§ 9. Dualizing modules
1. Dualizing modules
Definition 1
Let be a noetherian ring. One says that a -module is dualizing if it is finitely generated and if, for every maximal ideal of , the -vector space is zero for and of dimension 1 for .
For every maximal ideal of and every integer , the -vector space is canonically isomorphic to ( 3, No. 2, prop. 2). Consequently, for a finitely generated -module to be dualizing, it is necessary and sufficient that the -module be dualizing for every maximal ideal of .
Example 1
If the ring is local and artinian, the dualizing -modules are the finitely generated injective -modules such that is of dimension 1 ( 3, No. 3, prop. 6), that is to say the Matlis -modules ( 8, No. 3).
Example 2
For a noetherian ring to be Gorenstein, it is necessary and sufficient that the -module be dualizing ( 3, No. 7, prop. 11). In particular, the -module is dualizing when is regular.
Remark 1
Let be a local noetherian ring and a finitely generated -module. The residue field identifies with , and the -module with (III, 3, No. 4, th. 3). It then follows from A, X, p. 111, prop. 10 that the -vector space is canonically isomorphic to . Consequently, for the -module to be dualizing, it is necessary and sufficient that the -module be dualizing.
Remark 2
Let be a dualizing -module; for every projective -module of rank 1, the -module is dualizing (A, X, p. 108, prop. 7, b)). We shall see below (No. 4, prop. 6) that every dualizing -module is isomorphic to a module of this form.
Proposition 1
Let be a noetherian ring and a dualizing -module.
a) is a Macaulay ring, and the -module is Macaulay.
b) One has .
Suppose first that the ring is local, and let denote its dimension. Prop. 6 of § 3, No. 3 implies , hence by prop. 9 of § 3, No. 6, so that is a Macaulay ring. Moreover, one has by definition of depth; since one has , one deduces the proposition in this case.
In the general case, the -module is dualizing for every maximal ideal of , hence is a Macaulay ring and an -module which is Macaulay by what precedes, which implies a). Moreover one has for every maximal ideal , whence b) by passing to the least upper bound (§ 3, No. 2, prop. 3).
Proposition 2
Let A be a noetherian ring, a dualizing A-module. For every prime ideal of A, the -module is dualizing.
Consider a saturated chain of prime ideals of A such that the ideal is maximal. Reasoning by induction on , one may suppose that the -module is dualizing. Replacing A by and by , one is reduced to the case where the ring A is local and where the chain is saturated.
Put then . One has since A is a Macaulay ring (§ 2, No. 2, cor. of prop. 2). For every integer , the -module is isomorphic to (§ 3, No. 2, prop. 2); it is therefore enough to prove that the -module vanishes for and is of rank one for .
Let be an element of , and its class in . Consider the exact sequence of A-modules
The A-module is of finite length since its support is reduced to ; since the A-module is dualizing, one has for (, No. 5, example 3). It then follows from the exact sequence of extension modules associated with the sequence above and with that the homothety of ratio in the A-module is surjective for , which implies that this module is zero (Nakayama lemma). In particular is zero, and one obtains an exact sequence
One has (loc. cit.); the proposition then follows from the following lemma, applied to the ring and the B-module :
Lemma 1
Let B be a local noetherian integral ring of dimension 1, and M a finitely generated torsion-free B-module. Suppose that one has for every nonzero element x of B. Then the B-module M is of rank 1.
For let be the rank of M; there exists a free submodule L of M of rank such that is a torsion module (VII, § 4, No. 1, corollary of proposition 1), hence of finite length (VII, § 2, No. 5, lemma 1). The annihilator of is not reduced to 0, and therefore contains a nonzero element of . Consider the commutative diagram
By the snake lemma (A, X, p. 4, proposition 2), one deduces from it an exact sequence
whence . Since by hypothesis and , one deduces that .
Corollary 1
For every multiplicative subset S of A, the SA-module S is dualizing.
Corollary 2
The support of is equal to Spec(A).
Indeed a dualizing module over a local ring is nonzero by definition.
Corollary 3
Let M be a finitely generated A-module, and let i be an integer. The A-module is finitely generated, and its support is of codimension in Spec(A).
The first assertion follows from A, X, p. 108, corollary. Let be a prime ideal of the support of . One has , hence (§ 3, No. 2, proposition 2), which implies . Since is a dualizing -module (proposition 2), one has (proposition 1), whence the corollary.
Proposition 3
Let A be a local noetherian ring, a dualizing A-module and M a finitely generated A-module.
a) *One has for .
b) Put . If M is nonzero, the A-module is nonzero.
c) One has for .
Assume M nonzero and denote by F its support. By proposition 9 of § 1, No. 5, the conjunction of assertions a) and b) is equivalent to . But since is Cohen-Macaulay and its support is equal to Spec(A) (proposition 1 and corollary 2 of proposition 2), one has
(§ 2, No. 1, corollary of proposition 1 and No. 2, corollary of proposition 2).
Let us prove c) by induction on the depth of M. If , one indeed has for , since (proposition 1). Assume ; then there exists an element of such that the homothety of ratio is injective in M. One has (§ 1, No. 4, proposition 7).
Consider the exact sequence of extension modules
associated with the exact sequence
For , the -module is zero by the induction hypothesis; therefore the homothety with ratio is surjective in , which implies that this -module is zero (Nakayama's lemma). This proves c).
Corollary
If is Macaulay, then for ; the -module is Macaulay, and its support is equal to that of .
The first assertion follows from Prop. 3, a) and c). Let ; by Prop. 1 of § 2, No. 1, applied to and to , we have
since the -module is dualizing (Prop. 2), it follows from Prop. 3, b) that the -module is not zero. Hence the support of is equal to that of .
Finally, let us prove, by induction on , that the -module is Macaulay. The assertion is true when , since every module of finite length is Macaulay. Suppose and choose an element of such that the homothety is injective. The -module is Macaulay (, No. 3, Prop. 4), of dimension . In view of the foregoing, the exact sequence of extension modules associated with the exact sequence reduces to
Prop. 4 of § 2, No. 3 and the induction hypothesis then imply that is Macaulay, whence the corollary.
2. Quotient by a regular sequence
Proposition 4
Let be a noetherian ring, an ideal of generated by an -regular sequence , and a finitely generated -module.
a) If the -module is dualizing, the sequence is -regular and the -module is dualizing;
b) If the -module is dualizing, if is contained in the radical of , and if the sequence is -regular, the -module is dualizing.
Reasoning by induction on the length of the sequence , we are reduced to the case where the latter consists of a single element . Suppose that the -module is dualizing. For every maximal ideal of containing , one has
Let \overline{A} denote the ring A/xA; let m be a maximal ideal of A containing x, and let \overline{m} be its image in \overline{A}. The A-module A/m is annihilated by x, and is identified with \overline{A}/\overline{m} ; hence for every integer i \geqslant 1 there is an isomorphism Ext^i_A(A/m, \Omega) \longrightarrow \operatorname{Ext}^{i-1}_{\overline{A}}(\overline{A}/\overline{m}, \Omega/x\Omega) (§ 3, n° 4, prop. 7). One has
(VIII, § 3, n° 1, cor. 2, a)). Now the maximal ideals of \overline{A} are the ideals \overline{m}, where m is a maximal ideal of A containing x; and if moreover x belongs to the radical of A, every maximal ideal of A contains x. The proposition follows.
Corollary 1
Let A be an integral noetherian ring. Every dualizing A-module is torsion-free and of rank 1.
Let \Omega be a dualizing A-module; it is torsion-free by prop. 4. Let K be the field of fractions of A; the K-vector space K \otimes_A \Omega is dualizing (n° 1, prop. 2), hence of dimension 1.
Corollary 2
Let A be a local Macaulay ring, \Omega a finitely generated A-module, and x a maximal secant sequence of elements of m_A, generating an ideal J. The following conditions are equivalent:
(i) the A-module \Omega is dualizing ; (ii) the A-module \Omega is a Macaulay module of dimension equal to \dim(A), and \Omega/J\Omega is an indecomposable injective module over the artinian local ring A/J ; (iii) the sequence x is \Omega-regular and \Omega/J\Omega is an indecomposable injective module over the artinian local ring A/J ; (iv) the sequence x is \Omega-regular, one has \operatorname{long}_A(\Omega/J\Omega) = \operatorname{long}_A(A/J) and the \kappa_A-vector space \operatorname{Hom}_A(\kappa_A, \Omega/J\Omega) is of dimension 1.
(i) \Rightarrow (ii) : if \Omega is dualizing, it is Macaulay and of dimension \dim(A) (n° 1, prop. 1). The sequence x is A-regular since A is a Macaulay ring; by prop. 4, the A/J-module \Omega/J\Omega is dualizing, and hence is a Matlis A/J-module (n° 1, example 1).
(ii) \Rightarrow (iii) : under assumption (ii), one has \dim(\Omega) = \dim(A) and \dim(\Omega/J\Omega) = \dim(A/J) = 0, so that the sequence x is secant for \Omega, hence \Omega-regular (§ 2, n° 3, th. 1).
(iii) \Rightarrow (i) : under the assumptions of (iii), the A/J-module \Omega/J\Omega is a Matlis A-module, and hence is dualizing (n° 1, example 1) ; by prop. 4 the A-module \Omega is dualizing.
(iii) \Leftrightarrow (iv) : this follows from the remark in § 8, n° 3.
3. Change of rings
Proposition 5
Let be a homomorphism of noetherian rings, making into a flat -module. Assume that for every maximal ideal of , the ring is a Gorenstein ring. Let be a dualizing -module ; the -module is dualizing.
Let be a maximal ideal of , and its inverse image in . The -module is flat, the -module is dualizing, is identified with and , which is identified with a ring of fractions of , is a Gorenstein ring. It is therefore enough to prove the proposition when is a local homomorphism of local rings, which we shall henceforth assume.
Let us first treat the case where the rings and are artinian. Put . Since is flat over , the -module is isomorphic to (I, § 2, n° 10, prop. 11), hence to . One deduces a sequence of isomorphisms
The -vector space is of dimension 1 since is dualizing, and the same holds for the -vector space since is a Gorenstein ring; consequently the -vector space is of dimension 1.
Let be a -module of finite length; let us prove by induction on that one has . The assertion is clear if , and it follows from the preceding if . Suppose . There exists an exact sequence of -modules
Let be the kernel of the canonical surjection of onto . Put ; one has . Consider the exact sequence of -modules
The -modules and are respectively isomorphic to and , that is to say to and to 0. The lengths of the -modules and are 1 and , and that of ) is ; one deduces from this that the -module is zero. By Prop. 6 of § 3, No. 3, the -module is injective; consequently it is a dualizing module (No. 1, Example 1).
Let us pass to the general case. Put ; by hypothesis this is a Gorenstein ring, hence a Macaulay ring (, prop. 10). By prop. 1 of No. 1, is a Macaulay ring, and the -module is Macaulay. Hence is a Macaulay ring, and the -module is Macaulay (, cor. 1 of prop. 9). Put , . There exists a sequence of elements of regular for the -modules and , and a sequence of elements of regular for the -module ; let denote the ideal of and the ideal of generated by them respectively. The sequence is regular for the -modules and (, prop. 11), and the -module is flat (loc. cit., prop. 10). Put , and let denote the homomorphism deduced from by passing to quotients. The rings and are artinian, the -module is flat, the ring , which is identified with , is a Gorenstein ring (, example 2) and the -module is dualizing (No. 2, prop. 4). By the first part of the proof, the -module is dualizing. It then follows from loc. cit. that the -module is dualizing.
Corollary
Let be a noetherian ring admitting a dualizing module ; let be a polynomial algebra over in a finite number of indeterminates. The -module is dualizing.
Indeed, for every prime ideal of , the ring is identified with , which is regular, hence Gorenstein.
Proposition 6
Let be a noetherian local ring and a dualizing -module. Let be a finite -algebra; suppose that the -module is Macaulay. The -module is zero for and dualizing for .
We have (VIII, § 2, No. 3, Theorem 1 c)); let . We have for since the -module is Macaulay (No. 1, Corollary to Proposition 3). Let us prove that the -module is dualizing.
Suppose first that . The spectrum of is finite and formed of maximal ideals (IV, § 2, No. 5, Proposition 9); the canonical mapping is an isomorphism (loc. cit., Corollary 1). The -module is therefore the direct sum of the modules ; since has support in , it identifies with . We have for every ; to prove that the -module is dualizing, it is therefore enough to prove that this is so for the -module for every , which brings us back to the case where the ring is local. In this case, by Example 6 of § 8, No. 5, the -module is isomorphic to , where is a Matlis -module; it is consequently a Matlis -module (§ 8, No. 6, Corollary to Proposition 5), hence a dualizing -module (No. 1, Example 1).
Now suppose that and reason by induction on . We have , whence ; on the other hand we have (No. 1, Proposition 1), and consequently . There therefore exists an element of such that the homotheties and are injective.
Consider the exact sequence of extension modules associated with the exact sequence and with the -module . The -module is Macaulay (, No. 1, Example 3), of dimension (VIII, , No. 2, Proposition 3) ; we therefore have for (No. 1, Corollary to Proposition 3). Since we have for , we obtain an exact sequence of -modules
By the induction hypothesis, the -module is dualizing. Since the -algebra is finite, the image of in is contained in the radical of (V, , No. 1, Proposition 1) ; by Proposition 4 of No. 2, the -module is dualizing.
Corollary 1
Let A be a noetherian ring, a dualizing A-module, and B a finite A-algebra; suppose that the A-module B is Macaulay. The B-module is dualizing.
Let denote the -module . Let be a maximal ideal of ; its inverse image in is a maximal ideal (V, , No. 1, prop. 1). The -algebra is finite, and is a Macaulay -module; by the proposition, the -module , which identifies with (, No. 2, prop. 2), is dualizing. Since is a ring of fractions of , the -module is dualizing, whence the corollary.
Remark
Let us retain the assumptions of cor. 1 and suppose further that the canonical homomorphism is injective. Then one has for every maximal ideal of (VIII, , No. 3, th. 1 a)). By prop. 6 and cor. 1, is zero for , and the -module is dualizing.
Corollary 2
If a noetherian ring has a dualizing module, every finitely generated -algebra which is a Macaulay ring has a dualizing module.
This results from cor. 1 and the cor. of prop. 5.
Corollary 3
Every presentable Macaulay ring (in particular, every complete local Macaulay ring) has a dualizing module.
For let indeed be a regular ring and a Macaulay ring quotient of . The -module is a Macaulay module (, No. 5, example 5), and has a dualizing module (No. 1, example 2); hence the same is true of by cor. 1. Moreover, it has already been observed that a complete local noetherian ring is presentable (, No. 4, prop. 6, c)).
More generally, every Macaulay ring quotient of a Gorenstein ring has a dualizing module. Conversely, one can prove that a local Macaulay ring which has a dualizing module is a quotient of a Gorenstein local ring (exercise 1).
4. Structure of Dualizing Modules
Lemma 2
Let be a noetherian ring, and finitely generated -modules, a homomorphism. Let be an element of the radical of , such that the homothety is injective. If the homomorphism induced by is injective (resp. surjective, resp. bijective), the same is true of .
The assertion concerning the surjectivity of results from Nakayama's lemma (II, § 3, No. 2, cor. 1 of prop. 4), without any assumption on . Consider the commutative diagram with exact rows
by means of the snake lemma (I, § 1, No. 4, prop. 2), one deduces from it an exact sequence . If is injective, the homothety with ratio is surjective in , which implies by Nakayama's lemma.
Proposition 7
Let be a noetherian ring and a dualizing -module.
a) One has for .
b) The canonical homomorphism is bijective.
c) Every dualizing -module is of the form where is a projective -module of rank 1.
A) Let us first treat the case where the ring is local. In this case condition c) means simply that two dualizing modules are isomorphic.
Let be a dualizing -module. One has (No. 1, prop. 1), therefore for (No. 1, prop. 3, c)), whence a).
Let us prove b) and c) by induction on the integer (equal to ). If it is zero, the ring is artinian, and are Matlis -modules (No. 1, Example 1); hence they are isomorphic ( 8, No. 1, Prop. 1) and the canonical mapping is bijective ( 8, No. 2, Prop. 3, c)). Suppose and let be a cancellable element of . The homothety is injective (No. 2, Prop. 4), and we have an exact sequence
Since is zero and is identified with , we deduce an exact sequence
where is the canonical mapping. By Prop. 4, the -modules and are dualizing, hence isomorphic by the induction hypothesis. Let be an isomorphism of onto . In view of the exact sequence (1), there exists an -homomorphism such that ; by Lemma 2, is bijective, which proves c). By the induction hypothesis, the canonical homomorphism is bijective. In view of the exact sequence (1), this homomorphism is identified with the homomorphism induced by ; it then follows from Lemma 2 that is bijective, whence b).
B) Let us pass to the general case. For every maximal ideal of and every integer , we have by what precedes, hence (, No. 2, Prop. 2), which implies (II, , No. 3, Cor. 2 of Th. 1). Analogously, the homomorphism is bijective for every maximal ideal of , hence is bijective (loc. cit., Th. 1).
Let us finally prove c). Let be a dualizing -module. Denote by the -module , and by the homomorphism such that for , . Let be a maximal ideal of . The -module is identified with ; by the case already treated it is free of rank one, and every isomorphism is a generator of it. When one identifies with by means of the generator , the homomorphism is identified with , hence is bijective. Since this holds for every maximal ideal of , the -module is projective of rank one (II, , No. 3, Theorem 2), and the homomorphism is bijective (II, , No. 3, Theorem 1).
Corollary 1
In order that be a Gorenstein ring, it is necessary and sufficient that the -module be projective of rank 1*.
This follows from Example 2 of No. 1 and Proposition 7 c).
Corollary 2
Suppose that the ring is presentable. The set of prime ideals of such that is a Gorenstein ring is open in *.
Let be a prime ideal of such that is a Gorenstein ring. Then it is a Macaulay ring; replacing if necessary by , where is a suitable element of , one is reduced to the case where is a Macaulay ring (, No. 4, Proposition 7, c)). Let be a dualizing -module (No. 3, Corollary 3 of Proposition 6). Then is a dualizing module over the Gorenstein ring (No. 1, Proposition 2), hence is free of rank 1 (Corollary 1). It follows that there exists an element of such that the -module is free of rank 1 (II, , No. 1, Corollary of Proposition 2). Thus is a Gorenstein ring (Corollary 1) and the same is true of for every prime ideal of not containing (, No. 7, Example 1), which proves the corollary.
5. Duality of modules of finite type
In this number we consider a noetherian ring of finite dimension which possesses a dualizing module . Then (No. 1, Prop. 1). Choose an injective resolution of finite length . For every complex of -modules, let denote the complex . This applies in particular to every -module , regarded as a complex concentrated in degree 0; we then have for every integer . Recall that in A, X, p. 100, Theorem 1, we constructed a canonical isomorphism
Examples. 1) The complex is identified with . The map is by definition a homologism.
2) The homomorphism is an element of ; the a-linear map such that is a homologism (No. 4, Prop. 7, a) and b)).
3) Let S be a multiplicative subset of A. The -module is dualizing (No. 1, Cor. 1 of Prop. 2); the -modules are injective (Cor. 1 of Prop. 3 of § 3, No. 2) and the morphism deduced from is an injective resolution of , to which one may therefore apply the foregoing. For every complex C of finite type (and in particular every -module M of finite type), the canonical homomorphism from into is bijective.
4) Let A be a Dedekind ring, K its field of fractions. The A-module A is dualizing and admits the injective resolution I of length 1 defined by the exact sequence
where is the canonical surjection. For every A-module M, the complex is the complex concentrated in degrees 0 and 1
with . We have an exact sequence
For every morphism of complexes , we denote by the morphism of complexes . If is a homologism, is a homologism (A, X, p. 86, Prop. 4, b)). If is an exact sequence of complexes, the sequence of complexes is exact (A, X, p. 83, Prop. 2, a)).
Let M be an A-module. To each element of M, let us associate the map from into I; this is an element of . It follows from the definitions that is a morphism of complexes, hence an element of .
Thus one defines a morphism of complexes:
whence, by passing to homology, a homomorphism of A-modules
Theorem 1
Let be a finitely generated -module. Then is a homologism: we have for and the homomorphism is bijective.
Let us first take . The mapping is a homomorphism (Example 1), hence so also is the mapping . The mapping is a homomorphism (Example 2), and we have ; thus is a homomorphism, which proves the theorem in this case. It follows that is a homomorphism when the -module is a finitely generated free module.
Let us pass to the general case; we shall prove by induction on the integer the following assertion:
for every finitely generated -module , the homomorphism is bijective for .
This also means that is zero for and , and that is bijective if . Observe that holds for , where is the length of the complex ; in fact the -module is equal to , and is therefore zero for and .
Let us prove the implication . Let be a finitely generated -module. There exists a finitely generated free -module and an exact sequence .
The sequence is exact; analogously, if we put and , the sequence is exact.
Since is zero for , we have isomorphisms
this yields the implication for and . Consider the commutative diagram with exact rows
where is bijective. If holds, the homomorphism is likewise bijective, hence is injective and one obtains , whence . If
Thus is true for every , which proves the theorem.
Let be a finitely generated -module; put . Let denote the subcomplex of equal to , and
the canonical injection. From the canonical surjection and the isomorphism one deduces a morphism of complexes
since is zero for (No. 1, prop. 3 a)), is a left resolution of . By A, X, p. 100, th. 1, one has a canonical isomorphism
by composing it with the homomorphism
one therefore obtains a homomorphism
whence finally, by composition with , a canonical homomorphism
Corollary
If the -module is Macaulay, the homomorphism is bijective.
If is Macaulay, the -module is zero for (No. 1, cor. of prop. 3), so that the canonical injection is a homologism; hence the morphism of complexes is a homologism (A, X, p. 86, prop. 4). Thus is bijective; on the other hand is bijective by th. 1, whence the corollary.
When the -module is of finite length, the -module identifies with the Matlis dual of ( § 8, No. 5, example 3 and th. 3), and one recovers prop. 4 of § 8, No. 4.
6. Example: the case of dimension 1
In this number, one considers an integral noetherian ring of dimension 1 admitting a dualizing module . Let denote the field of fractions of , and the -vector space .
The canonical homomorphism is injective, and the K-vector space V is of dimension 1 (No. 2, cor. 1 of prop. 4); let us identify with a sub-A-module of V.
Proposition 8
The A-module is a Matlis module.
Consider the exact sequence
the A-module V is injective (A, X, p. 18, example 1), and one has (No. 1, prop. 1). One deduces on the one hand that is injective (§ 3, No. 1, prop. 1), on the other hand that, for every maximal ideal of A, the -vector space is isomorphic to , hence of dimension 1. Since is a torsion module, its associated prime ideals are maximal; this proves the proposition (§ 8, No. 4).
Let M be an A-module; in accordance with loc. cit., we shall denote by D(M) the A-module . One can apply the constructions of No. 5 by taking for I the complex
where V is placed in degree 0, and p denotes the canonical surjection. The complex is
with . One has a canonical isomorphism of graded A-modules (A, X, p. 100, th. 1).
When M is a torsion module, the module is zero, and is an isomorphism of onto ; the morphism is none other than the canonical homomorphism of A-modules
defined in § 8, No. 3, which is an isomorphism when M is of finite type (that is to say, of finite length). In this case one recovers the situation of loc. cit.
Let us return to the general case, and suppose the A-module M to be of finite type. Then is a torsion module, hence the A-module is zero. On the other hand the A-module identifies naturally with , in such a way that the homomorphism
identifies with the mapping
such that for . Theorem 1 of No. 5 therefore translates into the exactness of the sequence
where denotes the canonical mapping of into . The kernel of identifies with the torsion submodule of , and its cokernel with . Consider the commutative diagram with exact rows
where the second row is obtained by Matlis duality from the exact sequence
Theorem 1 then means that the homomorphisms of -modules
deduced from and respectively, are bijective. Since the -module is of finite length, the -module is of finite length and identifies with the Matlis dual of , and one has in the group and (§ 8, No. 4, Proposition 4). On the other hand, when one takes , one obtains a canonical isomorphism .
Let be a subring of containing , finite over . For every maximal ideal of , one has (§ 1, No. 1, Remark 2 and VIII, § 2, No. 3, Theorem 1), so that is a Macaulay A-module. Consequently the -module is dualizing (No. 3, Remark). The canonical mapping of into is injective; its image is formed by the elements of such that the B-submodule of is contained in . Thus identifies with the greatest B-submodule of . The -module is of finite length; the exact sequence
makes it possible to identify with , hence from what precedes with . In particular, one has in and (§ 8, No. 4, prop. 4).
The ideal is the transporter , that is to say (VII, § 1, No. 1) the set of elements of such that . It is a (nonzero) ideal of
A and of B; it is in fact the largest ideal of B contained in A. Since (No. 4, prop. 7, b)), one has , whence finally
We shall specialise the preceding discussion to the case where B is the integral closure of A; the assumption that B be a finitely generated A-module is satisfied when the ring A is Japanese (IX, § 4, No. 1, def. 1), which is the case when it is local and complete (loc. cit., No. 2, th. 2), or when it is essentially of finite type over a field (loc. cit., No. 1, remark 2 and example). The ring B is then a Dedekind ring (VII, § 2, No. 2, th. 1), and the torsion-free B-modules , and are projective of rank 1 (VII, § 4, No. 10, prop. 22). The relation then signifies that the linear mapping deduced from the action of K on V is an isomorphism (II, § 5, No. 6, prop. 11). In particular one has .
Proposition 9
Let B be the integral closure of A, and . Suppose that B is a finitely generated A-module. One has the inequality in . For there to be equality, it is necessary and sufficient that A be a Gorenstein ring.
One has , so that the inequality under consideration is equivalent to .
A) For every maximal ideal of A, the integral closure of is (V, § 1, No. 5, cor. 1), and one has . Moreover, by definition, one has and . This reduces us to proving the proposition when the ring A is local, which we shall henceforth assume. In this case the ordered group identifies canonically with , in such a way that the class of a module of finite length is its length. The ring B is semilocal and the B-module is free of rank 1 (II, § 5, No. 3, prop. 5).
B) If A is a Gorenstein ring, the A-module is free of rank 1 (No. 4, cor. 1 of prop. 7); let us choose a generator of . One has and , and consequently .
C) Suppose the residue field is infinite. For every maximal ideal of B, let denote the -vector space (of dimension 1) , and the canonical projection of onto . Let be the restriction to of the canonical homomorphism . The image of is a -vector subspace of ; it is not contained in , for otherwise one would have and consequently , which is contradictory. Thus the image of is not contained in the union of the (A, V, p. 40, lemma 1); there therefore exists an element of whose image in is non-zero for every , which implies that generates the B-module (II, § 3, No. 3, prop. 11).
Let ; if belong to , one has , hence , which implies that . The mapping therefore induces an injection of into ; consequently one has .
If , one has . One may suppose that the ideal is contained in (otherwise is equal to , hence is a Gorenstein ring). Since is contained in , it follows from Nakayama's lemma that generates . Thus the -module is monogenous, hence free of rank 1, which means that is a Gorenstein ring (No. 4, cor. 1 of prop. 7).
D) Let us treat the general case. Let us denote by the ring , that is to say (IX, App., No. 2) the local ring of the polynomial ring at the prime ideal ; it is a flat, integral -algebra of dimension 1, whose residue field is identified with and whose field of fractions is identified with (loc. cit.). By the corollary to proposition 5 of No. 3, the -module is dualizing. Put ; this is the integral closure of in (V, § 1, No. 3, proposition 13 and No. 5, proposition 16). The conductor is equal to (I, § 2, No. 10, formula (11)). For every -module of finite length, one has : in fact, since the -algebra is flat, it is enough to prove this relation when is simple, that is to say isomorphic to ; but in this case is identified with , whence our assertion. Thus one has
The ring satisfies the hypotheses of the proposition, and its residue field is infinite. By part C) of the proof, one has , and equality implies that is a Gorenstein ring; but this last condition implies that is a Gorenstein ring (§ 3, No. 8, corollary 1 to proposition 12).
Exercises
See the exercises for § 9.