§ 7. Separable algebraic extensions
Throughout this paragraph denotes a field.
1. Separable algebraic extensions
Definition 1
— Let E be an algebraic extension of K; then E is said to be separable (over K) if every subextension F of E of finite degree over K is an etale algebra over K (, p. 28, Def. 1).
Cited by 1
Cited by Proposition 1
Let E be an extension of finite degree of K. Since every subalgebra of an etale algebra is etale (, p. 30, Prop. 3), it comes to the same to suppose that E is a separable extension of , or that E is an etale algebra over .
Proposition 1
— *Let E be an algebraic extension of K. If E is separable, then every subextension of E is separable. Conversely, if every subextension of finite degree of E is separable then E is separable.
Cites 1
Cites Definition 1
This follows immediately from Definition 1.
Proposition 2
— *For a field K to be perfect it is necessary and sufficient that every algebraic extension of K should be separable.
Cited by 3
Cited by Definition 4, Definition 1, VIII § 13, Corollary 3, VIII § 16
Suppose first that K is perfect. Since a field is a reduced ring, it follows from Lemma 5 (, p. 35) that every extension of finite degree of is an etale algebra over ; therefore every algebraic extension of is separable.
Suppose now that is an imperfect field of characteristic . Let be an algebraic closure of . Since is imperfect, there exists not belonging to ; put . Then the extension of is p-radical of finite degree. By , p. 26, Prop. 3, there exists a single K-homomorphism of into , and since , the algebra is not etale over (, p. 32, Prop. 4). In other words, the extension of finite degree of is not separable.
Corollary
— Every algebraic extension of a field of characteristic 0, or of a finite field, is separable. This follows from V, p. 7, Prop. 5.
2. Separable polynomials
Proposition 3
— Let f be a non-zero polynomial in K[X] and let Ω be an algebraically closed extension of K. The following conditions are equivalent: a) The polynomial f is relatively prime to its derivative f' in K[X]. b) Either deg(f) = 0, or deg(f) > 0 and dis(f) ≠ 0 (IV, p. 83). c) There exists an extension L of K such that f splits in L[X] into a product of distinct polynomials of degree ≤ 1. d) The roots off in Ω are simple. *e) The K-algebra K[X]/(f) is etale (V, p. 28, Def. 1).
Cites 2 · Cited by 6
Cites Definition 1, V § 6, Proposition 22, III § 10
Cited by Definition 2, Remark, Corollary 2, Proposition 5, Example 1, VIII § 16, Example 2, VIII § 16
a) ⇒ d): Under the hypothesis a) there exist two polynomials g and h in K[X] such that fg + f'h = 1 (IV, p. 12). Let a be a root of fin Ω; we have
d) ⇒ c): If d) holds, f splits in Ω[X] into a product of distinct factors of degree ≤ 1.
c) ⇒ b): Under the hypothesis c) there exist an element in L and distinct elements of L such that . If , we have (IV, p. 83, Prop. 11),
b) ⇒ a): Let c be the leading coefficient and D the discriminant of f; the resultant of and f is equal to ± cD (IV, p. 84, Formula (54)), hence is non-zero; therefore (IV, p. 78, Cor. 2) the polynomials f and are relatively prime in K[X].
a) ⇒ e): Let A be the K-algebra K[X]/(f) and x the image of X in A; by III, p. 573, Prop. 22, the A-module is generated by the elements , subject to the single relation . By V, p. 33, Th. 3, the K-algebra A is thus etale if and only if is an invertible element in A, which means that f and are relatively prime in K[X].
Definition 2
— *A polynomial is said to be separable if it is non-zero and satisfies the equivalent conditions a), b), c), d) and e) of Prop. 3.
Cites 1
Cites Proposition 3
Remark
— 1) Let L be an extension of K and f a non-constant polynomial in K[X]. By e) of Prop. 3 and V, p. 32, Cor. 2 it comes to the same to suppose that f is separable, whether considered as element of K[X] or of L[X]. On the other hand, it may well happen that f is irreducible in K[X] but not in L[X].
2) Let ; we know (IV, p. 13, Prop. 13) that there exist irreducible polynomials in such that . Let be an algebraic closure of ; since an irreducible polynomial is the minimal polynomial over of each of its roots in , two distinct irreducible polynomials in have no common root in . Condition d) of Prop. 3 now shows that is separable if and only if the polynomials are separable and pairwise distinct.
Proposition 4
— Let be an irreducible polynomial in . Then the following conditions are equivalent:
Cites 2 · Cited by 3
Cites Proposition 7, IV § 2, V § 2. Extensions
Cited by Proposition 13, Corollary 1, Corollary 3
a) is separable. b) There exists an extension of in which has a simple root. c) The derivative off is not zero. d) The field is of characteristic , or it is of characteristic and .
We note first that an irreducible polynomial in is not constant. It is clear that a) implies b) (take an algebraic closure of for ). If is a simple root off in an extension of , we have (IV, p. 17, Prop. 7), so b) implies c), and the equivalence of c) and d) follows from V, p. 9, Cor.
Suppose finally that ; let be a root of in an algebraically closed extension of . Since is the minimal polynomial of over and , we have , and so is a simple root of (IV, p. 17, Prop. 7). Therefore is separable and we have shown that c) implies a).
Corollary 1
— For a field to be perfect it is necessary and sufficient that every irreducible polynomial of should be separable.
If the field is of characteristic , is perfect and every irreducible polynomial of is separable, by d) above. Suppose then that has characteristic .
Suppose first that is perfect. We have , hence there exists no irreducible polynomial of belonging to . By Prop. 4, every irreducible polynomial of is then separable.
Suppose next that is imperfect, whence . Let be an element of not belonging to ; the polynomial is irreducible in (V, p. 24, Lemma 1), and it belongs to , and so is not separable.
Corollary 2
— Let be a non-zero polynomial. For to be separable it is necessary and sufficient that there should exist an extension of which is a perfect field and such that has no repeated factor in .
Let be an algebraic closure of ; iff is separable, has no repeated factors in (Prop. 3, d)). Conversely, if is a perfect extension of such that has no repeated factor in , then is separable in (Cor. 1 and Remark 2), hence in (Remark 1).
3. Separable algebraic elements
Definition 3
— Let E be an extension of K. An element x of E which is algebraic over K is said to be separable over K if the algebraic extension K(x) of K is separable.
Proposition 5
— Let E be an extension of K, x an element of E algebraic over K and f the minimal polynomial of x over K. Then the following conditions are equivalent: a) x is separable over K; b) the polynomial f is separable; c) x is a simple root of f. The equivalence of a) and b) follows from Prop. 3, that of b) and c) from Prop. 3 and 4 (cf. V, p. 37 and 38).
Cites 2 · Cited by 4
Cites § 7. Separable algebraic extensions, Proposition 3
Cited by Corollary, Proposition 13, Corollary 2, Proposition 9
Corollary 1
— If an element x of E is a simple root of a polynomial g of K[X], it is separable over K. For the minimal polynomial f of x over K divides g in K[X] (V, p. 16, Th. 1), so x is a simple root of f.
Corollary 2
— If an element x of E is algebraic and separable over K, it is algebraic and separable over every extension K' of K contained in E. Let f be the minimal polynomial of x over K. Then x is a simple root of f by Prop. 5, and since f belongs to K'[X], the element x of E is separable over K' by Cor. 1.
Cites 2 · Cited by 3
Cites Proposition 5, Corollary 1
Cited by Proposition 5, V § 16, Proposition 13, Proposition 9
Corollary 3
— Suppose that K has characteristic . For an element x of E to belong to K it is necessary and sufficient for it to be both separable algebraic and p-radical over K. The stated condition is clearly necessary. Conversely suppose that x is separable algebraic over K and p-radical of height e over K. Since x is separable over K, the minimal polynomial f of x over K does not belong to K[X^p] (Prop. 4 and 5); since x is p-radical of height e over K, we have (V, p. 24, Prop. 1); we conclude that , so .
Proposition 6
— Let E be an extension of K. a) If E is algebraic and separable over K, every element of E is algebraic and separable over K. b) Conversely, let A be a set of elements of E, algebraic and separable over K and such that ; then E is algebraic and separable over K. If E is algebraic and separable over K, the same is true of the extension K(x) of K for every , whence a). Under the hypothesis b), the extension E is algebraic over K (V, p. 18, Cor. 1).
Cites 4 · Cited by 7
Cites Corollary 1, V § 3, V § 2. Extensions, Proposition 3, V § 6, Corollary 1, V § 6
Cited by Definition 1, V § 10, Proposition 5, V § 16, Theorem 1 (Zariski), V § 17, Proposition 10, Proposition 12, Proposition 8, Proposition 9
Let F be a subextension of E of finite degree over K. By V, p. 11, Cor., there exist elements of A such that and we have
By the hypothesis on A, the algebras are etale over K; hence the same is true of (V, p. 32, Cor. 1). Now F is isomorphic to a subalgebra of a quotient algebra of , and so is etale (V, p. 30, Prop. 3).
Corollary
— *For an algebraic extension E to be separable over K it is necessary and sufficient that every element of E should be a simple root of its minimal polynomial over K. It is enough to apply Prop. 5 and 6.
4. The theorem of the primitive element
Let be an extension of ; an element of is said to be primitive if . For the extension to possess a primitive element it is necessary for to be finite.
Theorem 1
— Let E be an extension of K. Then the following conditions are equivalent: a) E possesses a primitive element; b) there exist only a finite number of subextensions of E. These conditions are satisfied when E is a separable extension of finite degree. Suppose first that possesses a primitive element , and let be the minimal polynomial of over K. For each monic polynomial dividing in denote by the subextension of generated by the coefficients of g. Since the possible polynomials g are finite in number (if splits in into a product of r monic irreducible polynomials, the number is bounded by ), the subextensions are finite in number. To prove b) it is therefore enough to show that every subextension L of is one of the . Now if is a subextension of E, then we have ; if g is the minimal polynomial of over L, we have . Besides, g is a divisor off in , hence in ; so we have and . Since , we have , therefore and so as we wished to show.
Cites 1 · Cited by 5
Cites Remark 2, V § 3
Cited by Proposition 7, Proposition 8, Corollary 1, VI § 2, Proposition 7, VIII § 14, LIE VIII § 8. Symmetric invariants
Next we observe that Condition b) implies that the extension E is of finite degree: by Remark 2 of V, p. 18 it suffices to prove that it is algebraic; now if z is an element of transcendental over then the subextensions are pairwise distinct.
To show that b) a) we now distinguish two cases: A) If the field is finite, the field is a vector space of finite dimension over K and hence is a finite set. Therefore (V, p. 78, Lemma 1) there exists an element of generating the multiplicative group of , and we have .
B) Suppose now that the field is infinite. If b) holds, the extension is of finite degree, so b) can also be expressed by saying that possesses only a finite number of subalgebras. This being so, the implication is a consequence of the following more general proposition (for which the hypothesis that the field be infinite is indispensable, cf. V, p. 153, Ex. 5 of § 7):
Proposition 7
— *Suppose that is infinite; let be a commutative -algebra possessing only a finite number of sub-algebras (for example an etale -algebra, , p. 30, Prop. 3) and let be a vector subspace of generating . Then there exists such that .
Cites 2 · Cited by 2
Cites Proposition 3, V § 6, Theorem 1
Cited by Lemma 1, AC VI § 6, Corollary 1, VIII § 19
Let be the subalgebras of distinct from . If , then the sub-algebra cannot equal any of the and so must coincide with . Further, since generates , it is not contained in any of the subspaces . Prop. 7 is therefore a consequence of the following lemma:
Lemma 1. — Let be a vector -space, subspaces of . If and if is not contained in any of the , then is not contained in .
Arguing by induction on , we need only prove that if , and , then . Let , and let be arbitrary in . If , we have ; if not, then the elements and are strictly greater than in number and belong to , so two of them belong to the same . Thus there exists such that either and for some , or and for two distinct scalars . In both cases we conclude that and ; but this implies that , hence , as we wished to show.
This completes the proof of the equivalence of a) and b) in Th. 1. Finally if the extension is separable and of finite degree, condition b) holds, by V, p. 30, Prop. 3.
5. Stability properties of separable algebraic extensions
Proposition 8
— *Let be an extension of and a family of subextensions of such that . If each extension is algebraic and separable over , the same is true of .
This follows at once from Prop. 6 (V, p. 39).
The reader may convince himself that Th. 1 is used nowhere before the proof of Lemma 1 of V, p. 78.
Proposition 9
— *Let F be an algebraic extension of K and E a subextension of F. For F to be separable over K it is necessary and sufficient that F should be separable over E and E separable over K.
Cites 5 · Cited by 1
Cites Corollary 2, Proposition 6, Theorem 2, V § 3, Corollary 2, V § 6, Proposition 5
Cited by Proposition 14
Suppose first that F is separable over K; then E is separable over K by Prop. 1 (V, p. 36). Moreover, every element of F is separable over K (V, p. 39, Prop. 6) hence over E (V, p. 39, Cor. 2) and so F is separable over E (V, p. 39, Prop. 6).
Conversely, suppose that F is separable over E and E separable over K. Denote by x an element of F and by the minimal polynomial of x over E. Since E is algebraic over K, Th. 2 (V, p. 18) shows that there exists a subextension E' of E of finite degree over K such that ; then f is at the same time the minimal polynomial of x over E and over E', and since x is separable over E (V, p. 39, Prop. 6) it is so also over E' (V, p. 39, Prop. 5). Write ; then F is separable and of finite degree over E', and since E is separable over K, E' is separable and of finite degree over K (V, p. 36, Prop. 1). Hence F is separable and of finite degree over K, by V, p. 32, Cor. 2. Therefore (V, p. 39, Prop. 6) x is separable over K. We have now shown that every element of F is separable over K, hence F is separable over K (V, p. 39, Prop. 6).
Proposition 10
— *Let E and K' be two subextensions of the same extension of K and let . Suppose that E is algebraic over K, hence E' algebraic over K' (V, p. 18, Cor. 2).
Cites 3 · Cited by 3
Cites Corollary 2, V § 3, Proposition 6, Corollary 2, V § 6
Cited by Corollary 4, AC VI § 8, Theorem 5, V § 10, Corollary 1
a) If E is separable over K, then E' is separable over K'.
b) Conversely if E' is separable over K' and E and K' are linearly disjoint over K, then E is separable over K.
Assertion a) follows directly from Prop. 6 (V, p. 39).
Under the hypothesis b), let F be a subextension of E of finite degree over K. Then F and K' are linearly disjoint over K, hence the K'-algebra is isomorphic to . Since is a subextension of E' of finite degree over K' and E' is algebraic and separable over K', the K'-algebra is etale. In other words, the K'-algebra is etale, and now Cor. 2 of Prop. 4 (V, p. 32) shows that F is etale over K. Thus we have shown E to be separable over K.
6. A separability criterion
Proposition 11
— *Suppose that K is of characteristic exponent p, and let E be an algebraic extension of K, generated by a set S. If E is separable over K, then for all integers ; conversely if E is of finite degree over K and , then E is separable over K.
Cites 3 · Cited by 4
Cites § 7. Separable algebraic extensions, Corollary 1, V § 3, V § 6. Etale algebras
Cited by Theorem 2, AC V § 2, Corollary 1, Corollary 2 (Mac Lane), Corollary 2
The case is trivial by the Cor. of V, p. 37. Suppose from now on that .
By hypothesis E is algebraic over K and we have , hence
If E is of finite degree over K, it is a separable extension of K if and only if it is an etale algebra over K; the Cor. of V, p. 35 shows that this happens if and only if .
Suppose now that is separable and of infinite degree over . Then is the union of the subrings where ranges over the set of subextensions of of finite degree over ; but such an extension is separable over (, p. 36, Prop. 1), whence by what has been said; finally we have . By induction on , the relation implies that .
Corollary 1
— *Every algebraic extension of a perfect field is a perfect field.
Let be a perfect field of characteristic exponent , and let be an algebraic extension of . Then is separable over (, p. 36, Prop. 2) whence by Prop. 11; but we have , hence , and so is perfect.
Corollary 2 (Mac Lane)
— *Let be an algebraic closure of and the perfect closure of in . For a subextension of to be separable over it is necessary and sufficient that it should be linearly disjoint from over .
We can immediately reduce to the case where is finite. Let , be a basis of over . For to be linearly disjoint from it is necessary and sufficient that it should be so from for all , and this just means that the relation implies for all , for any family , of elements of . This in turn means that the family is free over , or also that it is a basis of the vector space over . Put differently, is linearly disjoint from if and only if . Now it suffices to apply Prop. 11.
Remark
— 1) When is algebraic and of infinite degree over , the condition does not always ensure that is separable over . For example, if is imperfect and is a perfect closure of , then we have but is not a separable extension of (, p. 39, Cor. 3). 2) Let a separable algebraic extension of a field of characteristic exponent . Then we have (Cor. 2); therefore if is perfect, the same is true of .
Cites 1
Cites Corollary 2 (Mac Lane)
7. The relative separable algebraic closure
Proposition 12
— *Let be an extension of and , the set of elements of which are algebraic and separable over . Then , is the largest subextension of which is algebraic and separable over .
Cites 1 · Cited by 4
Cites Proposition 6
Cited by Exercise 17, § 2, Theorem 2, AC V § 2, Lemma 1, AC VI § 6, Proposition 13
By Prop. 6, a) (, p. 39) every subextension of which is algebraic and separable over is contained in . By Prop. 6, b) (loc. cit.) the extension of is algebraic and separable, whence , and so .
With the notation of the preceding proposition, E, is called the relative separable (algebraic) closure of K in E. When K is perfect, E, is the relative algebraic closure of K in E (V, p. 36, Prop. 2).
Proposition 13
— Let E be an algebraic extension of K and let E_s be the relative separable algebraic closure of K in E. a) E is a p-radical extension of E,. b) If F is a subextension of E such that E is p-radical over F, then F ⊃ E,. c) E, is the unique subextension of E which is separable over K and over which E is p-radical. It suffices to prove a) in the case where K is of characteristic . Let x be an element of E and f its minimal polynomial over K. There exists an integer such that f belongs to but not to ; in other words, we have with , . Since f is irreducible, the same is true of g, hence g is the minimal polynomial of over K. By V, p. 38, Prop. 4 and p. 39, Prop. 5 we thus have , so E is p-radical over E,.
Cites 5 · Cited by 6
Cites Proposition 4, Proposition 5, Corollary 2, Corollary 3, Proposition 12
Cited by Theorem 1 (Zariski), V § 17, Corollary 1, Corollary 2, Proposition 15, Proposition 3, VIII § 13, Lemma 4, VIII § 14
Assume now the hypothesis b) and let . Since x is separable over K, it is so also over F (V, p. 39, Cor. 2), but since E is p-radical over F, x is also p-radical over F, hence (V, p. 39, Cor. 3).
Finally c) follows from a) and b) and Prop. 12.
Corollary 1
— Let E and K' be two extensions of K contained in the same extension of K. Suppose that E is algebraic over K and denote by E, the relative separable algebraic closure of K in E. Then is the relative separable algebraic closure of K' in .
Cites 3 · Cited by 2
Cites V § 5. p-radical extensions, Proposition 10, Proposition 13
Cited by Corollary 2, V § 15, Proposition 16
For is a separable algebraic extension of K' by Prop. 10 (V, p. 42); since E is p-radical over E_s, the extension of is p-radical (V, p. 25, Cor.). Now it suffices to apply Prop. 13.
For each integer denote by F, the subextension of E. The sequence of vector subspaces of E is descending and E is of finite dimension over K. Hence there exists an integer such that for all . We thus have , hence is a separable extension of K (V, p. 42, Prop. 11); it is clear that E is p-radical over F, and so Prop. 13 implies .
Remark
Let E be an algebraic extension of K and E, the relative p-radical closure of E in K (V, p. 25). Then E, is the largest subextension of E which is p-radical over K (V, p. 25, Prop. 2). However, E is in general not separable over E, (V, p. 152, Ex. 2); for the case of quasi-Galois extensions see V, p. 76.
8. The separable closure of a field
Definition 4
— *A field K is said to be separably closed if every separable algebraic extension of K is trivial.
An algebraically closed field is separably closed. Conversely, if a perfect field K is separably closed, it is algebraically closed, because every algebraic extension of K is separable (V, p. 3 , Prop. 2).
Definition 5
— *Let K be a field. By a separable algebraic closure, or (by abuse of language) separable closure of K we understand any extension E of K which is algebraic and separable over K, and such that the field E is separably closed.
When K is perfect, there is complete identity between the notions of separable closure and algebraic closure of K (V, p. 36, Prop. 2 and p. 43, Cor. 1).
Proposition 14
— *Let Ω be an algebraically closed extension of K.
a) The relative separable algebraic closure Ωs of K in Ω is a separable closure of K.*
b) If E and E' are two separable closures of K, there exists a K-isomorphism of E onto E'.
Let F be a separable algebraic extension of Ω_s ; since Ω is algebraically closed, there exists an 0,-homomorphism u of F into Ω (V, p. 20, Th. 1). By Prop. 9 (V, p. 42) is separable over K, hence . Therefore F is a trivial extension of and so is separably closed, whence a).
Let E be a separable closure of K. Since E is an algebraic extension of K, there exists a K-homomorphism v of E into Ω (V, p. 20, Th. 1). Hence is separable algebraic over K, whence . By V, p. 42, Prop. 9, is separable over and since the field is separably closed, we have . It follows that v is a K-isomorphism of E onto . Now b) is an immediate consequence.
Corollary
— *Let E be a separably closed extension of K and F a separable algebraic extension of K ; then there exists a K-homomorphism of F into E.
Let Ω be an algebraic closure of E ; we have and it suffices to treat the case where . Since F is an algebraic extension of K, there exists a K-homomorphism u of F into Ω (V, p. 20, Th. 1). Since the field is separable over K, we have and u defines a K-homomorphism of F into .
Remark 1
Let E and E' be two separable closures of K. If K is not separably closed, there exist several K-isomorphisms of E onto E'. \* For E is then a non-trivial Galois extension of K, and so there exist K-automorphisms of E distinct from the identity (V, p. 56, Th. 1).
Remark 2
\* Let E be an algebraic and separable extension of K. If every algebraic and separable extension of K is isomorphic to a subextension of E, then E is a separable closure of K. For if E' is a separable closure of K, then each of the extensions E and E' is isomorphic to a subextension of the other; hence E and E' are isomorphic extensions of K (V, p. 52, Prop. 1, a)).
9. Separable and inseparable degrees of an extension of finite degree
Let E be an extension of finite degree of K and an algebraic closure of K. Recall (V, p. 31) that by the separable degree of E over K, written , we understand the number of K-homomorphisms of E into .
Proposition 15
Let E, be the relative separable closure of K in E; then* .
Cites 3 · Cited by 1
Cites Proposition 4, V § 6, Proposition 13, § 7. Separable algebraic extensions
Cited by Proposition 16
The field is perfect and E is p-radical over , by V, p. 44, Prop. 13; therefore Prop. 3 (V, p. 26) shows that every K-homomorphism of E, into extends in a unique fashion to a K-homomorphism of E into ; we thus have . Since E, is a separable extension of finite degree of K, it is an etale algebra over K; so we have by V, p. 32, Prop. 4, and the result follows.
With the preceding notation, the degree of E over is called the inseparable degree of E over K and is denoted by . We thus have
(1)
When K is of characteristic 0, then , and so and . If K is of characteristic , the number is a power of p because E is p-radical over (V, p. 44, Prop. 13 and p. 26, Prop. 4). It should be noted that is not necessarily equal to the highest power of dividing , nor equal to the degree of the relativep-radical closure of E in K (V, p. 152, Ex. 3 and 2).
Proposition 16
Let be an extension of K and E, F two subextensions of , of finite degree over K.
Cites 4
Cites V § 6. Etale algebras, Corollary 1, Proposition 15, Proposition 5, V § 2
a) If , then , and .
b) Let be a subextension of ; then we have
c) We have , and , and equality holds if E and F are linearly disjoint over K.
The assertion about the separable degrees in a) follows from (9) (V, p. 32). Since , the assertion about the inseparable degrees follows from this and (1).
By Cor. 1 of Prop. 13 (V, p. 44) and Prop. 15, we have
(2)
when K' is linearly disjoint from E over K, then E, is linearly disjoint from K' over K and E is linearly disjoint from K'(E_s) over E_s (V, p. 15, Prop. 8). Assertion b) now follows from Prop. 5 (V, p. 14).
By a) we have
Exercises
See the exercises for § 7.