Bourbaki

§ 3. Metrisable topological vector spaces

1. Neighbourhoods of 0 in a metrisable topological vector space

We say that a topological vector space E is metrisable if its topology is metrisable. Relative to the structure of its additive group and of its topology, E is, therefore, a metrisable group (GT, IX, § 3.1).

We know that, for a topological group to be metrisable, it is necessary and sufficient that there exists an enumerable fundamental system of neighbourhoods of the neutral element ee, whose intersection is the single element ee (GT, IX, § 3.1, prop. 1).

Also we know that the uniform structure of a metrisable topological vector space E, can be defined by an invariant distance d(x,y)=∣x−y∣d(x, y) = |x - y|, where x↦∣x∣x \mapsto |x| is a continuous mapping of E in R+\mathbf{R}_+ which satisfies the conditions : 1) ∣−x∣=∣x∣|-x| = |x|; 2) ∣x+y∣≤∣x∣+∣y∣|x + y| \leq |x| + |y|; 3) the relation ∣x∣=0|x| = 0 is equivalent to x=0x = 0 (GT, IX, § 3.1, prop. 3).

We saw (GT, IX.§ 3.1, prop. 2) how such a distance d could be defined using a decreasing sequence (Wn)(W_n) of neighbourhoods of 0 in E, forming a fundamental system of neighbourhoods and such that Wn+1+Wn+1+Wn+1⊂WnW_{n+1} + W_{n+1} + W_{n+1} \subset W_n. When E is a metrisable vector space over a non-discrete valued division ring K, we can also suppose that the WnW_n are balanced (I, p. 7, prop. 4); if we revert to the process of definition of dd (loc. cit.) we can see that the relation ∣λ∣≤1  ⟹  ∣λx∣≤∣x∣|\lambda| \leq 1 \implies |\lambda x| \leq |x|. Further the conditions (EVTI_I) and (EVTII_{II}) of I, p. 2 imply both that ∣λx0∣|\lambda x_0| tends to 0 as λ\lambda tends to 0 in K for every x0∈Ex_0 \in E, and that ∣λ0x∣|\lambda_0 x| tends to 0 as ∣x∣|x| tends to 0 for every λ0∈K\lambda_0 \in K. Conversely, if the function ∣x∣|x| possesses all the preceding properties and if WnW_n is the set of x∈Ex \in E such that ∣x∣≤2−n|x| \leq 2^{-n}, then the WnW_n form a fundamental system of balanced neighbourhoods of 0 for a metrisable topology on E that is compatible with the vector space structure of E.

Remark

One of the most important classes of metrisable vector spaces are the normed spaces (I, p. 3). But it must be noted that there exist metrisable vector spaces whose topology cannot be defined by a norm (I, § 3, exerc. 1); we shall study important examples later.

2. Properties of metrisable vector spaces

Every vector subspace of a metrisable topological vector space E is metrisable; the same is true of every quotient space E/M of E by a closed vector subspace M (GT, IX, § 3.1, prop. 4). Every product of an enumerable family of metrisable topological vector spaces is metrisable (GT, IX, § 2.4, cor. 2). If K_0 is a complete valued division ring, and K is a subdivision ring everywhere dense in K_0, the completion E^\hat{E} of a metrisable vector space E over K is a metrisable vector space over K_0 (I, p. 6 and GT, IX, § 2, No. 1, prop. 1). Finally, if E is a metrisable vector space that is complete, then for every closed vector subspace M of E, the quotient space E/M is complete (GT, IX, § 3.1, prop. 4).

3. Continuous linear functions in a metrisable vector space

Theorem 1 (Banach)

Let E and F be two metrisable vector spaces over a non-discrete valued division ring K, and let u be a continuous linear mapping of E in F. Suppose that E is complete. Then the following conditions are equivalent: (i) u is a strict surjective morphism. (ii) F is complete and u is surjective. (iii) The image of u is not meagre in F (GT, IX, § 5.2). (iv) For every neighbourhood V of 0 in E, the set u(V)‾\overline{u(V)} is a neighbourhood of 0 in F.

Firstly (i) implies (ii), for let u be a strict surjective morphism and N be the kernel of u. Then u induces an isomorphism of E/N on F. But E is metrisable and complete, hence E/N is complete (GT, IX, § 3.1, prop. 4), therefore F is complete.

Next (ii) implies (iii). Let F be complete and u be surjective. The image of u is precisely F and therefore not meagre in F from Baire’s theorem (GT, IX, § 5.3).

The following lemma shows that (iii) implies (iv).

Lemma 1

Let E and F be two topological vector spaces over a non-discrete valued division ring K, and let u be a continuous linear mapping of E in F such that the image of E is not meagre. Then, for every neighbourhood V of 0 in E, the set u(V)‾\overline{u(V)} is a neighbourhood of 0 in F.

Let W be a balanced neighbourhood of 0 in E such that W + W ⊂ V (I, § 1.5, prop. 4). Let α be an element of K such that |α| > 1; then E is the union of the sets αnW\alpha^n W where n varies in N\mathbf{N}; in fact, for all x ∈ E, there exists β ∈ K such that x ∈ βW (I, p. 7, prop. 4) and there exists an integer n ≥ 0 such that |β| < |α|^n, then x ∈ αnW\alpha^n W since W is balanced. Hence, u(E) is the union of the sequence of sets u(αnW)=αnu(W)u(\alpha^n W) = \alpha^n u(W), and as u(E) is not meagre in F, one at least of the sets αnu(W)‾\alpha^n \overline{u(W)} possesses an interior point (GT, IX, § 5.3, def. 2) and therefore u(W)‾\overline{u(W)} has an interior point.

Let y0y_0 be an interior point of u(W)‾\overline{u(W)}; since −u(W)=u(W)-u(W) = u(W), and therefore −u(W)‾=u(W)‾-\overline{u(W)} = \overline{u(W)} it follows that 0=y0+(−y0)0 = y_0 + (-y_0) is an interior point of u(W)‾+u(W)‾\overline{u(W)} + \overline{u(W)}. As vector addition is a continuous mapping of F×FF \times F in FF, the set u(W)‾+u(W)‾\overline{u(W)} + \overline{u(W)} is contained in the closure of the set

u(W)+u(W)=u(W+W)⊂u(V); u(W) + u(W) = u(W + W) \subset u(V);

hence u(V)‾\overline{u(V)} is a neighbourhood of 0 in FF.

Before proving that (iv) implies (i) we prove the following lemma, where we make the convention that, in all metric spaces, Br(x)B_r(x) denotes the closed ball of centre xx and radius rr.

Lemma 2

Let E and F be two metric spaces, and suppose that E is also complete. Let u be a linear mapping of E in F having the following property: whatever the number r>0r > 0, there exists a number ρ(r)>0\rho(r) > 0 such that, for all x∈Ex \in E, we have

Bρ(r)(u(x))⊂u(Br(x))‾. B_{\rho(r)}(u(x)) \subset \overline{u(B_r(x))}.

In these conditions, for all a>ra > r, the image u(Ba(x))u(B_a(x)) contains the ball Bρ(r)(u(x))B_{\rho(r)}(u(x)).

Let (rn)(r_n) be an infinite sequence of numbers >0> 0 such that r1=rr_1 = r and a=∑n=1∞rna = \sum_{n=1}^{\infty} r_n. For each index nn there exists a number ρn>0\rho_n > 0 (with ρ1=ρ(r)\rho_1 = \rho(r)) such that

Bρn(u(x))⊂u(Brn(x))‾ B_{\rho_n}(u(x)) \subset \overline{u(B_{r_n}(x))}

for all x∈Ex \in E; we can, and will, suppose that lim⁡n→∞ρn=0\lim_{n \to \infty} \rho_n = 0.

Let x0x_0 be a point of E, and yy be a point of Bρ(r)(u(x0))B_{\rho(r)}(u(x_0)). We shall show that yy belongs to u(Ba(x0))u(B_a(x_0)).

For this, a sequence (xn)n>0(x_n)_{n>0} of points of E is defined inductively such that, for all n≥1n \geq 1, we have xn∈Brn(xn−1)x_n \in B_{r_n}(x_{n-1}) and u(xn)∈Bρn+1(y)u(x_n) \in B_{\rho_{n+1}}(y). If the xix_i have been defined for 0≤i≤n−10 \leq i \leq n-1 satisfying these relations, then we have y∈Bρn(u(xn−1))y \in B_{\rho_n}(u(x_{n-1})); since

Bρn(u(xn−1))⊂u(Brn(xn−1))‾, B_{\rho_n}(u(x_{n-1})) \subset \overline{u(B_{r_n}(x_{n-1}))},

there exists a point xn∈Brn(xn−1)x_n \in B_{r_n}(x_{n-1}) whose image u(xn)u(x_n) belongs to the neighbourhood Bρn+1(y)B_{\rho_{n+1}}(y) of yy, which establishes the existence of the sequence (xn)(x_n).

Since the distance of xnx_n from xn+px_{n+p} is less than rn+1+rn+2+⋯+rn+pr_{n+1} + r_{n+2} + \cdots + r_{n+p}, which is arbitrarily small when nn is large, the sequence (xn)(x_n) is a Cauchy sequence in E. As E is complete, the sequence (xn)(x_n) converges to a point xx of E. The distance of x0x_0 from xx is less than ∑n=1∞rn=a\sum_{n=1}^{\infty} r_n = a, thus x∈Ba(x0)x \in B_a(x_0). But uu is continuous, thus the sequence u(xn)u(x_n) converges to u(x)u(x); also u(xn)∈Bρn+1(y)u(x_n) \in B_{\rho_{n+1}}(y), hence y=u(x)y = u(x), and the lemma is proved.

We return to the theorem and show that (iv) implies (i). Suppose that uu satisfies condition (iv). For each of the spaces E and F, consider a distance that is invariant under translation and defines its topology (I, p. 16). By hypothesis, the set u(Br(0))‾\overline{u(B_r(0))} is a neighbourhood of 0 in F for every r>0r > 0, and thus there exists a number ρ(r)>0\rho(r) > 0 such that Bρ(r)(0)⊂u(Br(0))B_{\rho(r)}(0) \subset u(B_r(0)). By translation we conclude that Bρ(r)(u(x))⊂u(Br(x))‾B_{\rho(r)}(u(x)) \subset \overline{u(B_r(x))} for all r>0r > 0 and all x∈Ex \in E. From lemma 2, for every pair of real positive numbers (a,r),a>r>0(a, r), a > r > 0, we have Bρ(r)(0)⊂u(Ba(0))B_{\rho(r)}(0) \subset u(B_a(0)); thus uu is a strict morphism of E on F. We have shown that (iv) implies (i) and the proof of the theorem is completed.

Corollary 1

If E and F are two complete metrisable vector spaces over a non-discrete valued division ring, then every bijective continuous linear mapping of E on F is an isomorphism.

In particular, if E and F are two complete normed spaces, there exists a number a>0a > 0 such that ∥u(x)∥≥a.∥x∥\|u(x)\| \geq a.\|x\| for all x∈Ex \in E.

Corollary 2

Let E be a vector space over a non-discrete valued division ring, let T1\mathscr{T}_1 and T2\mathscr{T}_2 be two topologies on E compatible with its vector space structure and for each of which E is metrisable and complete. Then, if T1\mathscr{T}_1 and T2\mathscr{T}_2 are comparable, they are identical.

Corollary 3

Let E and F be two complete metrisable vector spaces over a non-discrete valued division ring. In order that a continuous linear mapping u of E in F should be a strict morphism, it is necessary and sufficient that u(E)u(E) be closed in F.

The condition is necessary, because if uu is a strict morphism, the image u(E)u(E), being isomorphic to the quotient E/u−1(0)E/u^{-1}(0), is complete (I, p. 17) and therefore closed in F. The condition is sufficient, since, if u(E)u(E) is closed in F, then u(E)u(E) must be a complete metrisable vector space and thus by theorem 1 uu is a strict morphism of E on u(E)u(E).

Corollary 4

Let E be a complete metrisable vector space over a non-discrete valued division ring. If M and N are two closed vector subspaces, that are (algebraic) complements in E, then E is the direct topological sum of M and N.

For M×NM \times N is a complete metrisable vector space and the mapping (y,z)↦y+z(y, z) \mapsto y + z of M×NM \times N on E is continuous and bijective, therefore an isomorphism (cor. 1).

Corollary 5 (The closed graph theorem)

— *Let E and F be two complete metrisable vector spaces over a non-discrete valued division ring. In order that a linear mapping u of E in F be continuous, it is necessary and sufficient that its graph, in the product space E×FE \times F, be closed.

The condition is necessary since the graph of a continuous mapping into a Hausdorff space is closed (GT, I, § 8.1, cor. 2). To see that it is sufficient, note that it implies that the graph G of uu, which is a closed vector subspace of the complete metrisable space E×FE \times F, is itself metrisable and complete. The projection z↦pr1(z)z \mapsto \mathrm{pr}_1(z) of G on E is a bijective, continuous linear mapping, therefore an isomorphism (cor. 1); since its inverse mapping is x↦(x,u(x))x \mapsto (x, u(x)), it follows that uu is continuous in E.

We can express this corollary in the following form : uu is continuous if the following situation holds : if the sequence (xn)(x_n) of points of E both converges to 0 and is such that the sequence (u(xn))(u(x_n)) converges to yy, then it is necessarily the case that y=0y = 0.

Example

— Let E be a vector subspace of the space of real-valued functions defined on I=[0,1]I = [0, 1]; let ∥f∥\| f \| be a norm on E, under which E is complete, and such that its topology is finer than the topology of simple convergence. Suppose further that E contains the set C∞(I)\mathscr{C}^\infty(I) of functions infinitely differentiable on I; we shall show that there exists an integer k≥0k \geq 0, such that E contains the set Ck(I)\mathscr{C}^k(I) of all functions with a continuous kk-th derivative in I.

For every pair of integers m>0, n≥0m > 0,\ n \geq 0, let VmnV_{mn} be the set of functions f∈C∞(I)f \in \mathscr{C}^\infty(I) such that ∣f(h)(x)∣≤1/m|f^{(h)}(x)| \leq 1/m for 0≤h≤n0 \leq h \leq n and for all x∈Ix \in I. The Vm,nV_{m,n} form a fundamental system of neighbourhoods of 0 for a metrisable topology compatible with the vector space structure of C∞(I)\mathscr{C}^\infty(I), further C∞(I)\mathscr{C}^\infty(I) is complete in this topology (FVR, II, p. 2, th. 1). Let uu be the canonical mapping of C∞(I)\mathscr{C}^\infty(I) in E; we show that uu is continuous. From cor. 5 above it is sufficient to prove that if a sequence (fn)(f_n) converges to 0 in C∞(I)\mathscr{C}^\infty(I) and to a limit ff in E then necessarily f=0f = 0. But this is immediate since, by hypothesis, ff is the simple convergence limit of (fn)(f_n). Hence there exists an integer k≥0k \geq 0 and a number a>0a > 0 such that the relation

pk(f)=sup⁡x∈I0≤h≤k∣f(h)(x)∣≤a p_k(f) = \sup_{\substack{x \in I \\ 0 \leq h \leq k}} |f^{(h)}(x)| \leq a

implies ∥f∥≤1\| f \| \leq 1 for all f∈C∞(I)f \in \mathscr{C}^\infty(I).

But pkp_k is a norm on the space Ck(I)\mathscr{C}^k(I) and C∞(I)\mathscr{C}^\infty(I) is a subspace that is everywhere dense in Ck(I)\mathscr{C}^k(I) for this norm (the set of polynomials being already everywhere dense in Ck(I)\mathscr{C}^k(I), an immediate consequence of the Weierstrass-Stone theorem). By what has gone before, the identity mapping of C∞(I)\mathscr{C}^\infty(I) (carrying the norm pkp_k) in E, is continuous, and so it can be extended continuously to the whole space Ck(I)\mathscr{C}^k(I) (since E is complete). This proves our assertion.

Proposition 1

Let E, F be two topological vector spaces over a non-discrete valued division ring K. We suppose that :

1) E is metrisable and complete. 2) There exists a sequence (Fn)(F_n) of complete metrisable vector spaces over K and, for each n, an injective continuous linear mapping vnv_n of FnF_n in F such that F is the union of the subspaces vn(Fn)v_n(F_n).

Then let u be a linear mapping of E in F. If the graph of u is closed in E×FE \times F, then there exists an integer n and a continuous linear mapping unu_n of E in FnF_n such that u=vn∘unu = v_n \circ u_n (which implies that u is continuous and that u(E)⊂vn(Fn)u(E) \subset v_n(F_n)).*

Let G be the graph of uu in E×FE \times F. For all nn, we consider the continuous linear mapping wn:(x,y)↦(x,vn(y))w_n : (x, y) \mapsto (x, v_n(y)) of E×FnE \times F_n in E×FE \times F; as G is closed, the set wn−1(G)=Gnw_n^{-1}(G) = G_n is a closed vector subspace of E×FnE \times F_n; if pnp_n is the restriction to GnG_n of the first projection pr1\mathrm{pr}_1, we have pn(Gn)=u−1(vn(Fn))p_n(G_n) = u^{-1}(v_n(F_n)). As pnp_n is continuous and GnG_n is complete (since GnG_n is closed in the complete space E×FnE \times F_n), pn(Gn)p_n(G_n) is, by theorem 1, either meagre in E or it is the whole of E. But, by hypothesis, E is the union of the pn(Gn)p_n(G_n), and as E is complete, the pn(Gn)p_n(G_n) cannot all be meagre in E by Baire’s theorem (GT, IX, § 5.3, th. 1). Therefore there exists an integer n such that pn(Gn)=Ep_n(G_n) = E, or in other words u(E)⊂vn(Fn)u(E) \subset v_n(F_n). Further, as vnv_n is injective, GnG_n is the graph of a linear mapping unu_n of E in FnF_n, and by the closed graph theorem (I, p. 19, cor. 5) unu_n is continuous; it follows then from the definitions that u=vn∘unu = v_n \circ u_n.

Exercises

Exercises

See the exercises for § 3.

Transcribed from the printed volume. Not translated.