Bourbaki

Exercise 30, § 6

Tag 02W7, permanent. Cite it as [Bourbaki, Tag 02W7].

Spectral Theories, III, p. 142

We take up again the hypotheses of the preceding exercise so that uu is linear, compact, and that conditions (i) to (v) are assumed to be satisfied. The endomorphism tu^tu is also compact.

(a) Let η∈C∘−{0}\eta \in C^{\circ}-\{0\}. For every λ∈R+\lambda \in \mathbf{R}_+ such that λ<λm\lambda < \lambda_m, the unique solution ξ(λ)\xi (\lambda ) of the equation ξ−λtu(ξ)=η\xi -\lambda^tu(\xi ) =\eta belongs to C∘C^{\circ}. (If x∈Cx\in C, let y∈Cy\in C be such that y−λu(y)=xy-\lambda u(y) =x; one has ⟨y,η⟩=⟨x,ξ⟩.\langle y, \eta \rangle =\langle x, \xi \rangle .)

(b) Let x0∈C˚x_0\in \mathring{C}. The mapping λ↦⟨x0,ξ(λ)⟩\lambda \mapsto \langle x_0, \xi (\lambda )\rangle tends to infinity when λ\lambda tends to λm\lambda_m. Now prove that the set of values ξ(λ)/⟨x0,ξ(λ)⟩\xi (\lambda )/\langle x_0, \xi (\lambda )\rangle possesses a value of adherence ξm\xi_m such that :

(i) ξm∈C∘\xi_m\in C^{\circ};

(ii) ⟨x0,ξm⟩=1\langle x_0, \xi_m\rangle = 1;

(iii) ξm=λmtu(ξm)\xi_m=\lambda_m^tu(\xi_m).

(c) Let f∈Ef\in E such that ⟨f,ξm⟩=0\langle f, \xi_m\rangle = 0. For λ∈R+\lambda \in \mathbf{R}_+ such that λ<λm\lambda < \lambda_m, denote by x(λ)x(\lambda ) the unique solution xx in E of the equation x−λu(x)=fx-\lambda u(x) =f. Now prove that the set of the x(λ)x(\lambda ) is bounded in E (let dd be a distance defining the topology of E; if there existed a sequence λn→λm\lambda_n\rightarrow \lambda_m such that x(λn)x(\lambda_n) tends to infinity, put x^n=x(λn)/d(0,x(λn))\widehat{x}_n=x(\lambda_n)/d(0, x(\lambda_n)), and show that the sequence (x^n)(\widehat{x}_n) converges to an element x^\widehat{x} such that d(0,x^)=1,x^=λu(x^)d(0,\widehat{x}) = 1, \widehat{x}=\lambda u(\widehat{x}) and ⟨x,ξ^m⟩=0\langle \widehat{x, \xi}_m\rangle = 0, which contradicts the fact that one must have x^∈C˚\widehat{x}\in \mathring{C}).

(d) There exists a unique element x∈Ex\in E such that f=x−λmu(x)f=x-\lambda_mu(x) and ⟨x,ξm⟩=0\langle x, \xi_m\rangle = 0. (For the existence, now prove with the aid of the preceding question that there exists a sequence (λn)(\lambda_n) converging towards λm\lambda_m such that (x(λn))(x(\lambda_n)) converges towards an element xx satisfying the required conditions.)

(e) The endomorphism 1E′−λmtu1_{E'}-\lambda_m^tu of E′E' induced by passing to the subspaces gives a bijection of the polar xm∘x^{\circ}_m of xmx_m.

(f) The eigenspace Ker(1E−λmu_E-\lambda_mu) has dimension 1 and is equal to the polar of the image of 1E−λmu1_E-\lambda_mu.

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Machine translation of the English, by gpt-5-mini. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.