§ 6. Etale algebras
Throughout this paragraph K denotes a field.
1. Linear independence of homomorphisms
Let L be an extension of K and V a vector space over K. In this paragraph we shall denote by the set of all K-linear mappings of V into L, equipped with the vector space structure on L such that:
(1)
for and in . Let be the vector space on L derived from V by extension of scalars, and its dual. By II, p. 277 we have a canonical isomorphism of vector L-spaces from onto such that for and in . If V is of finite dimension over , the vector space over is of dimension , as well as its dual , whence the formula
(2)
Theorem 1
— *Let L be an extension of a field K and A an algebra over K; let be the set of all K-algebra homomorphisms of A into L. Then is a free subset of the vector space over L.
Cited by 5
Cited by Corollary, Corollary 1, Theorem 2, Proposition 1, V § 8, Exercise 14, § 14
Let us show by induction on the integer that every sequence of distinct elements of is free. The case being trivial, we may henceforth suppose that ; let be elements of L such that
Corollary 1
— *Let be a monoid, L a field and X a set of homomorphisms of into the multiplicative monoid of L. Then X is a free subset of the vector L-space of mappings of into L.
Cites 2
Let A be the algebra of the monoid with coefficients in L and the canonical basis of A over L (III, p. 446). For every L-linear mapping of A into L let us write (for ); then the mapping is an isomorphism of vector L-spaces of onto which maps onto X the set of L-algebra homomorphisms of A into L. Now it suffices to apply Th. 1 with .
COROLLARY 2 (Dedekind's theorem). — Let E and L be two extensions of K. The set of K-homomorphisms of E into L is free over L. If E is of finite degree over K, the number of K-homomorphisms of E into L is at most equal to .
The last assertion follows from the first, taking account of Formula (2).
2. Algebraic independence of homomorphisms
Theorem 2
— Let K be an infinite field, L an extension of K and A an algebra over K. Let be distinct K-algebra homomorphisms of A into L and f a polynomial in . If we have for all , then .
Cites 3
Let B be the set of elements of of the form with . By Th. 1, there is no sequence of elements not all zero in L such that for all ; therefore (II, p. 301, Th. 7) B generates the vector space over L. So there exist elements of such that the matrix is invertible.
Let us define the polynomial by
Th. 2 has no analogue for finite fields. Thus let be a finite field with q elements, and . We have for all (V, p. 93, Prop. 2); therefore if is the identity automorphism of , we have for all , even though is not zero.
3. Diagonalizable algebras and etale algebras
Definition 1
— Let A be an algebra over K; then A is said to be diagonalizable if there exists an integer such that A is isomorphic to the product algebra . We say that A is diagonalized by an extension L of K if the algebra over L derived from A by extension of scalars is diagonalizable. We shall say that A is etale if there exists an extension of K which diagonalizes A.
We recall that the product algebra is the vector space equipped with the product defined by
If is the canonical basis of , we have
and .
Every etale algebra over is commutative and of finite degree over .
Proposition 1
Let A be an algebra of finite degree n over the field K ; then the following conditions are equivalent :* a) The algebra A is diagonalizable. b) There is a basis of A such that and for . c) The K-algebra homomorphisms of A into generate the dual of the vector K-space A. d) *Every A-module is a direct sum of submodules which are of dimension 1 over K.
Cited by 4
Cited by Corollary, Proposition 3, Definition 5, VII § 5, Lemma 10, VIII § 16
The equivalence of a) and b) follows from Formula (6); on the other hand the n projections are algebra homomorphisms, hence a) implies c). If c) holds, the algebra homomorphisms of A into form a basis of the dual of A (V, p. 27, Th. 1), we denote them by ; then is an isomorphism of A onto the algebra , whence a). We have thus established the equivalence of the conditions a), b) and c).
Suppose that b) holds and let M be an A-module; then the homotheties of ratio are projectors of , and is a direct sum of the , which are sub-A-modules. We may thus suppose that there exists an index such that for . Hence every vector subspace of is a sub-A-module, whence d).
Conversely suppose that d) holds and consider the A-module A,. There exists then a basis of the vector K-space A such that for . After replacing each by a suitable scalar multiple, if necessary, we may suppose that . If , then belongs to hence it is zero. Now , whence b).
Corollary
Let L be an extension of K and the set of algebra homomorphisms of A into L. We have Card , with equality if and only if A is diagonalized by L. If A is diagonalized by L, then is a basis of the vector L-space .
The vector space over L has dimension , by Formula (2), and is a free subset of by Th. 1 (V, p. 27). We thus have Card with equality if and only if is a basis of . There exists an isomorphism of vector L-spaces, say , characterized by for , and maps onto the set of L-algebra homomorphisms of into L. Finally the equivalence of a) and c) in Prop. 1 shows that the algebra over L is diagonalizable if and only if generates the vector space over L. This completes the proof of the Corollary.
Proposition 2
— Let A be an algebra over K and an algebraically closed extension of K. The following assertions are equivalent:
Cites 3 · Cited by 6
Cites Theorem 2, V § 3, Corollary, Theorem 1 (Steinitz), V § 4
Cited by Proposition 4, Theorem 4, V § 8. Norms and traces, Remark, VII § 5, Proposition 7, VIII § 14, Lemma 10, VIII § 16
a) The algebra A is etale. b) There exists an extension of finite degree which diagonalizes A. c) The extension of K diagonalizes A.
Suppose that A is etale. Let be the degree of A over K, let L be an extension of K which diagonalizes A and let be the set of algebra homomorphisms of A into L. By the Cor. to Prop. 1 we have Card . On the other hand, for each , we have . By V, p. 18, Th. 2, the subextension L' of L generated by the images of elements of is of finite degree over K. Since there exist distinct homomorphisms of A into L', the extension L' diagonalizes A, by the Cor. 1 of Prop. 1. This shows that a) implies b).
Since every extension of finite degree of K is isomorphic to a subextension of (V, p. 20, Th. 1), b) implies c). Finally c) clearly implies a).
4. Subalgebras of an etale algebra
Proposition 3
— Let A be an etale algebra over K. There exist only a finite number of subalgebras and ideals of A. Moreover, every extension of K which diagonalizes A also diagonalizes every subalgebra and every quotient algebra of A; in particular these algebras are etale.
Cites 2 · Cited by 6
Cites Corollary 1, II § 7, Proposition 1
Cited by Corollary, Proposition 6, V § 7, Proposition 7, V § 7, Definition 5, VII § 5, Proposition 4, VIII § 14, Exercise 6, § 8
It suffices to show that an algebra has only a finite number of subalgebras and ideals, and that the subalgebras and quotient algebras of are diagonalizable. We denote by the canonical basis of .
Let A be a subalgebra of and let be the restrictions to A of the n projections . Since the intersection of the kernels of the is clearly 0, the generate the vector K-space dual to A (II, p. 302, Cor. 1); hence the K-algebra A is diagonalizable (V, p. 29, Prop. 1).
For every subset I of put . It is clear that the elements are idempotents of ; we have if and only if I is empty, and . By what has been said, every subalgebra A of is diagonalizable; by condition b) of Prop. 1 every subalgebra A of therefore admits a basis , where is a partition of , and there are only a finite number of such subalgebras.
For every subset I of let be the vector subspace of having as basis the idempotents for ; then it is clear that is an ideal of ; moreover if , then the residue classes of mod , for form a basis of . We have and if , hence the algebra is diagonalizable, by Prop. 1 of V, p. 29.
It remains to show that every ideal of is of the form . Let I be the set of integers such that and , then . Let be an element of (with in ) and let be in . We have , and , whence . Thus and this shows that . We have now shown , whence finally .
Corollary
— *Let be algebras over and . For to be etale it is necessary and sufficient that are etale.
Cites 1
Cites Proposition 3
Suppose that is etale; each of the algebras is isomorphic to a quotient of , and hence is etale by Prop. 3. Conversely, every extension of which diagonalizes clearly diagonalizes .
5. Separable degree of a commutative algebra
Let be a commutative algebra of finite degree over . For any extension of , the number of algebra homomorphisms of into is finite and is bounded above by (V, p. 29, Cor.).
Lemma 1
— *Let be an algebraic closure of ; then we have for every extension of , with equality when is algebraically closed.
Let be the algebraic closure of in . For every homomorphism of into we have , hence by V, p. 18, Prop. 2; we thus have . Since the extension of is isomorphic to a subextension of (V, p. 20, Th. 1), we have . If is algebraically closed, then is an algebraic closure of ; the extensions and of are then isomorphic (V, p. 23, Th. 2) and so ; the Lemma follows directly from this.
By Lemma 1, the number has the same value for all algebraically closed extensions of ; this number will be denoted by , and called the separable degree of .
Let and be two commutative algebras of finite degree over . We shall establish the formula
Let be an algebraically closed extension of and denote by the set of algebra homomorphisms of into , and similarly define and . By definition we have Card , and corresponding formulae for [B : K], and [A \otimes_K B : K]. Moreover (III, p. 465, Formula (6)), the formula defines a bijection of onto , whence Formula (7) follows.
Let be an extension of ; we shall prove the formula
Finally, suppose that is an extension of finite degree of ; if is a commutative -algebra of finite degree, then it is also a commutative -algebra of finite degree and we have (V. p. 10, Th. 1). We shall prove the formula
Proposition 4
— Let be a commutative algebra of finite degree over ; then with equality if and only if is etale.
Cites 2 · Cited by 5
Cites § 6. Etale algebras, Proposition 2
Cited by Definition 2, V § 10, Corollary 5, V § 10, Corollary 1, Proposition 15, V § 7, Theorem 2, VIII § 16
Let be an algebraic closure of and the set of algebra homomorphisms of into . We have Card , and is etale if and only if is diagonalized by the extension of (V, p. 30, Prop. 2). Thus Prop. 4 follows from the Cor. of V, p. 29.
Corollary 1
— Let be two commutative algebras over , of finite non-zero degrees. Then for the algebra to be etale it is necessary and sufficient for and to be etale.
Cites 1 · Cited by 3
Cites Proposition 4
Cited by Corollary 2, Proposition 6, V § 7, Proposition 11, VIII § 16
We have and the corresponding Formula (7) for the separable degrees. Further we have and corresponding formulae for and . It follows that , if and only if we have both , and ; now it is enough to apply Prop. 4.
Corollary 2
— Let be an extension of .
Cites 1 · Cited by 11
Cites Corollary 1
Cited by V § 10. Galois extensions, Lemma 2, V § 10, Example 4, V § 10, Proposition 7, V § 10, Theorem 3, V § 10, Theorem 4, Remark, V § 7, Proposition 10, V § 7, Proposition 9, V § 7, Proposition 4, VIII § 14, Proposition 10, VIII § 16
a) For a -algebra to be etale, it is necessary and sufficient that the -algebra should be etale.
b) Let be an algebra over , not reduced to 0. For to be etale over it is necessary and sufficient that should be etale over and etale over .
We argue as for Cor. 1, applying this time (8) for a) and (9) for b).
6. Differential characterization of etale algebras
Theorem 3
— Let be a commutative algebra of finite degree over . For to be etale it is necessary and sufficient that the module of -differentials of should be reduced to .
A) Let be an algebraic closure of (, p. 23, Th. 2). For to be etale it is necessary and sufficient that the algebra over should be diagonalizable (, p. 30, Prop. 2). Further, the -module is isomorphic to (III, p. 572, Prop. 20), hence to , by the associativity of the tensor product; therefore is equivalent to . To prove Th. 3 it is therefore enough to consider the case where is algebraically closed and to show that the algebra is diagonalizable if and only if .
B) Suppose that is diagonalizable; then (, p. 29, Prop. 1), the vector space is generated by the idempotents of . The assertion is thus a consequence of the following lemma:
Lemma 2
Let be a commutative algebra over and an idempotent of ; then we have in .
From the relation we deduce ; on multiplying by we obtain , hence , and so finally, .
C) We first prove two lemmas:
Lemma 3
Let be a commutative algebra of finite degree over the algebraically closed field , such that . Then we have for every maximal ideal of .
Cites 1
Cites III § 10. Derivations
The algebra is an extension of finite degree of the algebraically closed field , whence . Hence for each there exists a unique scalar such that ; write for the residue class of mod . It is clear that is a -derivation of into the -module . The universal property of (III, p. 569) and the hypothesis now imply that , whence and so .
Lemma 4
Let be a commutative ring and let be a finitely generated ideal of such that . Then there exists an idempotent in such that .
Cites 3 · Cited by 1
Cites III § 8. Determinants, I § 8. Rings, Proposition 22, III § 10
Cited by Proposition 5
Let be a generating system of the ideal ; since , there exist elements in such that for . Write for the square matrix of order whose elements are and let be its determinant. There exists (III, p. 532, Formula (26)) a square matrix of order with elements in such that , whence immediately for and so finally . Now the matrix is congruent to , mod , hence mod . Put ; then and for all . It follows that is an idempotent and is equal to .
With these lemmas established, let us show by induction on the degree of that is diagonalizable if is algebraically closed and . Let be a maximal ideal of (I, p. 104). By Lemmas 3 and 4, there exists an idempotent such that ; we have seen that is of degree 1 over . Hence is a direct sum of the ideals and and we have , hence is isomorphic to . Since is isomorphic to a quotient of (III, p. 573, Prop. 22), it is zero and the induction hypothesis shows that is diagonalizable. This then shows to be diagonalizable.
7. Reduced algebras and etale algebras
Definition 2
— *Let be a commutative ring; then is said to be reduced if every nilpotent element (I, p. 98) of is zero.
If is a field, or an integral domain, or a product of reduced rings, it is a reduced ring. For a commutative ring to be reduced it is necessary and sufficient that for every in : for from this we obtain by induction on , , hence for any in .
An algebra is said to be reduced if its underlying ring is reduced.
Proposition 5
— *Let be a commutative algebra of finite degree over . For to be reduced it is necessary and sufficient that there exist extensions of finite degree over such that is -isomorphic to .
The stated condition is clearly sufficient.
Conversely, assume that is reduced; arguing by induction on the degree of we see that it suffices to prove that if is not a field, there exist two non-zero algebras and such that is isomorphic to , or also that there exists in an idempotent different from 0 and 1.
Suppose from now on that is reduced and is not a field. Among the ideals of different from 0 and let be an ideal whose dimension as vector -space is minimal. For any in we have , because is reduced, whence . We have and by the minimality of we find that . By Lemma 4 there exists an idempotent such that , and we have because is distinct from 0 and .
Theorem 4
— Let be a commutative algebra of finite degree over . Then the following assertions are equivalent: a) The algebra is etale. b) For every extension of , the ring is reduced. c) There exists a perfect extension field of such that the ring is reduced. d) There exist separable algebraic extensions of such that is isomorphic to . In particular, every etale algebra is reduced.
Cites 3 · Cited by 4
Cites Theorem 2 (Steinitz), V § 4, Proposition 2, Corollary 2
Cited by Corollary, Lemma 2, V § 8, Proposition 2, VIII § 13, Proposition 7, VIII § 14
A) Let us first prove the equivalence of , and .
Suppose that is etale and let be an extension of . Let be an algebraically closed extension field of (V, p. 23, Th. 2). Then is isomorphic to a subring of and the latter is isomorphic to a ring by Prop. 2 (V, p. 30). Therefore the ring is reduced.
We have thus shown that a) implies b), and c) is a particular case of b). Assume now that c) holds. For the K-algebra to be etale it is necessary and sufficient that the P-algebra should be etale (V, p. 32, Cor. 2). The algebra is therefore etale by the following lemma:
Lemma 5
Let B be a reduced algebra of finite degree over a perfect field P; then B is etale.
Cites 5
Cites § 6. Etale algebras, Proposition 5, Theorem 3, V § 2. Extensions, Proposition 2, V § 3
By Prop. 5 there exist extensions of such that is isomorphic to the algebra . Since a finite product of etale algebras is etale (V, p. 31, Cor.) it is enough to examine the case where is an extension of . By Th. 3 (V, p. 33) it is enough to show that in for all .
Let ; since is of finite degree over , is algebraic over (V, p. 18, Prop. 2). Let be the minimal polynomial of and let be the derivative off. The polynomial is non-constant. Suppose that ; by V, p. 9, Cor. the field is of characteristic and we have ; since is perfect, we have , but the irreducible polynomial cannot lie in .
We thus have and since the degree of is strictly less than that off, we have . Now from we deduce in , whence , as we had to show.
*B) Suppose that is etale; by the equivalence of a) and b) the algebra is reduced, so there exist extensions of such that is isomorphic to (Prop. 5). Since is etale, each of the extensions is an etale algebra (V, p. 31, Cor.), and hence by definition is a separable algebraic extension of .
The implication follows from V, p. 31, Cor. \*
Corollary
— *Suppose that has characteristic . For to be etale it is necessary and sufficient that . For every basis , of over , the family is then a basis of over .
Cites 1
Cites Theorem 4
Let us choose an algebraic closure of . Given two -homomorphisms and of into , if and have the same restriction to , we have
whence
for all . We thus have the inequality ; if is etale, we thus have
whence
Conversely suppose that we have ; let be a basis of over . By , p. 4, Prop. 2, b), the family generates the vector -space and since is of finite dimension equal to the cardinal of , the family is a basis of over . Let be an element of such that , whence ; since is a basis of over , there exists a family of elements of such that , whence . Since is a basis of over and , we must have , whence for all , and so . This shows the ring to be reduced; since is perfect, the algebra over is etale by Th. 4.
For another characterization of etale algebras see , p. 48, Prop. 1.
Exercises
See the exercises for § 6.