Bourbaki

3. Finitely generated algebras over a field

1. The normalization lemma

In this no. and the following, k denotes a commutative field.

Theorem 1 (Normalization Lemma)

Let A be a finitely generated k-algebra and let a1⊂a2⊂…⊂apa_1 \subset a_2 \subset \ldots \subset a_p be an increasing finite sequence of ideals of A such that p≥1p \geq 1 and ap≠Aa_p \neq A. There exists a finite sequence (xi)1≤i≤n(x_i)_{1 \leq i \leq n} of elements of A which are algebraically independent over k (Chapter III, § 1, no. 1) and such that: (a) A is integral over the ring B=k[x1,…,xn]B = k[x_1, \ldots, x_n]. (b) For all j such that 1≤j≤p1 \leq j \leq p, there exists an increasing sequence (h(j))j≤j≤p(h(j))_{j \leq j \leq p} of integers such that for all j the ideal aj∩Ba_j \cap B of B is generated x1,…,xh(j)x_1, \ldots, x_{h(j)}.

Note first that it is sufficient to prove the theorem when A is a polynomial algebra k[Y1,…,Ym]k[Y_1, \ldots, Y_m]. For in the general case, A is isomorphic to a quotient of such an algebra A' by an ideal a0′a'_0; let aj′a'_j denote the inverse image of aja_j in A' and let xi′x'_i (1≤i≤r1 \leq i \leq r) be elements of A' satisfying the conditions of the statement for the ring A' and the increasing sequence of ideals a0′⊂a1′⊂…⊂ap′a'_0 \subset a'_1 \subset \ldots \subset a'_p. Then the images xix_i of the xi′x'_i in A for i>h(0)i > h(0) satisfy the desired conditions; this is obvious for condition (b) and for condition (a) this follows from § 1, no. 1, Proposition 2; finally, if the xi(h(0)+1≤i≤r)x_i(h(0) + 1 \leq i \leq r) were not algebraically independent over k, there would be a non-zero polynomial

Q∈k[Xh(0)+1,…,Xr] Q \in k[X_{h(0)+1}, \ldots, X_r]

where the QjQ_j are polynomials in k[Y1,…,Ym]k[Y_1, \ldots, Y_m]; as ap≠0a_p \neq 0 is invertible in kk, (4) is certainly an equation of integral dependence with coefficients in B, whence our assertion.

The field of fractions k(Y1,…,Yr)k(Y_1, \ldots, Y_r) of A is therefore algebraic over the field of fractions k(x1,…,xm)k(x_1, \ldots, x_m) of B, which proves (Algebra, Chapter V, § 5, no. 3, Theorem 4) that the xix_i (1≤i≤m1 \leq i \leq m) are algebraically independent. Moreover, a∩B=Bx1a \cap B = Bx_1; for every element z∈a,∩Bz \in a, \cap B may be written z=x1z′z = x_1 z' where z′∈A∩k(x1,…,xr)z' \in A \cap k(x_1, \ldots, x_r); but A∩k(x1,…,xr)=k[x1,…,xm]=BA \cap k(x_1, \ldots, x_r) = k[x_1, \ldots, x_m] = B since BB is integrally closed (§\S 1, no. 3, Corollary 2 to Proposition 13); therefore z′∈Bz' \in B, which completes the proof of properties (a) and (b) in this case.

(A2) General case (p=1p = 1). We argue by induction on mm, the case m=0m = 0 being trivial. We may obviously suppose that ai≠0a_i \neq 0 (otherwise we may take xi=Yx_i = Y, for 1≤i≤m1 \leq i \leq m and h(1)=0h(1) = 0). Let x1x_1 be a non-zero element of aia_i; by (A1) there exist t2,…,tmt_2, \ldots, t_m such that x1,t2,…,tx_1, t_2, \ldots, t, are algebraically independent over kk, AA is integral over C=k[x1,t2,…,tm]C = k[x_1, t_2, \ldots, t_m] and x1A∩C=x1Cx_1 A \cap C = x_1 C. By the induction hypothesis there exist elements x2,…,xmx_2, \ldots, x_m of k[t2,…,tm]k[t_2, \ldots, t_m] and an integer hh such that k[t2,…,tm]k[t_2, \ldots, t_m] is integral over B′=k[x2,…,xm]B' = k[x_2, \ldots, x_m], x2,…,xmx_2, \ldots, x_m are algebraically independent over kk and the ideal ai∩B′a_i \cap B' is generated by x2,…,xhx_2, \ldots, x_h. Then CC is integral over B=k[x1,x2,…,xm]B = k[x_1, x_2, \ldots, x_m] (§\S 1, no. 1, Corollary to Proposition 5 ) and hence so is AA (§\S 1, no. 1, Proposition 6 ); the same argument as in the case (A1) shows that x1,…,xmx_1, \ldots, x_m are algebraically independent over kk; finally, as x1∈aix_1 \in a_i, and B=B′[x1],ai∩B=Bx,+(ai∩B′)B = B'[x_1], a_i \cap B = Bx, + (a_i \cap B') and, as ai∩B′a_i \cap B' is generated (in B′B') by x2,…,xh,ai∩Bx_2, \ldots, x_h, a_i \cap B is generated (in BB) by x1,x2,…,xhx_1, x_2, \ldots, x_h.

(B) Passage from p−1p - 1 top. Let t1,…,trt_1, \ldots, t_r, be elements of AA satisfying the conditions of the theorem for the increasing sequence of ideals a1⊂…⊂ap−1a_1 \subset \ldots \subset a_{p-1} and let us write r=h(p−1)r = h(p - 1). By (A2) there exist elements xr+1,…,xsx_{r+1}, \ldots, x_s of k[tr+1,…,tm]k[t_{r+1}, \ldots, t_m] and an integer s such that

C=k[tr+1,…,tm] C = k[t_{r+1}, \ldots, t_m]
is integral over B′=k[xr+1,…,xm]B' = k[x_{r+1}, \ldots, x_m], xr+1,…,xsx_{r+1}, \ldots, x_s are algebraically independent over kk and the ideal ap∩B′a_p \cap B' is generated by xr+1,…,xsx_{r+1}, \ldots, x_s. Writing xi=tix_i = t_i for i≤ri \leq r the family (xi)1≤i≤m(x_i)_{1 \leq i \leq m} obtained solves the problem with h(p)=sh(p) = s. For AA is integral over C[t1,…,tr]=C[x1,…,xr]C[t_1, \ldots, t_r] = C[x_1, \ldots, x_r] and hence also over B=k[x1,…,xm]=B′[x1,…,xr]B = k[x_1, \ldots, x_m] = B'[x_1, \ldots, x_r] since CC is integral over B′B' (§\S 1, no. 1, Corollary to Proposition 5 and Proposition 6); it can be shown as in the case (A1) that the xix_i are algebraically independent over kk. On the other hand, for j≤p−1j \leq p - 1, the ideal
aj∩k[x1,…,xr,tr+1,…,tm] a_j \cap k[x_1, \ldots, x_r, t_{r+1}, \ldots, t_m]
is by hypothesis the set of polynomials in x1,…,xr,tr+1,…,tmx_1, \ldots, x_r, t_{r+1}, \ldots, t_m all of whose monomials contain one of the elements x1,…,xh(j)x_1, \ldots, x_{h(j)}; as xr+1,…,xmx_{r+1}, \ldots, x_m are polynomials in tr+1,…,tt_{r+1}, \ldots, t, with coefficients in kk, it is seen immediately that a polynomial in x1,…,xr,xr+1,…,xsx_1, \ldots, x_r, x_{r+1}, \ldots, x_s (with coefficients in kk) can belong to aja_j only if all its monomials contain one of the elements x1,…,xh(j)x_1, \ldots, x_{h(j)}. Finally, as x1,…,xrx_1, \ldots, x_r belong to ap−1a_{p-1}, and hence also to apa_p, ap∩B′[x1,…,xr]a_p \cap B'[x_1, \ldots, x_r] consists of the polynomials in x1,…,xrx_1, \ldots, x_r with coefficients in B′B' whose constant term belongs to ap∩B′a_p \cap B'; this ideal is therefore generated by x1,…,xr,xr+1,…,xtx_1, \ldots, x_r, x_{r+1}, \ldots, x_t.

Corollary 1

Let AA be an integral domain and BB a finitely generated AA-algebra containing AA as a subring. Then there exist an element s≠0s \neq 0 of AA and a subalgebra B′B' of BB isomorphic to a polynomial algebra A[Y1,…,Yn]A[Y_1, \ldots, Y_n] such that B[s−1]B[s^{-1}] (Chapter II, § 2, no. 1) is integral over B′[s−1]B'[s^{-1}].

We write S=A−{0}S = A - \{0\} and let k=S−1Ak = S^{-1}A the field of fractions of AA; clearly S−1BS^{-1}B is a finitely generated kk-algebra and, as it contains kk by hypothesis (Chapter II, § 2, no. 4, Theorem 1), it is not reduced to 0. By Theorem 1 (applied top = 1 and ai=0a_i = 0) there exists therefore a finite sequence (xi)1≤i≤n(x_i)_{1 \leq i \leq n} of elements of S−1BS^{-1}B which are algebraically independent over kk and such that S−1BS^{-1}B is integral over k[x1,…,xn]k[x_1, \ldots, x_n]. Let (zj)1≤j≤m(z_j)_{1 \leq j \leq m} be a system of generators of the AA-algebra BB; in S−1BS^{-1}B each of the zj/1z_j/1 satisfies an equation of integral dependence

(zj/1)aj+∑h<ajPhj(x1,…,xn)(zj/1)h=0 (z_j/1)^{a_j} + \sum_{h < a_j} P_{hj}(x_1, \ldots, x_n)(z_j/1)^h = 0

where the PhjP_{hj} are polynomials in the xix_i with coefficients in kk. There exists an element s≠0s \neq 0 of AA such that we may write xi=yi/sx_i = y_i/s whereby, ∈B\in B for 1≤i≤n1 \leq i \leq n and all the coefficients of the PhjP_{hj} are of the form c/sc/s where c∈Ac \in A; finally, replacing if need be, ss by a product of elements of SS, we may assume that in BB

szjaj+∑h<ajQhjzjh=0 sz_j^{a_j} + \sum_{h < a_j} Q_{hj}z_j^h = 0

where the QhjQ_{hj} are polynomials in y1,…,yny_1, \ldots, y_n with coefficients in AA; if we write zj′=szjz'_j = sz_j, it is seen, multiplying (6) by saj−1s^{a_j-1}, that zj′z'_j is integral over B′=A[y1,…,yn]B' = A[y_1, \ldots, y_n]. We show that the yiy_i are algebraically independent over AA; if there is a relation of the form ∑papy1p1…ynpn=0\sum_p a_p y_1^{p_1} \ldots y_n^{p_n} = 0 where ap∈Aa_p \in A for all pp, we deduce that ∑pap′x1p1…xnpn=0\sum_p a'_p x_1^{p_1} \ldots x_n^{p_n} = 0 in S−1BS^{-1}B, where ap′=apsp1+⋯+pna'_p = a_p s^{p_1 + \cdots + p_n} in kk; by hypothesis therefore ap′=0a'_p = 0 for all pp, whence ap=0a_p = 0 for all pp. Moreover, in the ring B[s−1]B[s^{-1}] each of the zj′/1z'_j/1 is integral over B′[s−1]B'[s^{-1}] (§ 1, no. 1, Proposition 2) and, as zj/1=(zj′/1)(1/s)z_j/1 = (z'_j/1)(1/s) in B[s−1]B[s^{-1}], it is seen that the zj/1z_j/1 are integral over B′[s−1]B'[s^{-1}], which completes the proof (§ 1, no. 1, Proposition 4).

Corollary 2

Let KK be a field, AA a subring of KK and LL the field of fractions of AA. If KK is a finitely generated AA-algebra, [K:L][K:L] is finite and there exists a≠0a \neq 0 in AA such that L=A[a−1]L = A[a^{-1}].

It follows from Corollary 1 that there exist elements x1,…,xnx_1, \ldots, x_n of KK and an element a≠0a \neq 0 of AA such that x1,…,xnx_1, \ldots, x_n are algebraically independent over AA (and therefore over L) and that K is integral over the subring A[x1,…,xn,a−1]A[x_1, \ldots, x_n, a^{-1}]. Then it follows from §2, no.1, Lemma 2 that A[x1,…,xn,a−1]A[x_1, \ldots, x_n, a^{-1}] is a field. But the only invertible elements of a polynomial ring C[Y1,…,Yn]C[Y_1, \ldots, Y_n] over an integral domain C are the invertible elements of C; applying this remark to C=A[a−1]C = A[a^{-1}], it is seen that necessarily n=0n = 0 and that A[a−1]A[a^{-1}] is a field equal to L by definition of the latter. As K is integral over L and is a finitely generated L-algebra, the degree [K:L] is finite (§ 1, no. 1, Proposition 4).

Corollary 3

Let A be an integral domain, B a finitely generated A-algebra and b an element of B such that zbn≠0zb^n \neq 0 for all z≠0z \neq 0 in A and every integer n>0n > 0. Let φ:A→B\varphi : A \to B be the canonical homomorphism; there exists a≠0a \neq 0 in A such that, for every homomorphism f from A to an algebraically closed field L such that f(a)≠0f(a) \neq 0, there exists a homomorphism g from B to L such that g(b)≠0g(b) \neq 0 and f=g∘φf = g \circ \varphi.

The hypothesis on b implies that, if h is the canonical homomorphism x↦x/1x \mapsto x/1 of B to B[b−1]B[b^{-1}], the homomorphism h∘φh \circ \varphi of A to B[b−1]B[b^{-1}] is injective. By Corollary 1 there therefore exist an element a≠0a \neq 0 of A and a subring B′B' of B[b−1]B[b^{-1}] such that B[b−1,a−1]B[b^{-1}, a^{-1}] is integral over B′[a−1]B'[a^{-1}] and B′B' is isomorphic to a polynomial algebra A[Y1,…,Yn]A[Y_1, \ldots, Y_n]. Let f be a homomorphism from A to an algebraically closed field L such that f(a)≠0f(a) \neq 0; there exists a homomorphism from A[Y1,…,Yn]A[Y_1, \ldots, Y_n] to L extending f and hence there exists a homomorphism f′f' from B′B' to L extending f. As f′(a)≠0f'(a) \neq 0 in L, there exists a homomorphism f′′f'' from B′[a−1]B'[a^{-1}] to L such that

f′′(x/an)=f′(x)⋅(f(a))−n f''(x/a^n) = f'(x) \cdot (f(a))^{-n}

for all x∈B′x \in B' and all n>0n > 0 (Chapter II, §2, no. 1, Proposition 1). Finally, as B[b−1,a−1]B[b^{-1}, a^{-1}] is integral over B′[a−1]B'[a^{-1}], there exists a homomorphism f′′′f''' from B[b−1,a−1]B[b^{-1}, a^{-1}] to L extending f′′f'' (§2, no. 1, Corollary 4 to Theorem 1). If j:x↦x/1j : x \mapsto x/1 is the canonical homomorphism from B to B[b−1,a−1]B[b^{-1}, a^{-1}], g=f′′′∘jg = f''' \circ j solves the problem for j(b)j(b) is invertible in B[b−1,a−1]B[b^{-1}, a^{-1}] and hence f′′′(j(b))≠0f'''(j(b)) \neq 0 in L.

Note that, if B is assumed to be an integral domain and A⊂BA \subset B in Corollary 3, the hypothesis on b is equivalent to b≠0b \neq 0.

2. The integral closure of a finitely generated algebra over a field

Theorem 2

Let A be a finitely generated integral k-algebra, K its field of fractions and A′A' the integral closure of A in a field K' which is a finite algebraic extension of K. Then A′A' is a finitely generated A-module and a finitely generated k-algebra.

By Theorem 1 there exists a subalgebra C of A isomorphic to a polynomial algebra k[X1,…,Xn]k[X_1, \ldots, X_n] and such that A is integral over C; A′A' is obviously the integral closure of C in K' (§ 1, no. 1, Proposition 6); we may therefore confine our attention to the case where A=k[X1,…,Xn]A = k[X_1, \ldots, X_n]. Let NN be the quasi-Galois extension of KK (in an algebraic closure of KK) generated by K′K', which is a finite algebraic extension of KK (Algebra, Chapter V, § 6, no. 3, Corollary 1 to Proposition 9). It will suffice to prove that the integral closure BB of AA in NN is a finitely generated AA-module, for A′A' is a sub-AA-module of BB and AA is a Noetherian ring (Chapter III, § 2, no. 10, Corollary 2 to Theorem 2). We may therefore confine our attention to the case where K′K' is a quasi-Galois extension of KK. Then we know (Algebra, Chapter V, § 10, no. 9, Proposition 14) that K′K' is a (finite) Galois extension of a (finite) radicial extension K′′K'' of KK. If A′′A'' is the integral closure of AA in K′′K'', A′A' is the integral closure of A′′A'' in K′K' and it will suffice to prove that A′′A'' is a finitely generated AA-module and A′A' is a finitely generated A′′A''-module. Now, if it has been proved that A′′A'' is a finitely generated AA-module, it is a Noetherian domain, integrally closed by definition; the fact that AA is a finitely generated A′′A''-module will follow from § 1, no. 6, Corollary 1 to Proposition 18.

We see therefore that we may confine our attention to the case where A=k[X1,…,Xn]A = k[X_1, \ldots, X_n] and where K′K' is a finite radicial extension of K=k(X1,…,Xr)K = k(X_1, \ldots, X_r). Then K′K' is generated by a finite family of elements (yi)1≤i≤m(y_i)_{1 \leq i \leq m} and there exists a power qq of the characteristic exponent of kk such that yiq∈k(X1,…,Xr)y_i^q \in k(X_1, \ldots, X_r). Let cjc_j (1≤j≤r1 \leq j \leq r) be the coefficients of the numerators and denominators of the rational functions in X1,…,XrX_1, \ldots, X_r, equal to yiqy_i^q (1≤i≤m1 \leq i \leq m). Then K′K' is contained in the extension L=k′(X1q−1,…,Xnq−1)L = k'(X_1^{q^{-1}}, \ldots, X_n^{q^{-1}}), where k′=k(c1q−1,…,crq−1)k' = k(c_1^{q^{-1}}, \ldots, c_r^{q^{-1}}) (we are in an algebraic closure of K′K') and AA is contained in the algebraic closure B′B' of AA in L′L'. Now, k′k' is algebraic over kk and hence C′=k′[X1,…,Xn]C' = k'[X_1, \ldots, X_n] is integral over AA (§1§ 1, no. 1, Proposition 5); as k′[X1q−1,…,Xnq−1]k'[X_1^{q^{-1}}, \ldots, X_n^{q^{-1}}] is integrally closed (§1§ 1, no. 3, Corollary 2 to Proposition 13), it is seen that this ring is the integral closure of C′C' in L′L' and hence also that of AA (§1§ 1, no. 1, Proposition 6), in other words B′=k′[X1q−1,…,Xnq−1]B' = k'[X_1^{q^{-1}}, \ldots, X_n^{q^{-1}}]. Now clearly B′B' is a finitely generated C′C'-module (§1§ 1, no. 1, Proposition 4) and, as k′k' is a finite extension of kk, C′C' is a finitely generated AA-module and hence B′B' is a finitely generated AA-module; since AA is Noetherian and A⊂B′A \subset B', A′A' is a finitely generated AA-module.

3. The nullstellensatz

Proposition 1

Let AA be a finitely generated algebra over a field kk and LL the algebraic closure of kk.

(i) If A≠{0}A \neq \{0\}, there exists a kk-homomorphism from AA to LL.

(ii) Let f1,f2f_1, f_2 be two kk-homomorphisms from AA to LL. For f1f_1 and f2f_2 to have the same kernel, it is necessary and sufficient that there exist a kk-automorphism ss of LL such that f2=s∘f1f_2 = s \circ f_1.

(iii) Let aa be an ideal of AA. For aa to be maximal, it is necessary and sufficient that it be the kernel of a k-homomorphism from AA to LL.

(iv) For an element xx of AA to be such that f(x)=0f(x) = 0 for every k-homomorphism ff from AA to LL, it is necessary and sufficient that xx be nilpotent.

Assertion (i) follows from no. 1, Corollary 3 to Theorem 1 applied replacing AA by kk, BB by AA, bb by the unit element of BB and ff by the canonical injection of kk into LL.

If ff is a k-homomorphism from AA to LL, f(A)f(A) is a subring of LL containing kk; as LL is an algebraic extension of kk, f(A)f(A) is a field (Algebra, Chapter V, § 3, no. 2, Proposition 3) and, if aa is the kernel off, A/aA/a, isomorphic to f(A)f(A), is therefore a field, which proves that aa is maximal. Conversely, if aa is a maximal ideal of AA, it follows from (i) that there exists a k-homomorphism from A/aA/a to LL and hence a k-homomorphism of AA to LL whose kernel bb contains aa; but as aa is maximal, b=ab = a; this proves (iii).

We now prove (ii). If ss is a k-automorphism of LL such that f2=s∘f1f_2 = s \circ f_1, clearly f1f_1 and f2f_2 have the same kernel. Conversely, suppose that f1f_1 and f2f_2 have the same kernel; then there exists a k-isomorphism s0s_0 of the field f1(A)f_1(A) onto the field f2(A)f_2(A) such that f2=s0∘f1f_2 = s_0 \circ f_1; but by Algebra, Chapter V, § 6, no. 3, Proposition 7, s0s_0 extends to a k-automorphism of LL and hence f2=s∘f1f_2 = s \circ f_1.

Finally, if x∈Ax \in A is such that xn=0x^n = 0, for every k-homomorphism ff from AA to LL, (f(x))n=f(xn)=0(f(x))^n = f(x^n) = 0 and hence f(x)=0f(x) = 0 since LL is a field. Conversely, suppose that x∈Ax \in A is not nilpotent; then A[x−1]A[x^{-1}] is a finitely generated AA-algebra (and therefore a finitely generated k-algebra) not reduced to 0 (Chapter 11, § 2, no. 1, Remark 3) and hence there exists a k-homomorphism gg from A[x−1]A[x^{-1}] to LL by (i). If j:A→A[x−1]j : A \to A[x^{-1}] is the canonical homomorphism, f=g∘jf = g \circ j is a k-homomorphism from AA to LL and f(x)g(1/x)=g(x/1)g(1/x)=g(1)=1f(x)g(1/x) = g(x/1)g(1/x) = g(1) = 1, whence f(x)≠0f(x) \neq 0.

Let kk be a field and LL an extension field of kk; an element x=(x1,…,xn)x = (x_1, \ldots, x_n) of LnL^n is called a zero in LnL^n of an ideal cc of the polynomial ring k[X1,…,Xn]k[X_1, \ldots, X_n] if

P(x)=P(x1,…,xn)=0 P(x) = P(x_1, \ldots, x_n) = 0

for all P∈rP \in r.

Lemma 1

Let AA be a finitely generated algebra over a field kk, (ai)1≤i≤n(a_i)_{1 \leq i \leq n} a system of generators of this algebra and cc the ideal of algebraic relations between the aia_i with coefficients in kk (Algebra, Chapter IV, § 2, no. 1). For every extension field LL of kk, the mapping f↦(f(ai))1≤i≤nf \mapsto (f(a_i))_{1 \leq i \leq n} is a bijection of the set of k-homomorphisms from AA to LL onto the set of zeros of rr in LnL^n.

There exists a unique k-algebra homomorphism hh of k[X1,…,Xn]k[X_1, \ldots, X_n] onto AA such that h(Xi)=aih(X_i) = a_i, for 1≤i≤n1 \leq i \leq n and by definition rr is the kernel of hh. The mapping f ↦\mapsto his a bijection of the set of k-homomorphisms from AA to LL onto the set of k-homomorphisms from k[X1,…,Xn]k[X_1, \ldots, X_n] to LL which are zero on c. For every polynomial P∈k[X1,…,Xn]P \in k[X_1, \ldots, X_n] and every element x=(x1,…,xi)∈Lnx = (x_1, \ldots, x_i) \in L^n we write hx(P)=P(x)h_x(P) = P(x); then the mapping x↦hxx \mapsto h_x is a bijection of LnL^n onto the set of k-homomorphisms from k[X1,…,Xn]k[X_1, \ldots, X_n] to LL (such a homomorphism being determined by its values at the XiX_i (1≤i≤n1 \leq i \leq n) ); to say that hxh_x is zero on c means that xx is a zero of c in L′′L'', whence the lemma.

If Proposition 1 is applied to the algebra A=k[X1,…,Xn]/rA = k[X_1, \ldots, X_n]/r, where c is an ideal of k[X1,…,Xn]k[X_1, \ldots, X_n] distinct from the whole ring, we obtain by Lemma 1 the following statement:

Proposition 2 (Hilbert’s Nullstellensatz)

Let k be a field and L an algebraic closure of k.

(i) Every ideal r⊄k[X1,…,Xn]r \not\subset k[X_1, \ldots, X_n] not containing 1 admits at least one zero in LnL^n.

(ii) Let x=(x1,…,xn),y=(y1,…,yn)x = (x_1, \ldots, x_n), y = (y_1, \ldots, y_n) be two elements of LnL^n; for the set of polynomials of k[X1,…,Xn]k[X_1, \ldots, X_n] zero at x to be identical with the set of polynomials of k[X1,…,Xn]k[X_1, \ldots, X_n] zero at y, it is necessary and sufficient that there exists a k-automorphism s of L such that yi=s(xi)y_i = s(x_i) for 1≤i≤n1 \leq i \leq n.

(iii) For an ideal a of k[X1,…,Xn]k[X_1, \ldots, X_n] to be maximal, it is necessary and sufficient that there exist an x in LnL^n such that a is the set of polynomials of k[X1,…,Xn]k[X_1, \ldots, X_n] zero at x.

(iv) For a polynomial Q of k[X1,…,Xn]k[X_1, \ldots, X_n] to be zero on the set of zeros in L′′L'' of an ideal c of k[X1,…,Xn]k[X_1, \ldots, X_n], it is necessary and sufficient that there exist an integer m > 0 such that Qm∈cQ^m \in c.

4. Jacobson rings

Definition 1

A ring A is called a Jacobson ring if every prime ideal of A is the intersection of a family of maximal ideals.

Examples

(1) Every field is a Jacobson ring. (2) The ring Z\mathbf{Z} is a Jacobson ring, the unique prime ideal which is not maximal (0) being the intersection of the maximal ideals (p)(p) of Z\mathbf{Z}, where pp runs through the set of prime numbers (cf. Proposition 4). (3) Let A be a Jacobson ring and let a be an ideal of A. Then A/aA/a is a Jacobson ring, for the ideals of A/aA/a are of the form b/ab/a, where b is an ideal of A containing a and b/ab/a is prime (resp. maximal) if and only if b is.

Proposition 3

For a ring A to be a Jacobson ring, it is necessary and sufficient that, for every ideal a of A, the Jacobson radical of A/aA/a be equal to its nilradical (Chapter II, § 2, no. 6).

The Jacobson radical (resp. nilradical) of A/aA/a is the intersection of the maximal (resp. prime) ideals of A/aA/a (Algebra, Chapter VIII, § 6, no. 3, Definition 3 and Commutative Algebra, Chapter II, § 2, no. 6, Proposition 13). The stated condition means therefore that for every ideal aa of AA the intersection of the prime ideals containing aa is equal to the intersection of the maximal ideals containing aa. This condition obviously holds for every ideal aa of AA if AA is a Jacobson ring; conversely, if it holds for every prime ideal of AA, AA is a Jacobson ring by definition.

Corollary

Let AA be a Jacobson ring; for every ideal aa of AA, the radical of aa is the intersection of the maximal ideals of AA containing aa.

It is sufficient to note that A/aA/a is a Jacobson ring.

Proposition 4

Let AA be a principal ideal domain and (pλ)λ∈L(\mathbf{p}_\lambda)_{\lambda \in L} a representative system of extremal elements of AA (Algebra, Chapter VII, § 1, no. 3, Definition 2). For AA to be a Jacobson ring, it is necessary and sufficient that LL be infinite.

The maximal ideals of AA are the ApλA\mathbf{p}_\lambda (loc. cit., no. 2, Proposition 2). If LL is finite, their intersection is the ideal AxAx, where x=∏λ∈Lpλx = \prod_{\lambda \in L} \mathbf{p}_\lambda (ibid.) and hence different from (0)(0); on the other hand, if LL is infinite, the intersection of the ApλA\mathbf{p}_\lambda is (0)(0), every element ≠0\neq 0 of AA being divisible by only a finite number of extremal elements (loc. cit., no. 3, Theorem 2). The proposition then follows from the fact that (0)(0) is the only prime ideal which is not maximal in AA (Algebra, Chapter VI, § 1, no. 13, Proposition 14 (DIV)).

Proposition 5

Let AA be a ring and BB an AA-algebra integral over AA. If AA is a Jacobson ring, so is BB.

Replacing AA by its canonical image in BB, we may assume that A⊂BA \subset B. Let p′\mathfrak{p}' be a prime ideal of BB and let p=A∩p′\mathfrak{p} = A \cap \mathfrak{p}'. There exists by hypothesis a family (mλ)λ∈L(\mathfrak{m}_\lambda)_{\lambda \in L} of maximal ideals of AA whose intersection is equal top. For all λ∈L\lambda \in L there exists a maximal ideal mλ′\mathfrak{m}'_\lambda of BB lying above mλ\mathfrak{m}_\lambda and containing p′\mathfrak{p}' (§ 2, no. 1, Proposition 1 and Corollary 2 to Theorem 1). If we write q′=⋂λ∈Lmλ′\mathfrak{q}' = \bigcap_{\lambda \in L} \mathfrak{m}'_\lambda, then q′∩A=⋂λ∈Lmλ=p\mathfrak{q}' \cap A = \bigcap_{\lambda \in L} \mathfrak{m}_\lambda = \mathfrak{p} and q′⊃p′\mathfrak{q}' \supset \mathfrak{p}', whence q′=p′\mathfrak{q}' = \mathfrak{p}' (22, no. 1, Corollary 1 to Proposition 1).

Theorem 3

Let AA be a Jacobson ring, BB a finitely generated AA-algebra and φ:A→B\varphi : A \to B the canonical homomorphism. Then:* (i) BB is a Jacobson ring. (ii) *For every maximal ideal m′m' of BB, m=φ−1(m′)m = \varphi^{-1}(m') is a maximal ideal of AA and B/m′B/m' is a finite algebraic extension of A/mA/m.

Let p′\mathfrak{p}' be a prime ideal of BB and p=φ−1(p′)\mathfrak{p} = \varphi^{-1}(\mathfrak{p}'). Let vv be an element ≠0\neq 0 of B/p′B/\mathfrak{p}'.

As B/p′B/p' is a finitely generated integral (Alp)-algebra and the canonical homomorphism ϕ:A/p→B/p′\phi : A/p \to B/p' is injective, there exists an element u≠0u \neq 0 of A/pA/p such that, for every homomorphism ff from A/pA/p to an algebraically closed field LL whose kernel does not contain uu, there exists a homomorphism gg from B/p′B/p' to LL whose kernel does not contain vv and for which f=g∘ϕf = g \circ \phi (no. 1, Corollary 3 to Theorem 1). Since AA is a Jacobson ring, there exists a maximal ideal mm of AA containing pp and such that u∉m/pu \notin m/p. We take LL to be an algebraic closure of A/mA/m and ff to be the canonical homomorphism A/p→LA/p \to L; let

g:B/p′→L g : B/p' \to L

be a homomorphism such that f=g∘ϕf = g \circ \phi and g(v)≠0g(v) \neq 0. Then

A/m⊂g(B/p′)⊂L, A/m \subset g(B/p') \subset L,

hence g(B/p′)g(B/p') is a subfield of KK (Algebra, Chapter V, § 3, no. 2, Proposition 3) and the kernel of gg is therefore a maximal ideal of B/p′B/p' not containing vv. Thus it is seen that the intersection of the maximal ideals of B/p′B/p' is reduced to 0, which proves that BB is a Jacobson ring. Moreover, if p′p' is maximal, gg is necessarily injective and hence p=mp = m is maximal; finally B/p′B/p' is then a finitely generated algebra over the field A/mA/m and hence is a finite extension of A/mA/m (no. 1, Corollary 2 to Theorem 1).

Corollary 1

Every finitely generated algebra AA over Z\mathbf{Z} is a Jacobson ring; for a prime ideal p⊂Ap \subset A to be maximal, it is necessary and sufficient that the ring A/pA/p be finite.

If the integral domain A/pA/p is finite, it is a field, as, for every u≠0u \neq 0 in A/pA/p, the mapping v↦uvv \mapsto uv of A/pA/p to itself is injective and hence bijective since A/pA/p is finite. Conversely, for every maximal ideal mm of AA, the inverse image of mm in AA is a maximal ideal (pp) and A/mA/m is finite over the prime field Z/(p)=Fp\mathbf{Z}/(p) = \mathbf{F}_p by Theorem 3.

Corollary 2

Let (Pλ)λ∈L(P_\lambda)_{\lambda \in L} be a family of polynomials in Z[X1,…,Xn]\mathbf{Z}[X_1, \ldots, X_n] and let QQ be a polynomial in Z[X1,…,Xn]\mathbf{Z}[X_1, \ldots, X_n] such that, for every system of elements (xi)1≤i≤n(x_i)_{1 \leq i \leq n} belonging to a finite field and for which Pλ(x1,…,xn)=0P_\lambda(x_1, \ldots, x_n) = 0 for all λ\lambda, also Q(x1,…,xn)=0Q(x_1, \ldots, x_n) = 0. Then, if aa is the ideal of Z[X1,…,Xn]\mathbf{Z}[X_1, \ldots, X_n] generated by the PλP_\lambda, there exists an integer m>0m > 0 such that Qm∈aQ^m \in a. Moreover, for every reduced ring RR and every system (yi)1≤i≤n(y_i)_{1 \leq i \leq n} of elements of RR such that Pλ(y1,…,yn)=0P_\lambda(y_1, \ldots, y_n) = 0 for all λ\lambda, also Q(y1,…,yn)=0Q(y_1, \ldots, y_n) = 0.

The second assertion follows from the first since the ideal of Z[X1,…,Xn]\mathbf{Z}[X_1, \ldots, X_n] consisting of the polynomials PP such that P(y1,…,yn)=0P(y_1, \ldots, y_n) = 0 contains aa. To show the first assertion, it suffices to note that, for every maximal ideal mm of A=Z[X1,…,Xn]A = \mathbf{Z}[X_1, \ldots, X_n] containing aa, A/mA/m is a finite field (Corollary 1) and the hypothesis implies that the canonical image of QQ in A/mA/m is zero; then QQ belongs to the intersection of the maximal ideals of AA containing aa, which is the radical of aa (Corollary to Proposition 3).

Corollary 3

Let AA be a Jacobson ring. If there exists a finitely generated AA-algebra BB containing AA and which is a field, then AA is a field and BB is an algebraic extension of AA.

It suffices to apply Theorem 3 (ii) with m′=(0)m' = (0).

Exercises

for every prime ideal p\mathfrak{p} of AA there exists a prime ideal p′\mathfrak{p}' of A′A' lying above p\mathfrak{p}. Argue by reductio ad absurdum: let x∈A′∩gAx \in A' \cap \mathfrak{g}A and let a=A∩(x−1A)a = A \cap (x^{-1}A), which is an ideal distinct from AA. Let p\mathfrak{p} be a prime ideal associated with A/aA/a; the transporter b=a:pb = a : \mathfrak{p} is then distinct from aa (Chapter IV, § 1, no. 4, Proposition 9) and there therefore exists y∈by \in b such that xy∉Axy \notin A and

xyp⊂pA′∩A=p; xy \mathfrak{p} \subset \mathfrak{p}A' \cap A = \mathfrak{p};
deduce a contradiction.)

93

See the exercises for § 3.

Transcribed from the printed volume. Not translated.