4. Relations between uniform spaces and compact spaces
1. Uniformity of compact spaces
Definition 1
A uniformity on a topological space is said to be compatible with the topology of if the latter coincides with the topology induced by the uniformity.
A topological space is said to be uniformizable, and its topology is said to be uniformizable, if there exists a uniformity on the space which is compatible with its topology.
There are topological spaces which are not uniformizable, for example any space which does not satisfy axiom (, no. 2, Corollary 3 of Proposition 2); hence the question arises of determining under what conditions a topological space is uniformizable.
We shall not give a complete answer to this question until Chapter IX, . In this section we shall examine only one important particular case, that in which is compact. We have then the following theorem:
Theorem 1
On a compact space there is exactly one uniformity compatible with the topology of ; the entourages of this uniformity are all the neighbourhoods of the diagonal in . Furthermore, endowed with this uniformity is a complete uniform space.
The last part of the theorem is straightforward; for every Cauchy filter on has a cluster point [axiom (C)] and is therefore convergent (, no. 2, Proposition 5, Corollary 2).
Let us show next that if there is a uniformity on compatible with the topology of , then the set of entourages of this uniformity is the set of all neighbourhoods of . We know already that every entourage is a neighbourhood of (, no. 2, Proposition 2), hence we have to show that conversely every neighbourhood of belongs to . Suppose that there is a neighbourhood of which is not in ; then the sets , as runs through , form a base of a filter on the compact space ; consequently has a cluster point not belonging to . Since is a filter coarser than , is also a cluster point of . But the uniformity defined by is Hausdorff by hypothesis; hence the intersection of the closures of the sets of is (, no. 2, Corollary 2 to Proposition 2 and Proposition 3); thus we arrive at a contradiction.
It remains therefore to show that the set of neighbourhoods of in is the set of entourages of a uniformity compatible with the topology of . For this it is enough to show that is the set of entourages of a Hausdorff uniformity on ; for then the topology induced by this uniformity will be coarser than the topology of (Chapter I, , no. 2, Proposition 3) and must therefore coincide with the latter (Chapter I, , no. 4, Theorem 2, Corollary 3).
clearly satisfies axioms and . Let us show that axioms and are also satisfied and that is the intersection of the sets of . Take the last point first: every set consisting of a single point is closed, since is Hausdorff; hence if , the complement of in is a neighbourhood of . Since the symmetry is a homeomorphism of onto itself, it follows that implies , whence . Finally, suppose that is not satisfied; then there is a set such that for all the set is not empty; the sets , as runs through , therefore form a filter base on , and this filter base has a cluster point not in . Now, since is regular (Chapter I, , no. 2, Corollary to Proposition 1) there are disjoint open neighbourhoods of and of , and there are closed neighbourhoods , of and respectively. Let , and consider the neighbourhood
It follows immediately from these definitions that if and (resp. ), then we must have (resp. ); hence the neighbourhood of in does not meet , and we have a contradiction. This completes the proof.
Remark 1
For every finite open covering of , the set
is a neighbourhood of in , and these sets form a fundamental system of neighbourhoods of (and therefore a fundamental system of entourages of the unique uniformity on ). Let be any neighbourhood of in ; then for each there is an open neighbourhood of in such that . Since the () form an open covering of , there exist a finite number of points () such that the () form a covering of . We have then , which proves the assertion.
For this reason the unique uniformity on is often called the uniformity of finite open coverings (cf. Chapter IX, § 4, Exercise 17).
Corollary 1
Every subspace of a compact space is uniformizable.
Corollary 2
Every locally compact space is uniformizable.
For by Alexandroff’s theorem (Chapter I, § 9, no. 8, Theorem 4) a locally compact space is homeomorphic to a subspace of a compact space.
Remark 2
It can happen that there are several distinct uniformities compatible with the topology of a locally compact space.
For example, we have seen that on an infinite discrete space there is more than one distinct uniformity compatible with the discrete topology (§ 2, no. 2, Remark).
Nevertheless it is not the case that the uniqueness of the uniformity compatible with the topology of a uniformizable space is a property which characterizes compact spaces; there exist locally compact spaces which are not compact but whose uniformity is unique (Exercise 4).
Theorem 2
Every continuous mapping of a compact space into a uniform space is uniformly continuous.
Let , then is continuous on (Chapter I, § 4, no. 1, Proposition 1, Corollary 1); hence for each open entourage of , is an open subset of , which evidently contains the diagonal. The theorem thus follows from Theorem 1, since the open entourages of form a fundamental system of entourages (§ 1, no. 2, Proposition 2, Corollary 2).
Under the hypotheses of Theorem 2, the restriction of to any subspace of is uniformly continuous; hence (§ 3, no. 6, Theorem 2):
Corollary
Let be a dense subspace of a compact space , and let be a mapping of into a complete Hausdorff uniform space . Then can be extended by continuity to the whole of if and only if is uniformly continuous.
2. Compactness of uniform spaces
Definition 2
A uniform space is said to be precompact if its Hausdorff completion is compact. A subset of a uniform space is said to be a precompact subset if the uniform subspace of is precompact.
Thus a subset of a uniform space is precompact if and only if the closure of in is compact ( being the canonical map) (§ 3, no. 9, Proposition 18, Corollary 1).
Example
In any uniform space , the set of points of a Cauchy sequence is precompact. Since the images of the in again form a Cauchy sequence, we can assume that is Hausdorff; the closure in of the set of points then consists of the points and and is therefore compact (Chapter I, § 9, no. 3, Example 2).
Theorem 3
A uniform space is precompact if and only if, for each entourage of , there is a finite covering of by -small sets.
We may express this condition more intuitively by saying that can be covered by a finite number of sets which are as small as we please.
Let be the canonical mapping, then the entourages of are the inverse images under of the entourages of (§ 3, no. 7, Proposition 12). Suppose is precompact, and let be any entourage of ; then there is a symmetric entourage of such that . Since is compact, there exist a finite number of points such that the (which are -small) cover . If is the inverse image of by , the sets are -small and cover . Conversely, suppose that for each entourage of there is a finite covering of by -small sets. We have to show that every ultrafilter on is convergent; since is complete, it is enough to show that is a Cauchy filter, i.e. that for each closed entourage of there is a -small set in (§ 1, no. 2, Proposition 2, Corollary 2). Let be the inverse image of under , and let be a finite covering of by -small sets; then the sets are -small and cover , so that
Q.E.D.
Corollary
A uniform space is compact if and only if it is Hausdorff and complete and can be covered by a finite number of -small sets, where is any entourage of .
This follows from Theorem 3 and Theorem 1 of no. 1.
Remark 1
A non-Hausdorff quasi-compact space is not necessarily uniformizable, since it need not satisfy axiom (cf. Chapter I, § 9, no. 2); for example most of the non-Hausdorff quasi-compact spaces which appear in algebraic geometry do not satisfy axiom (cf. Exercise 2).
Proposition 1
In a uniform space every subset of a precompact set, every finite union of precompact sets and the closure of every precompact set are precompact.
The first two assertions are immediate consequences of Theorem 3. Let be a uniform space, a precompact subset of , and let be the canonical mapping. is contained in the closure of in (Chapter I, § 2, no. 1, Theorem 1), hence the closure of in is contained in a compact set and is therefore compact.
Remark 2
In a uniform space a relatively compact set is precompact, since is contained in a compact set. On the other hand, even if is Hausdorff, a precompact set need not be relatively compact in , as is shown by the case where itself is precompact but not compact.
Proposition 2
Let be a uniformly continuous mapping. If is any precompact subset of , then is a precompact subset of .
For if and are the canonical mappings, we have (§ 3, no. 7, Proposition 15) and hence is relatively compact in (Chapter I, § 9, no. 4, Theorem 2, Corollary 1).
Proposition 3
Let be a set, let be a family of uniform spaces, and for each let be a mapping of into . Let carry the coarsest uniformity for which the are uniformly continuous. Then a subset of is precompact if and only if is a precompact subset of for each .
The condition is necessary by virtue of Proposition 2. Sufficiency follows from the characterization of the Hausdorff completion of given in § 3, no. 9, Proposition 18, and Tychonoff’s theorem (Chapter I, § 9, Theorem 3, Corollary).
3. Compact sets in a uniform space
The following proposition for an arbitrary uniform space is a sharper form of Proposition 2 of Chapter I, § 9, no. 2 for compact spaces.
Proposition 4
In a uniform space , let be a compact set and a closed set such that . Then there is an entourage of such that and do not intersect.
If the proposition were false, then none of the sets , where runs through the set of symmetric entourages of , would be empty; hence these sets would form a filter base on , which would have a cluster point . Hence for each symmetric entourage of , would meet and therefore, as is closed, we should have , contrary to hypothesis.
Corollary
Let be a compact set in a uniform space ; then as runs through the set of entourages of , the sets form a fundamental system of neighbourhoods of .
Let be any open neighbourhood of , then is closed and does not meet ; hence, by Proposition 4, there is an entourage such that , and therefore .
4. Connected sets in a compact space
Definition 3
Let be a symmetric entourage of a uniform space . A finite sequence of points of is said to be a -chain if and are -close for . The points and are called the ends of the -chain, and they are said to be joined by the -chain.
Given a symmetric entourage , the relation "there is a -chain joining and " is an equivalence relation between and in . Let be the equivalence class of for this relation, i.e. the set of all which can be joined to by a -chain. Clearly if then ; hence is open in ; and the complement of , being a union of equivalence classes, is also open. Hence:
Proposition 5
In a uniform space , the set of points which can be joined by a -chain to a given point is both open and closed in .
For each , let denote the intersection of the sets as runs through the set of symmetric entourages of ; is the equivalence class of for the equivalence relation "for all symmetric entourages , there is a -chain joining and ".
Proposition 6
In a compact space , the component of , the set , and the intersection of the neighbourhoods of which are both open and closed, are all three identical.
It is enough to show that is connected: for in any uniform space the component of is contained in the intersection of the neighbourhoods of which are both open and closed, and this intersection is contained in by Proposition 5.
Suppose is not connected. Since is closed, there are two non-empty disjoint closed sets and such that . By Proposition 4 of § 3 there is an entourage of such that is empty.
Let be an open entourage such that , and let be the closed set which is the complement of in . Suppose for example that , and let be a point of . Then for each symmetric entourage one sees immediately, by induction on , that every -chain joining and in must have a point in , by the choice of . Since by hypothesis and can be joined by a -chain for each symmetric entourage , we see that is not empty if . On the other hand, if then clearly ; thus it follows that, as runs through the set of symmetric entourages of , the sets form a filter base of closed sets in the compact space . Hence all these sets have a common point and therefore meets ; but this contradicts the definition of .
Corollary
Let X be a locally compact space and let K be a compact component of X. Then the neighbourhoods of K which are both open and closed form a fundamental system of neighbourhoods of K.
Let V be a relatively compact open neighbourhood of K in X (Chapter I, § 9, no. 7, Proposition 10) and let F be its frontier. Let U ⊂ \overline{V} be a set which is both open and closed with respect to \overline{V}. Then U is closed in X, and if in addition U does not meet F, then U is open in X (for then U ⊂ V and U is open in V). Hence it is enough to show that there is a subset of \overline{V} which contains K, does not meet F and is both open and closed with respect to \overline{V}.
Suppose this is not the case: then the intersections of F with the subsets of \overline{V} which contain K and are open and closed in \overline{V} form a filter base of closed sets in F; F is compact, so these sets have a common point y ∈ F. But this is absurd; since \overline{V} is compact, K is a component of \overline{V}, and by virtue of Proposition 6, the intersection of the sets which contain K and are both open and closed in \overline{V} is just K. The Corollary is thus proved.
Proposition 7
Let X be a compact space and let R be the equivalence relation on X whose classes are the components of X. Then the quotient space X/R is compact and totally disconnected.
We know from Chapter I, § II, no. 5, Proposition 9 that X/R is totally disconnected; hence we have to show that X/R is Hausdorff (Chapter I, § 10, no. 4, Proposition 8.) Let A and B be two distinct components of X. By Proposition 6 there is a symmetric entourage U of X such that no point of A can be joined to any point of B by a U-chain. The set V (resp. W) of points of X which can be joined to a point x ∈ A (resp. y ∈ B) by a U-chain is both open and closed in X (Proposition 5) and contains A (resp. B); these sets are therefore open neighbourhoods of A and B respectively, are saturated with respect to R and do not intersect. This completes the proof.
Exercises
See the exercises for § 4.