Bourbaki

§ 7. Separable algebraic extensions

Throughout this paragraph KK denotes a field.

1. Separable algebraic extensions

Definition 1

— Let E be an algebraic extension of K; then E is said to be separable (over K) if every subextension F of E of finite degree over K is an etale algebra over K (VV, p. 28, Def. 1).

Cited by 1

Cited by Proposition 1

Let E be an extension of finite degree of K. Since every subalgebra of an etale algebra is etale (VV, p. 30, Prop. 3), it comes to the same to suppose that E is a separable extension of KK, or that E is an etale algebra over KK.

Proposition 1

— *Let E be an algebraic extension of K. If E is separable, then every subextension E′E' of E is separable. Conversely, if every subextension of finite degree of E is separable then E is separable.

Cites 1

Cites Definition 1

This follows immediately from Definition 1.

Proposition 2

— *For a field K to be perfect it is necessary and sufficient that every algebraic extension of K should be separable.

Cited by 3

Cited by Definition 4, Definition 1, VIII § 13, Corollary 3, VIII § 16

Suppose first that K is perfect. Since a field is a reduced ring, it follows from Lemma 5 (VV, p. 35) that every extension of finite degree of KK is an etale algebra over KK; therefore every algebraic extension of KK is separable.

Suppose now that KK is an imperfect field of characteristic p≠0p \neq 0. Let Ω\Omega be an algebraic closure of KK. Since KK is imperfect, there exists b∈Kb \in K not belonging to KpK^p; put a=b1/pa = b^{1/p}. Then the extension K(a)K(a) of KK is p-radical of finite degree. By VV, p. 26, Prop. 3, there exists a single K-homomorphism of K(a)K(a) into Ω\Omega, and since [K(a):K]>1[K(a):K] > 1, the algebra K(a)K(a) is not etale over KK (VV, p. 32, Prop. 4). In other words, the extension K(a)K(a) of finite degree of KK is not separable.

Corollary

— Every algebraic extension of a field of characteristic 0, or of a finite field, is separable. This follows from V, p. 7, Prop. 5.

2. Separable polynomials

Proposition 3

— Let f be a non-zero polynomial in K[X] and let Ω be an algebraically closed extension of K. The following conditions are equivalent: a) The polynomial f is relatively prime to its derivative f' in K[X]. b) Either deg(f) = 0, or deg(f) > 0 and dis(f) ≠ 0 (IV, p. 83). c) There exists an extension L of K such that f splits in L[X] into a product of distinct polynomials of degree ≤ 1. d) The roots off in Ω are simple. *e) The K-algebra K[X]/(f) is etale (V, p. 28, Def. 1).

Cites 2 · Cited by 6

Cites Definition 1, V § 6, Proposition 22, III § 10

Cited by Definition 2, Remark, Corollary 2, Proposition 5, Example 1, VIII § 16, Example 2, VIII § 16

a) ⇒ d): Under the hypothesis a) there exist two polynomials g and h in K[X] such that fg + f'h = 1 (IV, p. 12). Let a be a root of fin Ω; we have

f′(a) h(a)=f(a) g(a)+f′(a) h(a)=1, f'(a)\ h(a) = f(a)\ g(a) + f'(a)\ h(a) = 1,
whence f′(a)≠0f'(a) \neq 0; therefore aa is a simple root of fin Ω (IV, p. 17, Prop. 7).

d) ⇒ c): If d) holds, f splits in Ω[X] into a product of distinct factors of degree ≤ 1.

c) ⇒ b): Under the hypothesis c) there exist an element A≠0A \neq 0 in L and distinct elements a1,...,ana_1, ..., a_n of L such that f(X)=λ(X−a1)...(X−an)f(X) = \lambda (X - a_1) ... (X - a_n). If deg⁡(f)>0\deg(f) > 0, we have (IV, p. 83, Prop. 11),

dis⁡(f)=λ2n−2∏i<j(αi−αj)2≠0. \operatorname{dis}(f) = \lambda^{2n-2} \prod_{i < j} (\alpha_i - \alpha_j)^2 \neq 0.

b) ⇒ a): Let c be the leading coefficient and D the discriminant of f; the resultant of f′f' and f is equal to ± cD (IV, p. 84, Formula (54)), hence is non-zero; therefore (IV, p. 78, Cor. 2) the polynomials f and f′f' are relatively prime in K[X].

a) ⇒ e): Let A be the K-algebra K[X]/(f) and x the image of X in A; by III, p. 573, Prop. 22, the A-module ΩK(A)\Omega_K(A) is generated by the elements dxdx, subject to the single relation f′(x) dx=0f'(x)\ dx = 0. By V, p. 33, Th. 3, the K-algebra A is thus etale if and only if f′(x)f'(x) is an invertible element in A, which means that f and f′f' are relatively prime in K[X].

Definition 2

— *A polynomial f∈K[X]f \in K[X] is said to be separable if it is non-zero and satisfies the equivalent conditions a), b), c), d) and e) of Prop. 3.

Cites 1

Cites Proposition 3

Remark

— 1) Let L be an extension of K and f a non-constant polynomial in K[X]. By e) of Prop. 3 and V, p. 32, Cor. 2 it comes to the same to suppose that f is separable, whether considered as element of K[X] or of L[X]. On the other hand, it may well happen that f is irreducible in K[X] but not in L[X].

2) Let f∈K[X]f \in K[X]; we know (IV, p. 13, Prop. 13) that there exist irreducible polynomials f1,…,fmf_1, \ldots, f_m in K[X]K[X] such that f=f1…fmf = f_1 \ldots f_m. Let Ω\Omega be an algebraic closure of KK; since an irreducible polynomial g∈K[X]g \in K[X] is the minimal polynomial over KK of each of its roots in Ω\Omega, two distinct irreducible polynomials in K[X]K[X] have no common root in Ω\Omega. Condition d) of Prop. 3 now shows that ff is separable if and only if the polynomials f1,…,fmf_1, \ldots, f_m are separable and pairwise distinct.

Cites 2 · Cited by 1

Cites Corollary 2, V § 6, Proposition 3

Cited by Corollary 2

Proposition 4

— Let ff be an irreducible polynomial in K[X]K[X]. Then the following conditions are equivalent:

Cites 2 · Cited by 3

Cites Proposition 7, IV § 2, V § 2. Extensions

Cited by Proposition 13, Corollary 1, Corollary 3

a) ff is separable. b) There exists an extension LL of KK in which ff has a simple root. c) The derivative f′f' off is not zero. d) The field KK is of characteristic 00, or it is of characteristic p≠0p \neq 0 and f∉K[Xp]f \not\in K[X^p].

We note first that an irreducible polynomial in K[X]K[X] is not constant. It is clear that a) implies b) (take an algebraic closure of KK for LL). If xx is a simple root off in an extension LL of KK, we have f′(x)≠0f'(x) \neq 0 (IV, p. 17, Prop. 7), so b) implies c), and the equivalence of c) and d) follows from V, p. 9, Cor.

Suppose finally that f≠0f \neq 0; let xx be a root of ff in an algebraically closed extension Ω\Omega of KK. Since ff is the minimal polynomial of xx over KK and deg⁡f′<deg⁡f\deg f' < \deg f, we have f′(x)≠0f'(x) \neq 0, and so xx is a simple root of ff (IV, p. 17, Prop. 7). Therefore ff is separable and we have shown that c) implies a).

Corollary 1

— For a field KK to be perfect it is necessary and sufficient that every irreducible polynomial of K[X]K[X] should be separable.

Cites 1 · Cited by 1

Cites Proposition 4

Cited by Corollary 2

If the field KK is of characteristic 00, KK is perfect and every irreducible polynomial of K[X]K[X] is separable, by d) above. Suppose then that KK has characteristic p≠0p \neq 0.

Suppose first that KK is perfect. We have K[Xp]=K[X]pK[X^p] = K[X]^p, hence there exists no irreducible polynomial of K[X]K[X] belonging to K[Xp]K[X^p]. By Prop. 4, every irreducible polynomial of K[X]K[X] is then separable.

Suppose next that KK is imperfect, whence K≠KpK \neq K^p. Let aa be an element of KK not belonging to KpK^p; the polynomial Xp−aX^p - a is irreducible in K[X]K[X] (V, p. 24, Lemma 1), and it belongs to K[Xp]K[X^p], and so is not separable.

Corollary 2

— Let f∈K[X]f \in K[X] be a non-zero polynomial. For ff to be separable it is necessary and sufficient that there should exist an extension LL of KK which is a perfect field and such that ff has no repeated factor in L[X]L[X].

Cites 4 · Cited by 1

Cites Remark, Remark 2, Proposition 3, Corollary 1

Cited by Corollary, VII § 5

Let Ω\Omega be an algebraic closure of KK; iff is separable, ff has no repeated factors in Ω[X]\Omega[X] (Prop. 3, d)). Conversely, if LL is a perfect extension of KK such that ff has no repeated factor in L[X]L[X], then ff is separable in L[X]L[X] (Cor. 1 and Remark 2), hence in K[X]K[X] (Remark 1).

3. Separable algebraic elements

Definition 3

— Let E be an extension of K. An element x of E which is algebraic over K is said to be separable over K if the algebraic extension K(x) of K is separable.

Proposition 5

— Let E be an extension of K, x an element of E algebraic over K and f the minimal polynomial of x over K. Then the following conditions are equivalent: a) x is separable over K; b) the polynomial f is separable; c) x is a simple root of f. The equivalence of a) and b) follows from Prop. 3, that of b) and c) from Prop. 3 and 4 (cf. V, p. 37 and 38).

Cites 2 · Cited by 4

Cites § 7. Separable algebraic extensions, Proposition 3

Cited by Corollary, Proposition 13, Corollary 2, Proposition 9

Corollary 1

— If an element x of E is a simple root of a polynomial g of K[X], it is separable over K. For the minimal polynomial f of x over K divides g in K[X] (V, p. 16, Th. 1), so x is a simple root of f.

Cites 1 · Cited by 1

Cites Theorem 1, V § 3

Cited by Corollary 2

Corollary 2

— If an element x of E is algebraic and separable over K, it is algebraic and separable over every extension K' of K contained in E. Let f be the minimal polynomial of x over K. Then x is a simple root of f by Prop. 5, and since f belongs to K'[X], the element x of E is separable over K' by Cor. 1.

Cites 2 · Cited by 3

Cites Proposition 5, Corollary 1

Cited by Proposition 5, V § 16, Proposition 13, Proposition 9

Corollary 3

— Suppose that K has characteristic p≠0p \neq 0. For an element x of E to belong to K it is necessary and sufficient for it to be both separable algebraic and p-radical over K. The stated condition is clearly necessary. Conversely suppose that x is separable algebraic over K and p-radical of height e over K. Since x is separable over K, the minimal polynomial f of x over K does not belong to K[X^p] (Prop. 4 and 5); since x is p-radical of height e over K, we have f(X)=Xpe−xpef(X) = X^{p^e} - x^{p^e} (V, p. 24, Prop. 1); we conclude that e=0e = 0, so x∈Kx \in K.

Cites 1 · Cited by 1

Cites Proposition 4

Cited by Proposition 13

Proposition 6

— Let E be an extension of K. a) If E is algebraic and separable over K, every element of E is algebraic and separable over K. b) Conversely, let A be a set of elements of E, algebraic and separable over K and such that E=K(A)E = K(A); then E is algebraic and separable over K. If E is algebraic and separable over K, the same is true of the extension K(x) of K for every x∈Ex \in E, whence a). Under the hypothesis b), the extension E is algebraic over K (V, p. 18, Cor. 1).

Cites 4 · Cited by 7

Cites Corollary 1, V § 3, V § 2. Extensions, Proposition 3, V § 6, Corollary 1, V § 6

Cited by Definition 1, V § 10, Proposition 5, V § 16, Theorem 1 (Zariski), V § 17, Proposition 10, Proposition 12, Proposition 8, Proposition 9

Let F be a subextension of E of finite degree over K. By V, p. 11, Cor., there exist elements x1,…,xmx_1, \ldots, x_m of A such that F⊂K(x1,…,xr)F \subset K(x_1, \ldots, x_r) and we have

K(x1,…,xm)=K[x1,…,xm](V, p. 18, Cor. 1). K(x_1, \ldots, x_m) = K[x_1, \ldots, x_m] \quad (\text{V, p. 18, Cor. 1}).

By the hypothesis on A, the algebras K[x1],…,K[xm]K[x_1], \ldots, K[x_m] are etale over K; hence the same is true of K[x1]⊗⋯⊗K[xm]K[x_1] \otimes \cdots \otimes K[x_m] (V, p. 32, Cor. 1). Now F is isomorphic to a subalgebra of a quotient algebra of K[x1]⊗⋯⊗K[xm]K[x_1] \otimes \cdots \otimes K[x_m], and so is etale (V, p. 30, Prop. 3).

Corollary

— *For an algebraic extension E to be separable over K it is necessary and sufficient that every element of E should be a simple root of its minimal polynomial over K. It is enough to apply Prop. 5 and 6.

Cites 1 · Cited by 1

Cites Proposition 5

Cited by Theorem 1, V § 10

4. The theorem of the primitive element

Let EE be an extension of KK; an element xx of EE is said to be primitive if E=K[x]E = K[x]. For the extension EE to possess a primitive element it is necessary for [E:K][E : K] to be finite.

Theorem 1

— Let E be an extension of K. Then the following conditions are equivalent: a) E possesses a primitive element; b) there exist only a finite number of subextensions of E. These conditions are satisfied when E is a separable extension of finite degree. Suppose first that EE possesses a primitive element xx, and let ff be the minimal polynomial of xx over K. For each monic polynomial g∈E[X]g \in E[X] dividing ff in E[X]E[X] denote by EgE_g the subextension of EE generated by the coefficients of g. Since the possible polynomials g are finite in number (if ff splits in E[X]E[X] into a product of r monic irreducible polynomials, the number is bounded by 2r2^r), the subextensions EgE_g are finite in number. To prove b) it is therefore enough to show that every subextension L of EE is one of the EgE_g. Now if LL is a subextension of E, then we have L[x]=EL[x] = E; if g is the minimal polynomial of xx over L, we have [E:L]=deg⁡(g)[E : L] = \deg(g). Besides, g is a divisor off in L[X]L[X], hence in E[X]E[X]; so we have Eg⊂LE_g \subset L and E=Eg[x]E = E_g[x]. Since g(x)=0g(x) = 0, we have [E:Eg]≤deg⁡(g)[E : E_g] \leq \deg(g), therefore [E:Eg]≤[E:L][E : E_g] \leq [E : L] and so L=EgL = E_g as we wished to show.

Cites 1 · Cited by 5

Cites Remark 2, V § 3

Cited by Proposition 7, Proposition 8, Corollary 1, VI § 2, Proposition 7, VIII § 14, LIE VIII § 8. Symmetric invariants

Next we observe that Condition b) implies that the extension E is of finite degree: by Remark 2 of V, p. 18 it suffices to prove that it is algebraic; now if z is an element of EE transcendental over KK then the subextensions K(zn),n∈NK(z^n), n \in \mathbf{N} are pairwise distinct.

To show that b) ⇒\Rightarrow a) we now distinguish two cases: A) If the field KK is finite, the field EE is a vector space of finite dimension over K and hence is a finite set. Therefore 1^1 (V, p. 78, Lemma 1) there exists an element xx of EE generating the multiplicative group of EE, and we have E=K[x]E = K[x].

B) Suppose now that the field KK is infinite. If b) holds, the extension EE is of finite degree, so b) can also be expressed by saying that EE possesses only a finite number of subalgebras. This being so, the implication b)⇒a)b) \Rightarrow a) is a consequence of the following more general proposition (for which the hypothesis that the field KK be infinite is indispensable, cf. V, p. 153, Ex. 5 of § 7):

Proposition 7

— *Suppose that KK is infinite; let AA be a commutative KK-algebra possessing only a finite number of sub-algebras (for example an etale KK-algebra, VV, p. 30, Prop. 3) and let VV be a vector subspace of AA generating AA. Then there exists x∈Vx \in V such that A=K[x]A = K[x].

Cites 2 · Cited by 2

Cites Proposition 3, V § 6, Theorem 1

Cited by Lemma 1, AC VI § 6, Corollary 1, VIII § 19

Let A1,…,AnA_1, \ldots, A_n be the subalgebras of AA distinct from AA. If x∉A1∪…∪Anx \notin A_1 \cup \ldots \cup A_n, then the sub-algebra K[x]K[x] cannot equal any of the AiA_i and so must coincide with AA. Further, since VV generates AA, it is not contained in any of the subspaces AiA_i. Prop. 7 is therefore a consequence of the following lemma:

Lemma 1. — Let AA be a vector KK-space, V,A1,…,AnV, A_1, \ldots, A_n subspaces of AA. If Card(K)≥n\mathrm{Card}(K) \geq n and if VV is not contained in any of the AiA_i, then VV is not contained in A1∪…∪AnA_1 \cup \ldots \cup A_n.

Arguing by induction on nn, we need only prove that if V⊂AV \subset A, and V⊂A1∪…∪AnV \subset A_1 \cup \ldots \cup A_n, then V⊂A1∪…∪An−1V \subset A_1 \cup \ldots \cup A_{n-1}. Let x∈V,x∉Anx \in V, x \notin A_n, and let yy be arbitrary in VV. If y∈Kxy \in Kx, we have y∈A1∪…∪An−1y \in A_1 \cup \ldots \cup A_{n-1}; if not, then the elements xx and y+λx,λ∈Ky + \lambda x, \lambda \in K are strictly greater than nn in number and belong to A1∪…∪AnA_1 \cup \ldots \cup A_n, so two of them belong to the same AiA_i. Thus there exists i,1≤i≤ni, 1 \leq i \leq n such that either x∈Aix \in A_i and y+λx∈Aiy + \lambda x \in A_i for some λ∈K\lambda \in K, or y+μx∈Aiy + \mu x \in A_i and y+μx∈Aiy + \mu x \in A_i for two distinct scalars λ,μ∈K\lambda, \mu \in K. In both cases we conclude that x∈Aix \in A_i and y∈Aiy \in A_i; but this implies that i≠ni \neq n, hence y∈A1∪…∪An−1y \in A_1 \cup \ldots \cup A_{n-1}, as we wished to show.

This completes the proof of the equivalence of a) and b) in Th. 1. Finally if the extension EE is separable and of finite degree, condition b) holds, by V, p. 30, Prop. 3.

5. Stability properties of separable algebraic extensions

Proposition 8

— *Let EE be an extension of KK and (Ei)i∈I(E_i)_{i \in I} a family of subextensions of EE such that E=K(⋃i∈IEi)E = K \left( \bigcup_{i \in I} E_i \right). If each extension EiE_i is algebraic and separable over KK, the same is true of EE.

Cites 2 · Cited by 1

Cites Proposition 6, Theorem 1

Cited by Proposition 1, V § 10

This follows at once from Prop. 6 (V, p. 39).

1^1 The reader may convince himself that Th. 1 is used nowhere before the proof of Lemma 1 of V, p. 78.

Proposition 9

— *Let F be an algebraic extension of K and E a subextension of F. For F to be separable over K it is necessary and sufficient that F should be separable over E and E separable over K.

Cites 5 · Cited by 1

Cites Corollary 2, Proposition 6, Theorem 2, V § 3, Corollary 2, V § 6, Proposition 5

Cited by Proposition 14

Suppose first that F is separable over K; then E is separable over K by Prop. 1 (V, p. 36). Moreover, every element of F is separable over K (V, p. 39, Prop. 6) hence over E (V, p. 39, Cor. 2) and so F is separable over E (V, p. 39, Prop. 6).

Conversely, suppose that F is separable over E and E separable over K. Denote by x an element of F and by f∈E[X]f \in E[X] the minimal polynomial of x over E. Since E is algebraic over K, Th. 2 (V, p. 18) shows that there exists a subextension E' of E of finite degree over K such that f∈E′[X]f \in E'[X]; then f is at the same time the minimal polynomial of x over E and over E', and since x is separable over E (V, p. 39, Prop. 6) it is so also over E' (V, p. 39, Prop. 5). Write F′=E′(x)F' = E'(x); then F is separable and of finite degree over E', and since E is separable over K, E' is separable and of finite degree over K (V, p. 36, Prop. 1). Hence F is separable and of finite degree over K, by V, p. 32, Cor. 2. Therefore (V, p. 39, Prop. 6) x is separable over K. We have now shown that every element of F is separable over K, hence F is separable over K (V, p. 39, Prop. 6).

Proposition 10

— *Let E and K' be two subextensions of the same extension of K and let E′=K′(E)E' = K'(E). Suppose that E is algebraic over K, hence E' algebraic over K' (V, p. 18, Cor. 2).

Cites 3 · Cited by 3

Cites Corollary 2, V § 3, Proposition 6, Corollary 2, V § 6

Cited by Corollary 4, AC VI § 8, Theorem 5, V § 10, Corollary 1

a) If E is separable over K, then E' is separable over K'.

b) Conversely if E' is separable over K' and E and K' are linearly disjoint over K, then E is separable over K.

Assertion a) follows directly from Prop. 6 (V, p. 39).

Under the hypothesis b), let F be a subextension of E of finite degree over K. Then F and K' are linearly disjoint over K, hence the K'-algebra F(K′)=K′⊗KFF_{(K')} = K' \otimes_K F is isomorphic to K′(F)K'(F). Since K′(F)K'(F) is a subextension of E' of finite degree over K' and E' is algebraic and separable over K', the K'-algebra K′(F)K'(F) is etale. In other words, the K'-algebra F(K′)F_{(K')} is etale, and now Cor. 2 of Prop. 4 (V, p. 32) shows that F is etale over K. Thus we have shown E to be separable over K.

6. A separability criterion

Proposition 11

— *Suppose that K is of characteristic exponent p, and let E be an algebraic extension of K, generated by a set S. If E is separable over K, then E=K(Spn)E = K(S^{p^n}) for all integers n≥0n \geq 0; conversely if E is of finite degree over K and E=K(Sp)E = K(S^p), then E is separable over K.

Cites 3 · Cited by 4

Cites § 7. Separable algebraic extensions, Corollary 1, V § 3, V § 6. Etale algebras

Cited by Theorem 2, AC V § 2, Corollary 1, Corollary 2 (Mac Lane), Corollary 2

The case p=1p = 1 is trivial by the Cor. of V, p. 37. Suppose from now on that p≠1p \neq 1.

By hypothesis E is algebraic over K and we have E=K(S)E = K(S), hence

K(Sp)=K(Ep)=K[Ep]by V, p.18, Cor. 1. K(S^p) = K(E^p) = K[E^p] \quad \text{by V, p.18, Cor. 1.}

If E is of finite degree over K, it is a separable extension of K if and only if it is an etale algebra over K; the Cor. of V, p. 35 shows that this happens if and only if E=K[Ep]E = K[E^p].

Suppose now that EE is separable and of infinite degree over KK. Then K[Ep]K[E^p] is the union of the subrings K[E′p]K[{E'}^p] where E′E' ranges over the set of subextensions of EE of finite degree over KK; but such an extension E′E' is separable over KK (VV, p. 36, Prop. 1), whence E′=K[E′p]⊂K[Ep]E' = K[{E'}^p] \subset K[E^p] by what has been said; finally we have E=K[Ep]E = K[E^p]. By induction on n≥0n \geq 0, the relation E=K[Ep]E = K[E^p] implies that E=K[Epn]E = K[E^{p^n}].

Corollary 1

— *Every algebraic extension of a perfect field is a perfect field.

Cites 1 · Cited by 1

Cites Proposition 11

Cited by Theorem 3, V § 15

Let KK be a perfect field of characteristic exponent pp, and let EE be an algebraic extension of KK. Then EE is separable over KK (VV, p. 36, Prop. 2) whence E=K(Ep)E = K(E^p) by Prop. 11; but we have K=Kp⊂EpK = K^p \subset E^p, hence E=K(Ep)=EpE = K(E^p) = E^p, and so EE is perfect.

Corollary 2 (Mac Lane)

— *Let KK be an algebraic closure of KK and Kp−∞K^{p^{-\infty}} the perfect closure of KK in K‾\overline{K}. For a subextension EE of K‾\overline{K} to be separable over KK it is necessary and sufficient that it should be linearly disjoint from Kp−∞K^{p^{-\infty}} over KK.

Cites 1 · Cited by 1

Cites Proposition 11

Cited by Remark

We can immediately reduce to the case where [E:K][E : K] is finite. Let (xi)i(x_i)_i, be a basis of EE over KK. For EE to be linearly disjoint from Kp−∞K^{p^{-\infty}} it is necessary and sufficient that it should be so from KpnK^{p^n} for all n≥0n \geq 0, and this just means that the relation ∑i∈Ixiaip−n=0\sum_{i \in I} x_i a_i^{p^{-n}} = 0 implies ai=0a_i = 0 for all i∈Ii \in I, for any family (ai)i(a_i)_i, of elements of KK. This in turn means that the family (xipn)i∈I(x_i^{p^n})_{i \in I} is free over KK, or also that it is a basis of the vector space EE over KK. Put differently, EE is linearly disjoint from Kp−nK^{p^{-n}} if and only if E=K(Epn)E = K(E^{p^n}). Now it suffices to apply Prop. 11.

Remark

— 1) When EE is algebraic and of infinite degree over KK, the condition E=K(Ep)E = K(E^p) does not always ensure that EE is separable over KK. For example, if KK is imperfect and EE is a perfect closure of KK, then we have E=K(Ep)E = K(E^p) but EE is not a separable extension of KK (VV, p. 39, Cor. 3). 2) Let EE a separable algebraic extension of a field KK of characteristic exponent pp. Then we have Ep∩K=KpE^p \cap K = K^p (Cor. 2); therefore if EE is perfect, the same is true of KK.

Cites 1

Cites Corollary 2 (Mac Lane)

7. The relative separable algebraic closure

Proposition 12

— *Let EE be an extension of KK and EsE_s, the set of elements of EE which are algebraic and separable over KK. Then EsE_s, is the largest subextension of EE which is algebraic and separable over KK.

Cites 1 · Cited by 4

Cites Proposition 6

Cited by Exercise 17, § 2, Theorem 2, AC V § 2, Lemma 1, AC VI § 6, Proposition 13

By Prop. 6, a) (VV, p. 39) every subextension of EE which is algebraic and separable over KK is contained in EsE_s. By Prop. 6, b) (loc. cit.) the extension K(Es)K(E_s) of KK is algebraic and separable, whence K(Es)⊂EK(E_s) \subset E, and so K(Es)=EsK(E_s) = E_s.

With the notation of the preceding proposition, E, is called the relative separable (algebraic) closure of K in E. When K is perfect, E, is the relative algebraic closure of K in E (V, p. 36, Prop. 2).

Proposition 13

— Let E be an algebraic extension of K and let E_s be the relative separable algebraic closure of K in E. a) E is a p-radical extension of E,. b) If F is a subextension of E such that E is p-radical over F, then F ⊃ E,. c) E, is the unique subextension of E which is separable over K and over which E is p-radical. It suffices to prove a) in the case where K is of characteristic p≠0p \neq 0. Let x be an element of E and f its minimal polynomial over K. There exists an integer m≥0m \geq 0 such that f belongs to K[Xpm]K[X^{p^m}] but not to K[Xpm+1]K[X^{p^{m+1}}]; in other words, we have f(X)=g(Xpm)f(X) = g(X^{p^m}) with g∈K[X]g \in K[X], g∉K[Xp]g \notin K[X^p]. Since f is irreducible, the same is true of g, hence g is the minimal polynomial of xpmx^{p^m} over K. By V, p. 38, Prop. 4 and p. 39, Prop. 5 we thus have xpm∈Esx^{p^m} \in E_s, so E is p-radical over E,.

Cites 5 · Cited by 6

Cites Proposition 4, Proposition 5, Corollary 2, Corollary 3, Proposition 12

Cited by Theorem 1 (Zariski), V § 17, Corollary 1, Corollary 2, Proposition 15, Proposition 3, VIII § 13, Lemma 4, VIII § 14

Assume now the hypothesis b) and let x∈E,x \in E,. Since x is separable over K, it is so also over F (V, p. 39, Cor. 2), but since E is p-radical over F, x is also p-radical over F, hence x∈Fx \in F (V, p. 39, Cor. 3).

Finally c) follows from a) and b) and Prop. 12.

Corollary 1

— Let E and K' be two extensions of K contained in the same extension of K. Suppose that E is algebraic over K and denote by E, the relative separable algebraic closure of K in E. Then K′(Es)K'(E_s) is the relative separable algebraic closure of K' in K′(E)K'(E).

Cites 3 · Cited by 2

Cites V § 5. p-radical extensions, Proposition 10, Proposition 13

Cited by Corollary 2, V § 15, Proposition 16

For K′(Es)K'(E_s) is a separable algebraic extension of K' by Prop. 10 (V, p. 42); since E is p-radical over E_s, the extension K′(E)K'(E) of K′(Es)K'(E_s) is p-radical (V, p. 25, Cor.). Now it suffices to apply Prop. 13.

Corollary 2

— If E has finite degree over K, then Es=⋂n≥0K(Epn)E_s = \bigcap_{n \geq 0} K(E^{p^n}).

Cites 2

Cites Proposition 11, Proposition 13

For each integer n≥0n \geq 0 denote by F, the subextension K(Epn)K(E^{p^n}) of E. The sequence (Fn)n≥0(F_n)_{n \geq 0} of vector subspaces of E is descending and E is of finite dimension over K. Hence there exists an integer m≥0m \geq 0 such that Fm=FnF_m = F_n for all n≥mn \geq m. We thus have K(Fmp)=Fm+1=FmK(F_m^p) = F_{m+1} = F_m, hence FmF_m is a separable extension of K (V, p. 42, Prop. 11); it is clear that E is p-radical over F, and so Prop. 13 implies Es=Fm=⋂n≥0FnE_s = F_m = \bigcap_{n \geq 0} F_n.

Remark

Let E be an algebraic extension of K and E, the relative p-radical closure of E in K (V, p. 25). Then E, is the largest subextension of E which is p-radical over K (V, p. 25, Prop. 2). However, E is in general not separable over E, (V, p. 152, Ex. 2); for the case of quasi-Galois extensions see V, p. 76.

Cites 4

Cites V § 10. Galois extensions, V § 5. p-radical extensions, Proposition 2, V § 5, § 7. Separable algebraic extensions

8. The separable closure of a field

Definition 4

— *A field K is said to be separably closed if every separable algebraic extension of K is trivial.

Cites 1 · Cited by 1

Cites Proposition 2

Cited by Proposition 3, VIII § 13

An algebraically closed field is separably closed. Conversely, if a perfect field K is separably closed, it is algebraically closed, because every algebraic extension of K is separable (V, p. 3 , Prop. 2).

Definition 5

— *Let K be a field. By a separable algebraic closure, or (by abuse of language) separable closure of K we understand any extension E of K which is algebraic and separable over K, and such that the field E is separably closed.

When K is perfect, there is complete identity between the notions of separable closure and algebraic closure of K (V, p. 36, Prop. 2 and p. 43, Cor. 1).

Proposition 14

— *Let Ω be an algebraically closed extension of K.

Cites 1 · Cited by 1

Cites Proposition 9

Cited by Remark, V § 10

a) The relative separable algebraic closure Ωs of K in Ω is a separable closure of K.*

b) If E and E' are two separable closures of K, there exists a K-isomorphism of E onto E'.

Let F be a separable algebraic extension of Ω_s ; since Ω is algebraically closed, there exists an 0,-homomorphism u of F into Ω (V, p. 20, Th. 1). By Prop. 9 (V, p. 42) u(F)u(F) is separable over K, hence u(F)=Ωsu(F) = \Omega_s. Therefore F is a trivial extension of Ωs\Omega_s and so Ωs\Omega_s is separably closed, whence a).

Let E be a separable closure of K. Since E is an algebraic extension of K, there exists a K-homomorphism v of E into Ω (V, p. 20, Th. 1). Hence v(E)v(E) is separable algebraic over K, whence v(E)⊂Ωsv(E) \subset \Omega_s. By V, p. 42, Prop. 9, Ωs\Omega_s is separable over v(E)v(E) and since the field v(E)v(E) is separably closed, we have v(E)=Ωsv(E) = \Omega_s. It follows that v is a K-isomorphism of E onto Ωs\Omega_s. Now b) is an immediate consequence.

Corollary

— *Let E be a separably closed extension of K and F a separable algebraic extension of K ; then there exists a K-homomorphism of F into E.

Let Ω be an algebraic closure of E ; we have Ωs⊂E\Omega_s \subset E and it suffices to treat the case where E=ΩsE = \Omega_s. Since F is an algebraic extension of K, there exists a K-homomorphism u of F into Ω (V, p. 20, Th. 1). Since the field u(F)u(F) is separable over K, we have u(F)⊂Ωsu(F) \subset \Omega_s and u defines a K-homomorphism of F into Ωs=E\Omega_s = E.

Remark 1

Let E and E' be two separable closures of K. If K is not separably closed, there exist several K-isomorphisms of E onto E'. \* For E is then a non-trivial Galois extension of K, and so there exist K-automorphisms of E distinct from the identity (V, p. 56, Th. 1).

Remark 2

\* Let E be an algebraic and separable extension of K. If every algebraic and separable extension of K is isomorphic to a subextension of E, then E is a separable closure of K. For if E' is a separable closure of K, then each of the extensions E and E' is isomorphic to a subextension of the other; hence E and E' are isomorphic extensions of K (V, p. 52, Prop. 1, a)).

Cites 1 · Cited by 1

Cites Proposition 1, V § 9

Cited by Corollary 2

9. Separable and inseparable degrees of an extension of finite degree

Let E be an extension of finite degree of K and Ω\Omega an algebraic closure of K. Recall (V, p. 31) that by the separable degree of E over K, written [E:K]s[E : K]_s, we understand the number of K-homomorphisms of E into Ω\Omega.

Proposition 15

Let E, be the relative separable closure of K in E; then* [E:K]s=[Es:K][E : K]_s = [E_s : K].

Cites 3 · Cited by 1

Cites Proposition 4, V § 6, Proposition 13, § 7. Separable algebraic extensions

Cited by Proposition 16

The field Ω\Omega is perfect and E is p-radical over EsE_s, by V, p. 44, Prop. 13; therefore Prop. 3 (V, p. 26) shows that every K-homomorphism of E, into Ω\Omega extends in a unique fashion to a K-homomorphism of E into Ω\Omega; we thus have [E:K]s=[Es:K][E : K]_s = [E_s : K]. Since E, is a separable extension of finite degree of K, it is an etale algebra over K; so we have [Es:K]s=[Es:K][E_s : K]_s = [E_s : K] by V, p. 32, Prop. 4, and the result follows.

With the preceding notation, the degree of E over EsE_s is called the inseparable degree of E over K and is denoted by [E:K]i[E : K]_i. We thus have

(1)

[E:K]=[E:K]s⋅[E:K]i [E : K] = [E : K]_s \cdot [E : K]_i
by Prop. 15.

When K is of characteristic 0, then E=EsE = E_s, and so [E:K]s=[E:K][E : K]_s = [E : K] and [E:K]i=1[E : K]_i = 1. If K is of characteristic p≠0p \neq 0, the number [E:K]i[E : K]_i is a power of p because E is p-radical over EsE_s (V, p. 44, Prop. 13 and p. 26, Prop. 4). It should be noted that [E:K]i[E : K]_i is not necessarily equal to the highest power of pp dividing [E:K]s[E : K]_s, nor equal to the degree [Es:K][E_s : K] of the relativep-radical closure of E in K (V, p. 152, Ex. 3 and 2).

Proposition 16

Let Ω\Omega be an extension of K and E, F two subextensions of Ω\Omega, of finite degree over K.

Cites 4

Cites V § 6. Etale algebras, Corollary 1, Proposition 15, Proposition 5, V § 2

a) If E⊂FE \subset F, then [F:K]s=[F:E]s⋅[E:K]s[F : K]_s = [F : E]_s \cdot [E : K]_s, and [F:K]i=[F:E]i⋅[E:K]i[F : K]_i = [F : E]_i \cdot [E : K]_i.

b) Let K′K' be a subextension of Ω\Omega; then we have

[K′(E):K′]s≤[E:K]sand[K′(E):K′]i≤[E:K]i, [K'(E) : K']_s \leq [E : K]_s \quad \text{and} \quad [K'(E) : K']_i \leq [E : K]_i,
and equality holds if K′K' is linearly disjoint from E over K.

c) We have [K(E∪F):K]s≤[E:K]s⋅[F:K]s[K(E \cup F) : K]_s \leq [E : K]_s \cdot [F : K]_s, and [K(E∪F):K]i≤[E:K]i⋅[F:K]i[K(E \cup F) : K]_i \leq [E : K]_i \cdot [F : K]_i, and equality holds if E and F are linearly disjoint over K.

The assertion about the separable degrees in a) follows from (9) (V, p. 32). Since [F:K]=[F:E]⋅[E:K][F : K] = [F : E] \cdot [E : K], the assertion about the inseparable degrees follows from this and (1).

By Cor. 1 of Prop. 13 (V, p. 44) and Prop. 15, we have

(2)

[K′(E):K′]s=[K′(Es):K′],[K′(E):K′]i=[F′(E):K′(Es)]; [K'(E) : K']_s = [K'(E_s) : K'] , \quad [K'(E) : K']_i = [F'(E) : K'(E_s)] ;

when K' is linearly disjoint from E over K, then E, is linearly disjoint from K' over K and E is linearly disjoint from K'(E_s) over E_s (V, p. 15, Prop. 8). Assertion b) now follows from Prop. 5 (V, p. 14).

By a) we have

[K(E∪F):K]=[F(E):F].[F:K]s; [K(E \cup F) : K] = [F(E) : F] . [F : K]_s ;
by b) we have
[F(E):F],≤[E:K], with equality if E and F are linearly disjoint over K. [F(E) : F] , \leq [E : K] , \text{ with equality if } E \text{ and } F \text{ are linearly disjoint over } K.
Hence we obtain the inequality
[K(E∪F):K],≤[E:K],.[F:K], with equality if E and F are linearly disjoint over K. [K(E \cup F) : K] , \leq [E : K] , . [F : K] , \text{ with equality if } E \text{ and } F \text{ are linearly disjoint over } K.
The assertion of c) about the inseparable degrees is proved in a similar fashion.

Exercises

See the exercises for § 7.

Transcribed from the printed edition, 2003, Springer. Not translated.