Bourbaki

§ 6. Etale algebras

Throughout this paragraph K denotes a field.

1. Linear independence of homomorphisms

Let L be an extension of K and V a vector space over K. In this paragraph we shall denote by Hom⁡K(V,L)\operatorname{Hom}_K(V, L) the set of all K-linear mappings of V into L, equipped with the vector space structure on L such that:

(1)

(f+g)(x)=f(x)+g(x) ,(αf)(x)=αf(x)(f + g)(x) = f(x) + g(x)\,,\quad (\alpha f)(x) = \alpha f(x)

for x∈V, a∈Lx \in V,\ a \in L and f, gf,\ g in HomK(V,L)\mathrm{Hom}_K(V, L). Let V(L)=L⊗KVV_{(L)} = L \otimes_K V be the vector space on L derived from V by extension of scalars, and (V(L))∗(V_{(L)})^* its dual. By II, p. 277 we have a canonical isomorphism u↦3u \mapsto 3 of vector L-spaces from (V(L))∗(V_{(L)})^* onto HomK(V,L)\mathrm{Hom}_K(V, L) such that u~(x)=u(1⊗x)\tilde{u}(x) = u(1 \otimes x) for x∈Vx \in V and uu in (V(L))∗(V_{(L)})^*. If V is of finite dimension nn over KK, the vector space (V(L))(V_{(L)}) over LL is of dimension nn, as well as its dual (V(L))∗=V(Lˉ)∗(V_{(L)})^* = V_{(\bar{L})}^*, whence the formula

(2)

[HomK(V,L):L]=[V:K][\mathrm{Hom}_K(V, L) : L] = [V : K]

Theorem 1

— *Let L be an extension of a field K and A an algebra over K; let H\mathscr{H} be the set of all K-algebra homomorphisms of A into L. Then H\mathscr{H} is a free subset of the vector space HomK(A,L)\mathrm{Hom}_K(A, L) over L.

Cited by 5

Cited by Corollary, Corollary 1, Theorem 2, Proposition 1, V § 8, Exercise 14, § 14

Let us show by induction on the integer n≥0n \geq 0 that every sequence (u1,…,un)(u_1, \ldots, u_n) of distinct elements of H\mathscr{H} is free. The case n=0n = 0 being trivial, we may henceforth suppose that n≥1n \geq 1; let a1,…,ana_1, \ldots, a_n be elements of L such that

∑i=1nαiui=0.\sum_{i=1}^n \alpha_i u_i = 0.
For x, yx,\ y in A we have
∑i=1n−1αi[ui(x)−un(x)]⋅ui(y)=∑i=1nαiui(xy)−un(x)∑i=1nαiui(y)=0, \sum_{i=1}^{n-1} \alpha_i [u_i(x) - u_n(x)] \cdot u_i(y) = \sum_{i=1}^n \alpha_i u_i(xy) - u_n(x) \sum_{i=1}^n \alpha_i u_i(y) = 0,
whence
∑i=1n−1αi[ui(x)−un(x)]⋅ui=0.\sum_{i=1}^{n-1} \alpha_i [u_i(x) - u_n(x)] \cdot u_i = 0.
By the induction hypothesis, the elements u1,…,un−1u_1, \ldots, u_{n-1} of H\mathscr{H} are linearly independent, whence αi[ui(x)−un(x)]=0\alpha_i [u_i(x) - u_n(x)] = 0 for 1≤i≤n−11 \leq i \leq n-1 and for all xx in A. Since the uiu_i are distinct, this implies that αi=0\alpha_i = 0 for i≠ni \neq n, hence αnun=0\alpha_n u_n = 0 and so αn=αnun(1)=0\alpha_n = \alpha_n u_n(1) = 0 (on denoting by 1 the unit element of A). We have thus shown that a1,…,an−1,αna_1, \ldots, a_{n-1}, \alpha_n are zero, and this proves the theorem.

Corollary 1

— *Let Γ\Gamma be a monoid, L a field and X a set of homomorphisms of Γ\Gamma into the multiplicative monoid of L. Then X is a free subset of the vector L-space LΓL^\Gamma of mappings of Γ\Gamma into L.

Cites 2

Cites III § 2. Examples of algebras, Theorem 1

Let A be the algebra of the monoid Γ\Gamma with coefficients in L and (eγ)γ∈Γ(e_\gamma)_{\gamma \in \Gamma} the canonical basis of A over L (III, p. 446). For every L-linear mapping uu of A into L let us write u~(γ)=u(eγ)\tilde{u}(\gamma) = u(e_\gamma) (for γ∈Γ\gamma \in \Gamma); then the mapping u↦3u \mapsto 3 is an isomorphism of vector L-spaces of HomL(A,L)\mathrm{Hom}_L(A, L) onto LΓL^\Gamma which maps onto X the set of L-algebra homomorphisms of A into L. Now it suffices to apply Th. 1 with K=LK = L.

COROLLARY 2 (Dedekind's theorem). — Let E and L be two extensions of K. The set of K-homomorphisms of E into L is free over L. If E is of finite degree over K, the number of K-homomorphisms of E into L is at most equal to [E:K][E : K].

The last assertion follows from the first, taking account of Formula (2).

2. Algebraic independence of homomorphisms

Theorem 2

— Let K be an infinite field, L an extension of K and A an algebra over K. Let u1,…,unu_1, \ldots, u_n be distinct K-algebra homomorphisms of A into L and f a polynomial in L[X1,…,Xj]L[X_1, \ldots, X_j]. If we have f(u1(x),…,un(x))=0f(u_1(x), \ldots, u_n(x)) = 0 for all x∈Ax \in A, then f=0f = 0.

Cites 3

Cites Theorem 7, II § 7, Theorem 1, Corollary 2, IV § 2

Let B be the set of elements of LnL^n of the form (u1(x),…,un(x))(u_1(x), \ldots, u_n(x)) with x∈Ax \in A. By Th. 1, there is no sequence (α1,…,αn)(\alpha_1, \ldots, \alpha_n) of elements not all zero in L such that ∑i=1nαiui(x)=0\sum_{i=1}^n \alpha_i u_i(x) = 0 for all x∈Ax \in A; therefore (II, p. 301, Th. 7) B generates the vector space LnL^n over L. So there exist elements a1,…,ana_1, \ldots, a_n of AA such that the matrix (ui(aj))1≤i,j≤n(u_i(a_j))_{1 \leq i,j \leq n} is invertible.

Let us define the polynomial g∈L[Y1,…,Yn]g \in L[Y_1, \ldots, Y_n] by

g(Y1,…,Yn)=f(∑j=1nu1(aj)Yj,…,∑j=1nun(aj)Yj). g(Y_1, \ldots, Y_n) = f \left( \sum_{j=1}^n u_1(a_j) Y_j, \ldots, \sum_{j=1}^n u_n(a_j) Y_j \right).
Let y1,…,y,y_1, \ldots, y, be in KK; writing x=∑i=1nyiaix = \sum_{i=1}^n y_i a_i, we have
g(y1,…,yn)=f(u1(x),…,un(x)), g(y_1, \ldots, y_n) = f(u_1(x), \ldots, u_n(x)),
whence g(y1,…,yn)=0g(y_1, \ldots, y_n) = 0 by the hypothesis on ff. Since the field KK is infinite, we have g=0g = 0 (IV, p. 18, Cor. 2); now the matrix (ui(aj))(u_i(a_j)) has an inverse (bij)(b_{ij}) and we have
f(X1,…,Xn)=g(∑j=1nb1jXj,…,∑j=1nbnjXj), f(X_1, \ldots, X_n) = g \left( \sum_{j=1}^n b_{1j} X_j, \ldots, \sum_{j=1}^n b_{nj} X_j \right),
whence f=0f = 0.

Th. 2 has no analogue for finite fields. Thus let KK be a finite field with q elements, A=L=KA = L = K and f(X)=Xq−Xf(X) = X^q - X. We have xq=xx^q = x for all x∈Kx \in K (V, p. 93, Prop. 2); therefore if uu is the identity automorphism of KK, we have f(u(x))=0f(u(x)) = 0 for all x∈Kx \in K, even though ff is not zero.

3. Diagonalizable algebras and etale algebras

Definition 1

— Let A be an algebra over K; then A is said to be diagonalizable if there exists an integer n≥0n \geq 0 such that A is isomorphic to the product algebra KnK^n. We say that A is diagonalized by an extension L of K if the algebra A(L)A_{(L)} over L derived from A by extension of scalars is diagonalizable. We shall say that A is etale if there exists an extension of K which diagonalizes A.

Cited by 7

Cited by Proposition 3, V § 7, Definition 5, VII § 5, Proposition 16, VII § 5, Example, VIII § 13, Theorem 1, VIII § 13, Lemma 4, VIII § 14, Theorem 7, VIII § 14

We recall that the product algebra K′′K'' is the vector space K′′K'' equipped with the product defined by

(x1,…,xn)⋅(y1,…,yn)=(x1y1,…,xnyn) (x_1, \ldots, x_n) \cdot (y_1, \ldots, y_n) = (x_1 y_1, \ldots, x_n y_n)

If ε1,…,εn\varepsilon_1, \ldots, \varepsilon_n is the canonical basis of KnK^n, we have

εi2=εi,εiεj=0ifi≠j \varepsilon_i^2 = \varepsilon_i , \quad \varepsilon_i \varepsilon_j = 0 \quad \text{if} \quad i \neq j

and 1=ε1+…+εn1 = \varepsilon_1 + \ldots + \varepsilon_n.

Every etale algebra over K\mathbf{K} is commutative and of finite degree over KK.

Proposition 1

Let A be an algebra of finite degree n over the field K ; then the following conditions are equivalent :* a) The algebra A is diagonalizable. b) There is a basis (e1,…,en)(e_1, \ldots, e_n) of A such that ei2=eie_i^2 = e_i and eiej=0e_i e_j = 0 for i≠ji \neq j. c) The K-algebra homomorphisms of A into K\mathbf{K} generate the dual of the vector K-space A. d) *Every A-module is a direct sum of submodules which are of dimension 1 over K.

Cited by 4

Cited by Corollary, Proposition 3, Definition 5, VII § 5, Lemma 10, VIII § 16

The equivalence of a) and b) follows from Formula (6); on the other hand the n projections Kn→KK^n \to K are algebra homomorphisms, hence a) implies c). If c) holds, the algebra homomorphisms of A into K\mathbf{K} form a basis of the dual of A (V, p. 27, Th. 1), we denote them by u1,…,unu_1, \ldots, u_n; then a↦(ui(a))a \mapsto (u_i(a)) is an isomorphism of A onto the algebra K′′K'', whence a). We have thus established the equivalence of the conditions a), b) and c).

Suppose that b) holds and let M be an A-module; then the homotheties (ei)M(e_i)_M of ratio eie_i are projectors of MM, and MM is a direct sum of the eiMe_i M, which are sub-A-modules. We may thus suppose that there exists an index ii such that (ej)M=0(e_j)_M = 0 for j≠ij \neq i. Hence every vector subspace of MM is a sub-A-module, whence d).

Conversely suppose that d) holds and consider the A-module A,. There exists then a basis (fi)(f_i) of the vector K-space A such that Afi=KfiAf_i = Kf_i for i=1,…,ni = 1, \ldots, n. After replacing each fif_i by a suitable scalar multiple, if necessary, we may suppose that 1=fi+…+fn1 = f_i + \ldots + f_n. If i≠ji \neq j, then fifjf_i f_j belongs to Afi∩Afj=Kfi∩KfjAf_i \cap Af_j = Kf_i \cap Kf_j hence it is zero. Now fi=fif1+…+fifn=fi2f_i = f_i f_1 + \ldots + f_i f_n = f_i^2, whence b).

Corollary

Let L be an extension of K and H\mathscr{H} the set of algebra homomorphisms of A into L. We have Card H≤[A:K]\mathscr{H} \leq [A : K], with equality if and only if A is diagonalized by L. If A is diagonalized by L, then H\mathscr{H} is a basis of the vector L-space HomK(A,L)\mathrm{Hom}_K(A, L).

Cites 2 · Cited by 1

Cites Proposition 1, Theorem 1

Cited by Proposition 2

The vector space HomK(A,L)\mathrm{Hom}_K(A, L) over L has dimension [A:K][A : K], by Formula (2), and H\mathscr{H} is a free subset of HomK(A,L)\mathrm{Hom}_K(A, L) by Th. 1 (V, p. 27). We thus have Card H≤[A:K]\mathscr{H} \leq [A : K] with equality if and only if H\mathscr{H} is a basis of HomK(A,L)\mathrm{Hom}_K(A, L). There exists an isomorphism of vector L-spaces, say π:HomK(A,L)→A(L)∗\pi : \mathrm{Hom}_K(A, L) \to A_{(L)}^*, characterized by u(x)=(πu)(1⊗x)u(x) = (\pi u)(1 \otimes x) for x∈Ax \in A, and π\pi maps H\mathscr{H} onto the set HL\mathscr{H}_L of L-algebra homomorphisms of A(⋅)A(\cdot) into L. Finally the equivalence of a) and c) in Prop. 1 shows that the algebra A(L)A_{(L)} over L is diagonalizable if and only if HL\mathscr{H}_L generates the vector space A(L)∗A_{(L)}^* over L. This completes the proof of the Corollary.

Proposition 2

— Let A be an algebra over K and Ω\Omega an algebraically closed extension of K. The following assertions are equivalent:

Cites 3 · Cited by 6

Cites Theorem 2, V § 3, Corollary, Theorem 1 (Steinitz), V § 4

Cited by Proposition 4, Theorem 4, V § 8. Norms and traces, Remark, VII § 5, Proposition 7, VIII § 14, Lemma 10, VIII § 16

a) The algebra A is etale. b) There exists an extension of finite degree which diagonalizes A. c) The extension Ω\Omega of K diagonalizes A.

Suppose that A is etale. Let nn be the degree of A over K, let L be an extension of K which diagonalizes A and let H\mathscr{H} be the set of algebra homomorphisms of A into L. By the Cor. to Prop. 1 we have Card H=n\mathscr{H} = n. On the other hand, for each u∈Hu \in \mathscr{H}, we have [u(A):K]≤n[u(A):K] \leq n. By V, p. 18, Th. 2, the subextension L' of L generated by the images of elements of H\mathscr{H} is of finite degree over K. Since there exist nn distinct homomorphisms of A into L', the extension L' diagonalizes A, by the Cor. 1 of Prop. 1. This shows that a) implies b).

Since every extension of finite degree of K is isomorphic to a subextension of Ω\Omega (V, p. 20, Th. 1), b) implies c). Finally c) clearly implies a).

4. Subalgebras of an etale algebra

Proposition 3

— Let A be an etale algebra over K. There exist only a finite number of subalgebras and ideals of A. Moreover, every extension of K which diagonalizes A also diagonalizes every subalgebra and every quotient algebra of A; in particular these algebras are etale.

Cites 2 · Cited by 6

Cites Corollary 1, II § 7, Proposition 1

Cited by Corollary, Proposition 6, V § 7, Proposition 7, V § 7, Definition 5, VII § 5, Proposition 4, VIII § 14, Exercise 6, § 8

It suffices to show that an algebra KnK^n has only a finite number of subalgebras and ideals, and that the subalgebras and quotient algebras of KnK^n are diagonalizable. We denote by (ε1,…,εn)(\varepsilon_1, \ldots, \varepsilon_n) the canonical basis of KnK^n.

Let A be a subalgebra of KnK^n and let v1,…,vnv_1, \ldots, v_n be the restrictions to A of the n projections Kn→KK^n \to K. Since the intersection of the kernels of the viv_i is clearly 0, the viv_i generate the vector K-space dual to A (II, p. 302, Cor. 1); hence the K-algebra A is diagonalizable (V, p. 29, Prop. 1).

For every subset I of {1,2,…,n}\{1, 2, \ldots, n\} put εI=∑i∈Iεi\varepsilon_I = \sum_{i \in I} \varepsilon_i. It is clear that the elements εI\varepsilon_I are idempotents of KnK^n; we have εI=0\varepsilon_I = 0 if and only if I is empty, and εIεJ=εI∩J\varepsilon_I \varepsilon_J = \varepsilon_{I \cap J}. By what has been said, every subalgebra A of KnK^n is diagonalizable; by condition b) of Prop. 1 every subalgebra A of KnK^n therefore admits a basis (εI1,…,εIp)(\varepsilon_{I_1}, \ldots, \varepsilon_{I_p}), where (I1,…,Ip)(I_1, \ldots, I_p) is a partition of {1,2,…,n}\{1, 2, \ldots, n\}, and there are only a finite number of such subalgebras.

For every subset I of (1,2,…,n)(1, 2, \ldots, n) let aia_i be the vector subspace of KnK^n having as basis the idempotents εi\varepsilon_i for i∈Ii \in I; then it is clear that aia_i is an ideal of KnK^n; moreover if J=(1,2,…,n)−IJ = (1, 2, \ldots, n) - I, then the residue classes ε‾j\overline{\varepsilon}_j of εj\varepsilon_j mod aia_i, for j∈Jj \in J form a basis of Kn/aiK^n / a_i. We have ε‾j2=ε‾j\overline{\varepsilon}_j^2 = \overline{\varepsilon}_j and ε‾jε‾k=0\overline{\varepsilon}_j \overline{\varepsilon}_k = 0 if j≠kj \neq k, hence the algebra Kn/aIK^n / a_I is diagonalizable, by Prop. 1 of V, p. 29.

It remains to show that every ideal of KnK^n is of the form aIa_I. Let I be the set of integers ii such that 1≤i≤n1 \leq i \leq n and εi∈a\varepsilon_i \in a, then ai⊂aa_i \subset a. Let x=x1ε1+⋯+xnεnx = x_1 \varepsilon_1 + \cdots + x_n \varepsilon_n be an element of aa (with x1,…,xnx_1, \ldots, x_n in KK) and let ii be in (1,2,…,n)−I(1, 2, \ldots, n) - I. We have xiεi=xεi∈aix_i \varepsilon_i = x \varepsilon_i \in a_i, and εi∉a\varepsilon_i \notin a, whence xi=0x_i = 0. Thus x=∑i∈Ixiεix = \sum_{i \in I} x_i \varepsilon_i and this shows that x∈aix \in a_i. We have now shown a⊂aIa \subset a_I, whence finally a=aia = a_i.

Corollary

— *Let A1,…,ArA_1, \ldots, A_r be algebras over KK and A=A1×⋯×ArA = A_1 \times \cdots \times A_r. For AA to be etale it is necessary and sufficient that A1,…,ArA_1, \ldots, A_r are etale.

Cites 1

Cites Proposition 3

Suppose that AA is etale; each of the algebras A1,…,ArA_1, \ldots, A_r is isomorphic to a quotient of AA, and hence is etale by Prop. 3. Conversely, every extension of KK which diagonalizes A1,…,ArA_1, \ldots, A_r clearly diagonalizes AA.

5. Separable degree of a commutative algebra

Let AA be a commutative algebra of finite degree nn over KK. For any extension LL of KK, the number h(L)h(L) of algebra homomorphisms of AA into LL is finite and is bounded above by nn (V, p. 29, Cor.).

Lemma 1

— *Let Ω\Omega be an algebraic closure of KK; then we have h(L)≤h(Ω)h(L) \leq h(\Omega) for every extension LL of KK, with equality when LL is algebraically closed.

Cites 4

Cites Proposition 2, V § 3, Theorem 1 (Steinitz), V § 4, Theorem 2 (Steinitz), V § 4, III § 4. Tensor products of algebras

Let L′L' be the algebraic closure of KK in LL. For every homomorphism uu of AA into LL we have [u(A):K]≤n[u(A) : K] \leq n, hence u(A)⊂L′u(A) \subset L' by V, p. 18, Prop. 2; we thus have h(L′)=h(L)h(L') = h(L). Since the extension L′L' of KK is isomorphic to a subextension of Ω\Omega (V, p. 20, Th. 1), we have h(L′)≤h(Ω)h(L') \leq h(\Omega). If LL is algebraically closed, then L′L' is an algebraic closure of KK; the extensions L′L' and Ω\Omega of KK are then isomorphic (V, p. 23, Th. 2) and so h(L′)=h(Ω)h(L') = h(\Omega); the Lemma follows directly from this.

By Lemma 1, the number h(L)h(L) has the same value for all algebraically closed extensions LL of KK; this number will be denoted by [A:K][A : K], and called the separable degree of AA.

Let AA and BB be two commutative algebras of finite degree over KK. We shall establish the formula

[A⊗KB:K]s=[A:K]s⋅[B:K]s. [A \otimes_K B : K]_s = [A : K]_s \cdot [B : K]_s .

Let LL be an algebraically closed extension of KK and denote by H(A)\mathscr{H}(A) the set of algebra homomorphisms of AA into LL, and similarly define H(B)\mathscr{H}(B) and H(A⊗KB)\mathscr{H}(A \otimes_K B). By definition we have Card H(A)=[A:K]\mathscr{H}(A) = [A : K], and corresponding formulae for [B : K], and [A \otimes_K B : K]. Moreover (III, p. 465, Formula (6)), the formula (u∗v)(a⊗b)=u(a)v(b)(u * v)(a \otimes b) = u(a)v(b) defines a bijection (u,v)↦u∗v(u, v) \mapsto u * v of H(A)×H(B)\mathscr{H}(A) \times \mathscr{H}(B) onto H(A⊗KB)\mathscr{H}(A \otimes_K B), whence Formula (7) follows.

Let K′K' be an extension of KK; we shall prove the formula

[A(K′):K′],=[A:K],. [A_{(K')}: K'], = [A: K], .
For take LL to be an algebraic closure of K′K'. The formula u~(x)=u(1⊗x)\tilde{u}(x) = u(1 \otimes x) (for x∈Ax \in A) defines a bijection u↦u~u \mapsto \tilde{u} between the set of K′K'-homomorphisms of A(K′)A_{(K')} into LL and the set of KK-homomorphisms of AA into LL, whence (8).

Finally, suppose that K′K' is an extension of finite degree of KK; if A′A' is a commutative K′K'-algebra of finite degree, then it is also a commutative KK-algebra of finite degree and we have [A′:K]=[A′:K′]⋅[K′:K][A': K] = [A': K'] \cdot [K': K] (V. p. 10, Th. 1). We shall prove the formula

[A′:K],=[A′:K′]s⋅[K′:K],. [A': K], = [A': K']_s \cdot [K': K], .
For let SS (resp. TT) be the set of KK-homomorphisms of K′K' (resp. A′A') into an algebraic closure LL of KK; for every σ∈S\sigma \in S we denote by TσT_\sigma the set of elements ff of TT such that f(a⋅1)=σ(a)f(a \cdot 1) = \sigma(a) for all a∈K′a \in K'. Then the family (Tσ)σ(T_\sigma)_\sigma is a partition of TT and we have Card S=[K′:K]S = [K': K]; now for each σ∈S\sigma \in S the set TσT_\sigma consists of K′K'-homomorphisms of A′A' into the algebraically closed extension (L,σ)(L, \sigma) of K′K', hence Card Tσ=[A′:K′]sT_\sigma = [A': K']_s, and so we have proved (9).

Proposition 4

— Let AA be a commutative algebra of finite degree over KK; then [A:K],≤[A:K][A: K], \leq [A: K] with equality if and only if AA is etale.

Cites 2 · Cited by 5

Cites § 6. Etale algebras, Proposition 2

Cited by Definition 2, V § 10, Corollary 5, V § 10, Corollary 1, Proposition 15, V § 7, Theorem 2, VIII § 16

Let Ω\Omega be an algebraic closure of KK and A?A? the set of algebra homomorphisms of AA into R\mathbf{R}. We have Card A?=[A:K]A? = [A: K], and AA is etale if and only if AA is diagonalized by the extension Ω\Omega of KK (V, p. 30, Prop. 2). Thus Prop. 4 follows from the Cor. of V, p. 29.

Corollary 1

— Let A,BA, B be two commutative algebras over KK, of finite non-zero degrees. Then for the algebra C=A⊗KBC = A \otimes_K B to be etale it is necessary and sufficient for AA and BB to be etale.

Cites 1 · Cited by 3

Cites Proposition 4

Cited by Corollary 2, Proposition 6, V § 7, Proposition 11, VIII § 16

We have [C:K]=[A:K]⋅[B:K][C: K] = [A: K] \cdot [B: K] and the corresponding Formula (7) for the separable degrees. Further we have [A:K],≤[A:K][A: K], \leq [A: K] and corresponding formulae for BB and CC. It follows that [C:K]=[C:K][C: K] = [C: K], if and only if we have both [A:K]=[A:K][A: K] = [A: K], and [B:K]=[B:K][B: K] = [B: K]; now it is enough to apply Prop. 4.

a) For a KK-algebra AA to be etale, it is necessary and sufficient that the K′K'-algebra A(K′)A_{(K')} should be etale.

b) Let A′A' be an algebra over K′K', not reduced to 0. For A′A' to be etale over KK it is necessary and sufficient that A′A' should be etale over K′K' and K′K' etale over KK.

We argue as for Cor. 1, applying this time (8) for a) and (9) for b).

6. Differential characterization of etale algebras

Theorem 3

— Let AA be a commutative algebra of finite degree over KK. For AA to be etale it is necessary and sufficient that the module ΩK(A)\Omega_K(A) of KK-differentials of AA should be reduced to 00.

Cites 1 · Cited by 1

Cites Proposition 20, III § 10

Cited by Lemma 5

A) Let LL be an algebraic closure of KK (VV, p. 23, Th. 2). For AA to be etale it is necessary and sufficient that the algebra A(L)A_{(L)} over LL should be diagonalizable (VV, p. 30, Prop. 2). Further, the AA-module ΩL(A(L))\Omega_L(A_{(L)}) is isomorphic to ΩK(A)⊗AA(L)\Omega_K(A) \otimes_A A_{(L)} (III, p. 572, Prop. 20), hence to ΩK(A)⊗KL\Omega_K(A) \otimes_K L, by the associativity of the tensor product; therefore ΩK(A)=0\Omega_K(A) = 0 is equivalent to ΩL(A(L))=0\Omega_L(A_{(L)}) = 0. To prove Th. 3 it is therefore enough to consider the case where KK is algebraically closed and to show that the algebra AA is diagonalizable if and only if ΩK(A)=0\Omega_K(A) = 0.

B) Suppose that AA is diagonalizable; then (VV, p. 29, Prop. 1), the vector space AA is generated by the idempotents of AA. The assertion ΩK(A)=0\Omega_K(A) = 0 is thus a consequence of the following lemma:

Lemma 2

Let AA be a commutative algebra over KK and ee an idempotent of AA; then we have de=0de = 0 in ΩK(A)\Omega_K(A).

From the relation e=e2e = e^2 we deduce de=2e⋅dede = 2e \cdot de; on multiplying by ee we obtain e⋅de=2e⋅dee \cdot de = 2e \cdot de, hence e⋅de=0e \cdot de = 0, and so finally, de=2e⋅de=0de = 2e \cdot de = 0.

C) We first prove two lemmas:

Lemma 3

Let AA be a commutative algebra of finite degree over the algebraically closed field KK, such that ΩK(A)=0\Omega_K(A) = 0. Then we have m=m2m = m^2 for every maximal ideal mm of AA.

Cites 1

Cites III § 10. Derivations

The algebra A/mA/m is an extension of finite degree of the algebraically closed field KK, whence [A/m:K]=1[A/m : K] = 1. Hence for each a∈Aa \in A there exists a unique scalar λ\lambda such that a−λ⋅1∈ma - \lambda \cdot 1 \in m; write D(a)D(a) for the residue class of a−λ⋅1a - \lambda \cdot 1 mod m2m^2. It is clear that DD is a KK-derivation of AA into the AA-module m/m2m/m^2. The universal property of ΩK(A)\Omega_K(A) (III, p. 569) and the hypothesis ΩK(A)=0\Omega_K(A) = 0 now imply that D=0D = 0, whence m/m2=0m/m^2 = 0 and so m=m2m = m^2.

Lemma 4

Let AA be a commutative ring and let aa be a finitely generated ideal of AA such that a=a2a = a^2. Then there exists an idempotent ee in AA such that a=Aea = Ae.

Cites 3 · Cited by 1

Cites III § 8. Determinants, I § 8. Rings, Proposition 22, III § 10

Cited by Proposition 5

Let (a1,...,ar)(a_1, ..., a_r) be a generating system of the ideal aa; since a=a2a = a^2, there exist elements xijx_{ij} in aa such that ai=∑j=1rxijaja_i = \sum_{j=1}^r x_{ij} a_j for 1≤i≤r1 \leq i \leq r. Write MM for the square matrix of order rr whose elements are δij−xij\delta_{ij} - x_{ij} and let DD be its determinant. There exists (III, p. 532, Formula (26)) a square matrix NN of order rr with elements in AA such that N⋅M=D⋅IN \cdot M = D \cdot I, whence immediately Daj=0Da_j = 0 for 1≤j≤r1 \leq j \leq r and so finally Da=0Da = 0. Now the matrix MM is congruent to II, mod aa, hence D≡ID \equiv I mod aa. Put e=1−De = 1 - D; then e∈ae \in a and ex=xex = x for all x∈ax \in a. It follows that ee is an idempotent and aa is equal to AeAe.

With these lemmas established, let us show by induction on the degree of AA that AA is diagonalizable if KK is algebraically closed and ΩK(A)=0\Omega_K(A) = 0. Let mm be a maximal ideal of AA (I, p. 104). By Lemmas 3 and 4, there exists an idempotent ee such that m=Aem = Ae; we have seen that A/mA/m is of degree 1 over KK. Hence AA is a direct sum of the ideals a=(1−e)Aa = (1 - e)A and mm and we have [a:K]=1[a : K] = 1, hence AA is isomorphic to K×A/aK \times A/a. Since ΩK(A/a)\Omega_K(A/a) is isomorphic to a quotient of ΩK(A)\Omega_K(A) (III, p. 573, Prop. 22), it is zero and the induction hypothesis shows that A/aA/a is diagonalizable. This then shows AA to be diagonalizable.

7. Reduced algebras and etale algebras

Definition 2

— *Let AA be a commutative ring; then AA is said to be reduced if every nilpotent element (I, p. 98) of AA is zero.

Cites 1 · Cited by 1

Cites I § 8. Rings

Cited by Theorem 2, AC V § 2

If AA is a field, or an integral domain, or a product of reduced rings, it is a reduced ring. For a commutative ring AA to be reduced it is necessary and sufficient that a2≠0a^2 \neq 0 for every a≠0a \neq 0 in AA: for from this we obtain by induction on nn, a2n≠0a^{2^n} \neq 0, hence an≠0a^n \neq 0 for any a≠0a \neq 0 in AA.

An algebra is said to be reduced if its underlying ring is reduced.

Proposition 5

— *Let AA be a commutative algebra of finite degree over KK. For AA to be reduced it is necessary and sufficient that there exist extensions L1,…,LsL_1, \ldots, L_s of finite degree over KK such that AA is KK-isomorphic to L1×⋯×LsL_1 \times \cdots \times L_s.

Cites 1 · Cited by 2

Cites Lemma 4

Cited by Lemma 5, Proposition 3, VIII § 8

The stated condition is clearly sufficient.

Conversely, assume that AA is reduced; arguing by induction on the degree of AA we see that it suffices to prove that if AA is not a field, there exist two non-zero algebras A1A_1 and A2A_2 such that AA is isomorphic to A1×A2A_1 \times A_2, or also that there exists in AA an idempotent different from 0 and 1.

Suppose from now on that AA is reduced and is not a field. Among the ideals of AA different from 0 and AA let aa be an ideal whose dimension as vector KK-space is minimal. For any x≠0x \neq 0 in aa we have x2≠0x^2 \neq 0, because AA is reduced, whence a′≠{0}a' \neq \{0\}. We have a2⊂aa^2 \subset a and by the minimality of aa we find that a′=aa' = a. By Lemma 4 there exists an idempotent ee such that a=Aea = Ae, and we have e≠0,e≠1e \neq 0, e \neq 1 because aa is distinct from 0 and AA.

Theorem 4

— Let AA be a commutative algebra of finite degree over KK. Then the following assertions are equivalent: a) The algebra AA is etale. b) For every extension LL of KK, the ring L⊗KAL \otimes_K A is reduced. c) There exists a perfect extension field PP of KK such that the ring P⊗KAP \otimes_K A is reduced. d) There exist separable algebraic extensions L1,…,LsL_1, \ldots, L_s of KK such that AA is isomorphic to L1×⋯×LsL_1 \times \cdots \times L_s. In particular, every etale algebra is reduced.

Cites 3 · Cited by 4

Cites Theorem 2 (Steinitz), V § 4, Proposition 2, Corollary 2

Cited by Corollary, Lemma 2, V § 8, Proposition 2, VIII § 13, Proposition 7, VIII § 14

A) Let us first prove the equivalence of aa, bb and cc.

Suppose that AA is etale and let LL be an extension of KK. Let Ω\Omega be an algebraically closed extension field of LL (V, p. 23, Th. 2). Then L⊗KAL \otimes_K A is isomorphic to a subring of Ω⊗KA\Omega \otimes_K A and the latter is isomorphic to a ring Ωn\Omega^n by Prop. 2 (V, p. 30). Therefore the ring L⊗KAL \otimes_K A is reduced.

We have thus shown that a) implies b), and c) is a particular case of b). Assume now that c) holds. For the K-algebra AA to be etale it is necessary and sufficient that the P-algebra A(P)A_{(P)} should be etale (V, p. 32, Cor. 2). The algebra AA is therefore etale by the following lemma:

Lemma 5

Let B be a reduced algebra of finite degree over a perfect field P; then B is etale.

Cites 5

Cites § 6. Etale algebras, Proposition 5, Theorem 3, V § 2. Extensions, Proposition 2, V § 3

By Prop. 5 there exist extensions L1,…,LnL_1, \ldots, L_n of PP such that BB is isomorphic to the algebra L,x…xLnL, x \ldots x L_n. Since a finite product of etale algebras is etale (V, p. 31, Cor.) it is enough to examine the case where BB is an extension of PP. By Th. 3 (V, p. 33) it is enough to show that dx=0dx = 0 in ΩP(B)\Omega_P(B) for all x∈Bx \in B.

Let x∈Bx \in B; since BB is of finite degree over KK, xx is algebraic over KK (V, p. 18, Prop. 2). Let ff be the minimal polynomial of xx and let f′f' be the derivative off. The polynomial ff is non-constant. Suppose that f′=0f' = 0; by V, p. 9, Cor. the field PP is of characteristic p≠0p \neq 0 and we have f∈P[Xp]f \in P[X^p]; since PP is perfect, we have P[Xp]=P[X]pP[X^p] = P[X]^p, but the irreducible polynomial ff cannot lie in P[X]pP[X]^p.

We thus have f′≠0f' \neq 0 and since the degree of f′f' is strictly less than that off, we have f′(x)≠0f'(x) \neq 0. Now from f(x)=0f(x) = 0 we deduce f(x)⋅dx=0f(x) \cdot dx = 0 in ΩP(B)\Omega_P(B), whence dx=0dx = 0, as we had to show.

*B) Suppose that AA is etale; by the equivalence of a) and b) the algebra AA is reduced, so there exist extensions L1,…,LnL_1, \ldots, L_n of KK such that AA is isomorphic to L1×⋯×LnL_1 \times \cdots \times L_n (Prop. 5). Since AA is etale, each of the extensions LiL_i is an etale algebra (V, p. 31, Cor.), and hence by definition is a separable algebraic extension of KK.

The implication d)⇒a)d) \Rightarrow a) follows from V, p. 31, Cor. \*

Corollary

— *Suppose that KK has characteristic p≠0p \neq 0. For AA to be etale it is necessary and sufficient that A=K[Ap]A = K[A^p]. For every basis (ai)i(a_i)_i, of AA over KK, the family (aip)i(a_i^p)_i is then a basis of AA over KK.

Cites 1

Cites Theorem 4

Let us choose an algebraic closure Ω\Omega of KK. Given two KK-homomorphisms uu and vv of AA into Ω\Omega, if uu and vv have the same restriction to K[Ap]K[A^p], we have

u(x)p=u(xp)=v(xp)=v(x)p, u(x)^p = u(x^p) = v(x^p) = v(x)^p,

whence u(x)=v(x)u(x) = v(x)

for all x∈Ax \in A. We thus have the inequality [A:K],≤[K[Ap]:K]s[A : K], \leq [K[A^p] : K]_s; if AA is etale, we thus have

[A:K]=[A:K]s≤[K[Ap]:K]s≤[K[Ap]:K], [A : K] = [A : K]_s \leq [K[A^p] : K]_s \leq [K[A^p] : K],

whence A=K[Ap]A = K[A^p]

Conversely suppose that we have A=K[Ap]A = K[A^p]; let (ai)i∈I(a_i)_{i \in I} be a basis of AA over KK. By VV, p. 4, Prop. 2, b), the family (aip)i∈I(a_i^p)_{i \in I} generates the vector KK-space K[Ap]K[A^p] and since A=K[Ap]A = K[A^p] is of finite dimension equal to the cardinal of II, the family (aip)i∈I(a_i^p)_{i \in I} is a basis of AA over KK. Let uu be an element of Ω⊗KA\Omega \otimes_K A such that u2=0u^2 = 0, whence up=0u^p = 0; since (ai)i∈I(a_i)_{i \in I} is a basis of AA over KK, there exists a family (λi)i∈I(\lambda_i)_{i \in I} of elements of Ω\Omega such that u=∑i∈Iλi⊗aiu = \sum_{i \in I} \lambda_i \otimes a_i, whence up=∑i∈Iλip⊗aipu^p = \sum_{i \in I} \lambda_i^p \otimes a_i^p. Since (aip)i∈I(a_i^p)_{i \in I} is a basis of AA over KK and up=0u^p = 0, we must have λip=0\lambda_i^p = 0, whence λi=0\lambda_i = 0 for all i∈Ii \in I, and so u=0u = 0. This shows the ring Ω⊗KA\Omega \otimes_K A to be reduced; since Ω\Omega is perfect, the algebra AA over KK is etale by Th. 4.

For another characterization of etale algebras see VV, p. 48, Prop. 1.

Exercises

See the exercises for § 6.

Transcribed from the printed edition, 2003, Springer. Not translated.