§ 3. Metrisable topological vector spaces
1. Neighbourhoods of 0 in a metrisable topological vector space
We say that a topological vector space E is metrisable if its topology is metrisable. Relative to the structure of its additive group and of its topology, E is, therefore, a metrisable group (GT, IX, § 3.1).
We know that, for a topological group to be metrisable, it is necessary and sufficient that there exists an enumerable fundamental system of neighbourhoods of the neutral element , whose intersection is the single element (GT, IX, § 3.1, prop. 1).
Also we know that the uniform structure of a metrisable topological vector space E, can be defined by an invariant distance , where is a continuous mapping of E in which satisfies the conditions : 1) ; 2) ; 3) the relation is equivalent to (GT, IX, § 3.1, prop. 3).
We saw (GT, IX.§ 3.1, prop. 2) how such a distance d could be defined using a decreasing sequence of neighbourhoods of 0 in E, forming a fundamental system of neighbourhoods and such that . When E is a metrisable vector space over a non-discrete valued division ring K, we can also suppose that the are balanced (I, p. 7, prop. 4); if we revert to the process of definition of (loc. cit.) we can see that the relation . Further the conditions (EVT) and (EVT) of I, p. 2 imply both that tends to 0 as tends to 0 in K for every , and that tends to 0 as tends to 0 for every . Conversely, if the function possesses all the preceding properties and if is the set of such that , then the form a fundamental system of balanced neighbourhoods of 0 for a metrisable topology on E that is compatible with the vector space structure of E.
Remark
One of the most important classes of metrisable vector spaces are the normed spaces (I, p. 3). But it must be noted that there exist metrisable vector spaces whose topology cannot be defined by a norm (I, § 3, exerc. 1); we shall study important examples later.
2. Properties of metrisable vector spaces
Every vector subspace of a metrisable topological vector space E is metrisable; the same is true of every quotient space E/M of E by a closed vector subspace M (GT, IX, § 3.1, prop. 4). Every product of an enumerable family of metrisable topological vector spaces is metrisable (GT, IX, § 2.4, cor. 2). If K_0 is a complete valued division ring, and K is a subdivision ring everywhere dense in K_0, the completion of a metrisable vector space E over K is a metrisable vector space over K_0 (I, p. 6 and GT, IX, § 2, No. 1, prop. 1). Finally, if E is a metrisable vector space that is complete, then for every closed vector subspace M of E, the quotient space E/M is complete (GT, IX, § 3.1, prop. 4).
3. Continuous linear functions in a metrisable vector space
Theorem 1 (Banach)
Let E and F be two metrisable vector spaces over a non-discrete valued division ring K, and let u be a continuous linear mapping of E in F. Suppose that E is complete. Then the following conditions are equivalent: (i) u is a strict surjective morphism. (ii) F is complete and u is surjective. (iii) The image of u is not meagre in F (GT, IX, § 5.2). (iv) For every neighbourhood V of 0 in E, the set is a neighbourhood of 0 in F.
Firstly (i) implies (ii), for let u be a strict surjective morphism and N be the kernel of u. Then u induces an isomorphism of E/N on F. But E is metrisable and complete, hence E/N is complete (GT, IX, § 3.1, prop. 4), therefore F is complete.
Next (ii) implies (iii). Let F be complete and u be surjective. The image of u is precisely F and therefore not meagre in F from Baire’s theorem (GT, IX, § 5.3).
The following lemma shows that (iii) implies (iv).
Lemma 1
Let E and F be two topological vector spaces over a non-discrete valued division ring K, and let u be a continuous linear mapping of E in F such that the image of E is not meagre. Then, for every neighbourhood V of 0 in E, the set is a neighbourhood of 0 in F.
Let W be a balanced neighbourhood of 0 in E such that W + W ⊂ V (I, § 1.5, prop. 4). Let α be an element of K such that |α| > 1; then E is the union of the sets where n varies in ; in fact, for all x ∈ E, there exists β ∈ K such that x ∈ βW (I, p. 7, prop. 4) and there exists an integer n ≥ 0 such that |β| < |α|^n, then x ∈ since W is balanced. Hence, u(E) is the union of the sequence of sets , and as u(E) is not meagre in F, one at least of the sets possesses an interior point (GT, IX, § 5.3, def. 2) and therefore has an interior point.
Let be an interior point of ; since , and therefore it follows that is an interior point of . As vector addition is a continuous mapping of in , the set is contained in the closure of the set
hence is a neighbourhood of 0 in .
Before proving that (iv) implies (i) we prove the following lemma, where we make the convention that, in all metric spaces, denotes the closed ball of centre and radius .
Lemma 2
Let E and F be two metric spaces, and suppose that E is also complete. Let u be a linear mapping of E in F having the following property: whatever the number , there exists a number such that, for all , we have
In these conditions, for all , the image contains the ball .
Let be an infinite sequence of numbers such that and . For each index there exists a number (with ) such that
for all ; we can, and will, suppose that .
Let be a point of E, and be a point of . We shall show that belongs to .
For this, a sequence of points of E is defined inductively such that, for all , we have and . If the have been defined for satisfying these relations, then we have ; since
there exists a point whose image belongs to the neighbourhood of , which establishes the existence of the sequence .
Since the distance of from is less than , which is arbitrarily small when is large, the sequence is a Cauchy sequence in E. As E is complete, the sequence converges to a point of E. The distance of from is less than , thus . But is continuous, thus the sequence converges to ; also , hence , and the lemma is proved.
We return to the theorem and show that (iv) implies (i). Suppose that satisfies condition (iv). For each of the spaces E and F, consider a distance that is invariant under translation and defines its topology (I, p. 16). By hypothesis, the set is a neighbourhood of 0 in F for every , and thus there exists a number such that . By translation we conclude that for all and all . From lemma 2, for every pair of real positive numbers , we have ; thus is a strict morphism of E on F. We have shown that (iv) implies (i) and the proof of the theorem is completed.
Corollary 1
If E and F are two complete metrisable vector spaces over a non-discrete valued division ring, then every bijective continuous linear mapping of E on F is an isomorphism.
In particular, if E and F are two complete normed spaces, there exists a number such that for all .
Corollary 2
Let E be a vector space over a non-discrete valued division ring, let and be two topologies on E compatible with its vector space structure and for each of which E is metrisable and complete. Then, if and are comparable, they are identical.
Corollary 3
Let E and F be two complete metrisable vector spaces over a non-discrete valued division ring. In order that a continuous linear mapping u of E in F should be a strict morphism, it is necessary and sufficient that be closed in F.
The condition is necessary, because if is a strict morphism, the image , being isomorphic to the quotient , is complete (I, p. 17) and therefore closed in F. The condition is sufficient, since, if is closed in F, then must be a complete metrisable vector space and thus by theorem 1 is a strict morphism of E on .
Corollary 4
Let E be a complete metrisable vector space over a non-discrete valued division ring. If M and N are two closed vector subspaces, that are (algebraic) complements in E, then E is the direct topological sum of M and N.
For is a complete metrisable vector space and the mapping of on E is continuous and bijective, therefore an isomorphism (cor. 1).
Corollary 5 (The closed graph theorem)
— *Let E and F be two complete metrisable vector spaces over a non-discrete valued division ring. In order that a linear mapping u of E in F be continuous, it is necessary and sufficient that its graph, in the product space , be closed.
The condition is necessary since the graph of a continuous mapping into a Hausdorff space is closed (GT, I, § 8.1, cor. 2). To see that it is sufficient, note that it implies that the graph G of , which is a closed vector subspace of the complete metrisable space , is itself metrisable and complete. The projection of G on E is a bijective, continuous linear mapping, therefore an isomorphism (cor. 1); since its inverse mapping is , it follows that is continuous in E.
We can express this corollary in the following form : is continuous if the following situation holds : if the sequence of points of E both converges to 0 and is such that the sequence converges to , then it is necessarily the case that .
Example
— Let E be a vector subspace of the space of real-valued functions defined on ; let be a norm on E, under which E is complete, and such that its topology is finer than the topology of simple convergence. Suppose further that E contains the set of functions infinitely differentiable on I; we shall show that there exists an integer , such that E contains the set of all functions with a continuous -th derivative in I.
For every pair of integers , let be the set of functions such that for and for all . The form a fundamental system of neighbourhoods of 0 for a metrisable topology compatible with the vector space structure of , further is complete in this topology (FVR, II, p. 2, th. 1). Let be the canonical mapping of in E; we show that is continuous. From cor. 5 above it is sufficient to prove that if a sequence converges to 0 in and to a limit in E then necessarily . But this is immediate since, by hypothesis, is the simple convergence limit of . Hence there exists an integer and a number such that the relation
implies for all .
But is a norm on the space and is a subspace that is everywhere dense in for this norm (the set of polynomials being already everywhere dense in , an immediate consequence of the Weierstrass-Stone theorem). By what has gone before, the identity mapping of (carrying the norm ) in E, is continuous, and so it can be extended continuously to the whole space (since E is complete). This proves our assertion.
Proposition 1
Let E, F be two topological vector spaces over a non-discrete valued division ring K. We suppose that :
1) E is metrisable and complete. 2) There exists a sequence of complete metrisable vector spaces over K and, for each n, an injective continuous linear mapping of in F such that F is the union of the subspaces .
Then let u be a linear mapping of E in F. If the graph of u is closed in , then there exists an integer n and a continuous linear mapping of E in such that (which implies that u is continuous and that ).*
Let G be the graph of in . For all , we consider the continuous linear mapping of in ; as G is closed, the set is a closed vector subspace of ; if is the restriction to of the first projection , we have . As is continuous and is complete (since is closed in the complete space ), is, by theorem 1, either meagre in E or it is the whole of E. But, by hypothesis, E is the union of the , and as E is complete, the cannot all be meagre in E by Baire’s theorem (GT, IX, § 5.3, th. 1). Therefore there exists an integer n such that , or in other words . Further, as is injective, is the graph of a linear mapping of E in , and by the closed graph theorem (I, p. 19, cor. 5) is continuous; it follows then from the definitions that .
Exercises
Exercises
See the exercises for § 3.