2. The lift of prime ideals
1. The first existence theorem
Definition 1
Let be two rings and a ring homomorphism. An ideal is said to lie above an ideal of if .
To say that a prime ideal of lies above an ideal of therefore means that is the image of under the continuous mapping "" associated with (Chapter 11, § 4, no. 3).
Note that for there to exist an ideal of lying above the ideal of , it is necessary and sufficient that be injective.
Let be an ideal of ; by taking quotients the homomorphism gives a homomorphism ; to say that is an ideal of lying above is equivalent to saying that and that is an ideal of lying above .
Lemma 1
Let be a ring homomorphism, a multiplicative subset of , , the canonical homomorphisms and , so that there is a commutative diagram
Cited by 3
Cited by Corollary 1, Proposition 3, Theorem 1
Let be a prime ideal of such that . Then is a surjective mapping of the set of ideals of lying above onto the set of ideals of lying above and the mapping is a bijection of onto the set of ideals belonging to and is saturated with respect to ; in particular is a bijection of the set of prime ideals of lying above onto the set of prime ideals of lying above .
We know that is a prime ideal of and that (Chapter 11, § 2, no. 5, Proposition 11); if there exists an ideal of lying above , then ; as (loc. cit.), this already shows that the image of under the mapping contains . On the other hand, if , and , there are the following equivalences
Hence , which completes the proof that the image of under the mapping is equal to ; the other assertions follow from Chapter 11, § 2, no. 5, Proposition 11.
Proposition 1
Let be a ring homomorphism such that is integral over , a prime ideal of and . For to be maximal, it is necessary and sufficient that be so.
Cites 1 · Cited by 12
Cites Proposition 2
Cited by Exercise 9, § 3, Corollary 1, Corollary 3, Corollary, Proposition 4, Proposition 5, Corollary 3, Theorem 1, Corollary 3, Theorem 2, Proposition 5, V § 3, Proposition 6, VI § 8
Let us write , and let be the homomorphism derived from by taking quotients; and are integral domains and is integral over (, no. 1, Proposition 2). To say that (resp. ) is maximal means that (resp. ) is a field. The proposition then follows from the following lemma:
Lemma 2
Let be an integral domain and a subring of such that is integral over . For to be a field, it is necessary and sufficient that be a field.
If is a field, then, for ally in , is by hypothesis (, Theorem 1) a finitely generated -module; as is an integral domain, it is a field (Algebra, Chapter V, § 2, no. 1, Proposition 1) and a fortiori is invertible in and hence is a field. Conversely, suppose that is a field and let in ; as , is integral over , in other words there is an equation of integral dependence
where the ; now this relation shows that
hence is certainly a field.
Corollary 1
Let a ring homomorphism such that is integral over , a prime ideal of and and two ideals of lying above such that . If is prime, then .
Cites 3 · Cited by 5
Cites Proposition 11, II § 2, Lemma 1, Proposition 1
Cited by Corollary 2, Proposition 12, VII § 1, Proposition 14, VII § 1, Definition 1, VII § 2, Proposition 18, VII § 4
Let us write ; then is integral over (, no. 5, Proposition
16), is a maximal ideal of (Chapter 11, § 2, no. 5, Proposition 11), and are ideals of lying above (Lemma 1) and . As is prime, it is maximal by Proposition 1 and hence ; therefore is contained in the saturation of with respect to , which is equal to (Chapter II, § 2, no. 5, Proposition 11).
Corollary 2
Let be an integral domain, a subring of such that is integral over and a homomorphism from to a ring . If the restriction off to is injective is injective.
If is the kernel off, the hypothesis means that ; as is an integral domain, Corollary 1 may be applied taking and to be the ideal (0) of and the ideal (0) of respectively, whence .
Corollary 3
Let be a ring homomorphism such that is integral over and a maximal ideal of and suppose that there are in only a finite number of distinct maximal ideals () lying above . Let be the saturation of with respect to (Chapter II, § 2, no. 4). Then: (i) In the ring the divisors of zero are the elements of and they are nilpotent (). (ii) . (iii) The canonical homomorphism is bijective.
For a prime ideal of to contain , it is necessary and sufficient that its inverse image under contain and hence that it lie above , since is maximal in ; the are therefore the only prime ideals of containing (Proposition 1) and therefore is the radical of (Chapter II, § 2, no. 6, Corollary 1 to Proposition 13). By definition of , the class mod. of an element of is not a divisor of 0 in ; on the other hand, as the are distinct maximal ideals, for every index there exists an element belonging to and not to (Chapter II, § 1, no. 1, Proposition 4): then, for all , hence the class mod. of is nilpotent and, as that of is not a divisor of 0, we conclude that the class of is nilpotent; in other words is the radical of , which proves (i). It follows that the are relatively prime in pairs (Chapter II, § 1, no. 1, Proposition 3); (iii) will therefore be a consequence of (ii), taking account of Chapter II, § 1, no. 2, Proposition 5. To establish (ii), we note that in the ring the are the only maximal ideals and is the saturation of (0) with respect to (Chapter 11, § 2, no. 4); we may therefore restrict our attention to the case ; the assertion of (ii) then follows from Chapter II, § 3, no. 3, Corollary 2 to Theorem 1.
Remark (1) If is Noetherian, it follows from (i) and (ii) that is the unique primary decomposition of (Chapter IV, § 2, no. 3).
Theorem 1
Let be an injective ring homomorphism such that is integral over and a prime ideal of . There exists a prime ideal of lying above .
Cites 3 · Cited by 14
Cites Theorem 1, II § 2, Lemma 1, Proposition 1
Cited by Exercise 9, § 3, Lemma 2, Lemma 4, Corollary, Proposition 4, Corollary 2, Corollary 1, Corollary 2, Corollary 3, Corollary 4, Theorem 3, Theorem 3, VI § 1, Remark, VII § 1, Exercise 4, § 2
Suppose first that is a local ring and the maximal ideal of ; then, for every maximal ideal of , is a maximal ideal of (Proposition 1) and hence equal to , which proves the theorem in this case (since contains by hypothesis and is therefore not reduced to 0). In the general case, let us write ; then is a local ring whose maximal ideal is (Chapter 11, § 2, no. 5, Proposition 11), , is injective (Chapter II, § 2, no. 4, Theorem 1) and is integral over (, no. 5, Proposition 16); then there exists a prime ideal of lying above and we know that , where is a prime ideal of lying above (Lemma 1).
If is not injective, Theorem 1 is no longer necessarily true, as the example of the homomorphism shows. However Theorem 1 can be applied to the canonical injection ; in other words, the statement of Theorem 1 is true for prime ideals containing .
and .
Corollary 2
Let be a ring homomorphism such that is integral over , and two ideals of such that and an ideal of lying above . Suppose that is prime. Then there exists a prime ideal of lying above and containing .
Cites 2 · Cited by 3
Cites Proposition 2, Theorem 1
Cited by Corollary, Proposition 5, V § 3, Proposition 18, VII § 4
If is the homomorphism derived from by taking quotients, is injective by hypothesis and is integral over (, no. 1, Proposition 2); then there exists a prime ideal of (p' prime in ) lying above (Theorem 1) and is the required ideal.
Corollary 3
Let be a ring and a ring containing and integral over . If is the Jacobson radical of , is the Jacobson radical of .
Cites 2
Cites Proposition 1, Theorem 1
Let be the Jacobson radical of . For every maximal ideal of , is a maximal ideal of (Proposition 1), hence and therefore (Algebra, Chapter VIII, § 5, no. 3, Definition 3). Conversely, let ; for every maximal ideal of , there exists a prime ideal of lying above (Theorem 1) and this ideal is necessarily maximal (Proposition 1), hence and therefore .
Corollary 4
Let be a ring, a ring containing and integral over and a homomorphism from to an algebraically closed field . Then can be extended to a homomorphism from to .
Cites 3 · Cited by 2
Cites Proposition 2, Theorem 1, Proposition 6
Cited by Corollary 3, V § 3, Theorem 1, VI § 1
Let be the kernel of , which is a prime ideal since is an integral domain; let be a prime ideal of lying above (Theorem 1). Then is canonically identified with a subring of and is integral over (, no. 1, Proposition 2). The homomorphism defines, by taking the quotient, an isomorphism of onto the subring of , which can be extended to an isomorphism of the field of fractions of onto a subfield of . As the field of fractions of is algebraic over , can be extended to an isomorphism of onto a subfield of (Algebra, Chapter V, , no. 2, Corollary to Theorem 1); if is the canonical homomorphism, is a homomorphism from to extending .
Remark (2). Let be a ring homomorphism such that is integral over ; then the associated continuous mapping is closed. For every ideal of , is integral over , hence also over (, no. 1, Proposition 6) and is identified with a closed subspace of ; to show that is closed, we see then (replacing by ) that it is sufficient to prove that the image of under is a closed subset of ; now it follows from Theorem 1 that this image is just the set of prime ideals of containing the ideal and this set is closed by definition of the topology on .
Proposition 2
Let be a ring homomorphism such that is integral over , a prime ideal of , , the family of all the prime ideals of lying above and ; then .
In fact, by definition and, as
it suffices to prove, by virtue of Chapter II, , no. 3, Proposition 8, that, if a prime ideal of does not meet , it does not meet either. Now, suppose that and let ; then , in other words . As lies above by definition, it follows from Corollary 2 to Proposition 1 that there is an index such that and hence , which completes the proof.
Proposition 3
Let be a ring homomorphism such that is a finitely generated -module; then, for every prime ideal of , the set of prime ideals of lying above is finite.
Cites 2
Cites Proposition 9, IV § 2, Lemma 1
Let ; by Lemma 1 we may replace by , by (which is a finitely generated -module) and by ; in other words, we may assume that is a local ring and is its maximal ideal. Then (by the remark made at the beginning of this no.) may be replaced by , by and by , for is a finitely generated -module. Thus we have finally reduced the problem to proving the proposition when is a field and ; is then an -algebra of finite rank and therefore Artinian and we know that in such an algebra there is only a finite number of prime ideals (Chapter IV, § 2, no. 5, Proposition 9).
2. Decomposition group and inertia group
Definition 2
Let be a ring and a group operating on (, no. 9). Given a prime ideal the subgroup of elements such that is called the decomposition group of (with respect to ) and is denoted by . The ring of elements of invariant under is called the decomposition ring of (with respect to ) and is denoted by (*).
Cited by 3
Cited by Definition 3, Corollary 4, VI § 8, Proposition 18, VII § 4
We often write and instead of and respectively, when there is no ambiguity.
For all we also denote by the endomorphism of the ring derived from the endomorphism of by taking quotients; clearly the group operates in this way on the ring .
Definition 3
With the notation of Definition 2, the subgroup of consisting of those such that the endomorphism of is the identity is called the inertia group of (with respect to ) and denoted by (or ). The ring of elements of invariant under is called the inertia ring of (with respect to ) and is denoted by (or ) (†).
Cites 1
Cites Definition 2
If is the subring of consisting of the invariants of , clearly
It follows from Definitions 2 and 3 that, for all ,
If, for all , is the automorphism of , is a homomorphism (called canonical) of to the group of automorphisms of
(*) The letter is the initial of the German word "Zerlegung" which means "decomposition." (†) The letter T is the initial of the German word "Tragheit" which means "inertia."
A'/p' leaving invariant the elements of (canonically identified with a subring of ) and by definition is the kernel of this canonical homomorphism; is therefore a normal subgroup of . If is the field of fractions of , every automorphism of can be extended uniquely to an automorphism of , so that can be considered as a homomorphism from to the group of automorphisms of . Note finally that, since is normal in , is stable under .
Lemma 3
Let be a ring, a group operating on , the ring of invariants of , a prime ideal of and a multiplicative subset of not meeting . Then , and, if is locally finite, and .
As the elements of are invariant under , clearly, if , also . Conversely, suppose that is such that ; then, if , and there therefore exists such that , whence since is prime and ; this proves that and it can be similarly shown that , hence and . If , then for all , hence also, for all ,
and therefore . Conversely, suppose that ; then, for all , and therefore there exists such that , whence as above , which proves that . The last two assertions follow from § 1, no. 9, Proposition 23.
Theorem 2
Let be a ring, a finite group operating on and the ring of invariants of , so that is integral over (§ 1, no. 9, Proposition 22).
Cites 12 · Cited by 9
Cites Proposition 22, V § 1, Definition 2, A V § 6, Proposition 2, II § 1, Proposition 1, Proposition 23, V § 1, Proposition 5, V § 1, § 2. The lift of prime ideals, Lemma 3, Proposition 4, A V § 11, Remark 2, A V § 3, Proposition 11, A V § 7, Proposition 12, A V § 7
Cited by Corollary 3, Definition 5, Corollary, Proposition 4, Corollary 1, Proposition 5, Proposition 6, Exercise 8, § 8, Exercise 9, § 8
(i) Given two prime ideals of lying above the same prime ideal of , there exists such that ; in other words, operates transitively on the set of prime ideals of lying above .
(ii) Let be a prime ideal of , and (resp. ) the field of fractions of (resp. ). Then is a quasi-Galois extension () of and the canonical homomorphism from to the group of -automorphisms of defines, by taking the quotient, an isomorphism of onto .*
(*) In order to avoid confusion with other meanings of the word "normal" we henceforth use the term "quasi-Galois extension" as synonymous with the term "normal extension" defined in Algebra, Chapter V, § 6, no. 2, Definition 2.
(i) If then ; then there exists such that , that is . We conclude that and hence (since is finite and the prime) there exists such that (Chapter II, § 1, no. 1, Proposition 2); as and both lie above , (no. 1, Corollary 1 to Proposition 1).
(ii) To see that is a quasi-Galois extension of , it suffices to prove that every element is a root of a polynomial in all of whose roots are in (Algebra, Chapter V, § 6, no. 3, Corollary 3 to Proposition 9). Now, let be a representative of the class ; the polynomial has all its coefficients in ; let be the polynomial in whose coefficients are the images of those of under the canonical homomorphism . As may be considered as the restriction to of the canonical homomorphism , it is seen that is the product in of the linear factors and therefore solves the problem since .
Clearly, for all , is a -automorphism of ; it remains to verify that maps onto the group of all -automorphisms of . Let us write ; and are not changed by replacing and by and respectively, by virtue of § 1, no. 9, Proposition 23 and the relation (Chapter 11, § 2, no. 4); it follows from Lemma 3 that neither nor its operation on is changed; we may therefore restrict our attention to the case where is maximal, in which case we know that so is (no. 1, Proposition 1) and every element of is therefore of the form for some ; it has been seen above that such an element is a root of a polynomial in of degree . As every finite separable extension of admits a primitive element (Algebra, Chapter V, § 7, no. 7, Proposition 12 and § 11, no. 4, Proposition 4), it is seen that every finite separable extension of contained in is of degree , whence it follows that the greatest separable extension of contained in (Algebra, Chapter V, § 7, no. 6, Proposition 11) is of degree (Algebra, Chapter V, § 3, no. 2, Remark 2). Let be an element such that is a primitive element of . The ideals for are maximal and distinct from by definition; there therefore exists such that and for (Chapter 11, § 1, no. 2, Proposition 5). This being so, let be a -automorphism of and let ; as is a root of and , is also a root of in and hence there exists such that
but and, for , and hence ; we conclude that necessarily . But as and have the same value for the primitive element of , they coincide on and, as is a radicial extension of , they coincide on .
Corollary
With the hypotheses and notation Of Theorem 2, let be two homomorphisms of to a field with the same restriction to . Then there exists such that
for all .
Let be the kernel of () which is a prime ideal of ; by hypothesis and this intersection is a prime ideal of ; there therefore exists such that (Theorem 2 (i)); replacing by the homomorphism we may then assume that (an ideal which we shall denote by ). By taking the quotient we then derive from and two injective homomorphisms from to which therefore extend to two injective homomorphisms from the field of fractions of to . As is a quasi-Galois extension of , so is and (k being identified with a subfield of ) and, as there is a k-isomorphism of onto (Algebra, Chapter V, § 6, Proposition 6). Thus is a k-automorphism of ; by Theorem 2 (ii) it is therefore of the form 6, where . In particular, for all the elements and are equal.
Remarks
(1) Note that under the hypotheses of Theorem 2 may be infinite over if is not separable over (Exercise 9).
(2) Clearly is a Galois extension of if the field is perfect. It is then finite over .
Proposition 4
Let be a ring, a finite group operating on , a subgroup of , and the rings of invariants of and respectively and a prime ideal of ; let us write and .
Cites 13 · Cited by 6
Cites Theorem 2, II § 2. Rings and modules of fractions, Proposition 11, II § 2, Proposition 23, V § 1, Lemma 3, Proposition 5, V § 1, Proposition 1, Theorem 1, Proposition 10, II § 2, Proposition 2, II § 1, Proposition 2, V § 1, Corollary (Krull), III § 3, Exercise 10, § 2
Cited by Exercise 11, § 2, Corollary 2, Proposition 5, Corollary 4, Proposition 7, Exercise 8, § 8
(i) For to be contained in the decomposition group , it is necessary and sufficient that be the only prime ideal of lying above .
(ii) If contains , the following conditions are satisfied: (a) The rings and have the same field of fractions. (b) The maximal ideal of the local ring is equal to .
(iii) Suppose further that is an integral domain and that ; then conditions (a) and (b) & (ii) imply that leaves invariant the elements of .
(i) It follows from Theorem 2 (i) that the prime ideals of lying above are the ideals of the form , where ; whence immediately (i).
(ii) We write ; we know that the rings of invariants of and in are respectively and (§ 1, no. 9, Proposition 23) and (Lemma 3); finally (Chapter II, § 2, no. 4), the local ring of the prime ideal of the ring is canonically isomorphic to and its residue field is isomorphic to the field of fractions of (Chapter II, § 2, no. 5, Proposition 11). We can therefore show (ii) restricting our attention to the case where is maximal. To establish (a) it will be sufficient to prove that
for this will show that the fields and are canonically isomorphic. By Theorem 2 there is only a finite number of prime ideals of lying above and by Theorem 1 of no. 1 there is at least one prime ideal of lying above every prime ideal of ; this implies that there is only a finite number of prime ideals of lying above ; let () denote those of these ideals which are . Let be an element of ; as the ideals and are maximal (no. 1, Proposition 1), there exists such that (mod. ) and for (Chapter 11, § 1, no. 2, Proposition 5). Let be distinct elements of the orbit of under ; clearly
and to establish (3) it will be sufficient to show that for , for then we shall deduce that , whence since (mod. ). Then let and such that ; we show that does not lie above . For otherwise there would exist such that (Theorem 2 (i)), whence , in other words by hypothesis, whence ; but as and , this is absurd. We conclude that lies above one of the ideals and, as by construction, certainly or .
To prove (b) it will suffice to establish that is contained in the saturation of the ideal with respect to (Chapter II, § 2, no. 4, Proposition 10); as is contained in none of the (), it will suffice even to prove that
by Chapter II, § 1, no. 1, Proposition 2. For this, we consider an element belonging to none of the () (Chapter 11, § 1, no. 1, Proposition 2); let be the distinct elements of the orbit of under ; we write ; clearly ; on the other hand, if , and hence necessarily for , which shows that and hence . It can be shown as in the proof of (a) that, if is such that where , lies above one of the and, as , also , in other words . We conclude that and therefore . On the other hand clearly and the relation shows that is in the saturation of with respect to and hence establishes (4).
(iii) Suppose that is an integral domain, that and that conditions (a) and (b) of (ii) hold. With the same notation as in (ii), clearly is an integral domain and ; it is therefore possible to replace and by and , in other words, suppose also that the ideal is maximal. The hypotheses (a) and (b) then imply that
By induction on we deduce that for all . Then let be an element of and be an element of . For all , there exists such that ; as , and , we deduce that . Since this relation holds for all , we conclude from the hypothesis that .
h a r k s
(3) If is an integral domain and Noetherian, the condition always holds (Chapter III, § 3, no. 2, Corollary to Proposition 5). It can be shown that this condition is also satisfied if is assumed to be an integral domain and to be Noetherian.
(4) If is not a maximal ideal of relation (3) does not necessarily hold under the hypotheses of (ii) and therefore and are not necessarily isomorphic even if we take , whence (Exercise 10).
Corollary 1
Under the hypotheses Of Theorem 2 the rings and have the same field Of fractions and the maximal ideal of the local ring is generated by .
Cites 1
Cites Theorem 2
Corollary 2
Let be an integral domain, a finite group operating on , the ring of invariants of and a prime ideal of ; let and be the fields of fractions of and respectively. Then is a Galois extension Of and the subfields of containing and such that is the only prime ideal of lying above the ideal of are just those which contain .
Cites 3 · Cited by 1
Cites Proposition 23, V § 1, Proposition 4, Theorem 3, A V § 10
Cited by Definition 4
operates on and is the field of invariants of in (§ 1, no. 9, Proposition 23 applied to ) and similarly is the field of invariants of ; by definition is therefore a Galois extension of . If is the subgroup of consisting of those leaving invariant the elements of L, to say that L contains means that is contained in (Algebra, Chapter V, § 10, no. 5, Theorem 3) and, as L is the field of invariants of in , is the ring of invariants of in ; the second assertion then follows from Proposition 4 (i).
Definition 4
With the hypotheses and notation of Corollary 2 to Proposition 4, a prime ideal of is said to decompose completely in if the number of prime ideals of lying above is equal to .
Cites 1
Cites Corollary 2
It amounts to the same to say that, for a prime ideal of lying over , the subgroup is equal to the subgroup leaving invariant all the elements of , or that , or that operates faithfully on the set of prime ideals of lying above .
Corollary 3
Let be an integral domain, a finite commutative group operating on , the ring of invariants of , a prime ideal of and and the fields of fractions of and respectively. Then the prime ideals of lying above all have the same decomposition ring and the field of fractions of is the greatest intermediate field between and in which decomposes completely.
Cites 1
Cites Theorem 2
If is a prime ideal of lying above , then since is commutative (formula (2)), hence (Theorem 2 (i)) all the prime ideals of lying above have the same decomposition group and therefore the same decomposition ring ; their number is . Let L be an intermediate field between K and and let be the subgroup of leaving invariant the elements of L; the decomposition group of with respect to is ; as is the ring of invariants of in , the number of prime ideals of lying above is (since is commutative). The number of prime ideals of lying above is therefore . For to decompose completely in L, it is necessary and sufficient therefore that and, as , this is equivalent to or also to and finally to .
Proposition 5
With the hypotheses and notation of Theorem 2, the field of fractions of is equal to the greatest separable extension of contained in .
Cites 4 · Cited by 4
Cites Theorem 2, Proposition 1, Proposition 4, Proposition 4, A V § 8
Cited by Corollary, Corollary 4, Exercise 8, § 8, Exercise 9, § 8
As in Proposition 4 this may be reduced to the case where is a maximal ideal of , which implies that , and are maximal in , and respectively (no. 1, Proposition 1).
For all , the polynomial has its coefficients in the inertia ring and, by definition of , all its roots in are congruent mod. ; the polynomial over whose coefficients are the canonical images of those of P under the homomorphism therefore has all its roots in equal to the image of , which shows that is a radicial extension of ; whence , since every element of is separable over k and a fortiori over .
We know that is a Galois extension of k (Algebra, Chapter V, § 10, no. 9, Proposition 14) and it follows from Theorem 2 that its Galois group is isomorphic to . As is a radicial extension of , is a quasi-Galois extension of k and the separable factor of the degree of over k is . It remains to see that is a separable extension of k. We have seen above that is identified with an automorphism group of and that is the ring of invariants of . If , the polynomial therefore has its coefficients in ; the polynomial over whose coefficients are the images of those of Q under is of degree and has a root . As by Proposition 4 (ii), we see that every element of is of degree over k.
This being so, let k, be the field of invariants of the group of k-automorphisms of the quasi-Galois extension of ; then (Algebra, Chapter V, § 10, no. 9, Proposition 14). Let be a primitive element of over ; as it is of degree over k, and of degree over k, it is of degree over k and its minimal polynomial over k, has coefficients in ; this shows that is separable over k. On the other hand, for all , there exists a power of the characteristic exponent p such that . We conclude that , which contains
Corollary
If the order of the inertia group is relatively prime to the characteristic exponent p of k, the field is a Galois extension of k.
Cites 1
Cites Proposition 5
With the notation of the proof of Proposition 5, the polynomial has coefficients in and all its roots equal to ; we immediately deduce that is a power of a minimal polynomial of over ; but the latter has degree equal to a power of p and hence, as the degree of is equal to the order of , the hypothesis implies that , in other words .
3. Decomposition and inertia for integrally closed domains
Lemma 4
Let A be an integrally closed domain, K its field of fractions, p the characteristic exponent of K, K' a radicial extension of K and A' a subring of K' containing A and integral over A. For every prime ideal p of A, there exists a unique prim ideal* p' of lying above and is the set of such that there exists an integer for which .
Cites 3 · Cited by 2
Cites Theorem 1, Corollary, V § 1, Proposition 1, A V § 8
Cited by Definition 5, Proposition 6
The existence of follows from no. 1, Theorem 1. If , there exists such that , whence since is integrally closed, hence . Conversely, if is such that , then since is prime.
Remark (1). It follows from § 1, no. 3, Corollary to Proposition 11 that the integral closure of in is the set of such that there exists for which (Algebra, Chapter V, § 8, no. 1, Proposition 1).
Proposition 6
Let be an integrally closed domain, its field of fractions, a quasi-Galois extension of and the integral closure of in . Then:
Cites 4 · Cited by 7
Cites Theorem 2, Corollary, V § 1, Proposition 7, V § 1, Lemma 4
Cited by Definition 5, Corollary 1, Corollary 2, Proposition 7, Corollary 4, Theorem 3, Corollary 4, VI § 8
(i) For every prime ideal of , the group of -automorphisms of operates transitively on the set of prime ideals of lying over .
(ii) For every prime ideal of , the field of fractions of is a quasi-Galois extension of the field of fractions of and the canonical homomorphism from to the group of -automorphisms of defines, by taking the quotient, a bijection of onto .
(A) Suppose first that is ajinite Galois extension of . Then since is integrally closed and is therefore the ring of invariants of in . As is finite, the proposition follows in this case from no. 2, Theorem 2.
(B) Suppose secondly that is any Galois extension of . Then is the union of a right directed family of finite Galois extensions of . To show (i), consider two prime ideals of lying above . For all , and are two prime ideals of , lying above . Since is the integral closure of in , and the restrictions to of the elements of form the group of -automorphisms of , it follows from case (A) that there exists such that . Let be the set of which have the above property. Let ; then, for all leaving invariant the elements of , (QT) , and hence . It follows that is closed in the topological Galois group (Algebra, Chapter V, Appendix 11, no. 1) and clearly the family is left directed. As is compact (loc. cit., no. 2, Proposition 3) and the are non-empty, the intersection of the family is non-empty and for all , whence (i).
To show (ii), note that is the union of the right directed family , where is the field of fractions of . As each is a quasi-Galois extension of by (A), so is (Algebra, Chapter V, § 6, no. 3, Proposition 8). On the other hand, let be a -automorphism of and let be the canonical homomorphism. By virtue of no. 2, Theorem 2 applied to , there exists for all a non-empty set of elements such that and for all . As above it is seen that is closed in and, as is a left directed set, its intersection is non-empty. Clearly for , and , which completes the proof of (ii) in this case.
(C) General care. The field of invariants of is a radicial extension of (Algebra, Chapter V, § 10, no. 9, Proposition 14); there therefore exists a single prime ideal of lying above (Lemma 4). If and are two prime ideals of lying above , then they lie above ; as is a Galois extension of , and , is integrally closed (§ 1, no. 2, Proposition 7 and Corollary to Proposition 8), it follows from (B) that there exists such that ; whence (i). On the other hand, clearly the field of fractions , of is a radicial extension of (A being integrally closed); as is a quasi-Galois extension of , by (B), is a quasi-Galois extension of , every -isomorphism of to an algebraically closed extension of being a -isomorphism. This last remark shows also, taking account of (B), that every -automorphism of is of the form where , which completes the proof of (ii).
Remark
(2) Suppose that is a Galois extension of and let us keep the notation of the proof of Proposition 6; for all let (resp. ) be the subgroup of consisting of the whose restriction to , belongs to (resp. ). The proof of Proposition 6 shows that these subgroups are closed in and that
With the same hypotheses, the ring (resp. ) is the union of the directed family of the (resp. ); in fact, every (resp. every ) belongs to one of the , and by the above there exists a such that and the restrictions to , of the elements of (resp. ) are the same as the restrictions to , of the elements of (resp. ), the groups and being finite; hence belongs to (resp. ).
Corollary 1
Under the hypotheses of Proposition 6, let f be a homomorphism from A to a field L and g_1, g_2 two homomorphisms from A' to L which extend f. Then there exists a K-automorphism such that .
The proof starting from Proposition 6 is the same as that of the Corollary to Theorem 2 starting from the latter.
Corollary 2
Let A be an integrally closed domain, K its field of fractions, K' a finite algebraic extension of K and A' a subring of K' containing A and integral over A.
(i) For every prime ideal of the set of prime ideals of lying above is finite. (ii) If is a prime ideal of lying above , every element of is of degree over the field of fractions of .
(i) Let be the quasi-Galois extension of generated by in an algebraic closure of and the integral closure of in . The field is a finite extension of (Algebra, Chapter V, § 6, no. 3, Corollary 1 to Proposition 9) and hence its group of -automorphisms is finite; it follows that the set of prime ideals of lying above is finite (Proposition 6 (i)). On the other hand, as is integral over , the mapping of the set of prime ideals of lying above to the set of prime ideals of lying above is surjective (no. 1, Theorem 1).
(ii) The coefficients of the minimal polynomial (over ) of any element belong to (, no. 3, Corollary to Proposition 10); applying the canonical homomorphism to the coefficients of this polynomial, an equation of integral dependence with coefficients in and of degree is obtained for the class mod. of ; whence the conclusion.
Corollary 3
With the hypotheses and notation of Corollary 2, if is semi-local, so is .
Cites 2
Cites Corollary 2, Proposition 1
For every maximal ideal of , is a maximal ideal of (no. 1, Proposition 1); the corollary then follows from Corollary 2, since by hypothesis the set of maximal ideals of is finite.
Corollary 4
Let be an integrally closed domain, its field of fractions, a Galois extension of , the integral closure of in , a prime ideal of , and and the fields of fractions of and respectively. Then:
(i) The field of fractions of is equal to and the maximal ideal of the local ring of relative to is generated by .
(ii) The field of fractions of is the greatest separable extension of contained in .
The ring is the ring of invariants in of the Galois group of over ; if is of finite degree over , the corollary then follows from Propositions 4 and 5 of no. 2. Consider now the general case, therefore being the union of a right directed set of finite Galois extensions of . Then:
(i) If are two elements of , where , there is an index such that and belong to (Remark 2); by Proposition 4 of no. 2, there are in with such that , which proves the first assertion of (i); if further , we may assume that satisfies
(ii) Suppose now that ; there exists such that (Remark 2) and Proposition 5 of no. 2 shows that the class of is algebraic and separable over ; a fortiori the class of is separable over ; to complete the proof of the corollary, it is sufficient to show that is a radicial extension of . Now, is the union of the right directed family of fields of fractions of the rings . It follows therefore from Proposition 5 that, if an element of belongs to , it is radicial over the field of fractions of
and a fortiori over (by virtue of Remark 2).
Definition 5
With the hypotheses and notation of Proposition 6, the field of invariants (resp. ) of the group (resp. ) in the field is called the decomposition field* (resp. inertia field) of with respect to .
We also write (resp. ) in place of (resp. ). It follows from § 1, no. 9, Proposition 23 that (resp. ) is the field of fractions of the ring (resp. ); (resp. ) is the integral closure of in (resp. ).
Remarks
Cites 5
Cites Proposition 6, Proposition 23, V § 1, Corollary 4, Lemma 4, Theorem 2
(3) Under the conditions of Corollary 4 of Proposition 6 and assuming that is finite, the number of distinct prime ideals lying above is , this degree being equal to the index ('3:*G*Z*) by Galois theory; moreover, it follows from Galois theory that
(4) Let be an integrally closed domain, its field of fractions, a finite algebraic extension of and the integral closure of in . Then, for every prime ideal of , the number prime ideals of lying above is at most (the separable factor of the degree of over ). We may first restrict our attention to the case where is a separable extension of , for in general is a radicial extension of the greatest separable extension of contained in , by definition and, if , is the integral closure of in , the prime ideals of , and are in one-to-one correspondence (Lemma 4). Suppose therefore that is separable over and let be the Galois extension of generated by in an algebraic closure of , its Galois group, the integral closure of in and a prime ideal of lying above . Let be the Galois group of over and the decomposition group of ; the prime ideals of lying above are the where (no. 2, Theorem 2) and the relation means that where . On the other hand in order that , it is necessary and sufficient that , where (no. 2, Theorem 2), whence finally where and . The number of prime ideals of lying above is therefore equal to the number of classes of under the equivalence relation "there exists and such that " between and ; clearly this number is at most equal to the index , the number of right cosets of in , and by Galois theory.
Proposition 7
Let be an integrally closed domain, its field of fractions, a Galois extension of , its Galois group, the integral closure of in , a prime ideal of and . Finally, let be a subfield of containing and let .
Cites 2
Cites Proposition 4, Proposition 6
(i) The decomposition field (resp. inertia field) *of with respect to is (resp. ); *if further is a Galois extension of , the decomposition field of with respect to is .
(ii) *If is contained in , and have the same field of fractions and in the local ring corresponding to the prime ideal , the maximal ideal is generated by . Conversely, if these two conditions hold and further , is contained in .
(i) If is the subgroup of leaving invariant the elements of , clearly the decomposition group (resp. inertia group) of with respect to is (resp. ) and the first assertion follows from Galois theory if is a finite Galois extension of (Algebra, Chapter V, § 10, no. 6, Corollary 1 to Theorem 3); in the general case it follows from the fact that (resp. ) is the union of the (resp. ) in the notation of Remark 2: every element belongs to some , and if it is invariant under (resp. ) it is also invariant under (resp. ) for some suitable ; hence it belongs by the beginning of the argument to
Suppose now that is a Galois extension of ; the restriction to of every then leaves invariant and hence belongs to the decomposition group of with respect to . Conversely, let be an automorphism of belonging to this group and let be an extension of to a -automorphism of ; we write . As and both lie above , there exists an automorphism such that , whence and is the restriction of to ; in other words, the decomposition group of with respect to is identical with the group of restrictions to of the automorphisms , which proves the second assertion.
(ii) To say that means that and the assertions of (ii) are therefore special cases of no. 2, Proposition 4 (ii) and (iii) when is finite. In the general case the argument is as in the proof of Proposition 6.
4. The second existence theorem
Theorem 3
Let be an integrally closed domain and a ring containing and integral over . Suppose that is the only element of which is a divisor of in . Let be two prime ideals of such that and a prime ideal of lying above . Then there exists a prime ideal of lying above and such that .
Cites 3 · Cited by 4
Cites Proposition 6, Theorem 1, Corollary 2, II § 2
Cited by Corollary, Exercise 4, § 3, Proposition 14, VII § 1, Exercise 25, § 3
Suppose first that is an integral domain. Let be the fields of fractions of and respectively; let be the algebraic closure of and the integral closure of in ; then . Let be a prime ideal of lying above (no. 1, Theorem 1), a prime ideal of lying above and such that (no. 1, Corollary 2 to Theorem 1) and finally a prime ideal of lying above (no. 1, Theorem 1). By no. 3, Proposition 6 (i), there exists a -automorphism of such that . Then is a prime ideal of lying above such that and hence is a prime ideal of lying above and contained in .
We pass to the general case. As is an integral domain and is prime, the subsets and of are multiplicative; then their product is a multiplicative subset of which does not contain 0 since the non-zero elements of are not divisors of 0 in . Then there exists (Chapter II, §2, no. 5, Corollary 2 to Proposition 11) a prime ideal of disjoint from , in other words such that and . Let be the canonical homomorphism . The restriction of to is injective and hence is integrally closed. As , is a prime ideal of lying above ; since is an integral domain, the first part of the proof proves that there exists a prime ideal of such that and . The ideal is a prime ideal of and , since contains the kernel of . As , . Finally, for , and hence since the restriction of to is injective; hence .
Corollary
Under the hypotheses on and of Theorem 3, let be a prime ideal of . The prime ideals of lying above are the minimal elements of the set of prime ideals of containing .
Cites 4
Cites Theorem 3, Proposition 1, Theorem 1, Corollary 2
A prime ideal of lying above is minimal in by virtue of no. 1, Corollary 1 to Proposition 1. Conversely, let be a minimal element of . As , Theorem 3 shows that there exists a prime ideal of lying above such that . As contains , the hypothesis made on implies that and hence lies above .
\* Let be two affine algebraic varieties and a morphism of to such that is dense in . Let (resp. ) be the ring of functions regular on (resp. ); having been given we can identify with a sub-ring of ; suppose that is integral over . Theorem 1 of no. 1 shows that for every irreducible subvariety W of V there exists an irreducible subvariety W' of V' such that f(W') is a dense subset of W; in particular, every point of V is the image of an irreducible subvariety of V', which shows that f is surjective. Similarly, the restriction of f to every irreducible subvariety W' of V' maps W' onto an irreducible subvariety of V. Corollary 2 to Theorem 1, no. 1 shows that, if W and X are two irreducible subvarieties of V such that W ⊃ X and if W' is an irreducible subvariety of V' such that f(W') = W, then there exists an irreducible subvariety X' of V' contained in W' and such that f(X') = X.
If A is integrally closed, V is called normal. Theorem 3 shows that, if V is normal, if W and X are irreducible subvarieties of V such that W ⊃ X and if X' is an irreducible subvariety of V' such that f(X') = X, then there exists a subvariety W' of V' containing X' and such that f(W') = W. Finally, the Corollary to Theorem 3 shows that, if V is normal and W is an irreducible subvariety of V, the irreducible subvarieties W' of V' such that f(W') = W are just the irreducible components of .
Exercises
See the exercises for § 2.