§ 4. Regular rings
1. Elementary Homological Properties of Regular Local Rings
Proposition 1
Let be a regular noetherian local ring and its dimension. Then and, for every integer ,
Let be a system of coordinates of (VIII, § 5, No. 1, def. 1). The sequence generates and is completely secant for (loc. cit., No. 2, th. 1). The Koszul complex is a free resolution of (A, X, p. 159, remark 3), whose differential is zero modulo . Hence, for every integer , one has (§ 3, No. 3, formula (1))
It then follows from cor. 1 of prop. 4 of No. 3, § 3 that .
Proposition 2
A regular noetherian local ring is factorial.
By prop. 1, every finitely generated module over a regular noetherian local ring admits a projective resolution of finite length by finitely generated projective modules, hence free modules (II, § 3, No. 2, cor. 2 of prop. 5). It then follows from VII, § 4, No. 7, cor. 3 of prop. 16 that such a ring is factorial.
Proposition 3
Let be a regular noetherian local ring and a nonzero finitely generated -module. Its projective dimension is finite, and one has
In fact, has finite projective dimension (prop. 1), and one has since is a Macaulay ring (§ 2, No. 5, example 7). One then applies th. 1 of § 3, No. 5.
Corollary 1
One has ; for equality to hold, it is necessary and sufficient that be a Macaulay module.
Corollary 2
For the -module to be free, it is necessary and sufficient that it be a Macaulay module and of dimension , or again that it be of depth .
Corollary 3
Every finitely generated reflexive module over a regular noetherian local ring of dimension 2 is free.
In fact, a regular noetherian local ring is integrally closed (VIII, § 5, No. 2, cor. 1 of th. 1). Corollary 3 therefore follows from corollary 2 and § 1, No. 10, prop. 16.
Corollary 4
Let be a local homomorphism of noetherian local rings. Suppose that is regular and that makes into a finitely generated -module. Then . For to be a Macaulay ring, it is necessary and sufficient that one have . For to be a Macaulay ring of dimension equal to , it is necessary and sufficient that the -module be free.
In fact, one has (VIII, § 2, No. 3, th. 1); moreover, is a Macaulay ring if and only if it is a Macaulay -module (§ 2, No. 6, prop. 8). It is therefore enough to apply corollaries 1 and 2.
Remark
Corollary 4 makes it possible to characterize Macaulay local rings in several important cases. Let be a noetherian local ring; it is a Macaulay ring if and only if the same is true of (§ 2, No. 7, cor. 4 of prop. 9). Henceforth suppose the local ring complete, and put .
a) Suppose that possesses a subfield. Then it possesses a coefficient subfield (IX, § 3, No. 3), and there exists a formal power series algebra and a surjective homomorphism of -algebras (loc. cit.); there also exists a formal power series algebra and an injective local homomorphism of -algebras such that is a finite algebra over (loc. cit.). The following properties are equivalent :
(i) is a Macaulay ring; (ii) ; (iii) is a free -module.
b) Suppose that the residue field of is of characteristic . There exists a -ring of length , with residue field (IX, § 2, No. 3, prop. 5). Let be such a ring; there exists a formal power series algebra and a surjective homomorphism (IX, § 2, No. 5, th. 3). The following properties are equivalent:
(i) is a Macaulay ring; (ii) .
Suppose moreover that is not a zero divisor in ; then there exists a formal power series algebra and an injective local homomorphism of -algebras such that is a finite algebra over (loc. cit.). The local ring is regular, of dimension (VIII, § 5, No. 5, example 2). The preceding conditions are also equivalent to
(iii) is a free -module.
For analogous results in the case of modules, see § 5, No. 5.
2. Homological Characterization of Regular Noetherian Rings
Theorem 1 (Serre)
A noetherian local ring is regular if and only if its homological dimension is finite.
We have seen that a regular noetherian local ring is of finite homological dimension (prop. 1).
Conversely, let be a noetherian local ring of finite homological dimension ; by § 3, No. 3, Corollary 2 of Proposition 4 and No. 5, Theorem 1, one has
Consequently, if is a noetherian local ring, there is an equivalence between the following three properties: (i) is regular; (ii) the -module is of finite projective dimension; (iii) every finitely generated -module is of projective dimension .
Definition 1
One says that a ring is regular if it is noetherian and if the local ring is regular for every maximal ideal of .
Proposition 4
Let be a noetherian ring. The following conditions are equivalent: (i) is regular; (ii) every finitely generated -module has projective dimension ; (iii) for every maximal ideal of , the projective dimension of is finite; (iv) for every prime ideal of , the local ring is regular.
Let us prove that (i) implies (ii). Let be a finitely generated -module. Under hypothesis (i), one has for every maximal ideal of (No. 1, prop. 1); therefore has projective dimension (, No. 2, cor. 2 of prop. 3), whence (ii).
Example 1
If the ring is regular, the ring of fractions is regular for every multiplicative subset of : this follows for example from characterization (iii) above.
Example 2
In order that a ring be regular, it is necessary and sufficient that it be isomorphic to the product of a finite family of integral regular rings; this follows in fact from the fact that every regular ring is locally integral (, No. 8), since regular local rings are integral.
Example 3
The integral regular rings of dimension are the Dedekind rings (VIII, , No. 1, example 1 and VII, , No. 2, theorem 1).
Corollary 1
Let be a noetherian ring. The following conditions are equivalent*:
(i) one has ; (ii) is regular and one has .
If these conditions are satisfied, one has .
If the ring is regular, one has for every maximal ideal of the equality (No. 1, prop. 1), and therefore
(, No. 2, prop. 3 and VIII, , No. 3, prop. 8). On the other hand, if , the ring is regular by prop. 4. The corollary follows.
There exist regular noetherian rings of infinite dimension (VIII, , exerc. 6).
Corollary 2
A regular ring is normal, Gorenstein and Macaulay.
In fact, a regular local ring is integrally closed (VIII, , No. 2, cor. 1 of th. 1), Gorenstein (, No. 9, example 4) and Macaulay (, No. 5, example 6).
Corollary 3
Let be a noetherian ring, an ideal of and the separated completion of for the -adic topology.
a) In order that the ring be regular, it is necessary and sufficient that, for every maximal ideal of containing , the ring be regular.
b) If the ring is regular, the ring is regular. If the ring is regular and the ideal contained in the radical of , the ring is regular.
Corollary 4
Let be a regular ring and a finitely generated projective -module. The symmetric algebra is a regular ring.
Let be a prime ideal of and its inverse image in . The local ring is a ring of fractions of the ring , which is isomorphic to (A, III, p. 72, prop. 7); it is enough to prove that the latter is regular. This reduces us to the case where is local; but then is free of finite type. By prop. 1 of No. 1 and A, X, p. 143, cor. 1, one has , and is regular by prop. 4.
Corollary 5
Let be a regular ring, and a finite family of indeterminates. The polynomial ring and the ring of formal series are regular.
This follows from cor. 4 and cor. 3 b).
3. Regular Rings and Finite Algebras
Proposition 5
Let be a homomorphism of noetherian rings and a -module. Suppose that a) the ring is regular, b) is a finitely generated -module, c) the -module is Cohen-Macaulay, d) every minimal prime ideal of lies over a minimal prime ideal of . Then is a projective -module (of finite type).
The point is to prove that, for every maximal ideal of , the -module is free (II, § 5, No. 2, th. 1). The -module is a submodule of the finitely generated -module , and is therefore finitely generated. If one replaces by , the hypotheses of the proposition are still satisfied (, No. 1, example 5); one may therefore suppose that is a finitely generated -module and that .
Let be a maximal ideal of ; put . By Cor. 2 of Prop. 3 of No. 1, it is enough to prove that is a Macaulay -module of dimension . Every maximal ideal of is of the form , where is a prime ideal of lying over (V, § 2, No. 1, Lemma 1 and Prop. 1). Let be a minimal prime ideal of , contained in . The closed subset of is then of codimension zero; since the -module is Macaulay, the Cor. of Prop. 2, § 2, No. 2 yields the equality . But lies over a minimal prime ideal of , contained in , so that
Corollary
Let B be an integral noetherian ring and let A be a regular subring of B. Suppose that the A-module B is finitely generated. In order that the ring B be a Macaulay ring, it is necessary and sufficient that the A-module B be projective.
If the ring B is a Macaulay ring, the A-module B is projective by Prop. 5.
Suppose conversely that the A-module B is projective. The A-module A is Macaulay (Cor. 2 of Prop. 4); the A-module B is a direct factor of a free A-module of finite type, hence is Macaulay (§ 2, No. 1, Example 2). One then applies Cor. 1 of Prop. 8 of § 2, No. 6.
Example
Let B be a nonzero integral algebra of finite type over a field K. By VIII, § 2, No. 4, Cor. 1 of Th. 3, there exists a subalgebra A of B isomorphic to a polynomial algebra over K and such that B is a finitely generated A-module. The following properties are equivalent:
(i) the ring B is Macaulay; (ii) the A-module B is projective; *(iii) the A-module B is free.
4. Presentable Rings
A ring A is said to be presentable if there exists a regular ring R and a surjective homomorphism of R onto A.
By definition, regular rings are presentable.
Proposition 6
a) Every ring of fractions of a presentable ring is presentable. Every algebra of finite type over a presentable ring is a presentable ring.
b) Let A be a presentable ring and J an ideal of A. The separated completion of A for the J-adic topology is presentable.
c) Every complete local noetherian ring is presentable.
d) Let A be a presentable local ring. There exists a regular local ring R and a surjective local homomorphism of R onto A.
Let A be a presentable ring; choose a regular ring R and a surjective homomorphism .
a) Let S be a multiplicative subset of A; put T = . The homomorphism deduced from is surjective and the ring is regular (No. 3, Example 1), hence is presentable.
Let B be an A-algebra of finite type; there exist a finite set I and a surjective homomorphism , hence a surjective homomorphism . Since the ring is regular (No. 2, Cor. 5 of Prop. 4), the ring B is presentable.
b) Put and denote by the separated completion of R for the I-adic topology; for each integer , the canonical mapping is surjective. Consequently, the homomorphism deduced from is surjective (III, § 2, No. 8, Cor. 2 of Th. 1); since is regular (No. 2, Cor. 3 of Prop. 4), the ring is presentable.
c) This follows from IX, § 2, No. 5, Th. 3 a) and IX, § 3, No. 3, Th. 2 a).
d) Let be the maximal ideal of A; then is a prime ideal of R, the local ring is regular and the homomorphism deduced from is local and surjective.
Since fields and Dedekind rings are regular, hence presentable, Proposition 6 implies that most rings ordinarily encountered in algebraic geometry are presentable.
Proposition 7
Let A be a presentable ring.
a) The ring is noetherian and catenary.
b) Let M be a finitely generated A-module. The mapping
c) Let M be a finitely generated -module. The set of such that the -module is Macaulay is a dense open set. Its intersection with is dense in .
Choose a regular ring R and a surjective homomorphism .
a) The ring R is a Macaulay ring (No. 2, Cor. 2 of Prop. 4), hence A is catenary (, No. 2, Prop. 2 and VIII, § 1, No. 3, Rem. 2).
b) The R-module M is finitely generated and of projective dimension (No. 1, Prop. 1). Let us identify with a closed subset of . Then the function on is the restriction of the function on ; it is then enough to apply Cor. 4 of Th. 1 of § 3, No. 5.
c) This is proved as in part c) of loc. cit.
5. Regular rings and flat extensions
Proposition 8
Let be a homomorphism of noetherian rings making B a faithfully flat A-module.
a) For every finitely generated A-module M, one has .
b) If the ring B is regular, the ring A is regular.
where the -module is free of finite type. One has (A, X, p. 135, Cor. 2 of Prop. 1). Since is flat over , the sequence
is exact and one has . The induction hypothesis applied to enables one to conclude. This proves a); assertion b) follows from a) and Prop. 4 of No. 2.
Corollary
Let be a regular integral ring and let be a noetherian subring of such that is a finitely generated -module. The following conditions are equivalent:
(i) is regular ; (ii) is a projective -module ; (iii) is a flat -module ; (iv) is a faithfully flat -module.
(i) (ii) : this follows from the Cor. of Prop. 5 of No. 3. (ii) (iii) : this follows from I, § 3, No. 1, Prop. 1. (iii) (iv) : for every prime ideal of , one has (V, § 2, No. 1, Cor. 1 of Theorem 1). It is then enough to apply I, § 3, No. 1, Prop. 1. (iv) (i) : this follows from Prop. 8, b).
For every noetherian local ring , let us denote by the integer
Recall (VIII, § 5, No. 1) that is always positive and that its vanishing characterises regular local rings.
Let be a local homomorphism of noetherian local rings; from one deduces a -linear homomorphism , whence a -linear homomorphism
Lemma 1.— One has
Let denote the local ring . Consider the exact sequence of -modules
by tensor product with , one obtains an exact sequence of -vector spaces
whence one deduces the equality
which implies the lemma.
Proposition 9
Let be a local homomorphism of noetherian local rings. The following conditions are equivalent:
(i) the ring is regular and the -linear mapping
is injective; (ii) the rings and are regular and the -module is flat; (iii) the rings and are regular and the -module is flat; (iv) the rings and are regular, and one has
One has (VIII, § 3, No. 4, Corollary 1 of Proposition 7); the equivalence of (i) and (iv) therefore follows from Lemma 1. Under hypothesis (ii), the -module is faithfully flat since one has (I, § 3, No. 1, Proposition 1), which implies (iii) by Proposition 8. The implication (iii) (iv) follows from VIII, loc. cit.
It now remains for us to prove that when the equivalent conditions (i) and (iv) are satisfied, the -module is flat. Let be a system of coordinates of . Since is injective, the image of this sequence under forms part of a system of coordinates of . Thus the sequence is completely secant for and for (VIII, § 5, No. 3, Proposition 2), and generates the ideal of . By Remark 3 of A, X, p. 159, the -module is isomorphic to , and therefore is zero; it follows that is flat over (III, § 5, No. 2, Theorem 1 and No. 4, Proposition 2).
Example
Let , be two complex analytic varieties, locally of finite dimension, a morphism of into , and a point of . Consider the local homomorphism associated with . The mapping is the transpose of the tangent mapping . The conditions (i) to (iv) of Proposition 9 are therefore equivalent in this case to the fact that is a submersion at (VAR, R, 5.9.1).
Corollary
Let be a homomorphism of noetherian rings making a flat -module. If is regular and if is regular for every maximal ideal of , the ring is regular.
For in fact, for every maximal ideal of , the -module is flat (II, § 3, No. 4, Proposition 15), so that the ring is regular by Proposition 9.
Exercises
See the exercises for § 4.