Bourbaki

Theorem 5

Tag 02AS, permanent. Cite it as [Bourbaki, Tag 02AS].

Théories spectrales, chapter I, § 4. Calcul fonctionnel holomorphe

Let A be a unital Banach algebra, not necessarily commutative. Let aa be an element of A and zz the germ of the identity function of C\mathbf{C} in a neighbourhood of SpA(a)_A(a). There exists a unique continuous unital morphism φa\varphi_a of O\mathscr{O}(SpA(a)_A(a)) into A such that φa(z)=a\varphi_a(z) =a.

The image of φa\varphi_a is contained in the full closed subalgebra of A generated by aa. In particular, it is contained in the bicommutant of aa.

Let us prove the existence of the morphism φa\varphi_a. Let B be the full closed subalgebra of A generated by aa. It is commutative, and we have SpB(a)=_B(a) = SpA(a)_A(a) (I, p. 5, Noo5^o5). The mapping Θa\Theta_a of the holomorphic functional calculus on B is a continuous unital morphism of O\mathscr{O}(SpB(a)_B(a)) into B such that Θa(z)=a\Theta_a(z) =a (Theorem 1 of I, p. 51). The morphism composed of Θa\Theta_a and the canonical injection of B into A is a continuous unital morphism φa\varphi_a of O\mathscr{O}(SpA(a)_A(a)) into A such that the image of zz is aa.

Let us prove uniqueness. Let φa′\varphi '_a be a continuous unital morphism from O\mathscr{O}(SpA(a)_A(a)) into A such that φa′(z)=a\varphi '_a(z) =a. Then φa\varphi_a and φa′\varphi '_a coincide on the set of germs of polynomials in a neighbourhood of SpA(a)_A(a), hence on the set of germs of rational fractions holomorphic in a neighbourhood of SpA(a)_A(a). But these germs are dense in O\mathscr{O}(SpA(a)_A(a)) (I, p. 69, th. 3). This implies that φa=φa′\varphi_a=\varphi '_a.

The construction of φa\varphi_a proves that its image is contained in the commutative subalgebra B, which is contained in the bicommutant of a(a(I, p. 6).

If the radical of the algebra A is zero, the uniqueness of the morphism φa\varphi_a is valid without requiring that it be continuous (cf. prop. 9 of I, p. 40). This is not so in general, cf. G. R. Allan, Embedding the algebra of formal power series in a Banach algebra, Proc. London Math. Soc. (3) 25 (1972), 329–340.

For every Banach algebra A, every element aa of A and every germ f∈Of\in \mathscr{O}(SpA(a)_A(a)), one denotes by f(a)f(a) the element φa(f)\varphi_a(f) of theorem 5. If A is a commutative Banach algebra, this element f(a)f(a) coincides with the element f(a)f(a) furnished by the holomorphic functional calculus on a commutative Banach algebra (theorem 1 of I, p. 51).

Let B be the closed full subalgebra of A generated by aa, so that SpA(a)=_A(a) = SpB(a)_B(a). The element f(a)f(a) of A belongs to B, and coincides with the element f(a)f(a) calculated relative to the algebra B.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Machine translation of the English, by gpt-5-6-mini, gpt-5-mini, gpt-5.4, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.