3. -adic topologies on Noetherian rings
All the filtrations considered in this paragraph are assumed to be exhaustive.
1. Good filtrations
Let be a filtered commutative ring, E a filtered -module and and
the respective filtrations of and ; suppose that . In the polynomial ring the set is a graded sub-A-algebra of type ; the subgroup of is a graded -module of type , since
Definition 1
Let be a commutative ring, an ideal of , an -module and a filtration on the additive group consisting of submodules of . The filtrations is called m-good if:* (1) for all ; (2) there exists an integer such that for .
Then by induction on , for . Note that condition (1) means that the filtration is compatible with the -module structure on if is given the -adic filtration. Clearly, on every -module , the -adic filtration is m-good. If a filtration on an -module is m-good, the quotient filtration on any quotient module of is m-good.
Theorem 1
Let be a commutative ring, an ideal of , an -module and a filtration of the additive group consisting offinitely generated sub--modules. Suppose that for all . Let be the graded subalgebra of and the graded -module . The twofollowing conditions are equivalent:* (a) The filtration is m-good. (b) * is a finitely generated -module.
Suppose that for . For , let be a finite system of generators of the -module . As the -module is generated by the elements for and is equal to
Conversely, if is a finitely generated -module, it is generated by a finite family of elements of the form , where . Let be the greatest of the integers . Then for and ,
As the unique element forms a basis of the A-module AX", the equation implies . Then ; since the opposite inclusion is obvious,
whence for .
Lemma 1
Let A be a commutative Noetherian ring and m an ideal of A. Then the subring of is Noetherian.
is an A-algebra generated by ; as A is Noetherian, is a finitely generated A-module and the conclusion then follows from § 2, no. 10, Corollary 3 to Theorem 2.
Proposition 1
Let A be a commutative Noetherian ring and m an ideal of A; let A be given the m-adic filtration. Let E, F be twofiltered A-modules and an injective homomorphism compatible with the filtrations. If E is finitely generated and its filtration is m-good, then F is finitely generated and its filtration is m-good.
As F is isomorphic to a submodule of E, it is finitely generated since A is Noetherian and E is finitely generated. Let , be the respective filtrations on E and F, which consist of finitely generated submodules; preserving the notation of Lemma 1, we set ; as by hypothesis is isomorphic to a submodule of , we see that F' is isomorphic to a submodule of . By Theorem 1, is a finitely generated -module and hence so is F' since A' is Noetherian (Lemma 1). Hence the conclusion by virtue of Theorem 1.
Corollary 1 (the Artin-Rees Lemma)
Let A be a commutative Noetherian ring, m an ideal of A, E a finitely generated A-module and F a submodule of E. The filtration induced on F by the m-adic filtration on E is m-good.
In other words, there exists an integer such that
for all .
Corollary 2
Let A be a commutative Noetherian ring and a, b two ideals of A. There exists an integer h > 0 such that .
There exists n such that by Corollary 1 applied to .
Corollary 3
Let A be a commutative Noetherian ring, m an ideal of A and x an element of which is not a divisor of . There exists an integer such that, for all , the relation implies .
Corollary 1 applied to shows that there exists such that, for all , . Then, if ,
and, as is not a divisor of , we deduce that .
In the notation of transporters (Chapter I, § 2, no. 10), the conclusion of Corollary 3 reads
(2)
Corollary 4
Let be a commutative Noetherian ring, an ideal of , ajnitely generated -module and and two filtrations consisting of submodules of . Suppose that the filtrations and are compatible with the -module structure on when is given the -adic filtration. If the filtration is -good and for all , the filtration is -good. This a special case of Proposition 1.
Lemma 2
Let be two commutative Noetherian rings, a ring homomorphism, a finitely generated -module and a finitely generated -module. Then is a finitely generated -module.
There exists by hypothesis a surjective -homomorphism ; the mapping of to is therefore injective and, as is Noetherian, it is sufficient to prove that is a finitely generated -module; which is immediate since it is isomorphic to .
Proposition 2
Let be a commutative Noetherian ring, an ideal of and two finitely generated -modules. If is an -good filtration on , the submodules form an -good filtration on the -module . As for , it is also true that
the family is then a filtration on compatible with its module structure over the ring filtered by the -adic filtration. Since is finitely generated, there exists an integer and a surjective -homomorphism which defines an injective -homomorphism
clearly is compatible with the filtrations and . As and are finitely generated (Lemma 2), it is sufficient by virtue of Proposition 1 to show that the filtration is m-good; but this is immediate by virtue of the existence of the canonical isomorphism and the fact that the relation , implies (Algebra, Chapter II, § 3, no. 7, Remark).
Proposition 3
Let be a Noetherian ring and an ideal of such that is Hausdorff and complete with respect to the m-adic topology. Let be a filtered -module over the filtered ring , the filtration of being such that and is Hausdorff with respect to the topology defined by . Then the following conditions are equivalent: (a) is a finitely generated -module and is an m-good filtration. (b) is a finitely generated -module. (c) For all , is a finitely generated -module and there exists such that for the canonical homomorphism
It follows immediately from the definitions that (a) implies (c). The fact that (b) implies (c) is a consequence of § 1, no. 3, Lemma 1; conversely, if (c) holds, clearly is generated as a -module by the sum of the for and hence by hypothesis admits a finite system of generators. It remains to prove that (c) implies (a); as the are finitely generated and , clearly first, by induction on , is a finitely generated -module for all ; it will therefore be sufficient to prove that, for , is a finitely generated -module and that . Now, consider the -module with the exhaustive and separated filtration ; ; hypothesis (c) implies that the image of in is equal to and generates the graded -module . As is by hypothesis a finitely generated -module, it follows from § 2, no. 9, Proposition 12 that and that is a finitely generated -module.
2. M-adic topologies on noetherian rings
Proposition 4
Let be a commutative Noetherian ring, an ideal of and a finitely generated -module. All the m-good filtrations on define the same topology (namely the m-adic topology).
Let be an m-good filtration on . As this filtration is exhaustive, every element of belongs to one of the and, as is finitely generated and the are -modules, there exists an integer such that . On the other hand let be such that for ; then, for , , which proves the proposition.
Theorem 2 (Krull). *Let be a commutative Noetherian ring, an ideal of , a finitely generated -module and a submodule of . Then the -adic topology on is induced by the -adic topology on .
It follows from no. 1, Proposition 1 that the filtration induced on by the -adic filtration on is m-good and the conclusion then follows from Proposition 4.
Corollary
Let be a commutative Noetherian ring, an ideal of , an -module and a finitely generated -module. Every -linear mapping is a strict morphism* (General Topology, Chapter 111, § 2, no. 8) for the -adic topologies.
As , is a strict morphism of onto for the -adic topologies on these two modules and the -adic topology on is induced by the -adic topology on by Theorem 2.
Proposition 5
Let be a commutative Noetherian ring, an ideal of and a finitely generated -module. The closure* *of in with respect to the -adic topology is the set of for which there exists an element such that .
If where , for every integer and hence . Conversely, if , is contained in the intersection of the neighbourhoods of 0 in ; it then follows from Theorem 2 that the -adic topology on , which is induced by that on , is the coarsest topology; as is by definition a neighbourhood of 0 with this topology, and hence there exists such that .
We may also say that since
Corollary (Krull)
Let be a commutative Noetherian ring and an ideal of . The ideal* is the set of elements for which there exists such that . In particular, for , it is necessary and sufficient that no element of be a divisor of in .
It is sufficient to apply Proposition 5 to .
Remark
The hypothesis that is Noetherian is essential in this corollary. For example, let be the ring of infinitely differentiable mappings from to itself and let be the (maximal) ideal of consisting of the functions such that . It is immediate that is the set of functions such that for all and there exist such functions with , for all , for example the function defined by for and .
Definition 1
Let be a topological ring. If a two-sided ideal of is such that the given topology on is the -adic topology, is called a defining ideal & the topology on .
Let be a commutative Noetherian ring, an ideal of and its radical (Chapter II, § 2, no. 6). If is a defining ideal of the -adic topology, there exists an integer such that (, no. 5) and hence ; conversely, since is Noetherian, there exists an integer such that (Chapter II, § 2, no. 6, Proposition 15) and hence is the largest defining ideal of the -adic topology.
3. Zariski rings
Proposition 6
Let be a commutative Noetherian ring and an ideal of . The following properties are equivalent: (a) is contained in the Jacobson radical of . (b) Every finitely generated -module is Hausdorff with the -adic topology. (c) For every finitely generated -module , every submodule of is closed with respect to the -adic topology on . (d) *Every maximal ideal of is closed with respect to the -adic topology.
Let us show that (a) implies (b). Suppose that is contained in the Jacobson radical of and let be a finitely generated -module. If and are such that , then , for is invertible in . Then (no. 2, Proposition 5) is Hausdorff with the -adic topology.
Let us prove that (b) implies (c). Suppose (b) holds. Let be a finitely generated -module and a submodule of . Then is Hausdorff with the -adic topology, which is the quotient topology of the -adic topology on ; then is closed in .
Clearly (c) implies (d). Let us show finally that (d) implies (a). It follows from (d) that, for every maximal ideal of , the -module is Hausdorff with the -adic topology. This implies , unless the -adic topology on were the coarsest topology and were reduced to 0, which is absurd since is ajield. The canonical image of in is therefore an ideal of distinct from and hence reduced to 0; then , which proves that is contained in the Jacobson radical of .
Definition 2
A topological ring is called a Zariski ring if it is commutative and Noetherian and there exists a defining ideal for the topology on satisfying the equivalent conditions of Proposition 6.
A Zariski ring is necessarily Hausdorff (Proposition 6) and every defining ideal of its topology is contained in the Jacobson radical of .
Examples of Zariski rings
Example 1
Let be a commutative Noetherian ring and an ideal of . If is Hausdorff and complete with the m-adic topology, is a Zariski ring with this topology, by virtue of § 2, no. 13, Lemma 3.
Example 2
Every quotient ring of a Zariski ring is a Zariski ring, for it is Noetherian and, if is a defining ideal of , is contained in the Jacobson radical of (Algebra, Chapter VIII, § 6, no. 3, Proposition 7).
Example 3
Let be a Noetherian semi-local ring and its Jacobson radical. Then with the -adic topology is a Zariski ring. This will always be the topology in question (unless otherwise stated) when we consider a Noetherian semi-local ring as a topological ring.
Proposition 7
Let be two commutative rings and a ring homomorphism. Suppose that is Noetherian and that is a finitely generated -module (with the structure defined by ). Let be an ideal of and let . Then:
(i) For the -adic topology on to be Hausdorff, it is necessary and sufficient that the elements of be not divisors of in .
(ii) If with the -adic topology is a Zariski ring, then with the -adic topology is a Zariski ring.
(iii) If is injective (thus identifying with a subring of ), the -adic topology on induces on the -adic topology.
Recall that the -adic filtration on coincides with the -adic filtration on the A-module (§ 2, no. 1, Example 3). Assertion (i) is thus a special case of Proposition 5 of no. 2 and assertion (iii) a special case of Theorem 2 of no. 2. Finally let us show (ii). Suppose that is a Zariski ring with the -adic topology and let be a finitely generated -module; it is also a finitely generated -module and the -adic and -adic filtrations on coincide; then is Hausdorff with the -adic topology. Finally the -module is Noetherian and hence the ring is Noetherian, which completes the proof that is a Zariski ring.
4. The Hausdorff completion of a noetherian ring
Let be a commutative ring, an ideal of and an -module; let and denote the respective Hausdorff completions of and with respect to the -adic topology and the canonical mapping . The -bilinear mapping of to defines an -linear mapping
called canonical. Let be an -module homomorphism and let be the mapping obtained by passing to the Hausdorff completions; for , ,
in other words, the diagram
is commutative. Finally, it follows from § 2, no. 12, Proposition 16 that, if E is finitely generated, the homomorphism is surjective.
Theorem 3
Let A be a commutative Noetherian ring, m an ideal of A and E, F, G threefinitely generated A-modules. Then:
(i) If is an exact sequence of A-linear mappings, the sequence obtained by passing to the Hausdorff completions (with respect to the m-adic topologies) is exact.
(ii) The canonical A-linear mapping is bijective.
(iii) The A-module is flat.
We have seen that and are strict morphisms of topological groups (no. 2, Corollary to Theorem 2). Assertion (i) then follows from § 2, no. 12, Lemma 2. Assertion (ii) is obvious when and the case where E is a free finitely generated A-module can be immediately reduced to that. In the general case, E admits a finite presentation
(Chapter I, § 2, no. 8, Lemma 8). We derive a commutative diagram
The first row is exact (Chapter I, § 2, no. 1, Lemma 1) and so is the second by (i). We already know that is surjective (§ 2, no. 12, Proposition 16); on the other hand, as and are bijective and is surjective, is injective by virtue of Chapter I, § 1, no. 4, Corollary 2 to Proposition 2; this shows (ii).
Then it follows from (i) and (ii) that, if is an ideal of A (necessarily finitely generated), the canonical mapping is injective, being the composition of and , which proves that is a flat -module (Chapter I, § 2, no. 3, Proposition 1).
Under the conditions of Theorem 3 is often identified with by means of the canonical mapping . If is a homomorphism of finitely generated -modules, is then identified with by virtue of the commutativity of diagram (4).
Corollary 1
Let be a commutative Noetherian ring, an ideal of , a finitely generated -module and and two submodules of . Let be given the -adic topologies and let be the canonical mapping from to . Then:
Moreover, if and are two ideals of and .
By Theorem 3, are canonically identified with , which establishes the first two formulae. The third and fourth follow respectively from Chapter I, § 2, no. 6, Proposition 6 and no. 10, Proposition 12. Finally, as ,
Corollary 2
Let be a commutative Noetherian ring, an ideal of and the Hausdorff completion of with respect to the -adic topology. If an element is not a divisor of 0 in , its canonical image in is not a divisor of 0 in .
As is a flat -module, the corollary is a special case of Chapter I, § 2, no. 4, Proposition 3 (i).
Corollary 3
If is a commutative Noetherian ring, the ring of formal power series is a flat -module.
It is the completion of the polynomial ring
Proposition 8
Let be a commutative Noetherian ring, an ideal of , the Hausdorff completion of with respect to the -adic topology and the canonical mapping from to . The: (i) is a Zariski ring and is a defining ideal of .
(ii) The mapping is a bijection of the set of maximal ideals of containing onto the set of maximal ideals of and is the inverse bijection.
(iii) Let be a maximal ideal of containing . The homomorphism derived from is injection; if , is identified by means of with a subring of , the *-adic topology on* is induced by the *-adic topology on* and is dense in , with the *-adic topology*.
Let us show (i). As is a finitely generated ideal, (§ 2, no. 12, Corollary 2 to Proposition 16) and the topology on is the -adic topology. As is isomorphic to , it is a Noetherian ring and is a finitely generated -module and therefore is Noetherian (§ 2, no. 10, Corollary 5 to Theorem 2); finally, as is Hausdorff and complete with respect to the -adic topology, is a Zariski ring (no. 3, Example 1).
Assertion (ii) follows immediately from the fact that the canonical homomorphism derived from is bijective and the fact that every maximal ideal of contains , since is a Zariski ring and the Jacobson radical of then contains (no. 3, Proposition 6).
Finally let us prove (iii). As , and certainly defines a homomorphism (Chapter II, § 2, no. 1, Proposition 2). Let us show that is injective; let be such that
Moreover, there is a commutative diagram
Corollary
Let* be a Noetherian local (resp. semi-local) ring and its Jacobson radical. Then is a Noetherian local (resp. semi-local) ring whose Jacobson radical is .
is Noetherian by Proposition 8 (i) and the rest follows from Proposition 8 (ii) and the third formula in Corollary 1 to Theorem 3.
5. The completion of a Zariski ring
Proposition 9
Let be a commutative Noetherian ring and an ideal of ; let be given the -adic topology. For to be a faithfully flat -module, it is necessary and sufficient that be a Zariski ring.
For every finitely generated -module , the canonical mapping is identified with the canonical mapping from to its Hausdorff completion with respect to the -adic topology (no. 4, Theorem 3) and the kernel of this mapping is then the closure of in with respect to this topology. As we already know that is a flat -module (no. 4, Theorem 3), the proposition follows from the characterization of faithfully flat modules (Chapter I, § 3, no. 1, Proposition 1 (b)) and the characterization of Zariski rings (no. 3, Proposition 6).
If is a Zariski ring and is a finitely generated -module, we may (by virtue of Proposition 9) identify with a subset of by means of the canonical mapping . With this identification:
Corollary 1
Let be a Zariski ring, a finitely generated -module and a submodule of . Then .
This is a special case of Chapter I, § 3, no. 5, Proposition 10 (ii) and it also follows from no. 3, Proposition 6.
Corollary 2
Let be a Zariski ring and a finitely generated -module. If is a free -module, is a free -module.
Let be a defining ideal of , which is therefore contained in the Jacobson radical of . We apply the criterion of Chapter II, § 3, no. 5, Proposition 5: the canonical mapping defines a bijection ; similarly the canonical mapping defines a bijection , which is a ring isomorphism. Then (no. 4, Theorem 3), so that is given an -module structure and hence (by means of ) an -module structure. It is immediate that is -linear, so that it is an -module isomorphism. As is a free -module, is a free -module.
On the other hand, let be the canonical homomorphism; as is canonically identified with and with (no. 4, Theorem 3), the hypothesis that is a free -module implies that the homomorphism is injective. As is a faithfully flat -module (Proposition 9), we conclude that is injective (Chapter I, § 3, no. 1, Proposition 2) and the conditions for applying the above mentioned criterion are indeed fulfilled.
Corollary 3
Let be a Zariski ring such that is an integral domain and let be an ideal of . If the ideal of is principal, is principal.
This is a special case of Corollary 2.
Corollary 4
Let be a Zariski ring such that is an integral domain, the field of fractions of and the field of fractions of ; then .
Clearly ; on the other hand, if , then and hence, as (no. 4, Theorem 3), . As is a faithfully flat -module (Proposition 9), we deduce that , whence .
Corollary 5
Let be a commutative Noetherian ring, twofinitely generated -modules and an -homomorphism. For every maximal ideal of , let (resp. ) denote the Hausdorff completion of (resp. ) with respect to the -adic topology and the corresponding homomorphism to . For to be injective (resp. surjective, bijective, zero), it is necessary and sufficient that be so for every maximal ideal .
We know that for to be injective (resp. surjective, bijective, zero), it is necessary and sufficient that , be so for every maximal ideal of (Chapter II, § 3, no. 3, Theorem 1). We now note that is a Noetherian local ring (Chapter II, § 2, no. 4, Corollary 2 to Proposition 10) and hence a Zariski ring and there is a canonical -algebra isomorphism (§ 2, no. 13, Proposition 18). On the other hand (beginning of no. 4), there is a commutative diagram
where the horizontal arrows on the left arise from the associativity of the tensor product and the isomorphisms ; as and are finitely generated -modules, it follows from no. 4, Theorem 3 that the rows of this diagram consist of isomorphisms; thus we are reduced to proving that being injective (resp. surjective, bijective, zero) is equivalent to being so. But this follows from the fact that (and hence also ) is a faithfully flat -module by Proposition 9 (Chapter I, § 3, no. 1, Propositions 1 and 2).
Proposition 10
Let be two Zariski rings, their completions, a continuous ring homomorphism and the homomorphism obtained from by passing to the completions; if is bijective, the -module is faithfully flat.
As and are Hausdorff, the hypothesis that is bijective implies first that is injective. Identifying (algebraically) with by means off and with by means of , we then obtain the inclusions ; we know that is a faithfully flat -module and a faithfully flat -module (Proposition 9); we conclude that is a faithfully flat -module (Chapter I, § 3, no. 4, Remark 2).
Proposition 11
Let be a Noetherian local ring, its maximal ideal, its -adic completion and a ring such that . Suppose that is a Noetherian local ring whose maximal ideal satisfies the relation . Then
for all , the -adic topology on is induced by the -adic topology on , is a faithfully flat -module and there is an isomorphism of onto the -adic completion of , which extends the canonical injection .
It is sufficient to verify the relation , for, as is dense in and the -adic topology is induced by the -adic topology, the last assertion will follow from General Topology, Chapter II, § 3, no. 9, Corollary 1 to Proposition 18 and the last but one from Proposition 10. The injection (resp. ) defines by taking quotients an injective homomorphism
(resp. ). We know that and that is bijective, hence is bijective, which shows that is a field, hence that is a maximal ideal of and therefore . As , ; by induction on we deduce that
for all . As , it is sufficient to show that ; if , we may write where , ; whence
and .
\* An important case where this applies is the following: is the ring of integral series in variables over a complete valued field, which converge in the neighbourhood of 0, is the local ring
where is the maximal ideal consisting of the polynomials with no constant term and is the ring of formal power series . \*
Remark
A local ring such that , whose maximal ideal is equal to and whose -adic topology is induced by the -adic topology on , is not necessarily Noetherian (Exercise 14).
Proposition 12
Let be a commutative Noetherian ring, an ideal of , the multiplicative subset of and a finitely generated -module. Under these conditions:
(i) is a Zariski ring with the ()-adic topology.
(ii) The canonical mapping is continuous if is given the m-adic topology and the -adic topology and is an isomorphism.
Every element of is of the form
Exercises
See the exercises for § 3.