Bourbaki

Theorem 1

Tag 01VZ, permanent. Cite it as [Bourbaki, Tag 01VZ].

Topologie algébrique, chapter III, § 1. Homotopies, homéotopies

Let X be a topological space and let A be a closed subspace of X; denote by i:A→Xi: A\rightarrow X the canonical injection. The following assertions are equivalent:

(i) The pair (X,A)(X,A) has the homotopy extension property ;

(ii) There exists a continuous mapping φ:X→I\varphi : X\rightarrow \mathbf{I} such that A=φ−1(0)A =\overset{-1}{\varphi}(0) and a homotopy σ:X×I→X\sigma : X\times \mathbf{I}\rightarrow X fixed on A whose term is the identity mapping of X and such that σ(x,0)∈A\sigma (x,0)\in A for every point x∈Xx\in X such that φ(x)=1̸\varphi (x)= 1\not .

(iii) There exists a continuous mapping φ:X→R+\varphi : X\rightarrow \mathbf{R}_+ such that A=φ−1(0)A =\overset{-1}{\varphi}(0) and a homotopy σ:φ−1(I)×I→X\sigma :\overset{-1}{\varphi}(\mathbf{I})\times \mathbf{I}\rightarrow X, fixed on A, such that σ(x,1)=x\sigma (x,1) =x and σ(x,0)∈A\sigma (x,0)\in A for every x∈φ−1(I)x\in \overset{-1}{\varphi}(\mathbf{I}).

(iv) There exists a continuous mapping φ:X→R+\varphi : X\rightarrow \mathbf{R}_+ such that A⊂φ−1(0)A\subset \overset{-1}{\varphi}(0) and a continuous mapping

σ:{(x,t)∈X×I∣t+φ(x)⩾1}→X \sigma :\{(x, t)\in X\times \mathbf{I}|t+\varphi (x)\geqslant 1\} \rightarrow X

such that σ(x,1)=x\sigma (x,1) =x for every x∈Xx\in X and σ(x,1−φ(x))∈A\sigma (x,1-\varphi (x))\in A for every x∈Xx\in X such that φ(x)⩽1\varphi (x)\leqslant 1.

We shall denote by ii the canonical injection of A into X,αi:A×I→,\alpha_i: A\times \mathbf{I}\rightarrow Cyl(ii) and βi:X→\beta_i: X\rightarrow Cyl(ii) the canonical mappings, and by jj the mapping of Cyl(ii) into X×IX\times \mathbf{I} such that j(αi(x,s))=(x,s)j(\alpha_i(x, s)) = (x, s) for (x,s)∈A×I(x, s)\in A\times \mathbf{I} and j(βi(x))=(x,1)j(\beta_i(x)) = (x,1) for x∈Xx\in X.

Suppose that the pair (X,A)(X,A) has the homotopy extension property and let r:X×I→r: X\times \mathbf{I}\rightarrow Cyl(ii) be a continuous retraction of the mapping j(j(III, p. 241, Proposition 7). Let us denote by σ\sigma the continuous mapping pr1∘j∘r_1\circ j\circ r of X×IX\times \mathbf{I} into X. For every (x,t)∈X×I(x, t)\in X\times \mathbf{I}, one has ∣|pr2(j(r(x,t)))−t∣⩽1_2(j(r(x, t)))-t|\leqslant 1. Since I\mathbf{I} is compact, the first projection pr1:X×I→X_1: X\times \mathbf{I}\rightarrow X is a proper mapping; it is also open. By Lemma 3, the mapping φ:X→I\varphi : X\rightarrow \mathbf{I} given by

x↦x\mapsto supt∈I(∣_{t\in\mathbf{I}}(|pr2(j(r(x,t)))−t∣)_2(j(r(x, t)))-t|)

is therefore continuous.

For x∈Xx\in X, one has σ(x,1)=x\sigma (x,1) =x. Let x∈Xx\in X be such that σ(x,0)∉A\sigma (x,0)\notin A; then pr2(j(r(x,0)))=1_2(j(r(x,0))) = 1 and φ(x)⩾1\varphi (x)\geqslant 1. For x∈Ax\in A and t∈It\in \mathbf{I}, one has j(r(x,t))=(x,t)j(r(x, t)) = (x, t); consequently, σ(x,t)=x\sigma (x, t) =x and φ(x)=0\varphi (x) = 0. Conversely, let x∈Xx\in X be such that φ(x)=0\varphi (x) = 0. One has therefore pr2(j(r(x,t))⩽t_2(j(r(x, t))\leqslant t for every t∈It\in \mathbf{I}; if t<1t <1, this implies j(r(x,t))∈A×Ij(r(x, t))\in A\times \mathbf{I}; since A is closed in X, one has therefore j(r(x,1))∈A×Ij(r(x,1))\in A\times \mathbf{I}, hence x∈Ax\in A.

This proves that (i) implies (ii).

Let φ\varphi and σ\sigma be mappings satisfying the properties of assertion (ii). Put φ1=2φ\varphi_1= 2\varphi and let σ1\sigma_1 be the restriction of σ\sigma to φ−11(I)×I\overset{-1}{\varphi}_{1}(\mathbf{I})\times \mathbf{I}. We have φ−11(0)=A\overset{-1}{\varphi}_{1}(0) = A; for a∈A,σ1(a,t)=aa\in A,\sigma_1(a, t) =a for all a∈Aa\in A. Let x∈Xx\in X be such that φ1(x)⩽1\varphi_1(x)\leqslant 1; we have σ1(x,1)=x\sigma_1(x,1) =x; moreover, φ(x)=φ1(x)/2<1\varphi (x) =\varphi_1(x)/2<1, hence σ1(x,0)∈A\sigma_1(x,0)\in A. Thus, (ii) implies (iii).

Let us prove that (iii) implies (iv). Let φ:X→R\varphi : X\rightarrow \mathbf{R} and σ:φ−1(I)×\sigma :\overset{-1}{\varphi}(\mathbf{I})\times I→X\mathbf{I}\rightarrow X be as in the statement; put B=φ−1(I)B =\overset{-1}{\varphi}(\mathbf{I}) and C=φ−1([1,+∞[)C =\overset{-1}{\varphi}([1,+\infty [).

Let u1u_1 be the mapping from B×IB\times \mathbf{I} into X such that u1(x,t)=σ(x,1−u_1(x, t) =\sigma (x,1- (1−t)/2φ(x))(1-t)/2\varphi (x)) if t+2φ(x)⩾1t+ 2\varphi (x)\geqslant 1 and φ(x)>0\varphi (x)>0 and u1(x,t)=σ(x,0)u_1(x, t) =\sigma (x,0) otherwise. By the following lemma 4, it is continuous.

Let u2u_2 be the mapping from B×IB\times \mathbf{I} into X such that u2(x,t)=u_2(x, t) = σ(x\sigma (x, sup(0,1−2(1−t)(1−φ(x)),1-2(1-t)(1-\varphi (x)))). It is continuous. For x∈Bx\in B such that φ(x)=1/2\varphi (x) = 1/2 and t∈It\in \mathbf{I}, we have u1(x,t)=σ(x,t)=u2(x,t)u_1(x, t) =\sigma (x, t) =u_2(x, t). Let u:B×I→Xu: B\times \mathbf{I}\rightarrow X denote the mapping such that u(x,t)=u1(x,t)u(x, t) =u_1(x, t) if φ(x)⩽1/2\varphi (x)\leqslant 1/2 and u(x,t)=u2(x,t)u(x, t) =u_2(x, t) if 1/2<x⩽11/2< x\leqslant 1 ; it is continuous since its restrictions to the closed subspaces φ−1([0,1/2])×I\overset{-1}{\varphi}([0,1/2])\times \mathbf{I} and φ−1([1/2,1])×I\overset{-1}{\varphi}([1/2,1])\times \mathbf{I} of B×IB\times \mathbf{I} are continuous (TG, I, p. 19, prop. 4).

For x∈Xx\in X such that φ(x)=1\varphi (x) = 1 and t∈It\in \mathbf{I}, we have u(x,t)=u2(x,t)=u(x, t) =u_2(x, t) = σ(x,1)=x\sigma (x,1) =x. There therefore exists a unique mapping τ:X×I→X\tau : X\times \mathbf{I}\rightarrow X which coincides with uu in B×IB\times \mathbf{I} and with the mapping pr1_1 in C×IC\times \mathbf{I}; it is continuous (loc. cit.).

Let x∈Xx\in X; it is verified that one has τ(x,1)=1\tau (x,1) = 1. If, moreover, x∈Ax\in A, then one has φ(x)=0\varphi (x) = 0, hence τ(x,t)=u1(x,t)=σ(x,0)=x\tau (x, t) =u_1(x, t) =\sigma (x,0) =x. Finally, if 2φ(x)⩽12\varphi (x)\leqslant 1, then φ(x)⩽1/2\varphi (x)\leqslant 1/2, hence τ(x,1−2φ(x))=σ(x,0)∈A\tau (x,1-2\varphi (x)) =\sigma (x,0)\in A.

This proves that assertion (iv) is satisfied.

Suppose finally that assertion (iv) is satisfied, and let us prove that the pair (X,A)(X,A) has the homotopy extension property.

Let C1C_1 (resp. C2C_2) be the set of pairs (x,t)∈X×I(x, t)\in X\times \mathbf{I} such that t+φ(x)⩽1t+\varphi (x)\leqslant 1 (resp. t+φ(x)⩾t+\varphi (x)\geqslant 1). These are closed sets. For (x,t)∈C1(x, t)\in C_1, one has σ(x,1−φ(x))∈A\sigma (x,1-\varphi (x))\in A; let then ρ1:C1→\rho_1: C_1\rightarrow Cyl(ii) be the mapping defined by (x,t)↦αi(σ(x,1−φ(x)),t+φ(x))(x, t)\mapsto \alpha_i(\sigma (x,1-\varphi (x)), t+\varphi (x)); it is continuous. Let also ρ2:C2→\rho_2: C_2\rightarrow Cyl(ii) be the continuous mapping defined by (x,t)↦βi(σ(x,t))(x, t)\mapsto \beta_i(\sigma (x, t)). For (x,t)∈C1∩C2(x, t)\in C_1\cap C_2, one has t+φ(x)=1t+\varphi (x) = 1, hence

ρ1(x,t)=αi(σ(x,1−φ(x)),1)=βi(σ(x,1−φ(x))=ρ2(x,t) \rho_1(x, t) =\alpha_i(\sigma (x,1-\varphi (x)),1) =\beta_i(\sigma (x,1-\varphi (x)) =\rho_2(x, t)

There therefore exists a unique mapping ρ:X×I→\rho : X\times \mathbf{I}\rightarrow Cyl(ii) which coincides with ρ1\rho_1 in C1C_1 and with ρ2\rho_2 in C2C_2; it is continuous (TG, I, p. 19, prop. 4).

For x∈Ax\in A and t∈It\in \mathbf{I}, one has φ(x)=0\varphi (x) = 0, hence t+φ(x)⩽1t+\varphi (x)\leqslant 1

ρ(j(αi(x,t)))=ρ(x,t)=αi(σ(x,1),t)=αi(x,t) \rho (j(\alpha_i(x, t))) =\rho (x, t) =\alpha_i(\sigma (x,1), t) =\alpha_i(x, t)

For x∈Xx\in X, one also has

ρ(j(βi(x)))=ρ(x,1)=βi(σ(x,1))=βi(x) \rho (j(\beta_i(x))) =\rho (x,1) =\beta_i(\sigma (x,1)) =\beta_i(x)

Since the images of the mappings αi\alpha_i and βi\beta_i cover Cyl(ii), it follows that the mapping ρ\rho is a continuous retraction of the mapping jj. Consequently, the pair (X,A)(X,A) has the homotopy extension property (III, p. 241, prop. 7), which concludes the proof of the theorem.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Machine translation of the English, by gpt-5.4, gpt-5-6-mini, gpt-5-mini, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.