Bourbaki

§ 2. Linear varieties in a topological vector space

1. The closure of a linear variety

Recall (A, II, § 9.3) that in a vector space EE over a division ring KK, a non-empty affine linear variety (called « linear variety » when this can cause no confusion) is the image under a translation of a vector subspace of EE.

Proposition 1

— *In a topological vector space EE, the closure of a linear variety is a linear variety.

Since every translation is a homeomorphism of EE, it is sufficient to demonstrate the proposition for a vector subspace MM of EE, and in this case, the proposition has been proved in I, p. 4.

Corollary

— *In a topological vector space EE, every hyperplane is either closed or everywhere dense.

In fact, the closure of a homogeneous hyperplane HH can only be HH or the whole space EE, since it is a vector subspace containing HH (prop. 1).

A hyperplane HH is closed in EE if, and only if, ∁H\complement H contains an interior point.

The vector subspace MM generated by a set AA, in a topological vector space EE, is the set of linear combinations of points of AA (A, II, § 1.7, prop. 9); the closure of MM in EE is, by prop. 1, the smallest closed vector subspace containing AA; we say that this is the closed vector subspace generated by AA.

Definition 1

— A set AA, in a topological vector space EE, is total if, and only if, the closed vector subspace generated by AA coincides with EE (i.e. the set of linear combinations of elements of AA is everywhere dense).

Example

— 1) In the normed space C(I;C)\mathscr{C}(I; \mathbf{C}) (on the field C\mathbf{C}) of functions, continuous on I={0,1}I = \{0, 1\}, with values in C\mathbf{C}, the restrictions to II of the functions xn (n∈N)x^n \ (n \in \mathbf{N}) form a total set, by the Weierstrass-Stone theorem (GT, X, § 4.2, th. 3). Similarly, the restrictions to II of the functions e2nπix (n∈Z)e^{2n\pi ix} \ (n \in \mathbf{Z}) form a total set (GT, X, § 4.4, prop. 8), in the subspace PP of C(I,C)\mathscr{C}(I, \mathbf{C}) formed of functions such that f(0)=f(1)f(0) = f(1).

2) Every absorbent set in a topological vector space EE over a non-discrete valued division ring (and in particular every neighbourhood of 0 in EE) is a total set since it generates EE (I, p. 7). Thus a linear variety that is not dense in EE is necessarily a nowhere dense set in EE (GT, IX, § 5.1) since its closure cannot contain an interior point.

Definition 2

— *A family (ai)i∈I(a_i)_{i \in I} of points of a topological vector space EE is called topologically independent if for any κ∈I\kappa \in I, the closed vector subspace generated by the aia_i, with i≠κi \neq \kappa, does not contain aκa_\kappa.

Example 3

In the normed space C(I;C)\mathscr{C}(I; \mathbf{C}) of continuous functions defined over I={0,1}I = \{0, 1\}, the restrictions to I of the functions e2nπixe^{2n\pi i x} (n∈Zn \in \mathbf{Z}) form a topologically independent family. If f(x)f(x) is the linear combination ∑k≠ncke2kπix\sum_{k \neq n} c_k e^{2k\pi i x} (where all but finitely many of the ckc_k are zero) then

∫01∣e2nπix−f(x)∣2 dx=1+∑k≠n∣ck∣2≥1 \int_0^1 |e^{2n\pi i x} - f(x)|^2 \, dx = 1 + \sum_{k \neq n} |c_k|^2 \geq 1
and, a fortiori, by the mean value theorem
sup⁡x∈I∣e2nπix−f(x)∣≥1 \sup_{x \in I} |e^{2n\pi i x} - f(x)| \geq 1
which shows that e2πinxe^{2\pi i n x} does not belong to the closed vector subspace of C(I;C)\mathscr{C}(I; \mathbf{C}) generated by e2kπix, k≠ne^{2k\pi i x}, \ k \neq n.

The set of elements of a topologically independent family is called a topologically independent set of E. Every subset of a topologically independent subset is topologically independent; every subset consisting of a single point x≠0x \neq 0 is topologically independent if E is a Hausdorff space.

A topologically independent family is independent (in the algebraic sense; cf. A, II, § 7.1, Remark), but the converse is incorrect.

Example 4

In the normed space C(I;C)\mathscr{C}(I; \mathbf{C}) of functions that are continuous over I={0,1}I = \{0, 1\}, the restriction to I of the functions xnx^n (n∈Nn \in \mathbf{N}) form an algebraically independent family. But there exists a sequence of polynomials (pn)(p_n) such that pn(x2)p_n(x^2) converges uniformly to xx in I (GT, X, § 4.2, lemma 2) which shows that xx belongs to the closed vector subspace of C(I;C)\mathscr{C}(I; \mathbf{C}) generated by the functions x2nx^{2n} (n∈Nn \in \mathbf{N}).

Remark 1

The family of topologically independent sets of a topological vector space is not necessarily inductive for the relation of inclusion (I, p. 25, exerc. 2); this situation is thus different to that for algebraically independent sets. Moreover there does not necessarily exist in E a maximal topologically independent subset (I, p. 25, exerc. 4), thus there does not necessarily exist a subset that is both total and topologically independent.

Remark 2

Let M be a closed vector subspace of E and (a˙i)i∈I(\dot{a}_i)_{i \in I} a topologically independent family in the quotient space E/M. If aia_i is any element of the class a˙i\dot{a}_i, then from def. 2, and the fact that the canonical mapping of E on E/M is continuous, it follows that the family (ai)i∈I(a_i)_{i \in I} is topologically independent. But note that if N is the closed vector subspace generated by the aia_i it can happen that M∩N≠{0}M \cap N \neq \{0\} (I, p. 25, exerc. 2), and hence the sum M+NM + N is not necessarily direct in the algebraic sense (nor a fortiori in the topological sense).

2. Lines and closed hyperplanes

Proposition 2

Every Hausdorff topological vector space* E of dimension 1 over a non-discrete valued division ring K is isomorphic to KsK_s; in fact, for every a≠0a \neq 0 in E, the mapping ξ↦ξa\xi \mapsto \xi a of KsK_s on E is an isomorphism (in other words every linear mapping of* KsK_s on E is an isomorphism).

As the mapping ξ↦ξa\xi \mapsto \xi a of KsK_s on E is bijective and continuous (I, p. 1, def. 1), it is sufficient to show that it is bicontinuous. Let α\alpha be a real number >0> 0, we show that there exists a neighbourhood V of 0 in E such that if ξa∈V\xi a \in V then ∣ξ∣<α|\xi| < \alpha. As K is not discrete, there exists an element ξ0∈K\xi_0 \in K such that 0<∣ξ0∣<α0 < |\xi_0| < \alpha; but, as E is Hausdorff, there is a neighbourhood V of 0 such that ξ0a\xi_0 a does not belong to V. We can suppose that V is balanced (I, p. 7, prop. 4). But then if ξa∈V\xi a \in V and ∣ξ∣≥∣ξ0∣|\xi| \geq |\xi_0| we have ∣ξ0ξ−1∣≤1|\xi_0 \xi^{-1}| \leq 1, and ξ0a=(ξ0ξ−1)(ξa)∈V\xi_0 a = (\xi_0 \xi^{-1}) (\xi a) \in V; since this last statement is false we see that ξa∈V\xi a \in V implies ∣ξ∣<∣ξ0∣<α|\xi| < |\xi_0| < \alpha. This completes the proof.

Corollary 1

In a Hausdorff topological vector space E, over a non-discrete valued division ring K, every vector subspace D of dimension 1 is isomorphic to KsK_s.

Corollary 2

Let E be a topological vector space over a non-discrete valued division ring. Every vector subspace D (of dimension 1) which is the algebraic complement of a closed homogeneous hyperplane H is also the topological complement of H.

In D, the set {0}\{0\} is closed, being the intersection of D and the closed set H; D is therefore Hausdorff. But as E/H is also Hausdorff, the canonical mapping of D on E/H, which is linear, is also an isomorphism by prop. 2, from which the conclusion follows (GT, III, § 6.2).

Theorem 1

Let E be a topological vector space over a non-discrete valued division ring. Let H be a hyperplane in E defined by the equation f(x)=αf(x) = \alpha where f is a linear form not identically zero. Then H is closed in E if and only if f is continuous.

The condition is evidently sufficient (GT, I, § 2.1, th. 1); we show that it is necessary. We can suppose that H is a closed homogeneous hyperplane with the equation f(x)=0f(x) = 0. The quotient space E/H is then a Hausdorff topological vector space of dimension 1 on K. We can write f=g∘ϕf = g \circ \phi, where ϕ\phi is the canonical mapping of E on E/H and g is a linear mapping of E/H on KsK_s; from prop. 2, g is continuous, thus the same is true of f.

Corollary

Every continuous linear form on E that is not identically zero is a strict morphism of E on KsK_s.

Remark

— There are examples of normed topological vector spaces over a complete non-discrete valued division ring, in which every continuous linear form is identically zero (I, p. 25, exerc. 4); in such a space therefore, every hyperplane is everywhere dense (I, p. 11, corollary).

3. Vector subspaces of finite dimension

Theorem 2

Every Hausdorff topological vector space E, of finite dimension n, over a complete non-discrete valued division ring K, is isomorphic to KsnK_s^n; in fact, for every basis (ei)1≤i≤n(e_i)_{1 \leq i \leq n} of E on K, the linear mapping (ξi)↦∑i=1nξiei(\xi_i) \mapsto \sum_{i=1}^n \xi_i e_i is an isomorphism of KsnK_s^n on E.

Proposition 2 of I, p. 12, implies that th. 2 is true for n=1n = 1; we argue by induction on nn. Let HH be the vector subspace of EE generated by e1,e2,...,en−1e_1, e_2, ..., e_{n-1}; the induction hypothesis is that the mapping (ξi)1≤i≤n−1↦∑i=1n−1ξiei(\xi_i)_{1 \leq i \leq n-1} \mapsto \sum_{i=1}^{n-1} \xi_i e_i is an isomorphism of Ksn−1K_s^{n-1} on HH. The subspace HH, being isomorphic to a product of complete spaces, is complete (GT, II, § 3.5, prop. 10); hence it is closed in EE (GT, II, § 3.4, prop. 8). Let DD be the subspace KenKe_n complementary to HH in EE; EE is the topological direct sum of HH and DD (I, p. 13, cor. 2), therefore the mapping

(ξi)1≤i≤n↦∑i=1nξiei (\xi_i)_{1 \leq i \leq n} \mapsto \sum_{i=1}^n \xi_i e_i

of Ksn−1×KsK_s^{n-1} \times K_s on EE is an isomorphism.

When n>1n > 1 the hypothesis that KK is complete is essential for the validity of theorem 2. In fact, let KK be a non-complete valued division ring, and let K^\hat{K} be its completion : for each a≠0a \neq 0 of K^\hat{K} the set K.aK.a is everywhere dense in K^\hat{K}, since x↦xax \mapsto xa is a homeomorphism of K^\hat{K} on itself. If a∉Ka \notin K, the subspace K+KaK + Ka of the topological vector space K^\hat{K} on KK is of dimension 2 on KK, but it is not isomorphic to Ks2K_s^2 since every subspace of dimension 1 in K+KaK + Ka is dense in K+KaK + Ka.

Corollary 1

In a Hausdorff topological vector space EE over a complete non-discrete valued division ring KK, every vector subspace FF of finite dimension is closed in EE.* For, if FF is of dimension nn then it is isomorphic to KsnK_s^n; it is therefore complete and hence closed in EE (GT, II, § 3.4, prop. 8).

Corollary 2

Let KK be a complete non-discrete valued division ring, and EE be a Hausdorff topological vector space of finite dimension over KK. If FF is any topological vector space over KK, then every linear mapping of EE in FF is continuous.

Corollary 3

In a Hausdorff topological vector space EE, over a complete non-discrete valued division ring, every finite independent set is topologically independent.

Corollary 4

Let EE be a topological vector space over a complete non-discrete valued division ring. If MM is a closed vector subspace of EE and FF is a vector subspace of EE of finite dimension, then the subspace M+FM + F is closed in EE.* Write ϕ\phi for the canonical homomorphism of EE on the quotient space E/ME/M (necessarily Hausdorff). Then the subspace M+FM + F is identical with ϕ‾−1(ϕ(F))\overline{\phi}^{-1}(\phi(F)). Now ϕ(F)\phi(F) is of finite dimension in E/ME/M, therefore (cor. 1) ϕ(F)\phi(F) is closed in E/ME/M, and, in consequence, ϕ‾−1(ϕ(F))\overline{\phi}^{-1}(\phi(F)) is closed in EE.

We note that, if MM and NN are any two closed vector subspaces in a Hausdorff topological vector space EE, then M+NM + N is not necessarily closed in EE, \* even if EE is a Hilbert space \* (cf. IV, p. 64, exerc. 13, d)).

Proposition 3

Let EE be a topological vector space over a complete non-discrete* valued division ring KK. Let MM be a closed vector subspace of finite codimension nn in EE. Then every subspace NN that is an algebraic complement of MM in EE is also a topological complement.

In NN, the set {0}\{0\} is closed, since it is the intersection of NN and the set MM which is closed in EE; thus NN is Hausdorff. As E/ME/M is also Hausdorff, the canonical mapping of NN on E/ME/M, which is linear and bijective, is bicontinuous (I, p. 14, cor. 2), from which the proposition follows.

Corollary

Let EE and FF be two topological vector spaces over a complete non-discrete valued division ring. If FF is Hausdorff and of finite dimension, then every continuous linear mapping of EE on FF is a strict morphism.

Remark

— The results of Nos 2, 3 are no longer valid when KK is discrete. For example, let K1K_1 be a non-discrete valued division ring and KK be the discrete division ring obtained by endowing K1K_1 with the improper absolute value on K1K_1. Then K1K_1 is a topological vector space of dimension 1 over KK, but it is not isomorphic to KsK_s. However, we can show that the results of Nos 2, 3 are valid even when KK is discrete, provided that we impose on the topological vector spaces considered, the property of having a fundamental system of balanced neighbourhoods of 0 (i.e. neighbourhoods VV such that K.V=VK.V = V) (I, p. 27, exerc. 14); this condition (which is always satisfied when KK is a non-discrete valued division ring cf. I, p. 7, prop. 4) is not valid for all topological vector spaces over KK as the preceding example shows.

4. Locally compact topological vector spaces

Theorem 3

Let KK be a complete non-discrete valued division ring. If EE is a Hausdorff topological vector space over KK, which is such that some neighbourhood VV of 0 in EE is precompact, then EE is of finite dimension. If E≠{0}E \neq \{0\}, then both KK and EE are locally compact.

In proving the first assertion, we need consider only the case when EE is complete; for EE is an everywhere dense subspace of its completion E^\hat{E}, and the closure V‾\overline{V} of VV in E^\hat{E} is compact and is a neighbourhood of 0 in E^\hat{E} (GT, III, § 3.4, prop. 7).

We can suppose then that there is a compact neighbourhood VV of 0 in EE. Let α∈K\alpha \in K be such that 0<∣α∣<10 < |\alpha| < 1; then there are finitely many points ai∈Va_i \in V such that

V⊂⋃i(ai+αV). V \subset \bigcup_i (a_i + \alpha V).

Let MM be the finite dimensional subspace of EE generated by the aia_i; it is closed in EE (I, p. 14, cor. 1). In the Hausdorff topological vector space E/ME/M the canonical image of VV is a compact neighbourhood WW of 0, such that W⊂αWW \subset \alpha W; hence α−1W⊂W\alpha^{-1} W \subset W, and, by induction on nn, α−nW⊂W\alpha^{-n} W \subset W for every positive integer nn. As WW is absorbent, we conclude that W=E/MW = E/M; and thus E/ME/M is compact. To complete the proof of the first assertion in the theorem, it is sufficient, therefore, to establish the following lemma.

Lemma 1

— *Any compact topological vector space EE over a non-discrete valued division ring, is just the set {0}\{0\}.

Since E is complete we can suppose K is complete (I, p. 6). If E ≠{0}\neq \{0\} then E contains a line that is closed in E (I, p. 14, cor. 1) and therefore compact. This line is isomorphic to KsK_s (I, p. 12, prop. 2) and hence K must be compact. Now the mapping ξ↦∣ξ∣\xi \mapsto |\xi| of K in R\mathbf{R} is continuous and thus the image of K must be bounded, on the other hand there exists γ∈K\gamma \in K with ∣γ∣>1|\gamma| > 1, and the set ∣γn∣=∣γ∣n,n∈N|\gamma^n| = |\gamma|^n, n \in \mathbf{N}, is unbounded. This contradiction shows that E={0}E = \{0\}.

To prove the second assertion in the theorem, if E≠{0}E \neq \{0\} then from the first part of the theorem E is isomorphic to KsnK_s^n with n>0n > 0; now K is complete, hence so is E, and thus E is locally compact. But KsK_s is isomorphic to a line in E (I, p. 12, prop. 2) which is necessarily closed in E (I, p. 14, cor. 1); it follows that K is locally compact.

Remark

The result of th. 3 is no longer true if K is a discrete division ring as is shown by the example of R\mathbf{R} (with the usual topology) considered as a topological vector space over the discrete field Q\mathbf{Q}.

Exercises

See the exercises for § 2.

Transcribed from the printed volume. Not translated.