(B)P(B). If P∩A=(0)\mathfrak{P} \cap A = (0), the coefficients of P\mathfrak{P} in i(D)i(D) and i(D′)i(D') and hence also in sup⁡(i(D),i(D′))\sup(i(D), i(D')) are zero; therefore the coefficient of P\mathfrak{P} in i(sup⁡(D,D′))i(\sup(D, D')) is zero. If P∩A≠(0)\mathfrak{P} \cap A \neq (0), it is a prime ideal p\mathfrak{p} of height 1 (by (PDE)); writing e=e(P/p)e = e(\mathfrak{P}/\mathfrak{p}), the coefficients of P\mathfrak{P} in i(D)i(D), i(D′)i(D') and i(sup⁡(D,D′))i(\sup(D, D')) are respectively en(p),en′(p)en(\mathfrak{p}), en'(\mathfrak{p}) and e⋅sup⁡(n(p),n′(p))e \cdot \sup(n(\mathfrak{p}), n'(\mathfrak{p})); that of sup⁡(i(D),i(D′))\sup(i(D), i(D')) is

sup⁡(e⋅n(p),e⋅n′(p))=e⋅sup⁡(n(p),n′(p)). \sup(e \cdot n(\mathfrak{p}), e \cdot n'(\mathfrak{p})) = e \cdot \sup(n(\mathfrak{p}), n'(\mathfrak{p})).

This proves (b).

Under the hypotheses of Proposition 14, it follows from (a) that i defines, by taking quotients, a homomorphism iˉ\bar{i}, called canonical, of C(A)C(A) to C(B)C(B), which we shall also sometimes write as ii, by an abuse of notation.

The condition (PDE) is fulfilled in the two following cases:

(1) B is integral over A; in this case, for the prime ideal P\mathfrak{P} of B to be of height 1, it is necessary and sufficient that p=P∩A\mathfrak{p} = \mathfrak{P} \cap A be of height 1. For (0) is the only prime ideal of B lying above the ideal (0) of A (Chapter V, § 2, no. 1, Corollary I to Proposition 1); if P\mathfrak{P} is of height 1, then p≠0\mathfrak{p} \neq 0; if p\mathfrak{p} were not of height 1, there would exist a prime ideal p′\mathfrak{p}' of A distinct from (0) and p\mathfrak{p} and such that 0 ⊂ p' ⊂ p; but then, as B is an integral domain and A is an integrally closed domain, there would be a prime ideal p′\mathfrak{p}' of B such that p′∩A=p′\mathfrak{p}' \cap A = p' and p′⊂p\mathfrak{p}' \subset \mathfrak{p} (Chapter V, § 2, no. 4, Theorem 3), contrary to the hypothesis. Conversely, if p is of height 1, there can exist no prime ideal p′\mathfrak{p}' of B distinct from 0 and p\mathfrak{p} and such that 0⊂p′⊂p0 \subset \mathfrak{p}' \subset \mathfrak{p}, otherwise 0⊂p′∩A⊂p0 \subset \mathfrak{p}' \cap A \subset p and p′∩A\mathfrak{p}' \cap A would be distinct from 0 and p by virtue of Chapter V, § 2, no. 1, Corollary 1 to Proposition 1.

(2) B is aflat A-module. More precisely:

Proposition 15

Let A and B be Krull domains such that B contains A and is aflat A-module. Then: (a) condition (PDE) of Proposition 14 is fulfilled; (b) for every divisorial ideal a∈Aa \in A, Ba is the divisorial ideal of B which corresponds to the divisor i(div⁡A(a))i(\operatorname{div}_A(a)).

To show (a), suppose that there exists a prime ideal p\mathfrak{p} of B of height 1 such that p∩A\mathfrak{p} \cap A is neither 0 nor of height 1. Take an element x≠0x \neq 0 in p∩A\mathfrak{p} \cap A. The ideals pip_i of A of height 1 which contain x are finite in number and none contains p∩A\mathfrak{p} \cap A; there therefore exists an element y of p∩A\mathfrak{p} \cap A such that y∉piy \notin p_i for all ii (Chapter II, § 2, no. 1, Proposition 2). Thus div⁡A(x)\operatorname{div}_A(x) and div⁡A(y)\operatorname{div}_A(y) are relatively prime elements of the ordered group P(A), so that sup⁡(div⁡A(x),div⁡A(y))=div⁡A(x)+div⁡A(y)=div⁡A(xy)\sup(\operatorname{div}_A(x), \operatorname{div}_A(y)) = \operatorname{div}_A(x) + \operatorname{div}_A(y) = \operatorname{div}_A(xy); as the ideals Ax∩AyAx \cap Ay and AxyAxy are divisorial, we deduce that Ax∩Ay=AxyAx \cap Ay = Axy. Since B is a flat A-module, Bx∩By=BxyBx \cap By = Bxy (Chapter I, § 2, no. 6, Proposition 6). This implies that sup⁡(vp(x),vp(y))=vp(xy)=vp(x)+vp(y)\sup(v_{\mathfrak{p}}(x), v_{\mathfrak{p}}(y)) = v_{\mathfrak{p}}(xy) = v_{\mathfrak{p}}(x) + v_{\mathfrak{p}}(y), which contradicts the inequalities vp(x)>0,vp(y)>0v_{\mathfrak{p}}(x) > 0, v_{\mathfrak{p}}(y) > 0 (which hold since x and y are in p\mathfrak{p}). Thus (a) has been proved by reductio ad absurdum.

We now show (b). If aa is a divisorial ideal of A, it is the intersection of two fractional principal ideals (no. 5, Corollary 2 to Proposition 9), say

a=d−1(Aa∩Ab) a = d^{-1}(Aa \cap Ab)

where a,b,a, b, dare in A∗A^*; as B is flat over A, Ba=d−1(Ba∩Bb)Ba = d^{-1}(Ba \cap Bb) (Chapter I, § 2, no. 6, Proposition 6), which shows that Ba is divisorial. This shows also that div⁡B(Ba)=sup⁡(div⁡B(a),div⁡B(b))−div⁡B(d)\operatorname{div}_B(Ba) = \sup(\operatorname{div}_B(a), \operatorname{div}_B(b)) - \operatorname{div}_B(d); using Proposition 14 (a) and (b), it is seen that

div⁡B(Ba)=sup⁡(i(div⁡A(a)),i(div⁡A(b)))−i(div⁡A(d))=i(sup⁡(div⁡A(a),div⁡A(b)))−i(div⁡A(d))=i(div⁡A(Aa∩Ab))−i(div⁡A(d))=i(div⁡A(d−1(Aa∩Ab)))=i(div⁡A(a)). \begin{align*} \operatorname{div}_B(Ba) &= \sup(i(\operatorname{div}_A(a)), i(\operatorname{div}_A(b))) - i(\operatorname{div}_A(d)) \\ &= i(\sup(\operatorname{div}_A(a), \operatorname{div}_A(b))) - i(\operatorname{div}_A(d)) \\ &= i(\operatorname{div}_A(Aa \cap Ab)) - i(\operatorname{div}_A(d)) \\ &= i(\operatorname{div}_A(d^{-1}(Aa \cap Ab))) = i(\operatorname{div}_A(a)). \end{align*}

Corollary

Let A be a local Krull domain and B a discrete valuation ring such that B dominates A and is aflat A-module. Then A is a field or a discrete valuation ring.

Let m\mathfrak{m} be the maximal ideal of B. By (PDE), m∩A\mathfrak{m} \cap A is zero or of height 1. As it is, by hypothesis the maximal ideal of A, our assertion follows from Proposition 11 of no. 7.

Remark

In the former of the two above cases, the mapping i:D(A)→D(B)i : D(A) \to D(B) is injective: as the elements of P(B)P(B) form a basis of D(B)D(B) and two distinct ideals of P(A)P(A) cannot be the traces on A of the same ideal of P(B)P(B), it amounts to verifying that i(p)≠0i(p) \neq 0 for all p∈P(A)p \in P(A); now, this follows from Chapter V, § 2, no. 1, Theorem 1. It is similarly seen that, if B is a faithfully flat A-module, ii is injective (Chapter II, § 2, no. 5, Corollary 4 to Proposition 11).

In what follows, we propose to study the canonical homomorphism i~\tilde{i} from C(A)C(A) to C(B)C(B) for certain ordered pairs of Krull domains A, B.

Proposition 16

Let A be a Zariski ring such that its completion A^\hat{A} is a Krull domain. Then A is a Krull domain and the canonical homomorphism i~\tilde{i} from C(A)C(A) to C(A^)C(\hat{A}) (which is defined since A is a flat A-module; cf. Chapter III, § 3, no. 4, Theorem 3) is injective.

As A is an integral domain and A⊂A^A \subset \hat{A}, A is an integral domain. Let L be the field of fractions of A^\hat{A} and K ⊂\subset L that of A. As A=A^∩KA = \hat{A} \cap K (Chapter III, § 3, no. 5, Corollary 4 to Proposition 9), A is a Krull domain (no. 3, Example 4). The fact that i~:C(A)→C(A^)\tilde{i} : C(A) \to C(\hat{A}) is injective follows from Proposition 15 (b) and the fact that, if bA^b \hat{A} is principal, b is principal (Chapter III, § 3, no. 5, Corollary 3 to Proposition 9).

Now let A be a Krull domain and S a multiplicative subset of A not containing 0. The group D(A)D(A) (resp. D(S−1A)D(S^{-1}A)) is the free commutative group with basis the set of div⁡(p)\operatorname{div}(p) (resp. div⁡(S−1p)\operatorname{div}(S^{-1}p)), where p runs through the set of prime ideals of A of height 1 (resp. the set of prime ideals of A of height 1 such that p∩S=∅p \cap S = \varnothing) (no. 4, Proposition 6) and, if p∩S=∅p \cap S = \varnothing, then i(div⁡(p))=div⁡(S−1p)i(\operatorname{div}(p)) = \operatorname{div}(S^{-1}p). Thus D(S−1A)D(S^{-1}A) is identified with the directfactor of D(A)D(A) generated by the elements div⁡(p)\operatorname{div}(p) such that p∩S=∅p \cap S = \varnothing and admits as complement the free commutative subgroup of D(A)D(A) with basis the set of div⁡(p)\operatorname{div}(p) such that p∩S≠∅p \cap S \neq \varnothing; we shall denote this complement by G. As i:D(A)→D(S−1A)i : D(A) \to D(S^{-1}A) is surjective, so is i:C(A)→C(S−1A)i : C(A) \to C(S^{-1}A); and:

G/(G∩F(A))=(G+F(A))/F(A)=Ker⁡(i~); G/(G \cap F(A)) = (G + F(A))/F(A) = \operatorname{Ker}(\tilde{i});

for if an element of D(S−1A)D(S^{-1}A) is equal to div⁡S−1A(x/s)\operatorname{div}_{S^{-1}A}(x/s), where x∈Ax \in A and s∈Ss \in S, it is the image under ii of the principal divisor div⁡A(x)\operatorname{div}_A(x) (Proposition 14).

Suppose now that S is generated by a family of elements (pi)i∈I(p_i)_{i \in I} of A such that the principal ideals ApiAp_i are all prime. Then, if pp is a prime ideal of A of height 1 such that p∩S≠∅p \cap S \neq \varnothing, pp contains a product of powers of the pip_i, and therefore one of the pip_i, say pαp_\alpha; as ApαAp_\alpha is non-zero and prime and pp is of height 1, it follows that p=Apαp = Ap_\alpha. In the above notation, therefore G⊂F(A)G \subset F(A) and (5) shows that the kernel of iˉ\bar{i} is zero. We have therefore shown the following result:

Proposition 17

Let AA be a Krull domain and SS a multiplicative subset of AA not containing 00. Then the canonical homomorphism iˉ\bar{i} from C(A)C(A) to C(S−1A)C(S^{-1}A) is surjective. If further SS is generated by a family of elements pip_i such that the principal ideals ApiAp_i are all prime, then iˉ\bar{i} is bijective.

As a second application of formula (5), consider the following situation: let RR be a Krull domain; take AA to be the polynomial ring A=R[X]A = R[X] (no. 9, Proposition 13) and SS to be the set R−(0)R - (0) of non-zero constant polynomials of AA. The prime ideals pp of AA of height 1 such that p∩S≠∅p \cap S \neq \varnothing are those of the form p0Ap_0A, where p0p_0 is a prime ideal of RR of height 1 (no. 9, Remark). Hence, in the notation introduced above, GG is identified with D(R)D(R) by identifying divA(p0A)\mathrm{div}_A(p_0A) with divR(p0)\mathrm{div}_R(p_0). On the other hand G∩F(A)G \cap F(A) is identified with F(R)F(R): for if an ideal aa, of RR generates a principal ideal a0A=f(X)Aa_0A = f(X)A in A=R[X]A = R[X], then f(0)∈a0Af(0) \in a_0A since a0Aa_0A is a graded ideal of the ring AA (graded by the usual degree of polynomials) and hence f(0)∈af(0) \in a; further, for a∈a0Aa \in a_0A, a=f(X)g(X)a = f(X)g(X) where g(X)∈Rg(X) \in R, whence, comparing terms of degree 0, a=f(0)g(0)a = f(0)g(0); it follows that aa is the principal ideal of RR generated by f(0)f(0). Finally, denoting by KK the field of fractions of RR, S−1AS^{-1}A is identified with the polynomials ring K[X]K[X], which is a principal ideal domain; hence C(S−1A)=(0)C(S^{-1}A) = (0). Thus, by (5), C(A)=Ker(iˉ)C(A) = \mathrm{Ker}(\bar{i}) is identified with C(R)C(R) and we have proved the following result:

Proposition 18

Let RR be a Krull domain and AA the polynomial ring R[X]R[X]. The canonical homomorphism of C(R)C(R) to C(R[X])C(R[X]) is bijective.

Exercises

See the exercises for § 1.

Transcribed from the printed volume. Not translated.