§ 10. Maximal subalgebras of semi-simple Lie algebras
Theorem 1 016L
Let V be a finite dimensional vector space, g a reductive Lie subalgebra in gl(V),q a Lie subalgebra of g and Φ the bilinear form (x,y)→ Tr(xy) on g×g. Assume that the orthogonal complement n of q with respect to Φ is a Lie subalgebra of g consisting of nilpotent endomorphisms of V. Then q is a parabolic subalgebra of g.
a)q is the normalizer of n in g: let p be this normalizer. Let x∈q and y∈n; for all z∈q, we have [z,x]∈q, so
Φ([x,y],z)=Φ(y,[z,x])=0
in other words, [x,y]∈n. Hence q⊂p. Since n is an ideal of p consisting of nilpotent endomorphisms of V, P is orthogonal to n with respect to Φ (Chap. I, no. 3, Prop. 4d)). Since Φ is non-degenerate4,p⊂q, hence our assertion.
b) There exists a reductive Lie subalgebra m in gl(V) such that q is the semi-direct product of m and n: let nV(q) be the largest ideal of q consisting of nilpotent endomorphisms of V. Then nV(q) contains n, and it is orthogonal to q(loc. cit.); hence n=nV(q). Moreover, g is reductive in gl(V) by hypothesis, hence decomposable (Chap. VII, §5, no. 1, Prop. 2); since q is the intersection of g with the normalizer of n in gl(V), it is a decomposable Lie algebra (loc. cit., Cor. 1 of Prop. 3). Thus, our assertion follows from Prop. 7 of Chap. VII, §5, no. 3.
Choose a Cartan subalgebra h of m; denote by g1 the commutant of h in g, and put q1=q∩g1,n1=n∩g1.
c) The Lie algebras g1,q1 and n1 satisfy the same hypotheses as g,q and n: since m is reductive in gl(V), h is commutative and is composed of semi-simple endomorphisms of V (Chap. VII, §2, no. 4, Cor. 3 of Th. 2). Thus g1=g0(h) is reductive in g (Chap. VII, §1, no. 3, Prop. 11), hence also in gl(V) (Chap. I, §6, no. 6, Cor. 2 of Prop. 7). It is clear that n1 is composed
4 Let z be the orthogonal complement of g with respect to Φ; this is an ideal of g contained in n, so every element of z is nilpotent. The identity representation of g is semi-simple (Chap. I, §6, Cor. 1 of Prop. 7). Hence z=0 (Chap. I, §4, no. 3, Lemma 2). of nilpotent endomorphisms of V. Since h is a subalgebra of q, reductive in gl(V), the adjoint representation of h on q is semi-simple; by construction, q1 is the set of invariants of adq(h), so q=q1+[h,q] (Chap. I, §3, no. 5, Prop. 6). Since
Φ(g1,[h,q])=Φ([h,g1],q)=0
an element of g1 is orthogonal to q1 if and only if it is orthogonal to q; consequently, n1=g1∩n is the orthogonal complement of q1 in g1.
d) The Cartan subalgebra h of m is a Cartan subalgebra of g: We have q=m⊕n and h=m∩g1, so it is immediate that q1=h⊕n1. Moreover, [h,n1]=0,h is commutative and n1 is nilpotent, so the Lie algebra q1 is nilpotent. By a) and c),q1 is the normalizer of n1 in g1; a fortiori,q1 is equal to its normalizer in g1, hence is a Cartan subalgebra of g1. Since g1 is reductive in gl(V), it follows from Cor. 3 of Th. 2 of Chap. VII, §2, no. 4, that q1 is composed of semi-simple endomorphisms of V; thus, since n1 is composed of nilpotent endomorphisms of V, we have n1=0. Consequently, h=q1 is a Cartan subalgebra of g1, and since g1 normalizes h, we have h=g1. Thus, we have proved that every element of h is a semi-simple element of g, and that the commutant of h in g is equal to h; it follows that h=g0(h), so h is a Cartan subalgebra of g.
e)q is a parabolic subalgebra of g: by the preceding, h is a Cartan subalgebra of g,n consists of nilpotent elements of g, and [h,n]⊂n. Let k be an algebraic closure of k; by definition, q is parabolic in g if and only if k⊗kq is a parabolic subalgebra of k⊗kg. The properties stated above being preserved by extension of scalars, for the proof we can restrict ourselves to the case in which h is splitting. Let R be the root system of (g,h); by Prop. 2 (v) of §3, no. 1, there exists a subset P of R such that P∩(−P)=∅ and n=∑α∈Pgα.
Let P′ be the set of roots α such that −α∈/P; we have P′∪(−P′)=R, and the orthogonal complement q of n in g is equal to h+∑α∈P′gα. We have
proved that q is parabolic. Q.E.D.
Let g be a semi-simple Lie algebra, V a finite dimensional vector space, ρ a linear representation of g on V, D a vector subspace of V,h a Cartan subalgebra of g,s (resp. s′) the set of x∈h such that ρ(x)D⊂D (resp. ρ(x)D=0), and Φ the bilinear form on g associated 5 to ρ.
(i) If h is splitting, the vector subspaces s and s′ of h are rational over Q.
(ii) If ρ is injective, the restriction of Φ to s (resp. s′) is non-degenerate.
Assume that the Cartan subalgebra h is splitting. Let d be the dimension of D; put W=⋀d(V) and σ=⋀d(ρ); denote also by (e1,...,ed) a basis of D and e=e1∧⋯∧ed a decomposable d-vector associated to D. Let P be the set of weights of σ with respect to h; denote by Wμ the subspace of
5 In other words, Φ(x,y)= Tr(ρ(x)ρ(y)) for x,y∈g. W associated to the weight μ, and put e=∑μ∈Peμ (with eμ∈Wμ for all
μ∈P); finally, let P′ be the set of weights μ such that eμ=0 and let P′′ be the set of differences of elements of P′. Let x be in h; then x belongs to s if and only if there exists c in k such that ρ(x).e=c.e (Chap. VII, §5, no. 4, Lemma 2 (i)). Since ρ(x).eμ=μ(x).eμ, we see that x∈s is equivalent to the relation “μ(x)=0 for all μ∈P′′ ”. Now, the Q-structure of h is the Q-vector subspace hQ of h generated by the coroots Hα and all μ in P′′ take rational values on hQ; it follows (Algebra, Chap. II, §8, no. 4, Prop. 5) that s is a subspace of h rational over Q.
For any weight μ∈P, let pμ be the projection onto Vμ associated to the decomposition V=⨁μ∈PVμ; denote by P1 the set of μ∈P such that
pμ(D)=0. It is immediate that s′ is the intersection of the kernels (in h) of the elements of P1; it follows, in the same way as for s, that s′ is a subspace of h rational over Q. This proves (i).
By extension of scalars, it suffices to prove (ii) when k is algebraically closed, hence when h is splitting. Let m be a vector subspace of h rational over Q; for all non-zero x in mQ=m∩hQ, we have Φ(x,x)>0 by the Cor. of Prop. 1 of §7, no. 1. The restriction of Φ to mQ is non-degenerate, and hence so is the restriction of Φ to m since m is canonically isomorphic to k⊗QmQ.
Definition 1 016N
Let q be a Lie subalgebra of the semi-simple Lie algebra g. Then q is said to be decomposable in g if, for all x∈q, the semi-simple and nilpotent components of x in g belong to q. Denote by ng(q) the set of elements x of the radical of q such that adgx is nilpotent.
Let ρ be an injective representation of g on a finite dimensional vector space V. We know (Chap. I, §6, no. 3, Th. 3) that an element x of g is semi-simple (resp. nilpotent) if and only if the endomorphism ρ(x) of V is semi-simple (resp. nilpotent). It follows immediately that the algebra q is decomposable in g if and only if ρ(q) is a decomposable subalgebra of gl(V) in the sense of Definition 1 of Chap. VII, §5, no. 1. With the notations of Chap. VII, §5, no. 3, we also have
ρ(ng(q))=nV(ρ(q))
Theorem 2 016O
Let g be a semi-simple Lie algebra, n a subalgebra of g consisting of nilpotent elements, q the normalizer of n in g. Assume that n is the set of nilpotent elements of the radical of q. Then q is parabolic.
Note first of all that q is decomposable (Chap. VII, §5, no. 1, Cor. 1 of Prop. 3). By Th. 1, it suffices to prove that q is the orthogonal complement n0 of n with respect to the Killing form Φ of g. We know that q⊂n0 (Chap. I, §4, no. 3, Prop. 4d)). By Chap. VII, §5, no. 3, Prop. 7, there exists a subalgebra m of q, reductive in g, such that q is the semi-direct product of m and n. We show that the restriction of Φ to m is non-degenerate. Let c be the centre of m. We have Φ([m,m],c)=0 by Chap. I, §5, no. 5, Prop. 5, and the restriction of Φ to [m,m] is non-degenerate by Chap. I, §6, no. 1, Prop. 1. It remains to see that the restriction of Φ to c is non-degenerate. Let k be a Cartan subalgebra of [m,m]; then k⊕c is commutative and reductive in g. Let h be a Cartan subalgebra of g containing k⊕c (Chap. VII, §2, no. 3, Prop. 10). Then h∩q is a commutative subalgebra of q containing k⊕c, and adqx is semi-simple for all x∈h∩q; hence h∩q is contained in a Cartan subalgebra h′ of q (Chap. VII, §2, no. 3, Prop. 10); let f be the projection of q onto m with kernel n; then f(h′) is a Cartan subalgebra of m (Chap. VII, §2, no. 1, Cor. 2 of Prop. 4) containing k⊕c, and consequently equal to k⊕c; this proves that f(h∩q)=k⊕c, and since every element of h is semi-simple in g, we have h∩q=k⊕c. Thus,
c={x∈h∣[x,n]⊂n and [x,[m,m]]=0}.
By Lemma 1, the restriction of Φ to c is non-degenerate.
Let q0 be the orthogonal complement of q in g relative to Φ. The preceding proves that q∩q0=n. Assume that q=q0, so q0=n (and q0⊃n). Since adgn leaves q stable, adgn leaves q0 stable; Engel’s theorem proves that there exists x∈q0 such that x∈/n and [x,n]⊂n. But then x∈q0∩q=n, a contradiction. Hence q=n0.
Corollary 1 016P
Let q be a maximal element of the set of subalgebras of g distinct from g. Then q is either parabolic or reductive in g.
We can assume that g is a Lie subalgebra of gl(V) for some finite dimensional vector space V. Let e(q)⊂g be the decomposable envelope of q. If e(q)=g,q is an ideal of g (Chap. VII, §5, no. 2, Prop. 4), hence is semi-simple, and consequently q is reductive in g. Assume that e(q)=g. Then e(q)=q, so q is decomposable. Assume that q is not reductive in g. Let n be the set of nilpotent elements of the radical of q. Then n=0 (Chap. VII, §5, no. 3, Prop. 7 (i)). Let p be the normalizer of n in g. Then p⊃q, and p=g since g is semi-simple. Hence p=q. Thus q is parabolic (Th. 1).
Corollary 2 016Q
Let n be a subalgebra of g consisting of nilpotent elements. There exists a parabolic subalgebra q of g with the following properties:
(i) n⊂ng(q);
(ii) the normalizer of n in g is contained in q;
(iii) every automorphism of g leaving n invariant leaves q invariant.
If g is splittable, n is contained in a Borel subalgebra of g.
Let q1 be the normalizer of n in g. This is a decomposable subalgebra of g. Let n1=ng(q1). Define inductively qi to be the normalizer of ni−1 in g, and ni to be equal to ng(qi). The sequences (n,n1,n2,...) and (q1,q2,...) are increasing. There exists j such that qj=qj+1, in other words qj is the normalizer of ng(qj) in g. Thus qj is parabolic (Th. 1). We have n⊂nj= ng(qj), and q1⊂qj; every automorphism of g leaving n invariant evidently leaves n1,n2,... and q1,q2,... invariant. If g is splittable, qj contains a Borel subalgebra b, and consequently (§3, no. 4, Prop. 13), we have b⊃ng(qj)⊃n.
Theorem 3 016R
Assume that k is algebraically closed. Let g be a semi-simple Lie algebra. Let a be a solvable subalgebra of g. There exists a Borel subalgebra of g containing a.
By Chap. VII, §5, no. 2, Cor. 1 (ii) of Prop. 4, we can assume that a is decomposable. There exists a commutative subalgebra t of g, consisting of semi-simple elements, such that a is the semi-direct product of t and ng(a) (Chap. VII, §5, no. 3, Cor. 2 of Prop. 6). There exists (Cor. 2 of Th. 2) a parabolic subalgebra q of g such that ng(a)⊂ng(q), and such that the normalizer of ng(a) in g is contained in q; a fortiori,a⊂q. Let b be a Borel subalgebra of g contained in q and h a Cartan subalgebra of g contained in b. Then h is a Cartan subalgebra of q, so there exists s∈ Aute(q) such that s(t)⊂h (Chap. VII, §2, no. 3, Prop. 10 and Chap. VII, §3, no. 2, Th. 1). We have s(ng(q))=ng(q) (Chap. VII, §3, no. 1, Remark 1), so
s(a)=s(t)+s(ng(a))⊂h+s(ng(q))=h+ng(q)⊂b
Corollary 016S
If k is algebraically closed, every maximal solvable subalgebra of g is a Borel subalgebra.
Exercises
See the exercises for § 10.