§ 16. Differential criteria of separability
1. Extension of derivations : the case of rings
Let K be a commutative ring, A a commutative K-algebra and , a family of elements of A. Further, let be a derivation of K into an A-module M, in other words (III, p. 553) a Z-linear mapping of K into M satisfying the relation for in K. For each let be the partial derivation with respect to in the polynomial ring ; this is the unique derivation of that ring into itself which is zero on K and on for , and takes the value 1 on (IV, p. 6). For every polynomial in , we denote by the element of M.
Proposition 1
— Suppose that the family , generates the K-algebra A. Let , be a family of elements of M and , a family of polynomials generating the ideal of all polynomials such that . For a derivation D of A into M to exist such that for all and for all it is necessary and sufficient that
If this is so, the derivation D is unique and satisfies
Put and write for the K-homomorphism of E onto A which maps to for all ; we thus have for all . We consider M as an E-module by means of the homomorphism and define a mapping of E into M by (note that the family has finite support for each ). It is clear that is the unique derivation of E into M extending A and mapping to for each .
Let D be a derivation of A into M such that for all and for all . Then is a derivation of E into M extending A and mapping to for all . We thus have , that is, the relation (2) holds. This proves the uniqueness of D ; moreover (1) is a consequence of and (2).
Conversely assume that (1) holds; in other words, we have for all . Let ; there exists a family with finite support in such that . We have
2. Extension of derivations: the case of fields
Let and be fields such that . By Prop. 21 (III, p. 572) we have an exact sequence of vector -spaces
Let be a vector -space, denote by the vector space of -derivations of with values in and similarly introduce and . By III, p. 571, Diagram (42) and III, p. 572, Diagram (44), we have a commutative diagram of homomorphisms of vector spaces
We thus obtain from II, p. 299, Th. 5 and II, p. 301, Prop. 10 the following proposition:
Proposition 2
— The following conditions are equivalent: a) The mapping is injective. b) Every -derivation of into extends to a -derivation of into . c) Every -derivation of into a vector -space extends to a -derivation of into .
Proposition 3
— Let be a field, a pure extension of and a pure basis of (V, p. 106, Def. 2).
a) Let be a vector space over , a derivation of into and a family of elements of . There exists a unique derivation of into , extending and such that for all .
b) The vector -space of -differentials of has the family as basis.
Assertion b) has been proved in IV, p. 23 and Assertion a) follows directly from this.
Corollary
— Let be a subfield of . The canonical mapping of into is injective and the family , is a basis (over ) of a subspace of supplementary to the image of .
Prop. 3, a) shows that every -derivation of into a vector space over extends to a -derivation of into ; the injectivity of then follows by Prop. 2. The second assertion of the corollary follows from the exactness of the sequence and Prop. 3, b) (taking Formula (4) into account).
Proposition 4
— Let be a field, a separable algebraic extension of and a vector space over .
a) Every -derivation of into is zero.
b) If is a derivation of into , there exists a unique derivation of into which extends .
Let be a -derivation of into . If is a subextension of of finite degree over , then the -algebra is etale, and so (, p. 33, Th. 3), whence by the universal property of (III, p. 569). Since is the union of a family of subextensions of finite degree over , we have , whence a).
Let be a derivation of into . If and are two extensions of to a derivation of into , then the difference is a -derivation of into ; hence it is zero by a) and so .
It remains to prove the existence of an extension of . Zorn's Lemma (E, III, p. 20) implies the existence of a maximal extension of to a derivation defined on a subfield of containing .
Let be in and the minimal polynomial of over . Since is algebraic and separable over , is algebraic and separable over (, p. 39, Prop. 6 and p. 39, Cor. 2); therefore is a simple root of (, p. 39, Prop. 5), whence (IV, p. 17, Prop. 7). If we define as in , p. 127, there exists thus an element of such that ; by Prop. 1 (V, p. 127) there exists a derivation of into extending and such that . In view of the maximal character of we thus have , whence . Since was arbitrary we conclude that .
Corollary 1
— We have if is algebraic and separable over .
The corollary follows from Prop. 4, a) because the vector -space is generated by the image of the canonical -derivation .
Corollary 2
— *If L is an algebraic and separable extension of a field K, the canonical mapping is an isomorphism for every subfield P of K.
The mapping is injective by Prop. 2 (V, p. 128) and Prop. 4, b); since reduces to 0 (Cor. 1) the exactness the sequence implies that is surjective.
Corollary 3
— *Let E be an extension of a field K and D a derivation of E into E, mapping K into K. If L is a subextension of E which is algebraic and separable over K, then .
Let A be the derivation of K into L which agrees with D on K. By Prop. 4 (V, p. 129) there exists a derivation D' of L into L extending A. Now we may consider D' and the restriction D'' of D to L as derivations of into E ; since they agree on K, we have by Prop. 4, whence
Remark
— 1) Later (V, p. 131, Cor. 3 and p. 135, Cor. 2) we shall prove a converse to Cor. 1 of Prop. 4.
2) Every algebraic extension of a prime field is separable (V, p. 37, Cor.). Since every derivation of a prime field is zero, every derivation of an algebraic extension of a prime field is zero (Prop. 4).
3. Derivations in fields of characteristic zero
Theorem 1
— *Let K be a field of characteristic 0, L an extension of K and V a vector space over L. Let A be a derivation of K into V, , a transcendence basis of L over K and , a family of elements of V. Then there exists a unique derivation D of L into V extending A and such that for all .
Put ; Prop. 3 (V, p. 128) shows that A extends to a unique derivation of E into V such that for all . The field is an algebraic extension of E and since L is of characteristic 0, L is separable over E (V, p. 37, Cor.). Therefore (V, p. 129, Prop. 4) extends to a unique derivation D of into V.
Corollary 1
— *Every derivation of K into V extends to a derivation of L into V
Corollary 2
— *Let E be a subextension of L and U the vector sub-L-space of generated by the differentials of elements of E. For an element x to be algebraic over E it is necessary and sufficient that .
For each let D(y) be the residue class of mod U. Then D is an E-derivation of L into . Since K is of characteristic 0, every algebraic extension of E is separable (V, p. 37, Cor.) ; if is algebraic over E, we have by Prop. 4 (V, p. 129), that is, .
If is transcendental over , there exists an E-derivation of into such that (, p. 128, Prop. 3); by Th. 1, extends to an E-derivation D of into L. Let be the linear form on such that ; we have for and , whence .
Corollary 3
— *For an element x of L to be algebraic over K it is necessary and sufficient that in . In particular, for L to be an algebraic extension of K it is necessary and sufficient that . This follows immediately from Cor. 2 on taking .
Corollary 4
— *Let K, L and M be fields of characteristic 0 such that : then the canonical mapping is injective. This follows at once from Cor. 1 and , p. 128, Prop. 2.
Theorem 2
— *Let K be a field of characteristic 0, L an extension of K and , a family of elements of L. a) For , to be algebraically free over K it is necessary and sufficient that the differentials (for ) in should be linearly free over L. b) For L to be algebraic over it is necessary and sufficient that the differentials , for generate the vector space over L. c) For to be a transcendence basis of L over K, it is necessary and sufficient that the family should be a basis of over L. For every let be the subfield of L. For the family , to be algebraically free over K it is necessary and sufficient (, p. 108, Prop. 5) that should be transcendental over for each . By Cor. 2 of Th. 1 this means that for each the differential is not a linear combination with coefficients in L of the differentials with in I; this latter condition just means that the family is free over L, whence a). Assertion b) follows at once from Cor. 2 of Th. 1 and c) is a consequence of a) and b).
Corollary
— *We have when K is of characteristic 0.
4. Derivations in separable extensions
We have seen (, p. 122, Th. 1) that every extension of a field of characteristic 0 is separable; moreover, every derivation of K into a vector space over extends then to a derivation of (, p. 130, Cor. 1). More generally we have the following statement:
Theorem 3
— *Let K be a field and L an extension of K. For L to be separable over K it is necessary and sufficient that every derivation of K into a vector L-space should extend to a derivation of L. We may assume that K has characteristic . Suppose first that L is separable over K. Let be a vector space over L and a derivation of K into . By Mac
Lane's criterion (V, p. 124, Remark), the fields and are linearly disjoint over . Since is a -linear mapping of into , it extends in a unique way to an -linear mapping of into . It is clear that is a derivation of into which vanishes on ; thus it extends (V, p. 103, Cor. 3) to a derivation of into .
Conversely, suppose that every derivation of with values in extends to a derivation of into . Let be a p-basis of (V, p. 99) and let be the set of families with finite support consisting of integers between and . For each there exists a derivation of into characterized by (Kronecker symbol) for each (V, p. 103). By hypothesis there exists for each a derivation of into extending . We have for in , which proves that in the differentials (for ) are linearly independent over . Therefore (V, p 102, Th. 1), is p-free over . It follows (V, p. 98, Prop. 1 and p. 124, Remark) that the extension of is separable.
Corollary
— *If is a separable extension of , the canonical mapping is injective for every subfield of . Conversely, if there exists a perfect subfield of (for example the prime subfield of ) such that the mapping is injective, then is separable over .
The first assertion follows from Prop. 2 (V, p. 128) and Th. 3. Conversely, let be a perfect subfield of ; we have , hence every derivation of into a vector -space is a -derivation; the second assertion of the corollary now follows from Cor. 2 (V, p. 130) and Th. 3.
5. The index of a linear mapping
Let be a field , let and be two vector spaces over and an -linear mapping; is said to have finite index if the kernel and cokernel of have finite dimension, and the integer
is called the index of .
Lemma 1
— *Let and be two vector spaces of finite dimension over a field . Every linear mapping possesses an index equal to .
Let be the kernel, the image and the cokernel of . We have and is isomorphic to ; thus we have and , whence the result.
Not necessarily commutative. On the left.
Lemma 2
Let and be two L-linear mappings. Iff and g each have an index, the same is true of and we have
Put , and denote by N, N', N'' the kernels off, g, h respectively and by C, C', C'' their cokernels. We have and ; hence there exists a linear mapping agreeing with f on N'' and with kernel N. The canonical mapping of V onto induces a mapping of N' into C whose kernel is . By passage to quotients g defines a mapping of into whose kernel is clearly . Finally the canonical mapping of onto has the kernel . To sum up, we have established the exactness of the sequence
(where i is the canonical injection of N in N").
Fig. 1
By hypothesis N, N', C and C' are of finite dimension; hence the same is true of N'' and C. By Cor. 2 (II, p. 295) we then have
whence .
6. Differential properties of finitely generated extensions
Theorem 4
Let P be a perfect field, L an extension of P and K a subextension of L; we suppose that L is a finitely generated extension of K. Then the canonical L-linear mapping has index equal to the transcendence degree of L over K.
If and are two subextensions of such that , we denote by the canonical -linear mapping of into and when it is defined, the index of will be written . If and are three subextensions of such that , we have a commutative diagram
where is the canonical isomorphism defined in Prop. 2 (II, p. 278). Since the index is clearly invariant under extension by scalars and the index of an isomorphism is zero, Lemma 2 (, p. 133) shows that the index is defined when and are and then
Since is a finitely generated extension of , Formula (5) and the Cor. of , p. 111 shows that it is enough to consider the case where exists such that ; further if is algebraic over , there exists a power of the characteristic exponent of such that is separable algebraic over (, p. 44, Prop. 13). So it is enough to establish the equality in the three special cases below:
a) is transcendental over : then is injective and its cokernel is of rank 1 over (, p. 129, Cor.) ; so we have and also .
b) is separable algebraic over : then is bijective (, p. 130, Cor. 2), whence ; clearly also .
c) The field is of characteristic , and is in : the cokernel of is isomorphic to , and since is a -basis of over , the space is of dimension 1 over (, p. 102, Th. 1). Since is a -th power in , we have and the kernel of contains the subspace of generated by . For each let be the residue class of mod ; then is a -derivation of into such that . Prop. 5 (, p. 101) shows that extends to a -derivation of into . Hence there exists an -linear mapping such that and is the canonical mapping of onto . This proves to be the kernel of . Since is perfect, we have , whence and finally (, p. 103, Prop. 6). The kernel and cokernel of are thus of dimension 1, whence , and we also have .
Corollary 1
— *Let be a finitely generated extension of a field of transcendence degree . The vector space is of dimension over , with equality if and only if is separable over .
Let P be the prime subfield of K. Let N be the kernel of α, then by exactness of the sequence (V, p. 128) and Th. 4, we have ; by V, p. 132, Cor., the extension L of K is separable if and only if . The corollary now follows.
Corollary 2
— Let L be a finitely generated extension of a field K. For L to be algebraic and separable over K it is necessary and sufficient that . This follows immediately from Cor. 1.
Corollary 3
— Let K be a field of characteristic and L a finitely generated extension of K of transcendence degree s. If is finite, the same is true of and we have . . Let P be the prime subfield of K. If is finite, then the vector space is of finite dimension m over K, and we have (V, p. 103, Th. 2); the vector space is then of finite dimension m over L. Further, since K is of finite degree over , the field is of finite degree over ; since the field L is a finitely generated extension of K and is algebraic over , it is an extension of finite degree of (V, p. 18, Th. 2); we thus conclude that L is of finite degree over (V, p. 10, Th. 1). Then is a vector space of finite dimension n over L and we have (V, p. 103, Th. 2). By Lemma 1 (V, p. 132) the L-linear mapping therefore has index , whence by Th. 4 (V, p. 133) and .
Remark 1
Let K be a field of characteristic and L an extension of K. We have if and only (V, p. 103, Prop. 6). Therefore if L is finitely generated over K, then it is an algebraic and separable extension if and only if we have . When L is not finitely generated over K, this result no longer holds generally as is shown by the case where L is the perfect closure of K.
Remark 2
Let K be a field, polynomials in and L an extension of K generated by the elements . Suppose that the polynomials generate the ideal of consisting of all polynomials F such that . From Prop. 1 (V, p. 127) and the universal property of the module of differentials (III, p. 569) we easily deduce the following result: the vector space over L is generated by ; we have the relations
finally if are elements of L such that , there exist elements of L such that for . Let us denote by r the rank of the matrix with n rows and m columns; let s be the transcendence degree of over . Then we have . Therefore the extension of is separable if and only if (Cor. 1). and it is algebraic and separable if and only if (Cor. 2).
7. Separating transcendence bases
Definition 1
Let be an extension of a field . A transcendence basis of over is said to be separating if the algebraic extension of is separable.
If has characteristic 0, every transcendence basis of over is separating because every algebraic extension of a field of characteristic 0 is separable (, p. 37, Cor.). If an extension admits a separating transcendence basis, it is separable (, p. 121, Prop. 6 and p. 122, Prop. 9). The following theorem shows that every finitely generated separable extension admits a separating transcendence basis; this restriction is essential (, p. 177, Ex. 1).
Theorem 5
Let be a field, an extension of and , a family of elements of . If the family , is a separating transcendence basis of over , then the family , is a basis of the vector space over . The converse holds if is a finitely generated separable extension of .
Put , and denote by the canonical mapping of into . If is a separating transcendence basis of over , the family , is a basis of the vector -space (, p. 128, Prop. 3) and is an isomorphism of vector -spaces since is algebraic and separable over (, p. 130, Cor. 2). Since , the family is thus a basis of over .
Conversely, suppose that is a separable finitely generated extension of and that the family is a basis of the vector space over . By Cor. 1 of , p. 134, the transcendence degree of over is equal to the dimension of over , hence to the cardinal of . From the exact sequence (, p. 128) we have ; since is a finitely generated extension of , Cor. 2 of , p. 135 shows that is algebraic and separable over ; since the transcendence degree of over is finite and equal to the cardinal of , the family is a transcendence basis of over (, p. 110, Cor. 1).
Corollary
Let be a separable finitely generated extension of and let be a subset of such that . Then there exists a separating transcendence basis of over , contained in .
Since is generated by the differentials of the elements of , there exist elements of such that is a basis of over . Now it suffices to apply Th. 5.
Remark
— Let be a separable finitely generated extension of a field of characteristic ; there may exist transcendence bases of which are not separating. It is enough to observe that is a transcendence basis of but is a p-radical extension of degree of .
Proposition 5
— *Let L and M be two extensions of a field K contained in a given extension and algebraically disjoint over K. If M is separable over K, then L(M) is separable over L.
It is enough to show that for every finite subset S of M, is separable over L (V, p. 122, Prop. 8). Let S be a finite subset of M. Since the field is separable over K, it has a separating transcendence basis B (Cor. of Th. 5). Since L and M are algebraically disjoint over K, B is a transcendence basis of over L (V, p. 113, Prop. 12). Further, every element of S is algebraic and separable over , hence over (V, p. 39, Cor. 2). We deduce (V, p. 39, Prop. 6) that is algebraic and separable over , hence , is separable over L.
Corollary
— *If L and M are separable extensions, algebraically disjoint over K, then the field is separable over K.
For is separable over L by Prop. 5 (because M is separable over K) and L is separable over K, whence the corollary (V, p. 122, Prop. 9).
The hypothesis that the extensions L and M are algebraically disjoint is indispensable in Prop. 5 and its corollary. For let K be an imperfect field of characteristic and E an extension of the form with x transcendental over K and a p-radical of height 1 over K ; put and . Then is transcendental over K (if not, would be algebraic over K) and the fields L and M are separable over K. However, is p-radical of degree over and is not separable over L, nor over K.
Exercises
See the exercises for § 16.