Bourbaki

§ 3. Exponential invariants

In this section, the letter A denotes a commutative ring, with a unit element, and not reduced to 0.

1. Group algebra of a free abelian group

Let P be a free Z\mathbf{Z}-module of finite rank ll. We denote by A[P]A[P] the group algebra of the additive group of P over A (Algebra, Chap. III, § 2, no. 6). For any p∈Pp \in P, denote by epe^p the corresponding element of A[P]A[P]. Then (ep)p∈P(e^p)_{p \in P} is a basis of the A-module A[P]A[P], and, for any p,p′∈Pp, p' \in P, we have

epep′=ep+p′,(ep)−1=e−p,e0=1. e^p e^{p'} = e^{p + p'}, \quad (e^p)^{-1} = e^{-p}, \quad e^0 = 1.

Lemma 1

Assume that A is factorial* (Commutative Algebra, Chap. VII, § 3, no. 1, Def. 1). (i) The ring A[P]A[P] is factorial. (ii) *If u,vu, v are non-proportional elements of P, the elements 1−eu,1−ev1 - e^u, 1 - e^v of A[P]A[P] are relatively prime.

Let (p1,p2,…,pl)(p_1, p_2, \ldots, p_l) be a basis of P, and X1,X2,…,XlX_1, X_2, \ldots, X_l be indeterminates. The A-linear map from A[X1,…,Xl,X1−1,…,Xl−1]A[X_1, \ldots, X_l, X_1^{-1}, \ldots, X_l^{-1}] to A[P]A[P] that takes X1n1X2n2…XlnlX_1^{n_1} X_2^{n_2} \ldots X_l^{n_l} (where n1,n2,…,nl∈Zn_1, n_2, \ldots, n_l \in \mathbf{Z}) to en1p1+⋯+nlple^{n_1 p_1 + \cdots + n_l p_l} is an isomorphism of rings. Now A[X1,…,Xl]A[X_1, \ldots, X_l] is a factorial ring (Commutative Algebra, Chap. VII, § 3, no. 5), and A[X1,…,Xl,X1−1,…,Xl−1]A[X_1, \ldots, X_l, X_1^{-1}, \ldots, X_l^{-1}] is the ring of fractions of A[X1,…,Xl]A[X_1, \ldots, X_l], hence is also factorial.

Let P′P' (resp. P′′P'') be the set of elements of P of which some multiple belongs to Zu+Zv\mathbf{Z}u + \mathbf{Z}v (resp. Zu\mathbf{Z}u). Then the groups P/P′P/P' and P′/P′′P'/P'' are torsion-free, so there exists a complement of P′′P'' in P′P' and a complement of P′P' in P. Consequently, there exists a basis (z1,z2,…,zl)(z_1, z_2, \ldots, z_l) of the Z\mathbf{Z}-module P and rational integers j,m,nj, m, n such that u=jz1,v=mz1+nz2,j>0,n>0u = jz_1, v = mz_1 + nz_2, j > 0, n > 0. Putting Xi=eziX_i = e^{z_i} for 1≤i≤l1 \leq i \leq l, we then have 1−eu=1−X1j,1−ev=1−X1mX2n1 - e^u = 1 - X_1^j, 1 - e^v = 1 - X_1^m X_2^n. Let K be an algebraic closure of the field of fractions of A, so that A[P]A[P] can be identified with a subring of the ring B=K[X1,…,Xl,X1−1,…,Xl−1]B = K[X_1, \ldots, X_l, X_1^{-1}, \ldots, X_l^{-1}]. For any jjth root of unity zz, 1−zX11 - zX_1 is extremal in

K[X1,…,Xl]; K[X_1, \ldots, X_l];
moreover, the ideal generated by 1−zX11 - zX_1 contains no monomial in the XiX_i. We conclude that the ideal (1−zX1)B(1 - zX_1)B of B is a prime ideal of height 1

(Commutative Algebra, Chap. VII, § 1, no. 6), hence that 1−zX11 - zX_1 is extremal in B. The extremal factors of 1−X1j1 - X_1^j in B are thus of the form 1−zX11 - zX_1. Now none of these factors divide 1−X1mX2n1 - X_1^m X_2^n in B (for the homomorphism ff from B to B such that f(X1)=z−1,f(Xi)=Xif(X_1) = z^{-1}, f(X_i) = X_i for i≥2i \geq 2, satisfies

f(1−zX1)=0andf(1−X1mX2n)=1−z−mX2n≠0). f(1 - zX_1) = 0 \quad \text{and} \quad f(1 - X_1^m X_2^n) = 1 - z^{-m} X_2^n \neq 0).

Thus, 1−X1j1 - X_1^j and 1−X1mX2n1 - X_1^m X_2^n are relatively prime in B. Consequently, any common divisor of 1−X1j1 - X_1^j and 1−X1mX2n1 - X_1^m X_2^n in A[P]A[P] is invertible in B and so, up to multiplication by an element of the form X1k1X2k2…XlklX_1^{k_1} X_2^{k_2} \ldots X_l^{k_l}, is equal to an element aa of A; in other words, aa divides 1 in A, hence is invertible in A. Thus, finally, 1−X1j1 - X_1^j and 1−X1mX2n1 - X_1^m X_2^n are relatively prime in A[P]A[P].

2. Case of the group of weights; maximal terms

We retain the notations of the preceding number and let R be a reduced root system in a real vector space V. In the remainder of this section, we take for P the group of weights of R (§ 1, no. 9). The group W=W(R)W = W(R) acts on P, hence also on the algebra A[P]A[P]; we have w(ep)=ew(p)w(e^p) = e^{w(p)} for w∈Ww \in W and p∈Pp \in P.

Let C be a chamber of R (§ 1, no. 5) and let B=(αi)1≤i≤lB = (\alpha_i)_{1 \leq i \leq l} be the corresponding basis of R. We provide V (and hence also P) with the order structure defined by C. If p,p′∈P,p≥p′p, p' \in P, p \geq p' if and only if p−p′p - p' is a linear combination of the αi\alpha_i with positive coefficients.

Definition 1

Let x=∑p∈Pxpepx = \sum_{p \in P} x_p e^p be an element of A[P]A[P]. The set S of p∈Pp \in P such that xp≠0x_p \neq 0 is called the support of x and the set X of maximal elements of S is called the maximal support of x. A term xpepx_p e^p with p∈Xp \in X is then called a maximal term of x.

Lemma 2

Let x∈A[P]x \in A[P] and let (xpep)p∈X(x_p e^p)_{p \in X} be the family of maximal terms of x. Let q∈Pq \in P and let y∈A[P]y \in A[P] be such that eqe^q is the unique maximal term of y. Then, the family of maximal terms of xyxy is (xpep+q)p∈X(x_p e^{p+q})_{p \in X}.

Put x=∑pxpep,y=∑ryrerx = \sum_p x_p e^p, y = \sum_r y_r e^r and xy=∑tztetxy = \sum_t z_t e^t. Then r≤qr \leq q for all r∈Pr \in P such that yr≠0y_r \neq 0 and zt=∑p+r=txpyrz_t = \sum_{p+r=t} x_p y_r.

If t=p+q=p′+rt = p + q = p' + r with p∈Xp \in X and xp′yr≠0x_{p'} y_r \neq 0, then r≤qr \leq q, hence p′≥pp' \geq p and consequently p′=pp' = p. Thus zp+q=xpyq=xp≠0z_{p+q} = x_p y_q = x_p \neq 0. This shows that X+qX + q is contained in the support of the product xyxy.

On the other hand, if t=p′+rt = p' + r with xp′yr≠0x_{p'} y_r \neq 0, there exists p∈Xp \in X such that p′≤pp' \leq p and we have t≤p+qt \leq p + q. The maximal support of xyxy is therefore contained in X+qX + q. Since no two elements of X+qX + q are comparable, it follows that X+qX + q is exactly the maximal support of xyxy and we have seen above that zp+q=xpz_{p+q} = x_p for p∈Xp \in X, which completes the proof of the lemma.

Remark

Since x≠0x \neq 0 means that the maximal support of xx is non-empty, Lemma 2 shows that x≠0x \neq 0 implies xy≠0xy \neq 0 whenever yy admits a unique maximal term of the form eqe^q.

3. ANTI-INvariant ELEMENTS

We retain the notations of the preceding number. Denote by ε(w)\varepsilon(w) the determinant of the element w∈Ww \in W. Thus

ε(w)=(−1)l(w), \varepsilon(w) = (-1)^{l(w)},
the length l(w)l(w) being taken relative to the family of reflections sαis_{\alpha_i}.

Definition 2

An element* x∈A[P]x \in A[P] is said to be anti-invariant under WW if

w(x)=(−1)l(w).x w(x) = (-1)^{l(w)}.x
for all w∈Ww \in W.

The anti-invariant elements of A[P]A[P] form an AA-submodule of A[P]A[P]. For any x∈A[P]x \in A[P], put

J(x)=∑w∈Wε(w).w(x). J(x) = \sum_{w \in W} \varepsilon(w).w(x).
(1)

For x∈A[P]x \in A[P] and w∈Ww \in W, we have

w(J(x))=∑v∈Wε(v).wv(x)=ε(w)∑v∈Wε(v).v(x)=ε(w).J(x) w(J(x)) = \sum_{v \in W} \varepsilon(v).wv(x) = \varepsilon(w) \sum_{v \in W} \varepsilon(v).v(x) = \varepsilon(w).J(x)
and J(x)J(x) is anti-invariant. On the other hand, let q=Card(W)q = \mathrm{Card}(W). For any anti-invariant element xx of A[P]A[P], we have J(x)=q.xJ(x) = q.x. It follows that, if qq is invertible in AA, the map q−1Jq^{-1}J is a projection from A[P]A[P] onto the submodule of anti-invariant elements.

Let ω‾1,…,ω‾l\overline{\omega}_1, \ldots, \overline{\omega}_l be the fundamental weights corresponding to the chamber CC. The elements of P∩C‾P \cap \overline{C} (resp. P∩CP \cap C) are the weights of the form n1ω‾1+⋯+nlω‾ln_1 \overline{\omega}_1 + \cdots + n_l \overline{\omega}_l with ni≥0n_i \geq 0 (resp. ni>0n_i > 0) for 1≤i≤l1 \leq i \leq l (§ 1, no. 10). On the other hand,

ρ=ω‾1+⋯+ω‾l \rho = \overline{\omega}_1 + \cdots + \overline{\omega}_l
is half the sum of the positive roots (loc. cit.) so the elements of P∩CP \cap C are the weights of the form ρ+p\rho + p with p∈P∩C‾p \in P \cap \overline{C}. Finally, if p∈P∩Cp \in P \cap C, then w(p)<pw(p) < p for all w≠1w \neq 1 (§ 1, no. 6, Cor. to Prop. 18) and epe^p is thus the unique maximal term of J(ep)J(e^p).

Proposition 1

If* 2 is not a zero divisor in AA, the elements J(ep)J(e^p) for p∈P∩Cp \in P \cap C form a basis of the module of anti-invariant elements of A[P]A[P].

The weights w(p)w(p) for w∈Ww \in W and p∈P∩Cp \in P \cap C are pairwise distinct. It follows that the J(ep)J(e^p) for p∈P∩Cp \in P \cap C are linearly independent.

On the other hand, let x=∑pxpepx = \sum_p x_p e^p be an anti-invariant element of A[P]A[P]. If p0p_0 belongs to a wall, it is invariant under a reflection s∈Ws \in W and

x=∑pxpep=−s(x)=−∑pxpes(p). x = \sum_p x_p e^p = -s(x) = -\sum_p x_p e^{s(p)}.
It follows that 2xp0=02x_{p_0} = 0, so xp0=0x_{p_0} = 0. Since every element that does not belong to any wall can be written uniquely in the form w(p)w(p) with w∈Ww \in W and p∈P∩Cp \in P \cap C, we thus have
x=∑p∈P∩C∑w∈Wxw(p)ew(p).(2) x = \sum_{p \in P \cap C} \sum_{w \in W} x_{w(p)} e^{w(p)}. \tag{2}
Since w(x)=∑pxpew(p)=ε(w)∑pxpepw(x) = \sum_p x_p e^{w(p)} = \varepsilon(w) \sum_p x_p e^p, xw(p)=ε(w)xpx_{w(p)} = \varepsilon(w)x_p and we deduce from (2) that
x=∑p∈P∩CxpJ(ep), x = \sum_{p \in P \cap C} x_p J(e^p),
which completes the proof.

Consider now the element dd of the algebra A[12P]A[\frac{1}{2}P] defined by

d=∏α∈R,α>0(eα/2−e−α/2)=eρ⋅∏α∈R,α>0(1−e−α)=e−ρ⋅∏α∈R,α>0(eα−1). d = \prod_{\alpha \in R, \alpha > 0} (e^{\alpha/2} - e^{-\alpha/2}) \\ = e^{\rho} \cdot \prod_{\alpha \in R, \alpha > 0} (1 - e^{-\alpha}) \\ = e^{-\rho} \cdot \prod_{\alpha \in R, \alpha > 0} (e^{\alpha} - 1).
Since ρ∈P\rho \in P, d∈A[P]d \in A[P].

Proposition 2

(i) The element d defined by (3) is an anti-invariant element of A[P]; its unique maximal term (no. 2, Def. 1) is eρe^{\rho} and d=J(eρ)d = J(e^{\rho}). (ii) For any p∈Pp \in P, the element J(ep)J(e^p) is divisible uniquely by dd and the quotient J(ep)/dJ(e^p)/d is an element of A[P]A[P] invariant under WW. (iii) If 2 is not a zero divisor in AA, multiplication by dd is a bijection from the set of elements of A[P]A[P] invariant under WW to the set of anti-invariant elements of A[P]A[P].

We know that, for 1≤i≤l1 \leq i \leq l, the reflection si=sαis_i = s_{\alpha_i} leaves stable the set of positive roots other than αi\alpha_i and that si(αi)=−αis_i(\alpha_i) = -\alpha_i (§ 1, no. 6, Cor. 1 of Prop. 17). Hence,

si(d)=(e−αi/2−eαi/2)∏α∈R,α>0,α≠αi(eα/2−e−α/2)=−d=ε(si).d. s_i(d) = (e^{-\alpha_i/2} - e^{\alpha_i/2}) \prod_{\alpha \in R, \alpha > 0, \alpha \neq \alpha_i} (e^{\alpha/2} - e^{-\alpha/2}) \\ = -d = \varepsilon(s_i).d.
Since the sis_i generate WW, this proves the first assertion in (i). The second assertion in (i) follows immediately from (3) and Lemma 2, noting that 1 is the unique maximal term of 1−e−α1 - e^{-\alpha} for α∈R,α>0\alpha \in R, \alpha > 0.

Assume now that A=ZA = \mathbf{Z}. By Prop. 1,

d=∏p∈P∩CcpJ(ep)withcp∈Z. d = \prod_{p \in P \cap C} c_p J(e^p) \quad \text{with} \quad c_p \in \mathbf{Z}.

On the other hand, it is clear that

d=eρ+∑q<ρcq′eq. d = e^\rho + \sum_{q < \rho} c'_q e^q.

If p∈P∩Cp \in P \cap C with p≠ρp \neq \rho, then p>ρp > \rho and the coefficient of epe^p in dd is zero by (5). Thus, cp=0c_p = 0. Moreover, comparison of the coefficients of eρe^\rho in (4) and (5) shows that cρ=1c_\rho = 1 and hence that d=J(eρ)d = J(e^\rho).

We continue to assume that A=ZA = \mathbf{Z}. Let p∈P,α∈Rp \in P, \alpha \in \mathbf{R} and MM be a system of representatives of the right cosets of WW with respect to the subgroup {1,sα}\{1, s_\alpha\}. Then,

J(ep)=∑w∈Mε(w)ew(p)+∑w∈Mε(sαw)esαw(p). J(e^p) = \sum_{w \in M} \varepsilon(w) e^{w(p)} + \sum_{w \in M} \varepsilon(s_\alpha w) e^{s_\alpha w(p)}.

Now sαw(p)=w(p)−⟨α∗,w(p)⟩α=w(p)+nwαs_\alpha w(p) = w(p) - \langle \alpha^*, w(p) \rangle \alpha = w(p) + n_w \alpha, with nw∈Zn_w \in \mathbf{Z}. Thus,

J(ep)=∑w∈Mε(w)ew(p)(1−enwα). J(e^p) = \sum_{w \in M} \varepsilon(w) e^{w(p)} (1 - e^{n_w \alpha}).

If nw≥0n_w \geq 0, it is clear that 1−enwα1 - e^{n_w \alpha} is divisible by 1−eα1 - e^\alpha and this is also true when nw<0n_w < 0 since 1−enwα=−enwα(1−e−nwα)1 - e^{n_w \alpha} = -e^{n_w \alpha}(1 - e^{-n_w \alpha}). Hence, J(ep)J(e^p) is divisible by 1−eα1 - e^\alpha in Z[P]\mathbf{Z}[P].

By Lemma 1, Z[P]\mathbf{Z}[P] is factorial and the elements 1−eα1 - e^\alpha for α∈R\alpha \in \mathbf{R} and α>0\alpha > 0 are mutually prime. It follows that J(ep)J(e^p) is divisible in Z[P]\mathbf{Z}[P] by the product ∏α>0(1−eα)\prod_{\alpha > 0} (1 - e^\alpha), and hence also by d=e−ρ∏α>0(1−eα)d = e^{-\rho} \prod_{\alpha > 0} (1 - e^\alpha).

Returning to the general case, by extension of scalars from Z\mathbf{Z} to AA, we deduce from the above that d=J(eρ)d = J(e^\rho) and that every element J(ep)J(e^p) is divisible by dd. Since eρe^\rho is the unique maximal term of dd, the Remark of no. 2 shows that there exists a unique element y∈A[P]y \in A[P] such that J(ep)=dyJ(e^p) = dy and it follows immediately that yy is invariant under WW, and hence that dd and J(ep)J(e^p) are anti-invariant. This proves (i) and (ii).

Finally, if 2 is not a zero divisor in AA, the Remark of no. 2 and Prop. 1 imply (iii).

Remark 1

If 2 is not a zero divisor in AA, it is easy to check that dd is the unique anti-invariant element of A[P]A[P] with eρe^\rho as its maximal term.

Remark 2

Lemma 2 of no. 2 shows that the unique maximal term of the quotient J(ep)/dJ(e^p)/d (for p∈P∩Cp \in P \cap C) is ep−ρe^{p-\rho}.

4. Invariant elements

Let A[P]WA[P]^W be the subalgebra of A[P]A[P] consisting of the elements invariant under WW. For p∈Pp \in P, denote by W.pW.p the orbit of pp under WW, and let S(ep)=∑q∈W.peqS(e^p) = \sum_{q \in W.p} e^q be the sum of the WW-transforms of epe^p; this is a WW-invariant element.

If p∈P∩C‾p \in P \cap \overline{C}, w(p)≤pw(p) \leq p for all w∈Ww \in W (§\S 1, no. 6, Prop. 18) and epe^p is the unique maximal term of S(ep)S(e^p).

Let x=∑pxpep∈A[P]Wx = \sum_p x_p e^p \in A[P]^W; then xw(p)=xpx_{w(p)} = x_p for all p∈Pp \in P and all w∈Ww \in W.

On the other hand, every orbit of WW in PP meets P∩C‾P \cap \overline{C} in exactly one point (§\S 1, no. 5, Th. 2). Hence,

x=∑P∩C‾xpS(ep). x = \sum_{P \cap \overline{C}} x_p S(e^p).

We deduce:

Lemma 3

The S(ep)S(e^p) for p∈P∩C‾p \in P \cap \overline{C} form a basis of the AA-module A[P]WA[P]^W.

ei0=xi0−∑j<i0ai0jej, e_{i_0} = x_{i_0} - \sum_{j < i_0} a_{i_0 j} e_j,
from which (b) follows. Hence J′∈SJ' \in \mathfrak{S}, a contradiction. Thus, J=IJ = I and the lemma is proved.

We now prove Prop. 3. We apply Lemma 4 with I=P∩C‾I = P \cap \overline{C}. Let q∈Iq \in I, and let IqI_q be the set of p∈Ip \in I such that p≤qp \leq q. If p∈Iqp \in I_q, the relations

q−p≥0,p∈C‾,q∈C‾ q - p \geq 0,\quad p \in \overline{C},\quad q \in \overline{C}
imply that
(q−p∣p)≥0and(q−p∣q)≥0, (q - p|p) \geq 0 \quad \text{and} \quad (q - p|q) \geq 0,
and hence that
(p∣p)≤(p∣q)≤(q∣q). (p|p) \leq (p|q) \leq (q|q).
The set IqI_q is thus bounded. Since II is discrete, it follows that IqI_q is finite, and it is clear that II satisfies the condition (MIN). On the other hand, for all p∈Ip \in I,
xp=ep+∑q<pcpqeq x_p = e^p + \sum_{q < p} c_{pq} e^q
so by (6).
xp=S(ep)+∑q<p,q∈IcpqS(eq). x_p = S(e^p) + \sum_{q < p, q \in I} c_{pq} S(e^q).
The proposition now follows from Lemmas 3 and 4.

Theorem 1

Let ω‾1,…,ω‾l\overline{\omega}_1, \ldots, \overline{\omega}_l be the fundamental weights corresponding to the chamber CC, and, for 1≤i≤l1 \leq i \leq l, let xix_i be an element of A[P]WA[P]^W with eω‾ie^{\overline{\omega}_i} as its unique maximal term. Let*

φ:Λ[X1,…,Xl]→A[P]W \varphi : \Lambda[X_1, \ldots, X_l] \to A[P]^W
*be the homomorphism from the polynomial algebra Λ[X1,…,Xl]\Lambda[X_1, \ldots, X_l] to A[P]WA[P]^W that takes XiX_i to xix_i. Then, the map φ\varphi is an isomorphism.

Lemma 2 implies that the image under φ\varphi of the monomial X1n1…XlnlX_1^{n_1} \ldots X_l^{n_l} is an element with unique maximal term en1ω‾1+⋯+nlω‾le^{n_1 \overline{\omega}_1 + \cdots + n_l \overline{\omega}_l}. Since every element of P∩C‾P \cap \overline{C} can be written uniquely in the form n1ω‾1+⋯+nlω‾ln_1 \overline{\omega}_1 + \cdots + n_l \overline{\omega}_l, Prop. 3 shows that the images under φ\varphi of the monomials X1n1…XlnlX_1^{n_1} \ldots X_l^{n_l} are a basis of A[P]WA[P]^W, hence the theorem.

Example 1

We can take xi=S(eω‾i)x_i = S(e^{\overline{\omega}_i}).

Example 2

By Remark 2 of no. 3, we can take xi=J(eρ+ω‾i)/dx_i = J(e^{\rho + \overline{\omega}_i})/d (with the notation in no. 3).

Exercises

The notations and assumptions are those of nos. 2, 3, 4.

See the exercises for § 3.

Transcribed from the printed volume. Not translated.