Bourbaki

Theorem 1

Tag 016L, permanent. Cite it as [Bourbaki, Tag 016L].

Lie Groups and Lie Algebras, chapter VIII, § 10. Maximal subalgebras of semi-simple Lie algebras

Let V be a finite dimensional vector space, g\mathfrak{g} a reductive Lie subalgebra in gl(V),q\mathfrak{g}\mathfrak{l}(V),\mathfrak{q} a Lie subalgebra of g\mathfrak{g} and Φ\Phi the bilinear form (x,y)→(x, y) \rightarrow Tr(xyxy) on g×g\mathfrak{g}\times \mathfrak{g}. Assume that the orthogonal complement n\mathfrak{n} of q\mathfrak{q} with respect to Φ\Phi is a Lie subalgebra of g\mathfrak{g} consisting of nilpotent endomorphisms of V. Then q\mathfrak{q} is a parabolic subalgebra of g\mathfrak{g}.

a)qa)\mathfrak{q} is the normalizer of n\mathfrak{n} in g:\mathfrak{g}: let p\mathfrak{p} be this normalizer. Let x∈qx\in \mathfrak{q} and y∈ny\in \mathfrak{n}; for all z∈qz\in \mathfrak{q}, we have [z,x]∈q[z, x]\in \mathfrak{q}, so

Φ([x,y],z)=Φ(y,[z,x])=0 \Phi ([x, y], z) =\Phi (y,[z, x]) = 0

in other words, [x,y]∈n[x, y]\in \mathfrak{n}. Hence q⊂p\mathfrak{q}\subset \mathfrak{p}. Since n\mathfrak{n} is an ideal of p\mathfrak{p} consisting of nilpotent endomorphisms of V, P is orthogonal to n\mathfrak{n} with respect to Φ\Phi (Chap. I, no. 3, Prop. 4d4d))). Since Φ\Phi is non-degenerate4,p⊂q^4,\mathfrak{p}\subset \mathfrak{q}, hence our assertion.

b) There exists a reductive Lie subalgebra m\mathfrak{m} in gl(V)\mathfrak{g}\mathfrak{l}(V) such that q\mathfrak{q} is the semi-direct product of m\mathfrak{m} and n:\mathfrak{n}: let nV(q)\mathfrak{n}_V(\mathfrak{q}) be the largest ideal of q\mathfrak{q} consisting of nilpotent endomorphisms of V. Then nV(q)\mathfrak{n}_V(\mathfrak{q}) contains n\mathfrak{n}, and it is orthogonal to q(\mathfrak{q}(loc. cit.); hence n=nV(q)\mathfrak{n}=\mathfrak{n}_V(\mathfrak{q}). Moreover, g\mathfrak{g} is reductive in gl(V)\mathfrak{g}\mathfrak{l}(V) by hypothesis, hence decomposable (Chap. VII, §5, no. 1, Prop. 2); since q\mathfrak{q} is the intersection of g\mathfrak{g} with the normalizer of n\mathfrak{n} in gl\mathfrak{g}\mathfrak{l}(V), it is a decomposable Lie algebra (loc. cit., Cor. 1 of Prop. 3). Thus, our assertion follows from Prop. 7 of Chap. VII, §5, no. 3.

Choose a Cartan subalgebra h\mathfrak{h} of m\mathfrak{m}; denote by g1\mathfrak{g}_1 the commutant of h\mathfrak{h} in g\mathfrak{g}, and put q1=q∩g1,n1=n∩g1\mathfrak{q}_1=\mathfrak{q}\cap \mathfrak{g}_1,\mathfrak{n}_1=\mathfrak{n}\cap \mathfrak{g}_1.

c) The Lie algebras g1,q1\mathfrak{g}_1,\mathfrak{q}_1 and n1\mathfrak{n}_1 satisfy the same hypotheses as g,q\mathfrak{g},\mathfrak{q} and n:\mathfrak{n}: since m\mathfrak{m} is reductive in gl\mathfrak{g}\mathfrak{l}(V), h\mathfrak{h} is commutative and is composed of semi-simple endomorphisms of V (Chap. VII, §2, no. 4, Cor. 3 of Th. 2). Thus g1=g0(h)\mathfrak{g}_1=\mathfrak{g}^0(\mathfrak{h}) is reductive in g\mathfrak{g} (Chap. VII, §1, no. 3, Prop. 11), hence also in gl(V)\mathfrak{g}\mathfrak{l}(V) (Chap. I, §6, no. 6, Cor. 2 of Prop. 7). It is clear that n1\mathfrak{n}_1 is composed

4^4 Let z\mathfrak{z} be the orthogonal complement of g\mathfrak{g} with respect to Φ\Phi; this is an ideal of g\mathfrak{g} contained in n\mathfrak{n}, so every element of z\mathfrak{z} is nilpotent. The identity representation of g\mathfrak{g} is semi-simple (Chap. I, §6, Cor. 1 of Prop. 7). Hence z=0\mathfrak{z}= 0 (Chap. I, §4, no. 3, Lemma 2). of nilpotent endomorphisms of V. Since h\mathfrak{h} is a subalgebra of q\mathfrak{q}, reductive in gl\mathfrak{g}\mathfrak{l}(V), the adjoint representation of h\mathfrak{h} on q\mathfrak{q} is semi-simple; by construction, q1\mathfrak{q}_1 is the set of invariants of adq(h)_{\mathfrak{q}}(\mathfrak{h}), so q=q1+[h,q]\mathfrak{q}=\mathfrak{q}_1+ [\mathfrak{h},\mathfrak{q}] (Chap. I, §3, no. 5, Prop. 6). Since

Φ(g1,[h,q])=Φ([h,g1],q)=0 \Phi (\mathfrak{g}_1,[\mathfrak{h},\mathfrak{q}]) =\Phi ([\mathfrak{h},\mathfrak{g}_1],\mathfrak{q}) = 0

an element of g1\mathfrak{g}_1 is orthogonal to q1\mathfrak{q}_1 if and only if it is orthogonal to q\mathfrak{q}; consequently, n1=g1∩n\mathfrak{n}_1=\mathfrak{g}_1\cap \mathfrak{n} is the orthogonal complement of q1\mathfrak{q}_1 in g1\mathfrak{g}_1.

d) The Cartan subalgebra h\mathfrak{h} of m\mathfrak{m} is a Cartan subalgebra of g:\mathfrak{g}: We have q=m⊕n\mathfrak{q}=\mathfrak{m}\oplus \mathfrak{n} and h=m∩g1\mathfrak{h}=\mathfrak{m}\cap \mathfrak{g}_1, so it is immediate that q1=h⊕n1\mathfrak{q}_1=\mathfrak{h}\oplus \mathfrak{n}_1. Moreover, [h,n1]=0,h[\mathfrak{h},\mathfrak{n}_1] = 0,\mathfrak{h} is commutative and n1\mathfrak{n}_1 is nilpotent, so the Lie algebra q1\mathfrak{q}_1 is nilpotent. By a) and c),q1c),\mathfrak{q}_1 is the normalizer of n1\mathfrak{n}_1 in g1\mathfrak{g}_1; a fortiori,q1,\mathfrak{q}_1 is equal to its normalizer in g1\mathfrak{g}_1, hence is a Cartan subalgebra of g1\mathfrak{g}_1. Since g1\mathfrak{g}_1 is reductive in gl\mathfrak{g}\mathfrak{l}(V), it follows from Cor. 3 of Th. 2 of Chap. VII, §2, no. 4, that q1\mathfrak{q}_1 is composed of semi-simple endomorphisms of V; thus, since n1\mathfrak{n}_1 is composed of nilpotent endomorphisms of V, we have n1=0\mathfrak{n}_1= 0. Consequently, h=q1\mathfrak{h}=\mathfrak{q}_1 is a Cartan subalgebra of g1\mathfrak{g}_1, and since g1\mathfrak{g}_1 normalizes h\mathfrak{h}, we have h=g1\mathfrak{h}=\mathfrak{g}_1. Thus, we have proved that every element of h\mathfrak{h} is a semi-simple element of g\mathfrak{g}, and that the commutant of h\mathfrak{h} in g\mathfrak{g} is equal to h\mathfrak{h}; it follows that h=g0(h)\mathfrak{h}=\mathfrak{g}^0(\mathfrak{h}), so h\mathfrak{h} is a Cartan subalgebra of g\mathfrak{g}.

e)qe)\mathfrak{q} is a parabolic subalgebra of g:\mathfrak{g}: by the preceding, h\mathfrak{h} is a Cartan subalgebra of g,n\mathfrak{g},\mathfrak{n} consists of nilpotent elements of g\mathfrak{g}, and [h,n]⊂n[\mathfrak{h},\mathfrak{n}]\subset \mathfrak{n}. Let k‾\overline{k} be an algebraic closure of kk; by definition, q\mathfrak{q} is parabolic in g\mathfrak{g} if and only if k‾⊗kq\overline{k}\otimes_k\mathfrak{q} is a parabolic subalgebra of k‾⊗kg\overline{k}\otimes_k\mathfrak{g}. The properties stated above being preserved by extension of scalars, for the proof we can restrict ourselves to the case in which h\mathfrak{h} is splitting. Let R be the root system of (g,h)(\mathfrak{g},\mathfrak{h}); by Prop. 2 (v) of §3, no. 1, there exists a subset P of R such that P∩(−P)=∅P\cap (-P) =\emptyset and n=∑α∈Pgα\mathfrak{n}=\sum_{\alpha\in P}\mathfrak{g}^{\alpha}.

Let P′P' be the set of roots α\alpha such that −α∉P-\alpha \notin P; we have P′∪(−P′)=RP'\cup (-P') = R, and the orthogonal complement q\mathfrak{q} of n\mathfrak{n} in g\mathfrak{g} is equal to h+∑α∈P′gα\mathfrak{h}+\sum_{\alpha\in P'}\mathfrak{g}^{\alpha}. We have

proved that q\mathfrak{q} is parabolic. Q.E.D.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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