Bourbaki

2. The lift of prime ideals

1. The first existence theorem

Definition 1

Let A,A′\mathbf{A}, \mathbf{A}' be two rings and h:A→A′h : \mathbf{A} \to \mathbf{A}' a ring homomorphism. An ideal a′∈A′a' \in A' is said to lie above an ideal aa of A\mathbf{A} if a=h‾1(a′)a = \overline{h}^1(a').

To say that a prime ideal p′p' of A′A' lies above an ideal pp of A\mathbf{A} therefore means that pp is the image of p′p' under the continuous mapping "h:Spec(A′)→Spec(A)h : \mathrm{Spec}(A') \to \mathrm{Spec}(A)" associated with hh (Chapter 11, § 4, no. 3).

Note that for there to exist an ideal of A′A' lying above the ideal (0)(0) of A\mathbf{A}, it is necessary and sufficient that h:A→A′h : \mathbf{A} \to \mathbf{A}' be injective.

Let aa be an ideal of A\mathbf{A}; by taking quotients the homomorphism hh gives a homomorphism h1:A/a→A′/a′h_1 : \mathbf{A}/a \to \mathbf{A}'/a'; to say that a′a' is an ideal of A′A' lying above aa is equivalent to saying that aA′⊂a′aA' \subset a' and that a′/aA′a'/aA' is an ideal of A′/aA′\mathbf{A}'/aA' lying above (0)(0).

Lemma 1

Let h:A→A′h : \mathbf{A} \to \mathbf{A}' be a ring homomorphism, SS a multiplicative subset of A\mathbf{A}, i=iAS:A→S−1Ai = i_A^S : \mathbf{A} \to S^{-1}\mathbf{A}, i′=iA′h(S):A′→S−1A′=(h(S))−1A′i' = i_{A'}^{h(S)} : \mathbf{A}' \to S^{-1}\mathbf{A}' = (h(S))^{-1}\mathbf{A}' the canonical homomorphisms and h1=S−1h:S−1A→S−1A′h_1 = S^{-1}h : S^{-1}\mathbf{A} \to S^{-1}\mathbf{A}', so that there is a commutative diagram

A→hA′i↓i′↓S−1A→h1S−1A′ \begin{array}{ccc} \mathbf{A} & \xrightarrow{h} & \mathbf{A}' \\ i \downarrow & & i' \downarrow \\ S^{-1}\mathbf{A} & \xrightarrow{h_1} & S^{-1}\mathbf{A}' \end{array}
Cited by 3

Cited by Corollary 1, Proposition 3, Theorem 1

Let pp be a prime ideal of A\mathbf{A} such that p∩S=∅p \cap S = \varnothing. Then a′↦S−1a′a' \mapsto S^{-1}a' is a surjective mapping of the set F\mathscr{F} of ideals of A′\mathbf{A}' lying above pp onto the set F1\mathscr{F}_1 of ideals of S−1A′S^{-1}\mathbf{A}' lying above S−1pS^{-1}p and the mapping a1′↦i′(a1′)a'_1 \mapsto i'(a'_1) is a bijection of F1\mathscr{F}_1 onto the set of ideals belonging to F\mathscr{F} and is saturated with respect to h(S)h(S); in particular p′↦S−1p′p' \mapsto S^{-1}p' is a bijection of the set of prime ideals of A′\mathbf{A}' lying above pp onto the set of prime ideals of S−1A′S^{-1}\mathbf{A}' lying above S−1pS^{-1}p.

We know that S−1pS^{-1}p is a prime ideal of S−1AS^{-1}\mathbf{A} and that i1(S−1p)=pi_1(S^{-1}p) = p (Chapter 11, § 2, no. 5, Proposition 11); if there exists an ideal b′b' of S−1A′S^{-1}\mathbf{A}' lying above S−1pS^{-1}p, then h(i1(b′))=i(h1(b′))=ph(i_1(b')) = i(h_1(b')) = p; as S−1i′(b′)=b′S^{-1}i'(b') = b' (loc. cit.), this already shows that the image of F\mathscr{F} under the mapping a′↦S−1a′a' \mapsto S^{-1}a' contains F1\mathscr{F}_1. On the other hand, if a′∈Fa' \in \mathscr{F}, a∈Aa \in A and s∈Ss \in S, there are the following equivalences

h1(a/s)∈S−1a′  ⟺  h(a)/h(s)∈S−1a′ h_1(a/s) \in S^{-1}a' \iff h(a)/h(s) \in S^{-1}a'
  ⟺  \iff there exists t∈St \in S such that h(t)h(a)∈a′h(t)h(a) \in a'   ⟺  \iff there exists t∈St \in S such that ta∈pta \in \mathfrak{p}   ⟺  a/z∈S−1p\iff a/z \in S^{-1}\mathfrak{p}.

Hence h1−1(S−1a′)=S−1ph_1^{-1}(S^{-1}a') = S^{-1}\mathfrak{p}, which completes the proof that the image of F\mathscr{F} under the mapping a′↦S−1a′a' \mapsto S^{-1}a' is equal to F1\mathscr{F}_1; the other assertions follow from Chapter 11, § 2, no. 5, Proposition 11.

Proposition 1

Let h:A→A′h : A \to A' be a ring homomorphism such that A′A' is integral over AA, p′\mathfrak{p}' a prime ideal of A′A' and p=h−1(p′)\mathfrak{p} = h^{-1}(\mathfrak{p}'). For p\mathfrak{p} to be maximal, it is necessary and sufficient that p′\mathfrak{p}' be so.

Cites 1 · Cited by 12

Cites Proposition 2

Cited by Exercise 9, § 3, Corollary 1, Corollary 3, Corollary, Proposition 4, Proposition 5, Corollary 3, Theorem 1, Corollary 3, Theorem 2, Proposition 5, V § 3, Proposition 6, VI § 8

Let us write B=A/pB = A/\mathfrak{p}, B′=A′/p′B' = A'/\mathfrak{p}' and let h1:B→B′h_1 : B \to B' be the homomorphism derived from hh by taking quotients; BB and B′B' are integral domains and B′B' is integral over BB (§1§ 1, no. 1, Proposition 2). To say that p\mathfrak{p} (resp. p′\mathfrak{p}') is maximal means that BB (resp. B′B') is a field. The proposition then follows from the following lemma:

Lemma 2

Let BB be an integral domain and AA a subring of BB such that BB is integral over AA. For BB to be a field, it is necessary and sufficient that AA be a field.

Cites 2 · Cited by 1

Cites Theorem 1, Proposition 1, A V § 2

Cited by Corollary 2, V § 3

If AA is a field, then, for ally ≠0\neq 0 in BB, A[y]A[y] is by hypothesis (§1§ 1, Theorem 1) a finitely generated AA-module; as A[y]A[y] is an integral domain, it is a field (Algebra, Chapter V, § 2, no. 1, Proposition 1) and a fortiori yy is invertible in BB and hence BB is a field. Conversely, suppose that BB is a field and let z≠0z \neq 0 in AA; as z−1∈Bz^{-1} \in B, z−1z^{-1} is integral over AA, in other words there is an equation of integral dependence

z−n+a1z−(n−1)+…+an=0 z^{-n} + a_1 z^{-(n-1)} + \ldots + a_n = 0

where the ai∈Aa_i \in A; now this relation shows that

−z−1=a1+a2z+…+anzn−1∈A, -z^{-1} = a_1 + a_2 z + \ldots + a_n z^{n-1} \in A,

hence AA is certainly a field.

Corollary 1

Let h:A→A′h : A \to A' a ring homomorphism such that A′A' is integral over AA, p\mathfrak{p} a prime ideal of AA and p′\mathfrak{p}' and a′a' two ideals of A′A' lying above p\mathfrak{p} such that p′⊂a′\mathfrak{p}' \subset a'. If p′\mathfrak{p}' is prime, then a′=p′a' = \mathfrak{p}'.

Cites 3 · Cited by 5

Cites Proposition 11, II § 2, Lemma 1, Proposition 1

Cited by Corollary 2, Proposition 12, VII § 1, Proposition 14, VII § 1, Definition 1, VII § 2, Proposition 18, VII § 4

Let us write S=A−pS = A - \mathfrak{p}; then S−1A′S^{-1}A' is integral over S−1AS^{-1}A (§1§ 1, no. 5, Proposition

16), S−1pS^{-1}p is a maximal ideal of S−1AS^{-1}A (Chapter 11, § 2, no. 5, Proposition 11), S−1a′S^{-1}a' and S−1p′S^{-1}p' are ideals of S−1A′S^{-1}A' lying above S−1pS^{-1}p (Lemma 1) and S−1a′⊇S−1p′S^{-1}a' \supseteq S^{-1}p'. As S−1p′S^{-1}p' is prime, it is maximal by Proposition 1 and hence S−1p′=S−1a′S^{-1}p' = S^{-1}a'; therefore a′a' is contained in the saturation of p′p' with respect to h(S)h(S), which is equal to p′p' (Chapter II, § 2, no. 5, Proposition 11).

Corollary 2

Let A′A' be an integral domain, AA a subring of A′A' such that A′A' is integral over AA and ff a homomorphism from A′A' to a ring BB. If the restriction off to AA is injective ff is injective.

Cites 1 · Cited by 1

Cites Corollary 1

Cited by Proposition 2

If a′a' is the kernel off, the hypothesis means that a′∩A=(0)a' \cap A = (0); as A′A' is an integral domain, Corollary 1 may be applied taking pp and p′p' to be the ideal (0) of AA and the ideal (0) of A′A' respectively, whence a′=(0)a' = (0).

Corollary 3

Let h:A→A′h : A \to A' be a ring homomorphism such that A′A' is integral over AA and mm a maximal ideal of AA and suppose that there are in A′A' only a finite number of distinct maximal ideals mj′m'_j (1≤j≤n1 \leq j \leq n) lying above mm. Let qj′q'_j be the saturation of mA′mA' with respect to mj′m'_j (Chapter II, § 2, no. 4). Then: (i) In the ring A′/qj′A'/q'_j the divisors of zero are the elements of mj′/qj′m'_j/q'_j and they are nilpotent (1≤j≤n1 \leq j \leq n). (ii) mA′=⋂jqj′=∏jqj′mA' = \bigcap_j q'_j = \prod_j q'_j. (iii) The canonical homomorphism A′/mA′→∏j(A′/qj′)A'/mA' \to \prod_j (A'/q'_j) is bijective.

Cites 9

Cites II § 2. Rings and modules of fractions, Proposition 3, II § 1, Proposition 4, II § 1, Proposition 5, II § 1, Corollary 1, II § 2, Corollary 2, II § 3, § 2. The lift of prime ideals, Proposition 1, IV § 2. Primary decomposition

For a prime ideal of A′A' to contain mA′mA', it is necessary and sufficient that its inverse image under hh contain mm and hence that it lie above mm, since mm is maximal in AA; the mj′m'_j are therefore the only prime ideals of A′A' containing mA′mA' (Proposition 1) and therefore c′=⋂jmj′c' = \bigcap_j m'_j is the radical of mA′mA' (Chapter II, § 2, no. 6, Corollary 1 to Proposition 13). By definition of qj′q'_j, the class mod. qj′q'_j of an element of A′−mj′A' - m'_j is not a divisor of 0 in A′/qj′A'/q'_j; on the other hand, as the mj′m'_j are distinct maximal ideals, for every index jj there exists an element aj′a'_j belonging to ⋂jmj′\bigcap_j m'_j and not to mj′m'_j (Chapter II, § 1, no. 1, Proposition 4): then, for all x∉mj′,aj′x∈r′x \notin m'_j, a'_j x \in r', hence the class mod. qj′q'_j of aj′xa'_j x is nilpotent and, as that of aj′a'_j is not a divisor of 0, we conclude that the class of xx is nilpotent; in other words mj′m'_j is the radical of qj′q'_j, which proves (i). It follows that the qj′q'_j are relatively prime in pairs (Chapter II, § 1, no. 1, Proposition 3); (iii) will therefore be a consequence of (ii), taking account of Chapter II, § 1, no. 2, Proposition 5. To establish (ii), we note that in the ring A′/mA′A'/mA' the mj′/mA′m'_j/mA' are the only maximal ideals and qj′/mA′q'_j/mA' is the saturation of (0) with respect to mj′/mA′m'_j/mA' (Chapter 11, § 2, no. 4); we may therefore restrict our attention to the case mA′=(0)mA' = (0); the assertion of (ii) then follows from Chapter II, § 3, no. 3, Corollary 2 to Theorem 1.

Remark (1) If A′A' is Noetherian, it follows from (i) and (ii) that (qj′)1≤j≤n(q'_j)_{1 \leq j \leq n} is the unique primary decomposition of mA′mA' (Chapter IV, § 2, no. 3).

Theorem 1

Let h:A→A′h : A \to A' be an injective ring homomorphism such that AA is integral over AA and pp a prime ideal of AA. There exists a prime ideal p′p' of A′A' lying above pp.

Cites 3 · Cited by 14

Cites Theorem 1, II § 2, Lemma 1, Proposition 1

Cited by Exercise 9, § 3, Lemma 2, Lemma 4, Corollary, Proposition 4, Corollary 2, Corollary 1, Corollary 2, Corollary 3, Corollary 4, Theorem 3, Theorem 3, VI § 1, Remark, VII § 1, Exercise 4, § 2

Suppose first that AA is a local ring and pp the maximal ideal of AA; then, for every maximal ideal m′m' of A′A', h−1(m′)h^{-1}(m') is a maximal ideal of AA (Proposition 1) and hence equal to pp, which proves the theorem in this case (since A′A' contains AA by hypothesis and is therefore not reduced to 0). In the general case, let us write S=A−pS = A - p; then S−1AS^{-1}A is a local ring whose maximal ideal is S−1pS^{-1}p (Chapter 11, § 2, no. 5, Proposition 11), S−1h:S−1A→S−1AS^{-1}h : S^{-1}A \to S^{-1}A, is injective (Chapter II, § 2, no. 4, Theorem 1) and S−1A′S^{-1}A' is integral over S−1AS^{-1}A (§1§ 1, no. 5, Proposition 16); then there exists a prime ideal q′q' of S−1A′S^{-1}A' lying above S−1pS^{-1}p and we know that q′=S−1p′q' = S^{-1}p', where p′p' is a prime ideal of A′A' lying above pp (Lemma 1).

If h:A→A′h : A \to A' is not injective, Theorem 1 is no longer necessarily true, as the example of the homomorphism Z→Z/nZ (n>1)Z \to \mathbf{Z}/n\mathbf{Z} \ (n > 1) shows. However Theorem 1 can be applied to the canonical injection h(A)→A′h(A) \to A'; in other words, the statement of Theorem 1 is true for prime ideals pp containing Ker(h)\mathrm{Ker}(h).

Corollary 1

With the hypotheses and notation of Theorem 1, hˉ−1(pA′)=p\bar{h}^{-1}(pA') = p.

Cites 1

Cites Theorem 1

pA′⊂p′pA' \subset p' and hˉ(p′)=p\bar{h}(p') = p.

Corollary 2

Let h:A→A′h : A \to A' be a ring homomorphism such that A′A' is integral over AA, aa and pp two ideals of AA such that a⊂pa \subset p and a′a' an ideal of A′A' lying above aa. Suppose that pp is prime. Then there exists a prime ideal p′p' of A′A' lying above pp and containing a′a'.

Cites 2 · Cited by 3

Cites Proposition 2, Theorem 1

Cited by Corollary, Proposition 5, V § 3, Proposition 18, VII § 4

If h1:A/a→A′/a′h_1 : A/a \to A'/a' is the homomorphism derived from hh by taking quotients, h1h_1 is injective by hypothesis and A′/a′A'/a' is integral over A/aA/a (§1§ 1, no. 1, Proposition 2); then there exists a prime ideal p′/a′p'/a' of A′/a′A'/a' (p' prime in AA) lying above p/ap/a (Theorem 1) and p′p' is the required ideal.

Corollary 3

Let AA be a ring and A′A' a ring containing AA and integral over AA. If R′\mathscr{R}' is the Jacobson radical of A′A', R′∩A\mathscr{R}' \cap A is the Jacobson radical of AA.

Cites 2

Cites Proposition 1, Theorem 1

Let 3232 be the Jacobson radical of AA. For every maximal ideal m′m' of A′A', m′∩Am' \cap A is a maximal ideal of AA (Proposition 1), hence R⊂m′∩A\mathscr{R} \subset m' \cap A and therefore R⊂R′∩A\mathscr{R} \subset \mathscr{R}' \cap A (Algebra, Chapter VIII, § 5, no. 3, Definition 3). Conversely, let x∈32′∩Ax \in 32' \cap A; for every maximal ideal mm of AA, there exists a prime ideal of A′A' lying above mm (Theorem 1) and this ideal m′m' is necessarily maximal (Proposition 1), hence x∈m′∩A=mx \in m' \cap A = m and therefore x∈32x \in 32.

Corollary 4

Let AA be a ring, A′A' a ring containing AA and integral over AA and ff a homomorphism from AA to an algebraically closed field LL. Then ff can be extended to a homomorphism from A′A' to LL.

Cites 3 · Cited by 2

Cites Proposition 2, Theorem 1, Proposition 6

Cited by Corollary 3, V § 3, Theorem 1, VI § 1

Let p\mathfrak{p} be the kernel of ff, which is a prime ideal since f(A)⊂Lf(A) \subset L is an integral domain; let p′\mathfrak{p}' be a prime ideal of A′A' lying above p\mathfrak{p} (Theorem 1). Then A/pA/\mathfrak{p} is canonically identified with a subring of A′/p′A'/\mathfrak{p}' and A′/p′A'/\mathfrak{p}' is integral over A/pA/\mathfrak{p} (§1§ 1, no. 1, Proposition 2). The homomorphism ff defines, by taking the quotient, an isomorphism of A/pA/\mathfrak{p} onto the subring f(A)f(A) of LL, which can be extended to an isomorphism gg of the field of fractions KK of A/pA/\mathfrak{p} onto a subfield of LL. As the field of fractions K′K' of A′/p′A'/\mathfrak{p}' is algebraic over KK, gg can be extended to an isomorphism g′g' of K′K' onto a subfield of LL (Algebra, Chapter V, §4§ 4, no. 2, Corollary to Theorem 1); if π′:A′→A′/p′\pi': A' \to A'/\mathfrak{p}' is the canonical homomorphism, g′∘π′g' \circ \pi' is a homomorphism from A′A' to LL extending ff.

Remark (2). Let h:A→A′h : A \to A' be a ring homomorphism such that A′A' is integral over AA; then the associated continuous mapping ah:Spec(A′)→Spec(A)^a h : \mathrm{Spec}(A') \to \mathrm{Spec}(A) is closed. For every ideal a′a' of A′A', A′/a′A'/a' is integral over A′A', hence also over AA (§1§ 1, no. 1, Proposition 6) and Spec(A′/a′)\mathrm{Spec}(A'/a') is identified with a closed subspace V(a′)V(a') of Spec(A′)\mathrm{Spec}(A'); to show that ah^a h is closed, we see then (replacing A′A' by A′/a′A'/a') that it is sufficient to prove that the image of Spec(A)′\mathrm{Spec}(A)' under ah^a h is a closed subset of Spec(A)\mathrm{Spec}(A); now it follows from Theorem 1 that this image is just the set of prime ideals of AA containing the ideal Ker(h)\mathrm{Ker}(h) and this set is closed by definition of the topology on Spec(A)\mathrm{Spec}(A).

Proposition 2

Let h:A→A′h : A \to A' be a ring homomorphism such that A′A' is integral over AA, p\mathfrak{p} a prime ideal of AA, S=A−pS = A - \mathfrak{p}, (pi′)i∈I(p'_i)_{i \in I} the family of all the prime ideals p\mathfrak{p} of A′A' lying above p\mathfrak{p} and S′=⋂i∈I(A′−pi)S' = \bigcap_{i \in I} (A' - p_i); then S−1A′=S′−1A′S^{-1}A' = {S'}^{-1}A'.

Cites 1 · Cited by 3

Cites Corollary 2

Cited by Proposition 1, Corollary 2, Corollary 4

In fact, by definition h(S)⊂S′h(S) \subset S' and, as

h(S)−1A′=S−1A′, h(S)^{-1}A' = S^{-1}A',

it suffices to prove, by virtue of Chapter II, §2§ 2, no. 3, Proposition 8, that, if a prime ideal q′q' of A′A' does not meet h(S)h(S), it does not meet S′S' either. Now, suppose that q′∩h(S)=∅q' \cap h(S) = \varnothing and let q=h−1(q′)q = h^{-1}(q'); then q∩S=∅q \cap S = \varnothing, in other words q⊂pq \subset \mathfrak{p}. As q′q' lies above qq by definition, it follows from Corollary 2 to Proposition 1 that there is an index cc such that q′⊂pc′q' \subset p'_c and hence q′∩S′=∅q' \cap S' = \varnothing, which completes the proof.

Proposition 3

Let h:A→A′h : A \to A' be a ring homomorphism such that A′A' is a finitely generated AA-module; then, for every prime ideal p\mathfrak{p} of AA, the set of prime ideals of A′A' lying above p\mathfrak{p} is finite.

Cites 2

Cites Proposition 9, IV § 2, Lemma 1

Let S=A−pS = A - p; by Lemma 1 we may replace AA by S−1AS^{-1}A, A′A' by S−1A′S^{-1}A' (which is a finitely generated S−1AS^{-1}A-module) and pp by S−1pS^{-1}p; in other words, we may assume that AA is a local ring and pp is its maximal ideal. Then (by the remark made at the beginning of this no.) AA may be replaced by A/pA/p, A′A' by A′/pA′A'/pA' and pp by (0)(0), for A′/pA′=(A/p)⊗AA′A'/pA' = (A/p) \otimes_A A' is a finitely generated (A/p)(A/p)-module. Thus we have finally reduced the problem to proving the proposition when AA is a field and p=(0)p = (0); A′A' is then an AA-algebra of finite rank and therefore Artinian and we know that in such an algebra there is only a finite number of prime ideals (Chapter IV, § 2, no. 5, Proposition 9).

2. Decomposition group and inertia group

Definition 2

Let A′A' be a ring and GG a group operating on A′A' (§1§ 1, no. 9). Given a prime ideal p′⊂A′p' \subset A' the subgroup of elements σ∈G\sigma \in G such that σ.p′=p′\sigma.p' = p' is called the decomposition group of p′p' (with respect to GG) and is denoted by Gz(p′)G^z(p'). The ring of elements of A′A' invariant under Gz(p′)G^z(p') is called the decomposition ring of p′p' (with respect to GG) and is denoted by Az(p′)A^z(p') (*).

Cited by 3

Cited by Definition 3, Corollary 4, VI § 8, Proposition 18, VII § 4

We often write GzG^z and AzA^z instead of Gz(p′)G^z(p') and Az(p′)A^z(p') respectively, when there is no ambiguity.

For all σ∈Gz(p′)\sigma \in G^z(p') we also denote by z↦σ.zz \mapsto \sigma.z the endomorphism of the ring A′/p′A'/p' derived from the endomorphism x↦σ.xx \mapsto \sigma.x of A′A' by taking quotients; clearly the group Gz(p′)G^z(p') operates in this way on the ring A′/p′A'/p'.

Definition 3

With the notation of Definition 2, the subgroup of Gz(p′)G^z(p') consisting of those σ\sigma such that the endomorphism z↦σ.zz \mapsto \sigma.z of A′/p′A'/p' is the identity is called the inertia group of p′p' (with respect to GG) and denoted by GT(p′)G^T(p') (or GTG^T). The ring of elements of A′A' invariant under GT(p′)G^T(p') is called the inertia ring of p′p' (with respect to GG) and is denoted by AT(p′)A^T(p') (or ATA^T) (†).

Cites 1

Cites Definition 2

If AA is the subring of A′A' consisting of the invariants of GG, clearly

A⊂Az(p′)⊂AT(p′)⊂A′. A \subset A^z(p') \subset A^T(p') \subset A'.

It follows from Definitions 2 and 3 that, for all p∈Gp \in G,

Gz(ρ.p′)=ρGz(p′)ρ−1,GT(ρ.p′)=ρGT(p′)ρ−1. G^z(\rho.p') = \rho G^z(p') \rho^{-1}, \quad G^T(\rho.p') = \rho G^T(p') \rho^{-1}.

If, for all σ∈Gz(p′)\sigma \in G^z(p'), σˉ\bar{\sigma} is the automorphism z↦σ.zz \mapsto \sigma.z of A′/p′A'/p', σ↦σˉ\sigma \mapsto \bar{\sigma} is a homomorphism (called canonical) of GzG^z to the group Γ0\Gamma_0 of automorphisms of

(*) The letter ZZ is the initial of the German word "Zerlegung" which means "decomposition." (†) The letter T is the initial of the German word "Tragheit" which means "inertia."

A'/p' leaving invariant the elements of AZ/(p′∩AZ)A^{\mathbf{Z}}/(p' \cap A^{\mathbf{Z}}) (canonically identified with a subring of A′/p′A'/p') and by definition GΓ(p′)\mathscr{G}^{\Gamma}(p') is the kernel of this canonical homomorphism; GΓ\mathscr{G}^{\Gamma} is therefore a normal subgroup of GZ\mathscr{G}^{\mathbf{Z}}. If k′k' is the field of fractions of A′/p′A'/p', every automorphism of A′/p′A'/p' can be extended uniquely to an automorphism of k′k', so that σ↦σˉ\sigma \mapsto \bar{\sigma} can be considered as a homomorphism from GZ(p′)\mathscr{G}^{\mathbf{Z}}(p') to the group of automorphisms of k′k'. Note finally that, since GΓ\mathscr{G}^{\Gamma} is normal in GZ\mathscr{G}^{\mathbf{Z}}, AΓA^{\Gamma} is stable under GZ\mathscr{G}^{\mathbf{Z}}.

Lemma 3

Let A′A' be a ring, G\mathscr{G} a group operating on A′A', AA the ring of invariants of G\mathscr{G}, p′p' a prime ideal of A′A' and SS a multiplicative subset of AA not meeting p′p'. Then GZ(S−1p′)=GZ(p′)\mathscr{G}^{\mathbf{Z}}(S^{-1}p') = \mathscr{G}^{\mathbf{Z}}(p'), GΓ(S−1p′)=GΓ(p′)\mathscr{G}^{\Gamma}(S^{-1}p') = \mathscr{G}^{\Gamma}(p') and, if G\mathscr{G} is locally finite, S−1AZ(p′)=AZ(S−1p′)S^{-1}A^{\mathbf{Z}}(p') = A^{\mathbf{Z}}(S^{-1}p') and S−1AΓ(p′)=AΓ(S−1p′)S^{-1}A^{\Gamma}(p') = A^{\Gamma}(S^{-1}p').

Cites 1 · Cited by 2

Cites Proposition 23, V § 1

Cited by Proposition 4, Theorem 2

As the elements of SS are invariant under G\mathscr{G}, clearly, if σ.p′=p′\sigma.p' = p', also σ.(S−1p′)=S−1p′\sigma.(S^{-1}p') = S^{-1}p'. Conversely, suppose that σ∈G\sigma \in \mathscr{G} is such that σ.(S−1p′)=S−1p′\sigma.(S^{-1}p') = S^{-1}p'; then, if x∈p′x \in p', (σ.x)/1∈S−1p′(\sigma.x)/1 \in S^{-1}p' and there therefore exists s∈Ss \in S such that s(σ.x)∈p′s(\sigma.x) \in p', whence σ.x∈p′\sigma.x \in p' since p′p' is prime and s∉p′s \notin p'; this proves that σ.p′⊂p′\sigma.p' \subset p' and it can be similarly shown that σ−1.p′⊂p′\sigma^{-1}.p' \subset p', hence σ.p′=p′\sigma.p' = p' and σ∈GZ(p′)\sigma \in \mathscr{G}^{\mathbf{Z}}(p'). If σ∈GΓ(p′)\sigma \in \mathscr{G}^{\Gamma}(p'), then σ.x−x∈p′\sigma.x - x \in p' for all x∈A′x \in A', hence also, for all s∈Ss \in S,

σ.(x/s)−(x/s)=(O.x−x)/s∈S−1p′ \sigma.(x/s) - (x/s) = (O.x - x)/s \in S^{-1}p'

and therefore σ∈GΓ(S−1p′)\sigma \in \mathscr{G}^{\Gamma}(S^{-1}p'). Conversely, suppose that σ∈GΓ(S−1p′)\sigma \in \mathscr{G}^{\Gamma}(S^{-1}p'); then, for all x∈A′x \in A', σ.(x/1)−(x/1)∈S−1p′\sigma.(x/1) - (x/1) \in S^{-1}p' and therefore there exists s∈Ss \in S such that s(σ.x−x)∈p′s(\sigma.x - x) \in p', whence as above σ.x−x∈p′\sigma.x - x \in p', which proves that σ∈GΓ(p′)\sigma \in \mathscr{G}^{\Gamma}(p'). The last two assertions follow from § 1, no. 9, Proposition 23.

(i) Given two prime ideals p′,q′p', q' of A′A' lying above the same prime ideal pp of AA, there exists σ∈G\sigma \in \mathscr{G} such that q′=σ.p′q' = \sigma.p'; in other words, G\mathscr{G} operates transitively on the set of prime ideals of A′A' lying above pp.

(ii) Let p′p' be a prime ideal of A′A', p=p′∩Ap = p' \cap A and kk (resp. k′k') the field of fractions of A/pA/p (resp. A′/p′A'/p'). Then k′k' is a quasi-Galois extension () of kk and the canonical homomorphism σ↦σˉ\sigma \mapsto \bar{\sigma} from GZ(p′)\mathscr{G}^{\mathbf{Z}}(p') to the group Γ\Gamma of kk-automorphisms of k′k' defines, by taking the quotient, an isomorphism of GZ(p′)/GΓ(p′)\mathscr{G}^{\mathbf{Z}}(p')/\mathscr{G}^{\Gamma}(p') onto Γ\Gamma.*

(*) In order to avoid confusion with other meanings of the word "normal" we henceforth use the term "quasi-Galois extension" as synonymous with the term "normal extension" defined in Algebra, Chapter V, § 6, no. 2, Definition 2.

(i) If x∈qx \in \mathfrak{q} then ∏σ∈Gσ.x∈q′∩A=p⊂p′\prod_{\sigma \in \mathscr{G}} \sigma.x \in q' \cap A = p \subset p'; then there exists σ∈G\sigma \in \mathscr{G} such that σ.x∈p′\sigma.x \in p', that is x∈σ−1.q′x \in \sigma^{-1}.q'. We conclude that q′⊂⋃σ∈Gs.p′q' \subset \bigcup_{\sigma \in \mathscr{G}} \mathfrak{s}.\mathfrak{p}' and hence (since G\mathscr{G} is finite and the s.p′\mathfrak{s}.\mathfrak{p}' prime) there exists σ∈G\sigma \in \mathscr{G} such that q′⊂s.p′\mathfrak{q}' \subset \mathfrak{s}.\mathfrak{p}' (Chapter II, § 1, no. 1, Proposition 2); as q′q' and σ.p′\sigma.\mathfrak{p}' both lie above pp, q′=σ.p′q' = \sigma.\mathfrak{p}' (no. 1, Corollary 1 to Proposition 1).

(ii) To see that k′k' is a quasi-Galois extension of kk, it suffices to prove that every element xˉ∈A′/p′\bar{x} \in A'/p' is a root of a polynomial PP in k[X]k[X] all of whose roots are in A′/p′A'/p' (Algebra, Chapter V, § 6, no. 3, Corollary 3 to Proposition 9). Now, let x∈A′x \in A' be a representative of the class xˉ\bar{x}; the polynomial Q(X)=∏σ∈G(X−σ.x)Q(X) = \prod_{\sigma \in \mathscr{G}} (X - \sigma.x) has all its coefficients in AA; let P(X)P(X) be the polynomial in (A/p)[X](A/p)[X] whose coefficients are the images of those of QQ under the canonical homomorphism π:A→A/p\pi : A \to A/p. As π\pi may be considered as the restriction to AA of the canonical homomorphism π′:A′→A′/p′\pi' : A' \to A'/p', it is seen that PP is the product in (A′/p′)[X](A'/p')[X] of the linear factors X−π′(σ.x)X - \pi'(\sigma.x) and therefore solves the problem since xˉ=π′(x)\bar{x} = \pi'(x).

Clearly, for all σ∈Gz\sigma \in \mathscr{G}^z, σ^\hat{\sigma} is a kk-automorphism of k′k'; it remains to verify that σ↦σ^\sigma \mapsto \hat{\sigma} maps Gz\mathscr{G}^z onto the group of all kk-automorphisms of k′k'. Let us write S=A−pS = A - p; kk and k′k' are not changed by replacing A′A' and p′p' by S−1A′S^{-1}A' and S−1p′S^{-1}p' respectively, by virtue of § 1, no. 9, Proposition 23 and the relation S−1p′∩S−1A=S−1(A∩p′)=S−1pS^{-1}p' \cap S^{-1}A = S^{-1}(A \cap p') = S^{-1}p (Chapter 11, § 2, no. 4); it follows from Lemma 3 that neither Gz\mathscr{G}^z nor its operation on k′k' is changed; we may therefore restrict our attention to the case where pp is maximal, in which case we know that so is p′p' (no. 1, Proposition 1) and every element of k′k' is therefore of the form π′(x)\pi'(x) for some x∈A′x \in A'; it has been seen above that such an element is a root of a polynomial in k[X]k[X] of degree ≤Card(G)\leq \mathrm{Card}(\mathscr{G}). As every finite separable extension of kk admits a primitive element (Algebra, Chapter V, § 7, no. 7, Proposition 12 and § 11, no. 4, Proposition 4), it is seen that every finite separable extension of kk contained in k′k' is of degree ≤Card(G)\leq \mathrm{Card}(\mathscr{G}), whence it follows that the greatest separable extension ks′k'_s of kk contained in k′k' (Algebra, Chapter V, § 7, no. 6, Proposition 11) is of degree ≤Card(G)\leq \mathrm{Card}(\mathscr{G}) (Algebra, Chapter V, § 3, no. 2, Remark 2). Let y∈A′y \in A' be an element such that π′(y)\pi'(y) is a primitive element of ks′k'_s. The ideals σ.p′\sigma.p' for σ∈G−Gz\sigma \in \mathscr{G} - \mathscr{G}^z are maximal and distinct from p′p' by definition; there therefore exists x∈A′x \in A' such that x≡y(modp′)x \equiv y \pmod{p'} and x∈σ−1p′x \in \sigma^{-1}p' for σ∈G−Gz\sigma \in \mathscr{G} - \mathscr{G}^z (Chapter 11, § 1, no. 2, Proposition 5). This being so, let uu be a kk-automorphism of k′k' and let P(X)=∏σ∈G(X−π′(σ.x))P(X) = \prod_{\sigma \in \mathscr{G}} (X - \pi'(\sigma.x)); as π′(x)\pi'(x) is a root of PP and P∈k[X]P \in k[X], u(π′(x))u(\pi'(x)) is also a root of PP in k′k' and hence there exists τ∈G\tau \in \mathscr{G} such that

u(π′(x))=π′(τ.x); u(\pi'(x)) = \pi'(\tau.x);

but u(π′(x))≠0u(\pi'(x)) \neq 0 and, for σ∈G−Gz\sigma \in \mathscr{G} - \mathscr{G}^z, σ.x∈p′\sigma.x \in p' and hence π′(σ.x)=0\pi'(\sigma.x) = 0; we conclude that necessarily τ∈Gz\tau \in \mathscr{G}^z. But as uu and τ~\tilde{\tau} have the same value for the primitive element π′(y)=π′(x)\pi'(y) = \pi'(x) of ks′k'_s, they coincide on ks′k'_s and, as k′k' is a radicial extension of ks′k'_s, they coincide on k′k'.

Corollary

With the hypotheses and notation Of Theorem 2, let f1,f2f_1, f_2 be two homomorphisms of AA to a field LL with the same restriction to AA. Then there exists σ∈G\sigma \in \mathscr{G} such that

Cites 2 · Cited by 1

Cites Theorem 2, Exercise 9, § 2

Cited by Corollary 1

f2(x)=f1(σ.x) f_2(x) = f_1(\sigma.x)

for all x∈A′x \in A'.

Let pi′p'_i be the kernel of fif_i (i=1,2i = 1, 2) which is a prime ideal of A′A'; by hypothesis p1′∩A=p2′∩Ap'_1 \cap A = p'_2 \cap A and this intersection is a prime ideal pp of AA; there therefore exists τ∈G\tau \in \mathscr{G} such that τ.p2′=p1′\tau.p'_2 = p'_1 (Theorem 2 (i)); replacing f1f_1 by the homomorphism x↦f1(τ.x)x \mapsto f_1(\tau.x) we may then assume that p2′=p1′p'_2 = p'_1 (an ideal which we shall denote by p′p'). By taking the quotient we then derive from f1f_1 and f2f_2 two injective homomorphisms f1′,f2′f'_1, f'_2 from A′/p′A'/p' to LL which therefore extend to two injective homomorphisms f1′′,f2′′f''_1, f''_2 from the field of fractions k′k' of A′/p′A'/p' to LL. As k′k' is a quasi-Galois extension of kk, so is k1′′=f1′′(k′)k''_1 = f''_1(k') and k2′′=f2′′(k′)k''_2 = f''_2(k') (k being identified with a subfield of LL) and, as there is a k-isomorphism of k1′′k''_1 onto k2′′,k1′′=k2′′k''_2, k''_1 = k''_2 (Algebra, Chapter V, § 6, Proposition 6). Thus f1′′∘f2′′−1f''_1 \circ {f''_2}^{-1} is a k-automorphism of k′k'; by Theorem 2 (ii) it is therefore of the form 6, where σ∈Gz(p′)\sigma \in \mathscr{G}^z(p'). In particular, for all x∈A′x \in A' the elements f2(x)f_2(x) and f1(σ.x)f_1(\sigma.x) are equal.

Remarks

(1) Note that under the hypotheses of Theorem 2 k′k' may be infinite over kk if k′k' is not separable over kk (Exercise 9).

(2) Clearly kk is a Galois extension of kk if the field kk is perfect. It is then finite over kk.

Proposition 4

Let A′A' be a ring, G\mathscr{G} a finite group operating on A′A', H\mathscr{H} a subgroup of G\mathscr{G}, AA and BB the rings of invariants of G\mathscr{G} and H\mathscr{H} respectively and p′p' a prime ideal of AA; let us write p=A∩p′p = A \cap p' and p(B)=B∩p′p(B) = B \cap p'.

Cites 13 · Cited by 6

Cites Theorem 2, II § 2. Rings and modules of fractions, Proposition 11, II § 2, Proposition 23, V § 1, Lemma 3, Proposition 5, V § 1, Proposition 1, Theorem 1, Proposition 10, II § 2, Proposition 2, II § 1, Proposition 2, V § 1, Corollary (Krull), III § 3, Exercise 10, § 2

Cited by Exercise 11, § 2, Corollary 2, Proposition 5, Corollary 4, Proposition 7, Exercise 8, § 8

(i) For H\mathscr{H} to be contained in the decomposition group Gz(p′)\mathscr{G}^z(p'), it is necessary and sufficient that p′p' be the only prime ideal of AA lying above p(B)p(B).

(ii) If H\mathscr{H} contains Gz(p′)\mathscr{G}^z(p'), the following conditions are satisfied: (a) The rings A/pA/p and B/p(B)B/p(B) have the same field of fractions. (b) The maximal ideal of the local ring Bp(B)B_{p(B)} is equal to pBp(B)pB_{p(B)}.

(iii) Suppose further that A′A' is an integral domain and that ⋂n≥0pnAp′=0\bigcap_{n \geq 0} p^nA'_p = 0; then conditions (a) and (b) & (ii) imply that Gz(p′)\mathscr{G}^z(p') leaves invariant the elements of BB.

(i) It follows from Theorem 2 (i) that the prime ideals of AA lying above p(B)p(B) are the ideals of the form σ.p′\sigma.p', where σ∈H\sigma \in \mathscr{H}; whence immediately (i).

(ii) We write S=A−pS = A - p; we know that the rings of invariants of G\mathscr{G} and H\mathscr{H} in S−1A′S^{-1}A' are respectively S−1AS^{-1}A and S−1BS^{-1}B (§ 1, no. 9, Proposition 23) and GZ(S−1p)=GZ(p′)\mathscr{G}^{\mathbf{Z}}(S^{-1}p) = \mathscr{G}^{\mathbf{Z}}(p') (Lemma 3); finally S−1p(B)=S−1p′∩S−1BS^{-1}p(B) = S^{-1}p' \cap S^{-1}B (Chapter II, § 2, no. 4), the local ring of the prime ideal S−1p(B)S^{-1}p(B) of the ring S−1BS^{-1}B is canonically isomorphic to Bp(B)B_{p(B)} and its residue field is isomorphic to the field of fractions of B/p(B)B/p(B) (Chapter II, § 2, no. 5, Proposition 11). We can therefore show (ii) restricting our attention to the case where pp is maximal. To establish (a) it will be sufficient to prove that

B=A+p(B) B = A + p(B)

for this will show that the fields A/pA/p and B/p(B)B/p(B) are canonically isomorphic. By Theorem 2 there is only a finite number of prime ideals of A′A' lying above pp and by Theorem 1 of no. 1 there is at least one prime ideal of A′A' lying above every prime ideal of BB; this implies that there is only a finite number of prime ideals of BB lying above pp; let njn_j (1≤j≤r1 \leq j \leq r) denote those of these ideals which are ≠p(B)\neq p(B). Let xx be an element of BB; as the ideals p(B)p(B) and njn_j are maximal (no. 1, Proposition 1), there exists y∈By \in B such that y≡xy \equiv x (mod. p(B)p(B)) and y∈njy \in n_j for 1≤j≤r1 \leq j \leq r (Chapter 11, § 1, no. 2, Proposition 5). Let y1=y,y2,…,yqy_1 = y, y_2, \ldots, y_q be distinct elements of the orbit of yy under G\mathscr{G}; clearly

z=y1+y2+⋯+yq∈A, z = y_1 + y_2 + \cdots + y_q \in A,

and to establish (3) it will be sufficient to show that yi∈p′y_i \in p' for i≥2i \geq 2, for then we shall deduce that z−y∈p′∩B=p(B)z - y \in p' \cap B = p(B), whence x∈A+p(B)x \in A + p(B) since x≡yx \equiv y (mod. p(B)p(B)). Then let i≥2i \geq 2 and σ∈G\sigma \in \mathscr{G} such that σ.y=yi\sigma.y = y_i; we show that σ−1.p′\sigma^{-1}.p' does not lie above p(B)p(B). For otherwise there would exist τ∈H\tau \in \mathscr{H} such that σ−1.p′=τ.p′\sigma^{-1}.p' = \tau.p' (Theorem 2 (i)), whence (τ−1σ−1).p′=p′(\tau^{-1}\sigma^{-1}).p' = p', in other words τ−1σ−1∈GZ⊂H\tau^{-1}\sigma^{-1} \in \mathscr{G}^{\mathbf{Z}} \subset \mathscr{H} by hypothesis, whence σ∈H\sigma \in \mathscr{H}; but as y∈By \in B and σ.y≠y\sigma.y \neq y, this is absurd. We conclude that σ−1.p′\sigma^{-1}.p' lies above one of the ideals njn_j and, as y∈njy \in n_j by construction, certainly y∈σ−1.p′y \in \sigma^{-1}.p' or yi=σ.y∈p′y_i = \sigma.y \in p'.

To prove (b) it will suffice to establish that p(B)p(B) is contained in the saturation qq of the ideal pBpB with respect to p(B)p(B) (Chapter II, § 2, no. 4, Proposition 10); as p(B)p(B) is contained in none of the njn_j (1≤j≤r1 \leq j \leq r), it will suffice even to prove that

p(B)⊂q∪n1∪⋯∪nr p(B) \subset q \cup n_1 \cup \cdots \cup n_r

by Chapter II, § 1, no. 1, Proposition 2. For this, we consider an element u∈p(B)u \in p(B) belonging to none of the njn_j (1≤j≤r1 \leq j \leq r) (Chapter 11, § 1, no. 1, Proposition 2); let u1=u,u2,…,umu_1 = u, u_2, \ldots, u_m be the distinct elements of the orbit of uu under G\mathscr{G}; we write w=u1u2…um,v=u2…umw = u_1u_2 \ldots u_m, v = u_2 \ldots u_m; clearly w∈Aw \in A; on the other hand, if τ∈H\tau \in \mathscr{H}, τ.u=u\tau.u = u and hence necessarily τ.ui≠u\tau.u_i \neq u for i≥2i \geq 2, which shows that τ.v=v\tau.v = v and hence v∈Bv \in B. It can be shown as in the proof of (a) that, if σ∈G\sigma \in \mathscr{G} is such that σ.u=ui\sigma.u = u_i where i≥2i \geq 2, σ−1.p′\sigma^{-1}.p' lies above one of the njn_j and, as u∉nju \notin n_j, also u∉σ−1.p′u \notin \sigma^{-1}.p', in other words ui∉p′u_i \notin p'. We conclude that v∉p′v \notin p' and therefore v∉p(B)v \notin p(B). On the other hand clearly w∈p′∩A=pw \in p' \cap A = p and the relation w=uvw = uv shows that uu is in the saturation of pBpB with respect to p(B)p(B) and hence establishes (4).

(iii) Suppose that A′A' is an integral domain, that ⋂n≥0pnAp′=0\bigcap_{n \geq 0} p^n A'_p = 0 and that conditions (a) and (b) of (ii) hold. With the same notation as in (ii), clearly S−1A′S^{-1}A' is an integral domain and S−1Ap′=Ap′S^{-1}A'_p = A'_p; it is therefore possible to replace A′A' and p′p' by S−1A′S^{-1}A' and S−1p′S^{-1}p', in other words, suppose also that the ideal pp is maximal. The hypotheses (a) and (b) then imply that

Bp(B)=A+pBp(B) \mathbf{B}_{p(B)} = A + p \mathbf{B}_{p(B)}

By induction on nn we deduce that Bp(B)=A+pnBp(B)\mathbf{B}_{p(B)} = A + p^n \mathbf{B}_{p(B)} for all n>0n > 0. Then let σ\sigma be an element of GZ\mathscr{G}^\mathbf{Z} and xx be an element of BB. For all n>0n > 0, there exists an∈Aa_n \in A such that x−an∈pnBp(B)⊂pnAp′x - a_n \in p^n \mathbf{B}_{p(B)} \subset p^n A'_p; as σ.an=a\sigma.a_n = a, and σ.p′=p′\sigma.p' = p', we deduce that σ.x−x∈pnAp′\sigma.x - x \in p^n A'_p. Since this relation holds for all nn, we conclude from the hypothesis that σ.x=x\sigma.x = x.

h a r k s

(3) If A′A' is an integral domain and Noetherian, the condition ⋂n≥1pnAp′=0\bigcap_{n \geq 1} p^n A'_p = 0 always holds (Chapter III, § 3, no. 2, Corollary to Proposition 5). It can be shown that this condition is also satisfied if A′A' is assumed to be an integral domain and AA to be Noetherian.

(4) If pp is not a maximal ideal of AA relation (3) does not necessarily hold under the hypotheses of (ii) and therefore A/pA/p and B/p(B)B/p(B) are not necessarily isomorphic even if we take H=GZ\mathscr{H} = \mathscr{G}^\mathbf{Z}, whence B=A′′B = A'' (Exercise 10).

Corollary 1

Under the hypotheses Of Theorem 2 the rings A/pA/p and AZ/(p′∩AZ)A^\mathbf{Z}/(p' \cap A^\mathbf{Z}) have the same field Of fractions and the maximal ideal of the local ring (AZ)p′∩AZ′(A^\mathbf{Z})'_{p' \cap A^\mathbf{Z}} is generated by pp.

Cites 1

Cites Theorem 2

Corollary 2

Let A′A' be an integral domain, G\mathscr{G} a finite group operating on A′A', A′A' the ring of invariants of G\mathscr{G} and p′p' a prime ideal of A′A'; let K,KZK, K^\mathbf{Z} and KK be the fields of fractions of A,AZA, A^\mathbf{Z} and A′A' respectively. Then K′K' is a Galois extension Of KK and the subfields LL of KK containing KK and such that p′p' is the only prime ideal of A′A' lying above the ideal p′∩Lp' \cap L of A′∩LA' \cap L are just those which contain KZK^\mathbf{Z}.

Cites 3 · Cited by 1

Cites Proposition 23, V § 1, Proposition 4, Theorem 3, A V § 10

Cited by Definition 4

G\mathscr{G} operates on K′K' and KK is the field of invariants of G\mathscr{G} in K′K' (§ 1, no. 9, Proposition 23 applied to S=A−{0}S = A - \{0\}) and similarly KZK^\mathbf{Z} is the field of invariants of GZ\mathscr{G}^\mathbf{Z}; by definition K′K' is therefore a Galois extension of KK. If is the subgroup of G\mathscr{G} consisting of those σ∈G\sigma \in \mathscr{G} leaving invariant the elements of L, to say that L contains KZK^{\mathbf{Z}} means that H\mathscr{H} is contained in GZ\mathscr{G}^{\mathbf{Z}} (Algebra, Chapter V, § 10, no. 5, Theorem 3) and, as L is the field of invariants of H\mathscr{H} in K′K', A′∩LA' \cap L is the ring of invariants of H\mathscr{H} in A′A'; the second assertion then follows from Proposition 4 (i).

Definition 4

With the hypotheses and notation of Corollary 2 to Proposition 4, a prime ideal p\mathfrak{p} of AA is said to decompose completely in K′K' if the number of prime ideals of A′A' lying above p\mathfrak{p} is equal to [K′:K][K':K].

Cites 1

Cites Corollary 2

It amounts to the same to say that, for a prime ideal p′\mathfrak{p}' of A′A' lying over p\mathfrak{p}, the subgroup GZ(p′)\mathscr{G}^{\mathbf{Z}}(\mathfrak{p}') is equal to the subgroup M\mathscr{M} leaving invariant all the elements of A′A', or that AZ(p′)=A′A^{\mathbf{Z}}(\mathfrak{p}') = A', or that G/M\mathscr{G}/\mathscr{M} operates faithfully on the set of prime ideals of A′A' lying above p\mathfrak{p}.

Corollary 3

Let A′A' be an integral domain, G\mathscr{G} a finite commutative group operating on A′A', AA the ring of invariants of G\mathscr{G}, p\mathfrak{p} a prime ideal of AA and KK and K′K' the fields of fractions of AA and A′A' respectively. Then the prime ideals of A′A' lying above p\mathfrak{p} all have the same decomposition ring AZA^{\mathbf{Z}} and the field of fractions KZK^{\mathbf{Z}} of AZA^{\mathbf{Z}} is the greatest intermediate field between KK and K′K' in which p\mathfrak{p} decomposes completely.

Cites 1

Cites Theorem 2

If p′\mathfrak{p}' is a prime ideal of A′A' lying above p\mathfrak{p}, then GZ(σ.p′)=GZ(p′)\mathscr{G}^{\mathbf{Z}}(\sigma.\mathfrak{p}') = \mathscr{G}^{\mathbf{Z}}(\mathfrak{p}') since G\mathscr{G} is commutative (formula (2)), hence (Theorem 2 (i)) all the prime ideals of A′A' lying above p\mathfrak{p} have the same decomposition group GZ\mathscr{G}^{\mathbf{Z}} and therefore the same decomposition ring AZA^{\mathbf{Z}}; their number is (G:GZ)(\mathscr{G}:\mathscr{G}^{\mathbf{Z}}). Let L be an intermediate field between K and K′K' and let H\mathscr{H} be the subgroup of G\mathscr{G} leaving invariant the elements of L; the decomposition group of p′\mathfrak{p}' with respect to H\mathscr{H} is GZ∩H\mathscr{G}^{\mathbf{Z}} \cap \mathscr{H}; as A′∩LA' \cap L is the ring of invariants of H\mathscr{H} in A′A', the number of prime ideals of A′A' lying above p′∩L\mathfrak{p}' \cap L is (H:(GZ∩H))=(HGZ:GZ)(\mathscr{H}:(\mathscr{G}^{\mathbf{Z}} \cap \mathscr{H})) = (\mathscr{H}\mathscr{G}^{\mathbf{Z}}:\mathscr{G}^{\mathbf{Z}}) (since G\mathscr{G} is commutative). The number of prime ideals of A′∩LA' \cap L lying above p\mathfrak{p} is therefore (G:HGZ)(\mathscr{G}:\mathscr{H}\mathscr{G}^{\mathbf{Z}}). For p\mathfrak{p} to decompose completely in L, it is necessary and sufficient therefore that (G:HGZ)=[L:K]=(G:H)(\mathscr{G}:\mathscr{H}\mathscr{G}^{\mathbf{Z}}) = [L:K] = (\mathscr{G}:\mathscr{H}) and, as H⊂HGZ\mathscr{H} \subset \mathscr{H}\mathscr{G}^{\mathbf{Z}}, this is equivalent to HGZ=H\mathscr{H}\mathscr{G}^{\mathbf{Z}} = \mathscr{H} or also to GZ⊂H\mathscr{G}^{\mathbf{Z}} \subset \mathscr{H} and finally to L⊂KZL \subset K^{\mathbf{Z}}.

Proposition 5

With the hypotheses and notation of Theorem 2, the field of fractions kTk^T of AT/(p′∩AT)A^T/(\mathfrak{p}' \cap A^T) is equal to the greatest separable extension ks′k'_s of kk contained in k′k'.

Cites 4 · Cited by 4

Cites Theorem 2, Proposition 1, Proposition 4, Proposition 4, A V § 8

Cited by Corollary, Corollary 4, Exercise 8, § 8, Exercise 9, § 8

As in Proposition 4 this may be reduced to the case where p\mathfrak{p} is a maximal ideal of AA, which implies that p′\mathfrak{p}', p′∩AZ\mathfrak{p}' \cap A^{\mathbf{Z}} and p′∩AT\mathfrak{p}' \cap A^T are maximal in A′A', AZA^{\mathbf{Z}} and ATA^T respectively (no. 1, Proposition 1).

For all x∈A′x \in A', the polynomial P(X)=∏σ∈GT(X−σ.x)P(X) = \prod_{\sigma \in \mathscr{G}^T} (X - \sigma.x) has its coefficients in the inertia ring ATA^T and, by definition of GT\mathscr{G}^T, all its roots in A′A' are congruent mod. p′\mathfrak{p}'; the polynomial π′(P)\pi'(P) over AT/(p′∩AT)A^T/(\mathfrak{p}' \cap A^T) whose coefficients are the canonical images of those of P under the homomorphism π′:A′→A′/p′\pi':A' \to A'/\mathfrak{p}' therefore has all its roots in A′/p′A'/\mathfrak{p}' equal to the image of xx, which shows that k′k' is a radicial extension of kTk^T; whence ks′⊂kTk'_s \subset k^T, since every element of ks′k'_s is separable over k and a fortiori over kTk^T.

We know that ks′k'_s is a Galois extension of k (Algebra, Chapter V, § 10, no. 9, Proposition 14) and it follows from Theorem 2 that its Galois group is isomorphic to G′=Gz/GT\mathscr{G}' = \mathscr{G}^z / \mathscr{G}^T. As kTk^T is a radicial extension of ks′k'_s, kTk^T is a quasi-Galois extension of k and the separable factor of the degree of kTk^T over k is q=(Gz:GT)q = (\mathscr{G}^z : \mathscr{G}^T ). It remains to see that kTk^T is a separable extension of k. We have seen above that G′\mathscr{G}' is identified with an automorphism group of ATA^T and that AzA^z is the ring of invariants of G′\mathscr{G}'. If x∈ATx \in A^T, the polynomial Q(X)=∏σ′∈G′(X−σ′(x))Q(X) = \prod_{\sigma' \in \mathscr{G}'} (X - \sigma'(x)) therefore has its coefficients in AzA^z; the polynomial over Az/(p′∩Az)A^z / (p' \cap A^z) whose coefficients are the images of those of Q under π′\pi' is of degree qq and has a root π′(x)∈AT/(p′∩AT)\pi'(x) \in A^T / (p' \cap A^T ). As Az/(p′∩Az)=kA^z / (p' \cap A^z) = k by Proposition 4 (ii), we see that every element of kTk^T is of degree ≤q\leq q over k.

This being so, let k, be the field of invariants of the group of k-automorphisms of the quasi-Galois extension kTk^T of kk; then [kT:k1]=q[k^T : k_1] = q (Algebra, Chapter V, § 10, no. 9, Proposition 14). Let uu be a primitive element of kTk^T over k1k_1; as it is of degree qq over k, and of degree ≤q\leq q over k, it is of degree qq over k and its minimal polynomial over k, has coefficients in kk; this shows that uu is separable over k. On the other hand, for all v∈k1v \in k_1, there exists a power p′p' of the characteristic exponent p such that vp′∈kv^{p'} \in k. We conclude that k(u−v)k(u - v), which contains

(u−v)p′=up′−vp′, (u - v)^{p'} = u^{p'} - v^{p'},
contains up′u^{p'} and consequently k(up′)k(u^{p'}). But as uu is separable over kk, k(u)=k(up′)k(u) = k(u^{p'}) (Algebra, Chapter V, § 8, no. 3, Proposition 4), whence k(u)⊂k(u−v)k(u) \subset k(u - v). As uu is of degree qq over k and u−vu - v of degree ≤q\leq q, it follows that k(u)=k(u−v)k(u) = k(u - v), whence v∈k(u)v \in k(u). This shows that vv is separable over k, hence k1=kk_1 = k and kTk^T is separable over kk.

Corollary

If the order of the inertia group GT(p′)\mathscr{G}^T(p') is relatively prime to the characteristic exponent p of k, the field k′k' is a Galois extension of k.

Cites 1

Cites Proposition 5

With the notation of the proof of Proposition 5, the polynomial π′(P)\pi'(P) has coefficients in kT=ks′k^T = k'_s and all its roots equal to π′(x)\pi'(x); we immediately deduce that π′(P)\pi'(P) is a power of a minimal polynomial of π′(x)\pi'(x) over ks′k'_s; but the latter has degree equal to a power of p and hence, as the degree of π′(P)\pi'(P) is equal to the order of GT\mathscr{G}^T, the hypothesis implies that π′(x)∈ks′\pi'(x) \in k'_s, in other words ks′=k′k'_s = k'.

3. Decomposition and inertia for integrally closed domains

Lemma 4

Let A be an integrally closed domain, K its field of fractions, p the characteristic exponent of K, K' a radicial extension of K and A' a subring of K' containing A and integral over A. For every prime ideal p of A, there exists a unique prim ideal* p' of A′A' lying above pp and p′p' is the set of x∈A′x \in A' such that there exists an integer m≥0m \geq 0 for which xpm∈px^{p^m} \in p.

Cites 3 · Cited by 2

Cites Theorem 1, Corollary, V § 1, Proposition 1, A V § 8

Cited by Definition 5, Proposition 6

The existence of p′p' follows from no. 1, Theorem 1. If x∈p′x \in p', there exists m≥0m \geq 0 such that xpm∈Kx^{p^m} \in K, whence xpm∈Ax^{p^m} \in A since AA is integrally closed, hence xpm∈p′∩A=px^{p^m} \in p' \cap A = p. Conversely, if x∈A′x \in A' is such that xpm∈p⊂p′x^{p^m} \in p \subset p', then x∈px \in p since p′p' is prime.

Remark (1). It follows from § 1, no. 3, Corollary to Proposition 11 that the integral closure of AA in K′K' is the set of x∈K′x \in K' such that there exists m≥0m \geq 0 for which xpm∈Ax^{p^m} \in A (Algebra, Chapter V, § 8, no. 1, Proposition 1).

Proposition 6

Let AA be an integrally closed domain, KK its field of fractions, K′K' a quasi-Galois extension of KK and A′A' the integral closure of AA in K′K'. Then:

Cites 4 · Cited by 7

Cites Theorem 2, Corollary, V § 1, Proposition 7, V § 1, Lemma 4

Cited by Definition 5, Corollary 1, Corollary 2, Proposition 7, Corollary 4, Theorem 3, Corollary 4, VI § 8

(i) For every prime ideal pp of AA, the group G\mathscr{G} of KK-automorphisms of K′K' operates transitively on the set of prime ideals of A′A' lying over pp.

(ii) For every prime ideal p′p' of A′A', the field of fractions k′k' of A′/p′A'/p' is a quasi-Galois extension of the field of fractions kk of A/(A∩p′)A/(A \cap p') and the canonical homomorphism σ↦σ~\sigma \mapsto \tilde{\sigma} from GZ(p′)\mathscr{G}^Z(p') to the group Γ\Gamma of kk-automorphisms of k′k' defines, by taking the quotient, a bijection of GZ(p′)/GT(p′)\mathscr{G}^Z(p')/\mathscr{G}^T(p') onto Γ\Gamma.

(A) Suppose first that K′K' is ajinite Galois extension of KK. Then A=A∩KA = A \cap K since AA is integrally closed and AA is therefore the ring of invariants of G\mathscr{G} in A′A'. As G\mathscr{G} is finite, the proposition follows in this case from no. 2, Theorem 2.

(B) Suppose secondly that K′K' is any Galois extension of KK. Then K′K' is the union of a right directed family (Kα)α∈I(K_\alpha)_{\alpha \in I} of finite Galois extensions of KK. To show (i), consider two prime ideals p′,q′p', q' of A′A' lying above pp. For all α∈I\alpha \in I, p′∩Kαp' \cap K_\alpha and q′∩Kαq' \cap K_\alpha are two prime ideals of A∩KαA \cap K_\alpha, lying above pp. Since A′∩KαA' \cap K_\alpha is the integral closure of AA in KαK_\alpha, and the restrictions to KαK_\alpha of the elements of G\mathscr{G} form the group of KK-automorphisms of KK, it follows from case (A) that there exists σ∈G\sigma \in \mathscr{G} such that (σ.(p′∩Kα))=q′∩Kα(\sigma.(p' \cap K_\alpha)) = q' \cap K_\alpha. Let Eα\mathscr{E}_\alpha be the set of σ∈G\sigma \in \mathscr{G} which have the above property. Let σ∈G−8\sigma \in \mathscr{G} - 8; then, for all τ∈G\tau \in \mathscr{G} leaving invariant the elements of KαK_\alpha, (QT) (σ.(p′∩Kα))=ϱ.(p′∩Kα)≠q′∩Kα(\sigma.(p' \cap K_\alpha)) = \varrho.(p' \cap K_\alpha) \neq q' \cap K_\alpha, and hence στ∈G−b\sigma \tau \in \mathscr{G} - b. It follows that Eα\mathscr{E}_\alpha is closed in the topological Galois group G\mathscr{G} (Algebra, Chapter V, Appendix 11, no. 1) and clearly the family (Eα)α∈I(\mathscr{E}_\alpha)_{\alpha \in I} is left directed. As G\mathscr{G} is compact (loc. cit., no. 2, Proposition 3) and the Eα\mathscr{E}_\alpha are non-empty, the intersection E\mathscr{E} of the family (8,)(8,) is non-empty and σ.p′=q′\sigma.p' = q' for all σ∈E\sigma \in \mathscr{E}, whence (i).

To show (ii), note that k′k' is the union of the right directed family (kα)α∈I(k_\alpha)_{\alpha \in I}, where kαk_\alpha is the field of fractions of (A′∩Kα)/(p′∩Kα)(A' \cap K_\alpha)/(p' \cap K_\alpha). As each kαk_\alpha is a quasi-Galois extension of kk by (A), so is k′k' (Algebra, Chapter V, § 6, no. 3, Proposition 8). On the other hand, let uu be a kk-automorphism of k′k' and let π′:A′→A′/p′\pi': A' \to A'/p' be the canonical homomorphism. By virtue of no. 2, Theorem 2 applied to A′∩KαA' \cap K_\alpha, there exists for all α\alpha a non-empty set FαF_\alpha of elements σ∈G\sigma \in \mathscr{G} such that σ.(p′∩Kα)=p′∩Kα\sigma.(p' \cap K_\alpha) = p' \cap K_\alpha and u(π′(x))=π′(σ.x)u(\pi'(x)) = \pi'(\sigma.x) for all x∈A′∩Kαx \in A' \cap K_\alpha. As above it is seen that Fα\mathscr{F}_\alpha is closed in G\mathscr{G} and, as (Fα)(\mathscr{F}_\alpha) is a left directed set, its intersection F\mathscr{F} is non-empty. Clearly for α∈F\alpha \in \mathscr{F}, α∈GZ(p′)\alpha \in \mathscr{G}^\mathbf{Z}(p') and σ~=u\tilde{\sigma} = u, which completes the proof of (ii) in this case.

(C) General care. The field of invariants K1K_1 of G\mathscr{G} is a radicial extension of KK (Algebra, Chapter V, § 10, no. 9, Proposition 14); there therefore exists a single prime ideal p1p_1 of A1=A′∩K1A_1 = A' \cap K_1 lying above pp (Lemma 4). If p′p' and q′q' are two prime ideals of A′A' lying above pp, then they lie above p1p_1; as K′K' is a Galois extension of KK, and A′∩KA' \cap K, is integrally closed (§ 1, no. 2, Proposition 7 and Corollary to Proposition 8), it follows from (B) that there exists σ∈G\sigma \in \mathscr{G} such that (1.p′=q′(1.p' = q'; whence (i). On the other hand, clearly the field of fractions kk, of A1/p1A_1/p_1 is a radicial extension of kk (A being integrally closed); as k′k' is a quasi-Galois extension of kk, by (B), k′k' is a quasi-Galois extension of kk, every kk-isomorphism of k′k' to an algebraically closed extension of k′k' being a k1k_1-isomorphism. This last remark shows also, taking account of (B), that every kk-automorphism of k′k' is of the form σ~\tilde{\sigma} where α∈GZ(p′)\alpha \in \mathscr{G}^\mathbf{Z}(p'), which completes the proof of (ii).

Remark

(2) Suppose that KK is a Galois extension of KK and let us keep the notation of the proof of Proposition 6; for all aa let GaZ\mathscr{G}_a^\mathbf{Z} (resp. GaT\mathscr{G}_a^\mathbf{T}) be the subgroup of G\mathscr{G} consisting of the σ\sigma whose restriction to A′∩KA' \cap K, belongs to GZ(p′∩Kα)\mathscr{G}^\mathbf{Z}(p' \cap K_\alpha) (resp. GT(p′∩Kα)\mathscr{G}^\mathbf{T}(p' \cap K_\alpha)). The proof of Proposition 6 shows that these subgroups are closed in G\mathscr{G} and that

GZ(p′)=⋂aGaZandGT(p′)=⋂aGaT. \mathscr{G}^\mathbf{Z}(p') = \bigcap_a \mathscr{G}_a^\mathbf{Z} \quad \text{and} \quad \mathscr{G}^\mathbf{T}(p') = \bigcap_a \mathscr{G}_a^\mathbf{T}.
Moreover, the set of restrictions to A′∩KA' \cap K, of the elements of G\mathscr{G} (resp. GaT\mathscr{G}_a^\mathbf{T}) is the whole of the group GZ(p′∩Kα)\mathscr{G}^\mathbf{Z}(p' \cap K_\alpha) (resp. GT(p′∩Kα)\mathscr{G}^\mathbf{T}(p' \cap K_\alpha)), every KK-automorphism of KK, extending to an element of G\mathscr{G}.

With the same hypotheses, the ring AZ(p′)A^\mathbf{Z}(p') (resp. AT(p′)A^\mathbf{T}(p')) is the union of the directed family of the AZ(p′∩Kα)A^\mathbf{Z}(p' \cap K_\alpha) (resp. AT(p′∩Kα)A^\mathbf{T}(p' \cap K_\alpha)); in fact, every x∈AZ(p′)x \in A^\mathbf{Z}(p') (resp. every x∈AT(p′)x \in A^\mathbf{T}(p')) belongs to one of the KK, and by the above there exists a β\beta such that Kα⊂KβK_\alpha \subset K_\beta and the restrictions to A′∩KA' \cap K, of the elements of GZ(p′)\mathscr{G}^\mathbf{Z}(p') (resp. GT(p′)\mathscr{G}^\mathbf{T}(p')) are the same as the restrictions to A′∩KA' \cap K, of the elements of GZ(p′∩Kβ)\mathscr{G}^\mathbf{Z}(p' \cap K_\beta) (resp. GT(p′∩Kβ)\mathscr{G}^\mathbf{T}(p' \cap K_\beta)), the groups GZ(p′∩Kα)\mathscr{G}^\mathbf{Z}(p' \cap K_\alpha) and GT(p′∩Kβ)\mathscr{G}^\mathbf{T}(p' \cap K_\beta) being finite; hence xx belongs to AZ(p′∩Kβ)A^\mathbf{Z}(p' \cap K_\beta) (resp. AT(p′∩Kβ)A^\mathbf{T}(p' \cap K_\beta)).

Corollary 1

Under the hypotheses of Proposition 6, let f be a homomorphism from A to a field L and g_1, g_2 two homomorphisms from A' to L which extend f. Then there exists a K-automorphism σ∈K′\sigma \in K' such that g1=g2∘σg_1 = g_2 \circ \sigma.

Cites 2 · Cited by 1

Cites Proposition 6, Corollary

Cited by Proposition 7, VI § 8

The proof starting from Proposition 6 is the same as that of the Corollary to Theorem 2 starting from the latter.

Corollary 2

Let A be an integrally closed domain, K its field of fractions, K' a finite algebraic extension of K and A' a subring of K' containing A and integral over A.

Cites 2 · Cited by 1

Cites Proposition 6, Theorem 1

Cited by Corollary 3

(i) For every prime ideal p\mathfrak{p} of AA the set of prime ideals of A′A' lying above p\mathfrak{p} is finite. (ii) If p′\mathfrak{p}' is a prime ideal of A′A' lying above p\mathfrak{p}, every element of A′/p′A'/\mathfrak{p}' is of degree ≤[K′:K]\leq [\mathbf{K}':\mathbf{K}] over the field of fractions of A/pA/\mathfrak{p}.

(i) Let K′′K'' be the quasi-Galois extension of KK generated by K′K' in an algebraic closure of K′K' and A′′A'' the integral closure of AA in K′′K''. The field K′′K'' is a finite extension of KK (Algebra, Chapter V, § 6, no. 3, Corollary 1 to Proposition 9) and hence its group of KK-automorphisms is finite; it follows that the set of prime ideals of A′′A'' lying above p\mathfrak{p} is finite (Proposition 6 (i)). On the other hand, as A′′A'' is integral over AA, the mapping p′′↦p′′∩A′\mathfrak{p}'' \mapsto \mathfrak{p}'' \cap A' of the set of prime ideals of A′′A'' lying above p\mathfrak{p} to the set of prime ideals of A′A' lying above xx is surjective (no. 1, Theorem 1).

(ii) The coefficients of the minimal polynomial (over KK) of any element x′∈A′x' \in A' belong to AA (§1§ 1, no. 3, Corollary to Proposition 10); applying the canonical homomorphism π′:A′→A′/p′\pi': A' \to A'/\mathfrak{p}' to the coefficients of this polynomial, an equation of integral dependence with coefficients in A/pA/\mathfrak{p} and of degree ≤[K′:K]\leq [\mathbf{K}':\mathbf{K}] is obtained for the class mod. p′\mathfrak{p}' of xx; whence the conclusion.

Corollary 3

With the hypotheses and notation of Corollary 2, if AA is semi-local, so is A′A'.

Cites 2

Cites Corollary 2, Proposition 1

For every maximal ideal m′m' of A′A', m′∩Am' \cap A is a maximal ideal of AA (no. 1, Proposition 1); the corollary then follows from Corollary 2, since by hypothesis the set of maximal ideals of AA is finite.

Corollary 4

Let AA be an integrally closed domain, KK its field of fractions, KK a Galois extension of KK, A′A' the integral closure of AA in K′K', p′\mathfrak{p}' a prime ideal of AA, p=A∩p′\mathfrak{p} = A \cap \mathfrak{p}' and kk and k′k' the fields of fractions of A/pA/\mathfrak{p} and A′/p′A'/\mathfrak{p}' respectively. Then:

Cites 2 · Cited by 1

Cites Proposition 4, Proposition 5

Cited by Definition 5

(i) The field of fractions of AZ/(p′∩AZ)A^{\mathbf{Z}}/(\mathfrak{p}' \cap A^{\mathbf{Z}}) is equal to kk and the maximal ideal of the local ring of AZA^{\mathbf{Z}} relative to p′∩AZ\mathfrak{p}' \cap A^{\mathbf{Z}} is generated by p\mathfrak{p}.

(ii) The field of fractions kTk^T of AT/(p′∩AT)A^T/(\mathfrak{p}' \cap A^T) is the greatest separable extension of kk contained in k′k'.

The ring AA is the ring of invariants in A′A' of the Galois group of K′K' over KK; if K′K' is of finite degree over KK, the corollary then follows from Propositions 4 and 5 of no. 2. Consider now the general case, K′K' therefore being the union of a right directed set (Ki)(K_i) of finite Galois extensions of KK. Then:

(i) If x,yx, y are two elements of AZA^{\mathbf{Z}}, where y∉p′y \notin \mathfrak{p}', there is an index α\alpha such that xx and yy belong to AZ(p′∩Kα)A^{\mathbf{Z}}(\mathfrak{p}' \cap K_{\alpha}) (Remark 2); by Proposition 4 of no. 2, there are x0,y0x_0, y_0 in AA with y0∉p′y_0 \notin \mathfrak{p}' such that xy0−x0y∈p′xy_0 - x_0y \in \mathfrak{p}', which proves the first assertion of (i); if further x∈p′x \in \mathfrak{p}', we may assume that y0y_0 satisfies

xy0∈pAZ(p′∩Kα)⊂pAZ(p′), xy_0 \in \mathfrak{p}A^{\mathbf{Z}}(\mathfrak{p}' \cap K_{\alpha}) \subset \mathfrak{p}A^{\mathbf{Z}}(\mathfrak{p}'),
which proves the second assertion of (i).

(ii) Suppose now that x∈ATx \in A^T; there exists α\alpha such that x∈AT(p′∩Kα)x \in A^T(p' \cap K_\alpha) (Remark 2) and Proposition 5 of no. 2 shows that the class xˉ\bar{x} of xmod  .(p′∩Kα∩AT)x \mod.(p' \cap K_\alpha \cap A^T) is algebraic and separable over kk; a fortiori the class mod  .(p′∩AT)\mod.(p' \cap A^T) of xx is separable over kk; to complete the proof of the corollary, it is sufficient to show that k′k' is a radicial extension of kTk^T. Now, k′k' is the union of the right directed family of fields of fractions kαk_\alpha of the rings (A′∩Kα)/(p′∩Kα)(A' \cap K_\alpha)/(p' \cap K_\alpha). It follows therefore from Proposition 5 that, if an element of k′k' belongs to kk, it is radicial over the field of fractions of

AT(p′∩Kα)/(p′∩AT(p′∩Kα)) A^T(p' \cap K_\alpha)/(p' \cap A^T(p' \cap K_\alpha))

and a fortiori over kTk^T (by virtue of Remark 2).

Definition 5

With the hypotheses and notation of Proposition 6, the field of invariants KZ(p′)K^Z(p') (resp. KT(p′)K^T(p')) of the group GZ(p′)G^Z(p') (resp. GT(p′)G^T(p')) in the field K′K' is called the decomposition field* (resp. inertia field) of p′p' with respect to KK.

We also write KZK^Z (resp. KTK^T) in place of KZ(p′)K^Z(p') (resp. KT(p′)K^T(p')). It follows from § 1, no. 9, Proposition 23 that KZK^Z (resp. KTK^T) is the field of fractions of the ring AZA^Z (resp. ATA^T); AZA^Z (resp. ATA^T) is the integral closure of AA in KZK^Z (resp. KTK^T).

Remarks

Cites 5

Cites Proposition 6, Proposition 23, V § 1, Corollary 4, Lemma 4, Theorem 2

(3) Under the conditions of Corollary 4 of Proposition 6 and assuming that [K′:K][K':K] is finite, the number of distinct prime ideals lying above pp is [KZ:K][K^Z:K], this degree being equal to the index ('3:*G*Z*) by Galois theory; moreover, it follows from Galois theory that

(6)(6)
[KT:KZ]=(GZ:GT)=[kT:k]. [K^T:K^Z] = (G^Z:G^T) = [k^T:k].

(4) Let AA be an integrally closed domain, KK its field of fractions, K′K' a finite algebraic extension of KK and A′A' the integral closure of AA in K′K'. Then, for every prime ideal pp of AA, the number &\& prime ideals &\& of A′A' lying above pp is at most [K′:K]s[K':K]_s (the separable factor of the degree of KK over KK). We may first restrict our attention to the case where KK is a separable extension of KK, for in general KK is a radicial extension of the greatest separable extension K0K_0 of KK contained in K′K', [K′:K]s=[K0:K][K':K]_s = [K_0:K] by definition and, if AA, is the integral closure of AA in K0K_0, the prime ideals of AA, and A′A' are in one-to-one correspondence (Lemma 4). Suppose therefore that KK is separable over KK and let NN be the Galois extension of KK generated by KK in an algebraic closure of KK, GG its Galois group, BB the integral closure of AA in NN and P\mathfrak{P} a prime ideal of BB lying above pp. Let H\mathscr{H} be the Galois group of NN over KK and GZG^Z the decomposition group of P\mathfrak{P}; the prime ideals of BB lying above pp are the s.Ps.\mathfrak{P} where s∈Gs \in G (no. 2, Theorem 2) and the relation s.P=s′.Ps.\mathfrak{P} = s'.\mathfrak{P} means that s′=sgs' = sg where g∈GZg \in G^Z. On the other hand in order that s.P∩K′=s′.P∩K′s.\mathfrak{P} \cap K' = s'.\mathfrak{P} \cap K', it is necessary and sufficient that s′.P=ts.Ps'.\mathfrak{P} = ts.\mathfrak{P}, where t∈Ht \in \mathscr{H} (no. 2, Theorem 2), whence finally s′=tsgs' = tsg where t∈Ht \in \mathscr{H} and g∈GZg \in G^Z. The number of prime ideals of A′A' lying above pp is therefore equal to the number of classes of GG under the equivalence relation "there exists t∈Ht \in \mathscr{H} and g∈GZg \in G^{\mathbf{Z}} such that s′=tsgs' = tsg" between ss and s′s'; clearly this number is at most equal to the index (G:H)(G : \mathscr{H}), the number of right cosets of H\mathscr{H} in GG, and (G:H)=[K′:K](G : \mathscr{H}) = [K' : K] by Galois theory.

Proposition 7

Let AA be an integrally closed domain, KK its field of fractions, K′K' a Galois extension of KK, G\mathscr{G} its Galois group, A′A' the integral closure of AA in K′K', p′p' a prime ideal of A′A' and p=A∩p′p = A \cap p'. Finally, let LL be a subfield of K′K' containing KK and let p(L)=p′∩Lp(L) = p' \cap L.

Cites 2

Cites Proposition 4, Proposition 6

(i) The decomposition field (resp. inertia field) *of p′p' with respect to LL is L(KZ)L(K^{\mathbf{Z}}) (resp. L(KT)L(K^T)); *if further LL is a Galois extension of KK, the decomposition field of p(L)p(L) with respect to KK is L∩KZL \cap K^{\mathbf{Z}}.

(ii) *If LL is contained in KZK^{\mathbf{Z}}, A/pA/p and (A′∩L)/p(L)(A' \cap L)/p(L) have the same field of fractions and in the local ring A′∩LA' \cap L corresponding to the prime ideal p(L)p(L), the maximal ideal is generated by pp. Conversely, if these two conditions hold and further ⋂n>0pnAp′=0\bigcap_{n > 0} p^n A'_p = 0, LL is contained in KZK^{\mathbf{Z}}.

(i) If H\mathscr{H} is the subgroup of G\mathscr{G} leaving invariant the elements of LL, clearly the decomposition group (resp. inertia group) of p′p' with respect to LL is GZ∩HG^{\mathbf{Z}} \cap \mathscr{H} (resp. GT∩HG^T \cap \mathscr{H}) and the first assertion follows from Galois theory if K′K' is a finite Galois extension of KK (Algebra, Chapter V, § 10, no. 6, Corollary 1 to Theorem 3); in the general case it follows from the fact that AZA^{\mathbf{Z}} (resp. ATA^T) is the union of the AZ(p′∩Kα)A^{\mathbf{Z}}(p' \cap K_\alpha) (resp. AT(p′∩Kβ)A^T(p' \cap K_\beta)) in the notation of Remark 2: every element x∈K′x \in K' belongs to some KK, and if it is invariant under GZ(p′)∩HG^{\mathbf{Z}}(p') \cap \mathscr{H} (resp. GT(p′)∩HG^T(p') \cap \mathscr{H}) it is also invariant under GZ(p′∩Kβ′)∩HG^{\mathbf{Z}}(p' \cap K_{\beta'}) \cap \mathscr{H} (resp. GT(p′∩Kβ′)∩HG^T(p' \cap K_{\beta'}) \cap \mathscr{H}) for some suitable β′\beta'; hence it belongs by the beginning of the argument to

L(KZ(p′∩Kα))⊂L(KZ)(resp. L(KT(p′∩Kβ))⊂L(KT)). L(K^{\mathbf{Z}}(p' \cap K_{\alpha})) \subset L(K^{\mathbf{Z}}) \quad (\text{resp. } L(K^T(p' \cap K_{\beta})) \subset L(K^T)).

Suppose now that LL is a Galois extension of KK; the restriction to LL of every σ∈GZ\sigma \in G^{\mathbf{Z}} then leaves invariant p(L)=p′∩Lp(L) = p' \cap L and hence belongs to the decomposition group of p(L)p(L) with respect to KK. Conversely, let τ\tau be an automorphism of LL belonging to this group and let σ\sigma be an extension of τ\tau to a KK-automorphism of K′K'; we write q′=σ.p′q' = \sigma.p'. As p′p' and q′q' both lie above p(L)p(L), there exists an automorphism ρ∈H\rho \in \mathscr{H} such that q′=ρ.p′q' = \rho.p', whence ρ−1σ∈GZ\rho^{-1}\sigma \in G^{\mathbf{Z}} and τ\tau is the restriction of ρ−1σ\rho^{-1}\sigma to LL; in other words, the decomposition group of p(L)p(L) with respect to KK is identical with the group of restrictions to LL of the automorphisms σ∈GZ\sigma \in G^{\mathbf{Z}}, which proves the second assertion.

(ii) To say that L⊂KZL \subset K^{\mathbf{Z}} means that H⊃GZ\mathscr{H} \supset G^{\mathbf{Z}} and the assertions of (ii) are therefore special cases of no. 2, Proposition 4 (ii) and (iii) when [K′:K][K':K] is finite. In the general case the argument is as in the proof of Proposition 6.

4. The second existence theorem

Theorem 3

Let AA be an integrally closed domain and A′A' a ring containing AA and integral over AA. Suppose that 00 is the only element of AA which is a divisor of 00 in A′A'. Let p,qp, q be two prime ideals of AA such that q⊃pq \supset p and q′q' a prime ideal of AA lying above qq. Then there exists a prime ideal p′p' of AA lying above pp and such that q′⊃p′q' \supset p'.

Cites 3 · Cited by 4

Cites Proposition 6, Theorem 1, Corollary 2, II § 2

Cited by Corollary, Exercise 4, § 3, Proposition 14, VII § 1, Exercise 25, § 3

Suppose first that A′A' is an integral domain. Let K,K′K, K' be the fields of fractions of AA and A′A' respectively; let K′′K'' be the algebraic closure of KK and AA the integral closure of AA in K′′K''; then A⊂A′⊂A′′A \subset A' \subset A''. Let p′′p'' be a prime ideal of A′′A'' lying above pp (no. 1, Theorem 1), q′′q'' a prime ideal of A′′A'' lying above qq and such that p′′⊂q′′p'' \subset q'' (no. 1, Corollary 2 to Theorem 1) and finally q1′′q_1'' a prime ideal of A′′A'' lying above q′q' (no. 1, Theorem 1). By no. 3, Proposition 6 (i), there exists a KK-automorphism σ\sigma of K′′K'' such that Q.q′′=q1′′Q.q'' = q_1''. Then Q.p′′Q.p'' is a prime ideal of A′′A'' lying above pp such that Q.p′′=q1′′Q.p'' = q_1'' and hence p′=A′∩σ.p′′p' = A' \cap \sigma.p'' is a prime ideal of A′A' lying above pp and contained in A′∩q1′′=q′A' \cap q_1'' = q'.

We pass to the general case. As AA is an integral domain and q′q' is prime, the subsets A−{0}A - \{0\} and A′−q′A' - q' of A′A' are multiplicative; then their product S=(A−{0})(A′−q′)S = (A - \{0\})(A' - q') is a multiplicative subset of A′A' which does not contain 0 since the non-zero elements of AA are not divisors of 0 in A′A'. Then there exists (Chapter II, §2, no. 5, Corollary 2 to Proposition 11) a prime ideal m′m' of A′A' disjoint from SS, in other words such that m′⊂q′m' \subset q' and m′∩A=0m' \cap A = 0. Let hh be the canonical homomorphism A′→A′/m′A' \to A'/m'. The restriction of hh to AA is injective and hence h(A)h(A) is integrally closed. As m′⊂q′m' \subset q', h(q′)h(q') is a prime ideal of A′/m′A'/m' lying above h(q)h(q); since A′/m′A'/m' is an integral domain, the first part of the proof proves that there exists a prime ideal n′n' of A′/m′A'/m' such that n′∩h(A)=h(p)n' \cap h(A) = h(p) and h(q′)⊃n′h(q') \supset n'. The ideal p′=h−1(n′)p' = h^{-1}(n') is a prime ideal of A′A' and q′⊃p′q' \supset p', since q′q' contains the kernel of hh. As n′⊃h(p)n' \supset h(p), p′⊃pp' \supset p. Finally, for x∈p′∩Ax \in p' \cap A, h(x)∈n′∩h(A)=h(p)h(x) \in n' \cap h(A) = h(p) and hence x∈px \in p since the restriction of hh to AA is injective; hence p′∩A=pp' \cap A = p.

Corollary

Under the hypotheses on AA and A′A' of Theorem 3, let pp be a prime ideal of AA. The prime ideals of A′A' lying above pp are the minimal elements of the set E\mathscr{E} of prime ideals of A′A' containing pA′pA'.

Cites 4

Cites Theorem 3, Proposition 1, Theorem 1, Corollary 2

A prime ideal of A′A' lying above pp is minimal in E\mathscr{E} by virtue of no. 1, Corollary 1 to Proposition 1. Conversely, let q′q' be a minimal element of E\mathscr{E}. As q′∩A⊃pq' \cap A \supset p, Theorem 3 shows that there exists a prime ideal p′p' of A′A' lying above pp such that q′⊃p′q' \supset p'. As p′p' contains pA′pA', the hypothesis made on q′q' implies that q′=p′q' = p' and hence q′q' lies above pp.

\* Let V,V′V, V' be two affine algebraic varieties and ff a morphism of V′V' to VV such that f(V′)f(V') is dense in VV. Let AA (resp. A′A') be the ring of functions regular on VV (resp. V′V'); having been given ff we can identify AA with a sub-ring of A′A'; suppose that A′A' is integral over AA. Theorem 1 of no. 1 shows that for every irreducible subvariety W of V there exists an irreducible subvariety W' of V' such that f(W') is a dense subset of W; in particular, every point of V is the image of an irreducible subvariety of V', which shows that f is surjective. Similarly, the restriction of f to every irreducible subvariety W' of V' maps W' onto an irreducible subvariety of V. Corollary 2 to Theorem 1, no. 1 shows that, if W and X are two irreducible subvarieties of V such that W ⊃ X and if W' is an irreducible subvariety of V' such that f(W') = W, then there exists an irreducible subvariety X' of V' contained in W' and such that f(X') = X.

If A is integrally closed, V is called normal. Theorem 3 shows that, if V is normal, if W and X are irreducible subvarieties of V such that W ⊃ X and if X' is an irreducible subvariety of V' such that f(X') = X, then there exists a subvariety W' of V' containing X' and such that f(W') = W. Finally, the Corollary to Theorem 3 shows that, if V is normal and W is an irreducible subvariety of V, the irreducible subvarieties W' of V' such that f(W') = W are just the irreducible components of f‾(W)\overline{f}(W).

Exercises

See the exercises for § 2.

Transcribed from the printed volume. Not translated.