Bourbaki

§ 4. Regular rings

1. Elementary Homological Properties of Regular Local Rings

Proposition 1

Let AA be a regular noetherian local ring and nn its dimension. Then dh(A)=n\mathrm{dh}(A) = n and, for every integer i⩾0i \geqslant 0,

[ExtAi(κA,κA):κA]=[ToriA(κA,κA):κA]=(ni). [\mathrm{Ext}_A^i(\kappa_A, \kappa_A) : \kappa_A] = [\mathrm{Tor}_i^A(\kappa_A, \kappa_A) : \kappa_A] = \binom{n}{i}.

Let x=(x1,…,xn)x = (x_1, \ldots, x_n) be a system of coordinates of AA (VIII, § 5, No. 1, def. 1). The sequence xx generates mAm_A and is completely secant for AA (loc. cit., No. 2, th. 1). The Koszul complex K∙(x,A)K_\bullet(x, A) is a free resolution of κA\kappa_A (A, X, p. 159, remark 3), whose differential is zero modulo mAm_A. Hence, for every integer i⩾0i \geqslant 0, one has (§ 3, No. 3, formula (1))

[ExtAi(κA,κA):κA]=[ToriA(κA,κA):κA]=rgA(Ki(x,A))=(ni). [\mathrm{Ext}_A^i(\kappa_A, \kappa_A) : \kappa_A] = [\mathrm{Tor}_i^A(\kappa_A, \kappa_A) : \kappa_A] = \mathrm{rg}_A(K_i(x, A)) = \binom{n}{i}.

It then follows from cor. 1 of prop. 4 of No. 3, § 3 that dh(A)=n\mathrm{dh}(A) = n.

Proposition 2

A regular noetherian local ring is factorial.

By prop. 1, every finitely generated module over a regular noetherian local ring admits a projective resolution of finite length by finitely generated projective modules, hence free modules (II, § 3, No. 2, cor. 2 of prop. 5). It then follows from VII, § 4, No. 7, cor. 3 of prop. 16 that such a ring is factorial.

Proposition 3

Let AA be a regular noetherian local ring and MM a nonzero finitely generated AA-module. Its projective dimension is finite, and one has

dpA(M)+profA(M)=dim⁡(A). \mathrm{dp}_A(M) + \mathrm{prof}_A(M) = \dim(A).

In fact, MM has finite projective dimension (prop. 1), and one has prof(A)=dim⁡(A)\mathrm{prof}(A) = \dim(A) since AA is a Macaulay ring (§ 2, No. 5, example 7). One then applies th. 1 of § 3, No. 5.

Corollary 1

One has dpA(M)⩾dim⁡(A)−dim⁡(M)\mathrm{dp}_A(M) \geqslant \dim(A) - \dim(M); for equality to hold, it is necessary and sufficient that MM be a Macaulay module.

Corollary 2

For the AA-module MM to be free, it is necessary and sufficient that it be a Macaulay module and of dimension dim⁡(A)\dim(A), or again that it be of depth ⩾dim⁡(A)\geqslant \dim(A).

Corollary 3

Every finitely generated reflexive module over a regular noetherian local ring of dimension 2 is free.

In fact, a regular noetherian local ring is integrally closed (VIII, § 5, No. 2, cor. 1 of th. 1). Corollary 3 therefore follows from corollary 2 and § 1, No. 10, prop. 16.

Corollary 4

Let ρ:A→B\rho : A \to B be a local homomorphism of noetherian local rings. Suppose that AA is regular and that ρ\rho makes BB into a finitely generated AA-module. Then dpA(B)≥dim⁡(A)−dim⁡(B)dp_A(B) \geq \dim(A) - \dim(B). For BB to be a Macaulay ring, it is necessary and sufficient that one have dpA(B)=dim⁡(A)−dim⁡(B)dp_A(B) = \dim(A) - \dim(B). For BB to be a Macaulay ring of dimension equal to dim⁡(A)\dim(A), it is necessary and sufficient that the AA-module BB be free.

In fact, one has dim⁡(B)=dim⁡A(B)\dim(B) = \dim_A(B) (VIII, § 2, No. 3, th. 1); moreover, BB is a Macaulay ring if and only if it is a Macaulay AA-module (§ 2, No. 6, prop. 8). It is therefore enough to apply corollaries 1 and 2.

Remark

Corollary 4 makes it possible to characterize Macaulay local rings in several important cases. Let AA be a noetherian local ring; it is a Macaulay ring if and only if the same is true of A^\hat{A} (§ 2, No. 7, cor. 4 of prop. 9). Henceforth suppose the local ring AA complete, and put d=dim⁡(A)d = \dim(A).

a) Suppose that AA possesses a subfield. Then it possesses a coefficient subfield KK (IX, § 3, No. 3), and there exists a formal power series algebra E=K[[T1,…,Tn]]E = K[[T_1, \ldots, T_n]] and a surjective homomorphism of KK-algebras E→AE \to A (loc. cit.); there also exists a formal power series algebra E′=K[[T1,…,Td]]E' = K[[T_1, \ldots, T_d]] and an injective local homomorphism of KK-algebras E′→AE' \to A such that AA is a finite algebra over E′E' (loc. cit.). The following properties are equivalent :

(i) AA is a Macaulay ring; (ii) dpE(A)=n−ddp_E(A) = n - d; (iii) AA is a free E′E'-module.

b) Suppose that the residue field of AA is of characteristic p>0p > 0. There exists a pp-ring of length +∞+\infty, with residue field κA\kappa_A (IX, § 2, No. 3, prop. 5). Let CC be such a ring; there exists a formal power series algebra E=C[[T1,…,Tn]]E = C[[T_1, \ldots, T_n]] and a surjective homomorphism ρ:E→A\rho : E \to A (IX, § 2, No. 5, th. 3). The following properties are equivalent:

(i) AA is a Macaulay ring; (ii) dpE(A)=n+1−ddp_E(A) = n + 1 - d.

Suppose moreover that p1Ap1_A is not a zero divisor in AA; then there exists a formal power series algebra E′=K[[T1,…,Td−1]]E' = K[[T_1, \ldots, T_{d-1}]] and an injective local homomorphism of KK-algebras E′→AE' \to A such that AA is a finite algebra over E′E' (loc. cit.). The local ring E′E' is regular, of dimension n+1n + 1 (VIII, § 5, No. 5, example 2). The preceding conditions are also equivalent to

(iii) AA is a free E′E'-module.

For analogous results in the case of modules, see § 5, No. 5.

2. Homological Characterization of Regular Noetherian Rings

Theorem 1 (Serre)

A noetherian local ring is regular if and only if its homological dimension is finite.

We have seen that a regular noetherian local ring is of finite homological dimension (prop. 1).

Conversely, let AA be a noetherian local ring of finite homological dimension nn; by § 3, No. 3, Corollary 2 of Proposition 4 and No. 5, Theorem 1, one has

n=dh(A)=dpA(κA)=prof(A). n = \mathrm{dh}(A) = \mathrm{dp}_A(\kappa_A) = \mathrm{prof}(A) .
If n=0n = 0, the AA-module κA\kappa_A is free, hence mA=0m_A = 0 and AA is a field. Suppose n>0n > 0 and argue by induction on nn. Since prof(A)>0\mathrm{prof}(A) > 0, the ideal mAm_A is not associated to AA (§ 1, No. 1, Remark 2), hence is not contained in the union of mA2m_A^2 and the ideals associated to AA (II, §1§ 1, No. 1, Proposition 2). Consequently (IV, §1§ 1, No. 1, Corollary 2 of Proposition 2), one can find an element xx of mA−mA2m_A - m_A^2 such that the homothety xAx_A is injective. Let BB denote the noetherian local ring A/xAA/xA and consider the sequence of AA-modules
0→κA→imA/xmA→pmB→0 0 \to \kappa_A \xrightarrow{i} m_A/xm_A \xrightarrow{p} m_B \to 0
where the mapping ii is deduced by passing to quotients from the mapping a↦axa \mapsto ax of AA into mAm_A, and where pp is the canonical surjection; it is exact. Since the class of xx in the κA\kappa_A-vector space mA/mA2m_A/m_A^2 is non-zero, there exists an AA-linear mapping ϕ:mA→κA\phi : m_A \to \kappa_A with ϕ(x)=1\phi(x) = 1; by passing to the quotient, one deduces from ϕ\phi a retraction of ii, so that the preceding exact sequence is split. This implies the relations
dpB(mB)≤dpB(mA/xmA)=dpA(mA)<+∞ \mathrm{dp}_B(m_B) \leq \mathrm{dp}_B(m_A/xm_A) = \mathrm{dp}_A(m_A) < +\infty
(Corollary 2 of Proposition 7 of § 3, No. 4 and AA, X, p. 135, Corollary 1). Corollary 2 of loc. cit. applied to the exact sequence of BB-modules 0→mB→B→κB→00 \to m_B \to B \to \kappa_B \to 0 implies dpB(κB)<+∞\mathrm{dp}_B(\kappa_B) < +\infty. The ring BB is therefore of finite homological dimension (§ 3, No. 3, Corollary 2 of Proposition 4), and of depth n−1n - 1 (§ 1, No. 4, Proposition 7 and No. 3, Corollary of Proposition 4). It follows from the induction hypothesis that BB is regular, hence that AA is regular (VIII, §5§ 5, No. 3, Corollary 1 of Proposition 2).

Consequently, if AA is a noetherian local ring, there is an equivalence between the following three properties: (i) AA is regular; (ii) the AA-module κA\kappa_A is of finite projective dimension; (iii) every finitely generated AA-module is of projective dimension <+∞< +\infty.

Definition 1

One says that a ring AA is regular if it is noetherian and if the local ring AmA_m is regular for every maximal ideal mm of AA.

Proposition 4

Let AA be a noetherian ring. The following conditions are equivalent: (i) AA is regular; (ii) every finitely generated AA-module has projective dimension <+∞< +\infty; (iii) for every maximal ideal mm of AA, the projective dimension of A/mA/m is finite; (iv) for every prime ideal pp of AA, the local ring ApA_p is regular.

Let us prove that (i) implies (ii). Let MM be a finitely generated AA-module. Under hypothesis (i), one has dpAm(Mm)≤dh(Am)<+∞\mathrm{dp}_{A_m}(M_m) \leq \mathrm{dh}(A_m) < +\infty for every maximal ideal mm of AA (No. 1, prop. 1); therefore MM has projective dimension <+∞< +\infty (§3§ 3, No. 2, cor. 2 of prop. 3), whence (ii).

Example 1

If the ring AA is regular, the ring of fractions S−1AS^{-1}A is regular for every multiplicative subset SS of AA: this follows for example from characterization (iii) above.

Example 2

In order that a ring be regular, it is necessary and sufficient that it be isomorphic to the product of a finite family of integral regular rings; this follows in fact from the fact that every regular ring is locally integral (§1§ 1, No. 8), since regular local rings are integral.

Example 3

The integral regular rings of dimension ≤1\leq 1 are the Dedekind rings (VIII, §5§ 5, No. 1, example 1 and VII, §2§ 2, No. 2, theorem 1).

Corollary 1

Let AA be a noetherian ring. The following conditions are equivalent*:

(i) one has dh(A)<+∞\mathrm{dh}(A) < +\infty ; (ii) AA is regular and one has dim⁡(A)<+∞\dim(A) < +\infty.

If these conditions are satisfied, one has dim⁡(A)=dh(A)\dim(A) = \mathrm{dh}(A).

If the ring AA is regular, one has for every maximal ideal mm of AA the equality dim⁡(Am)=dh(Am)\dim(A_m) = \mathrm{dh}(A_m) (No. 1, prop. 1), and therefore

dh(A)=sup⁡mdh(Am)=sup⁡mdim⁡(Am)=dim⁡A \mathrm{dh}(A) = \sup_m \mathrm{dh}(A_m) = \sup_m \dim(A_m) = \dim A

(§3§ 3, No. 2, prop. 3 and VIII, §1§ 1, No. 3, prop. 8). On the other hand, if dh(A)<+∞\mathrm{dh}(A) < +\infty, the ring AA is regular by prop. 4. The corollary follows.

There exist regular noetherian rings of infinite dimension (VIII, §5§ 5, exerc. 6).

Corollary 2

A regular ring is normal, Gorenstein and Macaulay.

In fact, a regular local ring is integrally closed (VIII, §5§ 5, No. 2, cor. 1 of th. 1), Gorenstein (§3§ 3, No. 9, example 4) and Macaulay (§2§ 2, No. 5, example 6).

Corollary 3

Let AA be a noetherian ring, JJ an ideal of AA and A^\hat{A} the separated completion of AA for the JJ-adic topology.

a) In order that the ring A^\hat{A} be regular, it is necessary and sufficient that, for every maximal ideal mm of AA containing JJ, the ring AmA_m be regular.

b) If the ring AA is regular, the ring A^\hat{A} is regular. If the ring A^\hat{A} is regular and the ideal JJ contained in the radical of AA, the ring AA is regular.

Corollary 4

Let AA be a regular ring and PP a finitely generated projective AA-module. The symmetric algebra SA(P)S_A(P) is a regular ring.

Let pp be a prime ideal of SA(P)S_A(P) and qq its inverse image in AA. The local ring SA(P)pS_A(P)_p is a ring of fractions of the ring SA(P)qS_A(P)_q, which is isomorphic to SAq(Pq)S_{A_q}(P_q) (A, III, p. 72, prop. 7); it is enough to prove that the latter is regular. This reduces us to the case where AA is local; but then PP is free of finite type. By prop. 1 of No. 1 and A, X, p. 143, cor. 1, one has dh(SA(P))=dh(A)+rgA(P)<+∞dh(S_A(P)) = dh(A) + rg_A(P) < +\infty, and SA(P)S_A(P) is regular by prop. 4.

Corollary 5

Let AA be a regular ring, and (Ti)i∈I(T_i)_{i \in I} a finite family of indeterminates. The polynomial ring A[(Ti)i∈I]A[(T_i)_{i \in I}] and the ring of formal series A[[Ti]i∈I]A[[T_i]_{i \in I}] are regular.

This follows from cor. 4 and cor. 3 b).

3. Regular Rings and Finite Algebras

Proposition 5

Let ρ:A→B\rho : A \to B be a homomorphism of noetherian rings and NN a BB-module. Suppose that a) the ring AA is regular, b) NN is a finitely generated AA-module, c) the BB-module NN is Cohen-Macaulay, d) every minimal prime ideal of SuppB(N)\mathrm{Supp}_B(N) lies over a minimal prime ideal of AA. Then NN is a projective AA-module (of finite type).

The point is to prove that, for every maximal ideal mm of AA, the AmA_m-module NmN_m is free (II, § 5, No. 2, th. 1). The AA-module B/AnnB(N)B/\mathrm{Ann}_B(N) is a submodule of the finitely generated AA-module EndA(N)\mathrm{End}_A(N), and is therefore finitely generated. If one replaces BB by B/AnnB(N)B/\mathrm{Ann}_B(N), the hypotheses of the proposition are still satisfied (§2§ 2, No. 1, example 5); one may therefore suppose that BB is a finitely generated AA-module and that SuppB(N)=Spec(B)\mathrm{Supp}_B(N) = \mathrm{Spec}(B).

Let mm be a maximal ideal of SuppA(N)\mathrm{Supp}_A(N); put n=dim⁡(Am)n = \dim(A_m). By Cor. 2 of Prop. 3 of No. 1, it is enough to prove that NmN_m is a Macaulay AmA_m-module of dimension nn. Every maximal ideal of BmB_m is of the form nBmnB_m, where nn is a prime ideal of BB lying over mm (V, § 2, No. 1, Lemma 1 and Prop. 1). Let pp be a minimal prime ideal of SuppB(N)\mathrm{Supp}_B(N), contained in nn. The closed subset V(pBn)V(pB_n) of SuppBn(Nn)\mathrm{Supp}_{B_n}(N_n) is then of codimension zero; since the BnB_n-module NnN_n is Macaulay, the Cor. of Prop. 2, § 2, No. 2 yields the equality dim⁡Bn(Nn)=dim⁡(Bn/pBn)\dim_{B_n}(N_n) = \dim(B_n/pB_n). But pp lies over a minimal prime ideal of AA, contained in mm, so that

Corollary

Let B be an integral noetherian ring and let A be a regular subring of B. Suppose that the A-module B is finitely generated. In order that the ring B be a Macaulay ring, it is necessary and sufficient that the A-module B be projective.

If the ring B is a Macaulay ring, the A-module B is projective by Prop. 5.

Suppose conversely that the A-module B is projective. The A-module A is Macaulay (Cor. 2 of Prop. 4); the A-module B is a direct factor of a free A-module of finite type, hence is Macaulay (§ 2, No. 1, Example 2). One then applies Cor. 1 of Prop. 8 of § 2, No. 6.

Example

Let B be a nonzero integral algebra of finite type over a field K. By VIII, § 2, No. 4, Cor. 1 of Th. 3, there exists a subalgebra A of B isomorphic to a polynomial algebra over K and such that B is a finitely generated A-module. The following properties are equivalent:

(i) the ring B is Macaulay; (ii) the A-module B is projective; *(iii) the A-module B is free.

4. Presentable Rings

A ring A is said to be presentable if there exists a regular ring R and a surjective homomorphism of R onto A.

By definition, regular rings are presentable.

Proposition 6

a) Every ring of fractions of a presentable ring is presentable. Every algebra of finite type over a presentable ring is a presentable ring.

b) Let A be a presentable ring and J an ideal of A. The separated completion A^\widehat{A} of A for the J-adic topology is presentable.

c) Every complete local noetherian ring is presentable.

d) Let A be a presentable local ring. There exists a regular local ring R and a surjective local homomorphism of R onto A.

Let A be a presentable ring; choose a regular ring R and a surjective homomorphism ρ:R→A\rho : R \to A.

a) Let S be a multiplicative subset of A; put T = ρ−1(S)\rho^{-1}(S). The homomorphism T−1R→S−1AT^{-1}R \to S^{-1}A deduced from ρ\rho is surjective and the ring T−1RT^{-1}R is regular (No. 3, Example 1), hence S−1AS^{-1}A is presentable.

Let B be an A-algebra of finite type; there exist a finite set I and a surjective homomorphism A[(Ti)i∈I]→BA[(T_i)_{i \in I}] \to B, hence a surjective homomorphism R[(Ti)i∈I]→BR[(T_i)_{i \in I}] \to B. Since the ring R[(Ti)i∈I]R[(T_i)_{i \in I}] is regular (No. 2, Cor. 5 of Prop. 4), the ring B is presentable.

b) Put I=ρ−1(J)I = \rho^{-1}(J) and denote by R^\hat{R} the separated completion of R for the I-adic topology; for each integer n≥0n \geq 0, the canonical mapping In/In+1→Jn/Jn+1I^n/I^{n+1} \to J^n/J^{n+1} is surjective. Consequently, the homomorphism R^→A^\hat{R} \to \hat{A} deduced from ρ\rho is surjective (III, § 2, No. 8, Cor. 2 of Th. 1); since R^\hat{R} is regular (No. 2, Cor. 3 of Prop. 4), the ring A^\hat{A} is presentable.

c) This follows from IX, § 2, No. 5, Th. 3 a) and IX, § 3, No. 3, Th. 2 a).

d) Let mAm_A be the maximal ideal of A; then p=ρ−1(mA)p = \rho^{-1}(m_A) is a prime ideal of R, the local ring RpR_p is regular and the homomorphism Rp→AR_p \to A deduced from ρ\rho is local and surjective.

Since fields and Dedekind rings are regular, hence presentable, Proposition 6 implies that most rings ordinarily encountered in algebraic geometry are presentable.

Proposition 7

Let A be a presentable ring.

a) The ring AA is noetherian and catenary.

b) Let M be a finitely generated A-module. The mapping

p↦dim⁡Ap(Mp)−prof⁡Ap(Mp) p \mapsto \dim_{A_p}(M_p) - \operatorname{prof}_{A_p}(M_p)
of Spec⁡(A)\operatorname{Spec}(A) into Z\mathbf{Z} is upper semicontinuous.

c) Let M be a finitely generated AA-module. The set of p∈Spec⁡(A)p \in \operatorname{Spec}(A) such that the ApA_p-module MpM_p is Macaulay is a dense open set. Its intersection with Supp⁡(M)\operatorname{Supp}(M) is dense in Supp⁡(M)\operatorname{Supp}(M).

Choose a regular ring R and a surjective homomorphism R→AR \to A.

a) The ring R is a Macaulay ring (No. 2, Cor. 2 of Prop. 4), hence A is catenary (§2§ 2, No. 2, Prop. 2 and VIII, § 1, No. 3, Rem. 2).

b) The R-module M is finitely generated and of projective dimension <+∞< +\infty (No. 1, Prop. 1). Let us identify Spec⁡(A)\operatorname{Spec}(A) with a closed subset of Spec⁡(R)\operatorname{Spec}(R). Then the function p↦dim⁡Ap(Mp)−prof⁡Ap(Mp)p \mapsto \dim_{A_p}(M_p) - \operatorname{prof}_{A_p}(M_p) on Spec⁡(A)\operatorname{Spec}(A) is the restriction of the function q↦dim⁡Rq(Mq)−prof⁡Rq(Mq)q \mapsto \dim_{R_q}(M_q) - \operatorname{prof}_{R_q}(M_q) on Spec⁡(R)\operatorname{Spec}(R); it is then enough to apply Cor. 4 of Th. 1 of § 3, No. 5.

c) This is proved as in part c) of loc. cit.

5. Regular rings and flat extensions

Proposition 8

Let ρ:A→B\rho : A \to B be a homomorphism of noetherian rings making B a faithfully flat A-module.

a) For every finitely generated A-module M, one has dpA(M)=dpB(B⊗AM)dp_A(M) = dp_B(B \otimes_A M).

b) If the ring B is regular, the ring A is regular.

0→N→L→M→0 0 \to N \to L \to M \to 0

where the AA-module LL is free of finite type. One has dpA(N)=dpA(M)−1dp_A(N) = dp_A(M) - 1 (A, X, p. 135, Cor. 2 of Prop. 1). Since BB is flat over AA, the sequence

0→B⊗AN→B⊗AL→B⊗AM→0 0 \to B \otimes_A N \to B \otimes_A L \to B \otimes_A M \to 0

is exact and one has dpB(B⊗AN)=dpB(B⊗AM)−1dp_B(B \otimes_A N) = dp_B(B \otimes_A M) - 1. The induction hypothesis applied to NN enables one to conclude. This proves a); assertion b) follows from a) and Prop. 4 of No. 2.

Corollary

Let BB be a regular integral ring and let AA be a noetherian subring of BB such that BB is a finitely generated AA-module. The following conditions are equivalent:

(i) AA is regular ; (ii) BB is a projective AA-module ; (iii) BB is a flat AA-module ; (iv) BB is a faithfully flat AA-module.

(i) ⇒\Rightarrow (ii) : this follows from the Cor. of Prop. 5 of No. 3. (ii) ⇒\Rightarrow (iii) : this follows from I, § 3, No. 1, Prop. 1. (iii) ⇒\Rightarrow (iv) : for every prime ideal p\mathfrak{p} of AA, one has pB≠B\mathfrak{p}B \neq B (V, § 2, No. 1, Cor. 1 of Theorem 1). It is then enough to apply I, § 3, No. 1, Prop. 1. (iv) ⇒\Rightarrow (i) : this follows from Prop. 8, b).

For every noetherian local ring AA, let us denote by δ(A)\delta(A) the integer

δ(A)=[mA/mA2:κA]−dim⁡(A) \delta(A) = [\mathfrak{m}_A / \mathfrak{m}_A^2 : \kappa_A] - \dim(A)

Recall (VIII, § 5, No. 1) that δ(A)\delta(A) is always positive and that its vanishing characterises regular local rings.

Let ρ:A→B\rho : A \to B be a local homomorphism of noetherian local rings; from ρ\rho one deduces a κA\kappa_A-linear homomorphism mA/mA2→mB/mB2\mathfrak{m}_A / \mathfrak{m}_A^2 \to \mathfrak{m}_B / \mathfrak{m}_B^2, whence a κB\kappa_B-linear homomorphism

dρ:κB⊗κA(mA/mA2)→mB/mB2. d\rho : \kappa_B \otimes_{\kappa_A} (\mathfrak{m}_A / \mathfrak{m}_A^2) \to \mathfrak{m}_B / \mathfrak{m}_B^2 .

Lemma 1.— One has

δ(B)+[Ker(dρ):κB]=δ(A)+δ(κA⊗AB)+(dim⁡(A)−dim⁡(B)+dim⁡(κA⊗AB)). \delta(B) + [\mathrm{Ker}(d\rho) : \kappa_B] = \delta(A) + \delta(\kappa_A \otimes_A B) + (\dim(A) - \dim(B) + \dim(\kappa_A \otimes_A B)) .

Let CC denote the local ring κA⊗AB\kappa_A \otimes_A B. Consider the exact sequence of BB-modules

B⊗AmA→mB→mC→0; B \otimes_A \mathfrak{m}_A \to \mathfrak{m}_B \to \mathfrak{m}_C \to 0 ;

by tensor product with κB\kappa_B, one obtains an exact sequence of κ13\kappa_{13}-vector spaces

κB⊗κA(mA/mA2)→dρmB/mB2⟶mC/mC2→0, \kappa_B \otimes_{\kappa_A} (\mathfrak{m}_A/\mathfrak{m}_A^2) \xrightarrow{d\rho} \mathfrak{m}_B/\mathfrak{m}_B^2 \longrightarrow \mathfrak{m}_C/\mathfrak{m}_C^2 \to 0,

whence one deduces the equality

[mB/mB2:κB]+[Ker(dρ):κB]=[mA/mA2:κA]+[mC/mC2:κC], [\mathfrak{m}_B/\mathfrak{m}_B^2 : \kappa_B] + [\mathrm{Ker}(d\rho) : \kappa_B] = [\mathfrak{m}_A/\mathfrak{m}_A^2 : \kappa_A] + [\mathfrak{m}_C/\mathfrak{m}_C^2 : \kappa_C],

which implies the lemma.

Proposition 9

Let ρ:A→B\rho : A \to B be a local homomorphism of noetherian local rings. The following conditions are equivalent:

(i) the ring BB is regular and the κB\kappa_B-linear mapping

dρ:κB⊗κA(mA/mA2)⟶mB/mB2 d\rho : \kappa_B \otimes_{\kappa_A} (\mathfrak{m}_A/\mathfrak{m}_A^2) \longrightarrow \mathfrak{m}_B/\mathfrak{m}_B^2

is injective; (ii) the rings BB and κA⊗AB\kappa_A \otimes_A B are regular and the AA-module BB is flat; (iii) the rings AA and κA⊗AB\kappa_A \otimes_A B are regular and the AA-module BB is flat; (iv) the rings AA and κA⊗AB\kappa_A \otimes_A B are regular, and one has

dim⁡(B)=dim⁡(A)+dim⁡(κA⊗AB). \dim(B) = \dim(A) + \dim(\kappa_A \otimes_A B).

One has dim⁡(B)≤dim⁡(A)+dim⁡(κA⊗AB)\dim(B) \leq \dim(A) + \dim(\kappa_A \otimes_A B) (VIII, § 3, No. 4, Corollary 1 of Proposition 7); the equivalence of (i) and (iv) therefore follows from Lemma 1. Under hypothesis (ii), the AA-module BB is faithfully flat since one has mAB⊂mB≠B\mathfrak{m}_A B \subset \mathfrak{m}_B \neq B (I, § 3, No. 1, Proposition 1), which implies (iii) by Proposition 8. The implication (iii) ⇒\Rightarrow (iv) follows from VIII, loc. cit.

It now remains for us to prove that when the equivalent conditions (i) and (iv) are satisfied, the AA-module BB is flat. Let xx be a system of coordinates of AA. Since dρd\rho is injective, the image of this sequence under ρ\rho forms part of a system of coordinates of BB. Thus the sequence xx is completely secant for AA and for BB (VIII, § 5, No. 3, Proposition 2), and generates the ideal mA\mathfrak{m}_A of AA. By Remark 3 of A, X, p. 159, the AA-module Tor1A(κA,B)\mathrm{Tor}_1^A(\kappa_A, B) is isomorphic to H1(x,B)H_1(x, B), and therefore is zero; it follows that BB is flat over AA (III, § 5, No. 2, Theorem 1 and No. 4, Proposition 2).

Example

Let XX, YY be two complex analytic varieties, locally of finite dimension, ff a morphism of XX into YY, and xx a point of XX. Consider the local homomorphism ρ:OY,f(x)→OX,x\rho : \mathscr{O}_{Y, f(x)} \to \mathscr{O}_{X, x} associated with ff. The mapping dρd\rho is the transpose of the tangent mapping Tx(f):Tx(X)→Tf(x)(Y)T_x(f) : T_x(X) \to T_{f(x)}(Y). The conditions (i) to (iv) of Proposition 9 are therefore equivalent in this case to the fact that ff is a submersion at xx (VAR, R, 5.9.1).

Corollary

Let ρ:A→B\rho : A \to B be a homomorphism of noetherian rings making BB a flat AA-module. If AA is regular and if κ(ρ−1(n))⊗AB\kappa(\rho^{-1}(\mathfrak{n})) \otimes_{A} B is regular for every maximal ideal n\mathfrak{n} of BB, the ring BB is regular.

For in fact, for every maximal ideal n\mathfrak{n} of BB, the Aρ−1(n)A_{\rho^{-1}(\mathfrak{n})}-module BnB_n is flat (II, § 3, No. 4, Proposition 15), so that the ring BnB_n is regular by Proposition 9.

Exercises

See the exercises for § 4.

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