Bourbaki

§ 17. Regular extensions

1. Complements on the relative separable algebraic closure

Theorem 1 (Zariski)

— *Let K be a field, L an extension of K, K1K_1 the relative separable algebraic closure of K in L (V, p. 44), K2K_2 the relative algebraic closure of K in L (V, p. 19) and (Xi)i∈I(X_i)_{i \in I} a family of indeterminates. Then K1(Xi)i∈IK_1(X_i)_{i \in I} is the relative separable algebraic closure of K(Xi)i∈IK(X_i)_{i \in I} in L(Xi)i∈IL(X_i)_{i \in I}, and K2(Xi)i∈IK_2(X_i)_{i \in I} is the relative algebraic closure of K(Xi)i∈IK(X_i)_{i \in I} in L(Xi)i∈IL(X_i)_{i \in I}.

A) Suppose that E is a field and F an extension field of E and that every element of F which is separable algebraic over E belongs to E. Let uu be an element of F(X)F(X) which is separable algebraic over E(X)E(X); we shall show that uu belongs to E(X)E(X). There exist in F(X)F(X) two relatively prime polynomials P and Q such that u=P/Qu = P/Q and we may take Q to be monic. Let S be the finite subset of F consisting of the coefficients of P and Q, F0=E(S)F_0 = E(S) and let A be an E-derivation of F0F_0 into F0F_0. Let DD be the derivation of F0(X)F_0(X) into itself which agrees with AA on F0F_0 and maps XX to 00 (V, p. 128, Prop. 3).

Since u∈F0(X)u \in F_0(X) is separable algebraic over E(X)E(X) and DD is zero on E(X)E(X), we have D(u)=0D(u) = 0 (V, p.129, Prop. 4), whence D(P).Q=P.D(Q)D(P) . Q = P . D(Q). Since PP and QQ are relatively prime, we conclude that QQ divides D(Q)D(Q) (IV, p. 13, Cor. 4). Now QQ may be written in the form

Q(X)=Xn+a1Xn−1+…+an−1X+an Q(X) = X^n + a_1 X^{n-1} + \ldots + a_{n-1} X + a_n
with a1,…,ana_1, \ldots, a_n in F0F_0; since D(x)=0D(x) = 0, we thus have
D(Q)=Δ(a1)Xn−1+⋯+Δ(an−1)X+Δ(an) D(Q) = \Delta(a_1) X^{n-1} + \cdots + \Delta(a_{n-1}) X + \Delta(a_n)
whence deg⁡D(Q)<deg⁡Q\deg D(Q) < \deg Q. Since QQ divides D(Q)D(Q), this is possible only if D(Q)=0D(Q) = 0. But then D(P)=0D(P) = 0 because D(P).Q=P.D(Q)D(P) . Q = P . D(Q). Now (1) and a similar formula for PP show that AA annihilates the set SS of coefficients of PP and QQ, whence A=0A = 0, because F0=E(S)F_0 = E(S). By V, p. 135, Cor. 2, the finitely generated extension F0F_0 of EE is thus separable algebraic; by the hypotheses on EE and FF we have F0=EF_0 = E, so finally u∈E(X)u \in E(X).

B) Suppose now that EE is relatively algebraically closed in the extension field FF and denote by pp the characteristic exponent of EE. Let uu be an element of F(X)F(X) which is algebraic over E(X)E(X). There exists an integer f≥0f \geq 0 such that v=upfv = u^{p^f} is separable algebraic over E(X)E(X) (V, p. 44, Prop. 13). By A) we thus have v∈E(X)v \in E(X). There exists a unique representation of uu in the form P/QP/Q with relatively prime polynomials PP and QQ in F[X]F[X] and QQ monic; we have a similar decomposition v=P1/Q1v = P_1/Q_1 with P1P_1 and Q1Q_1 relatively prime in E[X]E[X] and Q1Q_1 monic. It follows that P1/Q1=Ppf/QpfP_1/Q_1 = P^{p^f}/Q^{p^f}; the polynomials PpfP^{p^f} and QpfQ^{p^f} are relatively prime in F[X]F[X] (IV, p. 13, Cor. 6), like P1P_1 and Q1Q_1, and QpfQ^{p^f} is monic. It follows that Ppf=P1∈E[X]P^{p^f} = P_1 \in E[X] and Qpf=Q1∈E[X]Q^{p^f} = Q_1 \in E[X]. Therefore the coefficients of PP and QQ are pp-radical over EE, and hence belong to EE because EE is relatively algebraically closed in FF. We thus have P∈E[X]P \in E[X], Q∈E[X]Q \in E[X] and finally u∈E(X)u \in E(X). This proves E(X)E(X) to be relatively algebraically closed in F(X)F(X).

C) We use the notation of Theorem 1. Since K1K_1 is a separable algebraic extension of KK, the extension K1(Xi)i∈IK_1(X_i)_{i \in I} of K(Xi)i∈IK(X_i)_{i \in I}, is algebraic and separable (V, p. 39, Prop. 6). Moreover, every element of LL which is algebraic and separable over KK, belongs to KK, (V, p. 44, Prop. 13, a)). Let JJ be a finite subset of II; by an immediate induction on the cardinal of JJ we deduce from A) that every element of L(Xi)i∈IL(X_i)_{i \in I}, which is algebraic and separable over K(Xi)i∈IK(X_i)_{i \in I}, belongs to K1(Xi)i∈JK_1(X_i)_{i \in J}. Finally let uu be an element of L(Xi)i∈IL(X_i)_{i \in I}, algebraic and separable over K(Xi)i∈IK(X_i)_{i \in I}; there exists a finite subset JJ of II such that uu belongs to L(Xi)i∈IL(X_i)_{i \in I} and is algebraic and separable over K(Xi)i∈JK(X_i)_{i \in J}; by what has been said, uu belongs to K1(Xi)i∈JK_1(X_i)_{i \in J}, and a fortiori to K1(Xi)i∈IK_1(X_i)_{i \in I}.

We have thus deduced from A) that K1(Xi)i∈IK_1(X_i)_{i \in I} is the relative separable closure of K(Xi)i∈IK(X_i)_{i \in I} in L(Xi)i∈IL(X_i)_{i \in I}; in the same way it follows from B) that K2(Xi)i∈IK_2(X_i)_{i \in I} is the relative algebraic closure of K(Xi)i∈IK(X_i)_{i \in I} in L(Xi)i∈IL(X_i)_{i \in I}.

2. The tensor product of extensions

Proposition 1

— Let Ω\Omega be an extension of a field KK and let L,ML, M be two subextensions of Ω\Omega which are algebraically disjoint over KK. Suppose that the relative separable algebraic closure of KK in LL is equal to KK^1. Let φ\varphi be the KK-algebra homomorphism of L⊗KML \otimes_K M into Ω\Omega mapping x⊗yx \otimes y to xyxy for x∈L,y∈Mx \in L, y \in M, and let pp be the kernel of φ\varphi. Then pp is the set of nilpotent elements of L⊗KML \otimes_K M and this is the smallest prime ideal of L⊗KML \otimes_K M.

On replacing Ω\Omega by an algebraic closure if necessary, we may suppose Ω\Omega algebraically closed. Let BB be a transcendence basis of MM over KK, NN the relative algebraic closure of K(B)K(B) in Ω\Omega and NrN_r (resp. NsN_s) the set of elements of NN which are separable (resp. p-radical) over K(B)K(B). We remark that MM is algebraic over K(B)K(B), so that NN is the relative algebraic closure of MM in Ω\Omega.

L⟶L(B)⟶L(B∪Ns)↑↑↑K⟶K(B)⟶Ns↓↓M⟶N↑↓↓Nr⟶N⟶Ω \begin{array}{ccccccccc} L & \longrightarrow & L(B) & \longrightarrow & L(B \cup N_s) \\ \uparrow & & \uparrow & & \uparrow \\ K & \longrightarrow & K(B) & \longrightarrow & N_s \\ & & \downarrow & & \downarrow \\ & & M & \longrightarrow & N \\ \uparrow & & \downarrow & & \downarrow \\ N_r & \longrightarrow & N & \longrightarrow & \Omega \end{array}

Fig. 1.

Let us define the following chain of homomorphisms:

L⊗KM→αL⊗KN→β(L⊗KK(B))⊗K(B)N→γL(B)⊗K(B)N L \otimes_K M \xrightarrow{\alpha} L \otimes_K N \xrightarrow{\beta} (L \otimes_K K(B)) \otimes_{K(B)} N \xrightarrow{\gamma} L(B) \otimes_{K(B)} N
→L(B)⊗K(B)Ns⊗K(B)Nr→εL(B∪Ns)⊗K(B)Nr→ζΩ. \rightarrow L(B) \otimes_{K(B)} N_s \otimes_{K(B)} N_r \xrightarrow{\varepsilon} L(B \cup N_s) \otimes_{K(B)} N_r \xrightarrow{\zeta} \Omega .

We have α=IdL⊗u\alpha = \mathrm{Id}_L \otimes u where uu is the canonical injection of MM into NN, hence α\alpha is injective. The mapping β\beta is the isomorphism of commutative groups which maps x⊗yx \otimes y to (x⊗1)⊗y(x \otimes 1) \otimes y (II, p. 278, Prop. 2) for x∈Lx \in L and y∈Ny \in N. We have γ=v⊗IdN\gamma = v \otimes \mathrm{Id}_N, where vv is the KK-algebra homomorphism of L⊗KK(B)L \otimes_K K(B) into L(B)L(B) which maps x⊗yx \otimes y to xyxy, for x∈Lx \in L and y∈K(B)y \in K(B); since LL and MM are algebraically disjoint over KK, Prop. 14 (V, p. 114) shows that LL and K(B)K(B) are linearly disjoint over KK, in other words, vv is injective, hence yy is injective. Since NN is a quasi-Galois extension of K(B)K(B), there exists (V, p. 76, Prop. 13) a K(B)K(B)-algebra isomorphism ww of Ns⊗K(B)NrN_s \otimes_{K(B)} N_r onto NN mapping x⊗yx \otimes y to

1 This hypothesis is sometimes expressed by saying that LL is a primary extension of KK.

xy for x∈Nx \in \mathbf{N}, and y∈Nry \in \mathbf{N}_r; we denote by 6 the isomorphism IdL(B)⊗w 1\mathrm{Id}_{L(B)} \otimes w \ ^1. By Th. 1 (V, p. 137) and the hypothesis on the extension L of K, every element of L(B)L(B) which is algebraic and separable over K(B)K(B) belongs to K(B)K(B); in particular, we have L(B)∩Ns=K(B)L(B) \cap N_s = K(B). Since NrN_r is a Galois extension of K(B)K(B), Th. 5 (V, p. 71) shows that there exists a K(B)K(B)-algebra isomorphism w′w' of L(B)⊗K(B)NsL(B) \otimes_{K(B)} N_s onto L(BUNr)L(B U N_r) mapping x⊗yx \otimes y to xyxy for x∈L(B)x \in L(B) and y∈Nry \in N_r; we denote by ε\varepsilon the isomorphism w′⊗IdNrw' \otimes \mathrm{Id}_{N_r}. Finally, ζ\zeta is the K-algebra homomorphism mapping x⊗yx \otimes y to xyxy for x∈L(BUNr)x \in L(B U N_r) and y∈Nry \in N_r.

What has been said shows that η=εδγβα\eta = \varepsilon \delta \gamma \beta \alpha is an injective K-algebra homomorphism of L⊗KML \otimes_K M into L(BUNr)⊗K(B),NrL(B U N_r) \otimes_{K(B), N_r}. Further, every element of M is of the form ∑i=1naibi\sum_{i=1}^n a_i b_i with ai∈Na_i \in \mathbf{N}, and bi∈Nrb_i \in \mathbf{N}_r for 1≤i≤n1 \leq i \leq n; hence we obtain φ=ζη\varphi = \zeta \eta.

The kernel pp of φ\varphi is a prime ideal of L⊗KML \otimes_K M, hence every nilpotent element of L⊗KML \otimes_K M belongs to pp, by Prop. 2 (V, p. 118). Conversely let aa be an element of pp; put η(a)=∑r=1sbi⊗ci\eta(a) = \sum_{r=1}^s b_i \otimes c_i with bi∈L(BUNr)b_i \in L(B U N_r) and ci∈Nrc_i \in N_r for 1≤i≤s1 \leq i \leq s. Since NrN_r is a p-radical extension of K(B)K(B), there exists an integer f≥0f \geq 0 such that cipfc_i^{p^f} belongs to K(B)K(B) for 1≤i≤s1 \leq i \leq s (where pp is the characteristic exponent of K). But we have

η(apf)=∑i=1sbipf⊗cipf=(∑i=1sbipfcipf)⊗1−ζη(a)pf⊗1=0 \eta(a^{p^f}) = \sum_{i=1}^s b_i^{p^f} \otimes c_i^{p^f} = \left( \sum_{i=1}^s b_i^{p^f} c_i^{p^f} \right) \otimes 1 - \zeta \eta(a)^{p^f} \otimes 1 = 0

and since η\eta is injective we finally have apf=0a^{p^f} = 0. We have thus shown pp to be the set of all nilpotent elements of L⊗KML \otimes_K M. Now every prime ideal of L⊗KML \otimes_K M contains pp by Prop. 2 (V, p. 118).

Corollary

Let L and M be two extensions of a field K. Suppose that the relative separable algebraic closure of K in L is equal to K. Then the set p of nilpotent elements of L⊗KML \otimes_K M is a prime ideal. If moreover L or M is separable over K, then L⊗KML \otimes_K M is an integral domain.

We may assume that L and M are algebraically disjoint subextensions of an extension Ω\Omega of K (V, p. 116, Th. 5); then p is a prime ideal by Prop. 1 (V, p. 139). If moreover L or M is separable over K, then L⊗KML \otimes_K M is a reduced ring by the definition of separable extension (V, p. 119, Def. 1); so p=0p = 0 and L⊗KML \otimes_K M is an integral domain because p was prime.

3. Regular algebras

Definition 1

Let K be a field. An algebra A over K is said to be regular if L⊗KAL \otimes_K A is an integral domain for every extension L of K.

A regular algebra is in particular an integral domain, hence commutative.

Proposition 2

— Let AA and BB be two algebras over a field KK. If AA is an integral domain and BB is regular then A⊗KBA \otimes_K B is an integral domain.

Let LL be the field of fractions of AA. Since BB is a regular KK-algebra, L⊗KBL \otimes_K B is an integral domain, hence so is A⊗KBA \otimes_K B, since it is isomorphic to a subring of L⊗KBL \otimes_K B.

Proposition 3

— Let KK be a field. a) Every subalgebra of a regular KK-algebra is itself regular. b) The tensor product of two regular KK-algebras is again regular. c) Let AA be a KK-algebra and K′K' an extension of KK. For AA to be regular it is necessary and sufficient that the K′K'-algebra A(K′)A_{(K')} derived from AA by extension of scalars should be regular.

The proof of a) (resp. c)) is identical to that of part a) (resp. d)) of Prop. 3, V, p. 119, after replacing everywhere « reduced ring » by « integral domain » and « separable algebra » by « regular algebra ». Let us prove b).

Let AA and BB be two regular KK-algebras. Let LL be an extension of KK. Since AA is regular, the ring L⊗KAL \otimes_K A is an integral domain. By Prop. 2, the ring (L⊗KA)⊗KB(L \otimes_K A) \otimes_K B is an integral domain, because BB is regular. Finally, the ring L⊗K(A⊗KB)L \otimes_K (A \otimes_K B) is isomorphic to (L⊗KA)⊗KB(L \otimes_K A) \otimes_K B, and hence is an integral domain. This shows A⊗KBA \otimes_K B to be a regular KK-algebra.

4. Regular extensions

Definition 2

— An extension of a field KK is said to be regular if it is regular as KK-algebra.

Proposition 4

— Let AA be an algebra over field KK which is an integral domain, and EE its field of fractions. Let LL be an extension of KK; if the ring L⊗KAL \otimes_K A is an integral domain the same is true of L⊗KEL \otimes_K E.

If L⊗KAL \otimes_K A is an integral domain, it may be embedded in its field of fractions FF. Write u(x)=x⊗1u(x) = x \otimes 1 for x∈Lx \in L and denote by vv the KK-homomorphism of EE into FF which extends the injective homomorphism y↦1⊗yy \mapsto 1 \otimes y of AA into FF. By Prop. 6 (V, p. 14) the subfields u(L)u(L) and v(E)v(E) of FF are linearly disjoint over KK; therefore the homomorphism u∗vu * v of L⊗KEL \otimes_K E into FF (V, p. 12) is injective. This shows L⊗KEL \otimes_K E to be an integral domain.

Corollary

— For AA to be a regular KK-algebra it is necessary and sufficient that its field of fractions should be a regular extension of KK.

The condition is necessary by Prop. 4 and sufficient by Prop. 3, a).

Proposition 5

— Every pure extension of a field KK is regular.

By the preceding corollary it is enough to prove that every polynomial algebra A=K[Xi]iA = K[X_i]_i, is a regular KK-algebra. Let LL be an extension of KK; the ring L⊗KAL \otimes_K A is isomorphic to L[Xi]i∈IL[X_i]_{i \in I} (III, p. 449, Remark 2), and hence an integral domain (IV, p. 9, Prop. 8).

Proposition 6

— Let L be an extension of a field K. If L is regular, then every subextension of L is regular. Conversely, if every finitely generated subextension of L is regular, then L is regular.

The first assertion follows from Prop. 3, a).

Let M be an extension of K and let U\mathscr{U} be the set of all finitely generated subextensions of L. For each E ∈U\in \mathscr{U}, the ring M⊗KEM \otimes_K E may be identified with a subring of M⊗KLM \otimes_K L and we thus have an increasing directed family of subrings of M⊗KLM \otimes_K L whose union is M⊗KLM \otimes_K L. Now the second assertion follows immediately.

Proposition 7

— Let L be an extension of a field K and M an L-algebra (for example, an extension of L). If L is regular over K and M is a regular L-algebra, then M is regular as K-algebra.

Let E be an extension of K; since L is regular over K, E⊗KLE \otimes_K L is an integral domain. By Prop. 2 (V, p. 141) the ring (E⊗KL)⊗LM(E \otimes_K L) \otimes_L M is thus an integral domain and the same is true of the ring E⊗KME \otimes_K M isomorphic to it (II. p. 278, Prop. 2). Hence the result.

Proposition 8

— Let L and M be two extensions of a field K.

a) If M is regular over K, then the field of fractions of the integral domain L⊗KML \otimes_K M is a regular extension of L.

b) If L and M are regular extensions of K, the same is true of the field of fractions of L⊗KML \otimes_K M.

Assertion a) follows from Prop. 3, c) (V, p. 141) and the Cor. of V, p. 141; Assertion b) follows from Prop. 3, b) (V, p. 141) and the Cor. of V, p. 141.

5. Characterization of regular extensions

Proposition 9

— Let K be a field, K‾\overline{K} an algebraic closure of K and L an extension of K. Then the following conditions are equivalent:

a) L is separable over K and K is relatively algebraically closed in L.

b) L is a regular extension of K.

c) The ring K‾⊗KL\overline{K} \otimes_K L is an integral domain.

d) Let L‾\overline{L} be an algebraic closure of L. Then L is linearly disjoint over K from the relative algebraic closure of K in L‾\overline{L}.

Moreover, when these conditions hold, then K‾⊗KL\overline{K} \otimes_K L is a field.

a) ⇒\Rightarrow b): Let M be an extension of K. Under the hypotheses of a), the ring M⊗KLM \otimes_K L is an integral domain, by V, p. 140, Cor.

b) ⇒\Rightarrow c): This follows from Def. 2.

c) ⇒\Rightarrow d): With the notation of d) we can identify K‾\overline{K} with the relative algebraic closure of K in L‾\overline{L} (V, p. 22, Ex. 2). Suppose that the ring A=K‾⊗KLA = \overline{K} \otimes_K L is an integral domain. Let E be a subextension of K of finite degree over K; the subring

E ⊗K\otimes_K L of A is an integral domain and hence is an algebra of finite degree over L; by the Cor. of V, p. 10 it is a field. Since Kˉ\bar{K} is the union the increasing directed set of extensions E of the above type, A is a field (V, p. 11, Prop. 3). The canonical homomorphism of A into Lˉ\bar{L} mapping x⊗yx \otimes y to xyxy (for x∈Kˉx \in \bar{K} and y∈Ly \in L) is therefore injective, so L and Kˉ\bar{K} are linearly disjoint over K.

d)⇒a)d) \Rightarrow a): Under the hypotheses of d) we have L∩Kˉ=KL \cap \bar{K} = K, so K is relatively algebraically closed in L; further if p is the characteristic exponent of K, the field LL is linearly disjoint from Kp−∞K^{p^{-\infty}} over KK, hence L is separable over K (V, p. 123, Cor. 1).

Corollary 1

— Let A be an algebra over a field K. For A to be a regular K-algebra it is necessary and sufficient for the ring Kˉ⊗KA\bar{K} \otimes_K A to be an integral domain.

The stated condition is clearly necessary. Conversely, assume that Kˉ⊗KA\bar{K} \otimes_K A is an integral domain and denote by E the field of fractions of A. By Prop. 4 (V, p. 141) the ring Kˉ⊗KE\bar{K} \otimes_K E is an integral domain, hence E is a regular extension of K, by Prop. 9; by V, p. 141, Cor., we conclude that A is regular as K-algebra.

Corollary 2

— Let K be an algebraically closed field. Every K-algebra which is an integral domain is a regular K-algebra. In particular, every extension of K is regular.

This follows from Cor. 1.

Corollary 3

— Let K be an algebraically closed field. If A and B are two K-algebras which are integral domains, then the same is true of A⊗KBA \otimes_K B.

By Cor. 2, A and B are regular K-algebras, and it suffices to apply Prop. 2 (V, p. 141).

6. Application to composite extensions

Proposition 10

— Let L and M be two extensions of a field K and (E,u,v)(E, u, v) a composite extension of L and M (V, p. 12). Suppose that the ring L⊗KML \otimes_K M is an integral domain and that the subextensions u(L)u(L) and v(M)v(M) of E are algebraically disjoint over K. Then u(L)u(L) and v(M)v(M) are linearly disjoint over K.

Put w=u∗vw = u * v (V, p. 12), denote by F the field of fractions of the integral domain L⊗KML \otimes_K M and identify L (resp. M) with a subfield of F by means of the mapping x↦x⊗1x \mapsto x \otimes 1 (resp. y↦1⊗yy \mapsto 1 \otimes y); then the restriction of w to L (resp. M) is u (resp. v). Let B be a transcendence basis of M over K (V, p. 109, Th. 1).

By hypothesis u(L)u(L) and v(M)v(M) are algebraically disjoint over K; therefore (V, p. 114, Prop. 14), u(L)u(L) and v(K(B))v(K(B)) are linearly disjoint over K. Thus there exists a K-homomorphism u′:L(B)→Eu': L(B) \to E which agrees with u on L and with v ou K(B). By construction L and M are linearly disjoint over K in F; by Prop. 8 (V, p. 15) the subfields L(B)L(B) and MM of F are linearly disjoint over K(B)K(B). It follows that there exists a K-homomorphism w′:M[L(B)]→Ew' : M[L(B)] \to E which agrees with u′u' on L(B)L(B) and with vv on MM. But the field FF is generated by M∪L(B)M \cup L(B) and MM is algebraic over K(B)K(B); we thus have M[L(B)]=FM[L(B)] = F (V, p. 18, Cor. 2). Hence we conclude that w′w' is a K-isomorphism of FF onto EE whose restriction to LL (resp. MM) is uu (resp. vv). This shows u(L)u(L) and v(M)v(M) to be linearly disjoint over KK.

Corollary 1

Let Ω\Omega be an extension of a field KK and LL a subextension of Ω\Omega which is regular over KK. Every subextension MM of Ω\Omega which is algebraically disjoint from LL over KK is linearly disjoint.

The ring L⊗KML \otimes_K M is an integral domain by definition of regular extension and it suffices now to apply Prop. 10.

Corollary 2

Let Ω\Omega be an extension of a field KK and L,ML, M two subextensions of Ω\Omega. Suppose that LL is separable over KK and that the relative separable closure of KK in MM is equal to KK. If LL and MM are algebraically disjoint over KK, then they are linearly disjoint over KK.

By Prop. 10 it is enough to remark that the ring L⊗KML \otimes_K M is an integral domain (V, p. 140, Cor.).

Exercises

Exercises

See the exercises for § 17.

Transcribed from the printed edition, 2003, Springer. Not translated.