Bourbaki

Exercise 49, § 1

Commutative Algebra, IX, p. 62

Let AA be a ring, EE a finitely generated projective AA-module, and u∈EndA(E)u \in \mathrm{End}_A(E). If EE is a free AA-module, one denotes by det⁡E(u)\det_E(u) the determinant of uu. In general, one can choose an AA-module FF such that E⊕FE \oplus F is a free AA-module of finite type, and one puts

det⁡E(u)=det⁡E⊕F(u⊕1F). \det_E(u) = \det_{E \oplus F}(u \oplus 1_F).
a) Show that det⁡E(u)\det_E(u) is independent of the choice of FF, that det⁡(1E)=1\det(1_E) = 1, and that det⁡E(u∘v)=det⁡E(u)⋅det⁡E(v)\det_E(u \circ v) = \det_E(u) \cdot \det_E(v) for any u,vu, v in EndA(E)\mathrm{End}_A(E). b) Suppose that LL is a direct factor submodule of EE stable under uu, and denote by uL∈EndA(L)u_L \in \mathrm{End}_A(L) and uE/L∈EndA(E/L)u_{E/L} \in \mathrm{End}_A(E/L) the endomorphisms defined by uu. Then one has det⁡E(u)=det⁡L(uL)⋅det⁡E/L(uE/L)\det_E(u) = \det_L(u_L) \cdot \det_{E/L}(u_{E/L}). Let TT be an indeterminate, E[T]=A[T]⊗AEE[T] = A[T] \otimes_A E, and identify uu with 1A[T]⊗Au∈EndA[T](E[T])1_{A[T]} \otimes_A u \in \mathrm{End}_{A[T]}(E[T]). Put
χE(u)=det⁡(T⋅1−u) \chi_E(u) = \det(T \cdot 1 - u)

(characteristic polynomial of uu) and

χ‾E(u)=det⁡(1+uT)=∑n≥0Tr⁡(Λn(u))Tn \overline{\chi}_E(u) = \det(1 + uT) = \sum_{n \geq 0} \operatorname{Tr}(\Lambda^n(u)) T^n

where 1 denotes 1E[T]1_{E[T]} (cf. A, III, p. 107).

c) One has χE(0)=1\chi_E(0) = 1. Suppose that E is locally free of constant rank r. One has χ‾E(1E)=(1+T)r\overline{\chi}_E(1_E) = (1 + T)^r. If σr:A[T,T−1]→A[T,T−1]\sigma_r : A[T, T^{-1}] \to A[T, T^{-1}] denotes the mapping (σrf)(T)=Tr⋅f((−T)−1)(\sigma_r f)(T) = T^r \cdot f((-T)^{-1}) one has σr(σr(f))=(−1)rf\sigma_r(\sigma_r(f)) = (-1)^r f and σr(χ‾E(u))=χE(u)\sigma_r(\overline{\chi}_E(u)) = \chi_E(u).

d) Let α:A→A′\alpha : A \to A' be a ring homomorphism. One has χ‾A′⊗AE(IdA′⊗Au)=α(χ‾E(u))\overline{\chi}_{A' \otimes_A E}(\mathrm{Id}_{A'} \otimes_A u) = \alpha(\overline{\chi}_E(u)), where α\alpha also denotes the homomorphism A[T]→A′[T]A[T] \to A'[T] defined by α\alpha.

e) One has χ‾E(u)∈Λ(A)\overline{\chi}_E(u) \in \Lambda(A). For every n∈Jn \in J, one has

λnA(χ‾E(u))=χ‾Λn(E)(Λn(u)),ψnA(χ‾E(u))=χ‾E(un). \begin{align*} \lambda_n^A(\overline{\chi}_E(u)) &= \overline{\chi}_{\Lambda^n(E)}(\Lambda^n(u)) , \\ \psi_n^A(\overline{\chi}_E(u)) &= \overline{\chi}_E(u^n) . \end{align*}

(It is enough to verify the formulas locally on the spectrum of A, hence one may suppose E equal to A′A'. Let (uij)1≤i,j≤r(u_{ij})_{1 \leq i,j \leq r} be the matrix of uu, let (Xij)1≤i,j≤r(X_{ij})_{1 \leq i,j \leq r} be a family of indeterminates, put B=Z[(Xij)]B = \mathbf{Z}[(X_{ij})], and let vv be the endomorphism of B′B' having matrix X=(Xij)1≤i,j≤rX = (X_{ij})_{1 \leq i,j \leq r}. It is enough to verify the formulas for B′B' and v∈EndB(B′)v \in \mathrm{End}_B(B'). One can embed B in an algebraically closed field C, and it is enough to verify the formulas for C′C' and w=IdC⊗Bvw = \mathrm{Id}_C \otimes_B v. Let a1,...,ara_1, ..., a_r be the eigenvalues of ww, so that χ‾C′(wn)=∏i(1+aiT)\overline{\chi}_{C'}(w^n) = \prod_i (1 + a_i T). We have ψnC(χ‾C′(w))=∏i=1r(1+ainT)=χ‾C′(wn)\psi_n^C(\overline{\chi}_{C'}(w)) = \prod_{i=1}^r (1 + a_i^n T) = \overline{\chi}_{C'}(w^n). Moreover χΛn(C′)(Λn(w))=∏H(1+aHT)\chi_{\Lambda^n(C')}(\Lambda^n(w)) = \prod_H (1 + a_H T), where H runs through the set of subsets with n elements of {1...,r}\{1 ..., r\}, and where aH=∏h∈Haha_H = \prod_{h \in H} a_h. We can now apply Exercise 46, d), p. 59, to show that λnC(χ‾C′(w))=χ‾Λn(C′)(Λn(w))\lambda_n^C(\overline{\chi}_{C'}(w)) = \overline{\chi}_{\Lambda^n(C')}(\Lambda^n(w)).)

f) We have

−T[ddTχ‾E(u)]/χ‾E(u)=∑n∈JTr⁡(un)(−T)n, -\mathrm{T}\left[ \frac{d}{dT} \overline{\chi}_E(u) \right]/\overline{\chi}_E(u) = \sum_{n \in J} \operatorname{Tr}(u^n)(-T)^n ,

in other words Ln(χ‾E(u))=Tr⁡(un)L_n(\overline{\chi}_E(u)) = \operatorname{Tr}(u^n) for n∈Jn \in J. (Reason as in e).)

g) Let E′E' be a finitely generated projective A-module, and u′∈EndA(E′)u' \in \mathrm{End}_A(E'). We have, in the ring Λ(A)\Lambda(A),

χ‾E′⊗AE(u⊗Au′)=χ‾E(u)∗χ‾E′(u′). \overline{\chi}_{E' \otimes_A E}(u \otimes_A u') = \overline{\chi}_E(u) * \overline{\chi}_{E'}(u') .

(Reason as in e).)

h) Let kk be an algebraically closed field of non-zero characteristic pp, E a finite-dimensional vector space over kk of dimension finie nn, uu an endomorphism of E. We shall denote by χ~E(u)\tilde{\chi}_E(u) the image of χ‾E(u)\overline{\chi}_E(u) in W(k)W(k) by the canonical homomorphisms (Exercise 43, p. 57 and Exercise 39, p. 53):

Λ(k)→E−1U(k)⟶Up∞(k)⟶W(k). \Lambda(k) \xrightarrow{E^{-1}} U(k) \longrightarrow U_{p^\infty}(k) \longrightarrow W(k) .

Prove that if α1,...,αn\alpha_1, ..., \alpha_n are the eigenvalues of the endomorphism uu, one has

χ~E(u)=∑i=1nτ(αi)in W(k). \tilde{\chi}_E(u) = \sum_{i=1}^n \tau(\alpha_i) \quad \text{in } W(k) .
Solution

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