§ 15. Separable extensions
1. Characterization of the nilpotent elements of a ring
Proposition 1
— *Let A be a commutative ring and x an element of A. For x to be nilpotent it is necessary and sufficient that be invertible in the ring .
We note that is a subring of the formal power series ring and that has in the inverse (IV, p. 30, Prop. 5). For to be invertible in it is necessary and sufficient for to be a polynomial, that is, for x to be nilpotent.
Proposition 2
— *Let A be a commutative ring. The set of nilpotent elements of A is an ideal of A equal to the intersection of the set of all prime ideals of A.
Let x be a nilpotent element of A and p a prime ideal of A. The residue class of is a nilpotent element of the integral domain , hence is zero; thus we have .
Let x be a non-nilpotent element of A. By Prop. 1 the principal ideal of is distinct from . By Krull's theorem (I, p. 104) there exists a maximal ideal m of containing . Then m is a prime ideal of , hence is a prime ideal of A. We have and , hence and a fortiori .
We have thus shown that the set of nilpotent elements of A is the intersection of the set of all prime ideals of A; since every intersection of ideals is an ideal, is an ideal.
Corollary
— For a commutative ring to be reduced (V, p. 34, Def. 2) it is necessary and sufficient for it to be isomorphic to a subring of a product of fields.
The condition is clearly sufficient.
Let be reduced. By Prop. 2 the intersection of the set of prime ideals of is reduced to 0. For every prime ideal of , let be the field of fractions of and the canonical homomorphism of into . Let be the homomorphism of into whose component of index is . The kernel of is , hence that of is ; therefore is an isomorphism of onto a subring of .
2. Separable algebras
Definition 1
Let be a commutative algebra over a field . Then is said to be separable over , or also a separable -algebra if the ring is reduced for every extension of *.
Every separable algebra is clearly reduced. For a partial converse see Th. 3 (V, p. 125).
Examples. — 1) Let be a polynomial algebra . For every extension of the ring is isomorphic to (III, p. 449, Remark 2) and hence is an integral domain (IV, p. 9, Prop. 8). In other words, every polynomial algebra over a field is a separable -algebra.
2) Let be a commutative algebra of finite degree over a field . For to be separable it is necessary and sufficient for it to be etale (V, p. 34, Th. 4).
3) Let be an algebraic extension of a field . If is an extension of , then the ring is a union of the subrings where ranges over the set of all subextensions of finite degree of ; therefore the ring is reduced if and only if this is true of for every subextension of , of finite degree over . Taking Example 2 into account we see that is a separable algebra in the sense of the above Def. 1 if and only if it is a separable algebraic extension in the sense of Def. 1 of V, p. 36.
Proposition 3
Let be a field*.
a) Every subalgebra of a separable -algebra is separable.
b) Every direct limit of separable -algebras is separable.
c) Every product of separable -algebras is separable.
d) Let be a -algebra and an extension of . For to be separable it is necessary and sufficient for the -algebra obtained from by extension of scalars to be separable.
Let be an extension of . Let be a separable algebra over and a subalgebra of ; then the ring is reduced, and is isomorphic to a subring of , hence is reduced. Thus is separable and a) is proved. In the same way ) may be proved, using the canonical isomorphism of with (II, p. 290, Prop. 7) and ) is proved by remarking that is isomorphic to a subring of (II, p. 306, Prop. 15).
We shall use the notation of ). For every extension of the rings and are isomorphic (II, p. 278, Prop. 2). We conclude that if is a separable -algebra, then is a separable -algebra. Conversely suppose that is a separable -algebra ; the preceding remark shows that is reduced for every extension of containing as subextension. Let be an extension of ; by the Scholium (V, p. 13) there exists an extension of containing as a subextension and a -homomorphism of into ; the ring is thus isomorphic to a subring of and hence reduced. This proves that is a separable -algebra.
Proposition 4
— *Let be a separable algebra over a field and let be the total ring of fractions of ; then the -algebra is separable.
Let be the set of cancellable elements of . We have identified with a subring of (I, p. 113); further, every element of is invertible in and every element of has the form with and . Let be an extension of and a nilpotent element of . Then may be written in the form
Proposition 5
— *Let be a field and commutative -algebras. If is reduced and separable then is reduced.
By the Cor. of Prop. 2 (V, p. 119) is isomorphic to a subalgebra of a product where is an extension of for . Therefore is isomorphic to a subring of and this latter ring is isomorphic to a subring of (II, p. 306, Prop. 15). Since is separable, each of the rings is reduced, and so the same is true of , and a fortiori of .
Corollary 1
— *Let be a field, a separable extension of and a polynomial in . If has no multiple factors in , it has also no multiple factors in .
If has no multiple factor in , the quotient ring is reduced; for is a product of irreducible polynomials relatively prime in pairs, hence
K[X]/(f) is isomorphic, by I, p. 110, Prop. 9, to the product of fields K[X]/(f_i). By Prop. 5 the ring L[X]/(f), being isomorphic to L ⊗_K K[X]/(f ), is reduced; if g is a non-constant polynomial of L[X] such that g^2 divides f, then the residue class of fg^{-1} in L[X]/(f) is a non-zero nilpotent element; hence f has no multiple factors in L[X].
Corollary 2
— Let A and B be two commutative K-algebras. If A and B are separable, the same is true of A ⊗_K B.
Let L be an extension of K. The ring L ⊗_K A is reduced because A is separable; now Prop. 5 shows the ring (L ⊗_K A) ⊗_K B (isomorphic to L ⊗_K (A ⊗_K B)) to be reduced, whence the Corollary.
3. Separable extensions
Let K be a field. Since any extension of K is a K-algebra, the notion of separability introduced in Def. 1 (V, p. 119) applies in particular to the case of extensions of K. By example 3 (V, p. 119) that definition of separability agrees in the case of algebraic extensions with that of § 7 (V, p. 36, Def. 1).
Proposition 6
— Every pure extension of a field K is separable. This follows at once from Example 1 (V, p. 119) and Prop. 4 (V, p. 120).
Proposition 7
— Let E be a field, G a group of automorphisms of E and K the subfield of E consisting of the invariants of G. Then E is a separable extension of K.
Let L be an extension of K; there exists an algebraically closed extension Ω of L whose transcendence degree over K is at least equal to that of E over K. By Cor. 1 (V, p. 117) there exists a K-homomorphism u of E into R. We denote by v the Ω-algebra homomorphism of A = Ω ⊗_K E into Ω which maps λ ⊗ x to λ . u(x) for λ ∈ Ω and x ∈ Ω; we write a for the kernel of v.
For every s ∈ G let h_s be the automorphism Id, ⊗ s of the 0-algebra A; the kernel of the homomorphism v ∘ h_s of A into Ω is the prime ideal a_s = h_s^{-1}(a) of A. It is clear that the ideal b = ⋂_{s ∈ G} a_s of A is stable under the automorphisms h_s. Therefore (V, p. 63, Cor.) the ideal b is of the form c ⊗_K E, where c is an ideal of Ω. Now b ⊂ a ≠ A, and so c ≠ Ω; since Ω is a field, we have c = 0, hence b = 0.
The family (a_s), s ∈ G of prime ideals of A thus has zero intersection. By Prop. 2 (V, p. 118) the ring is reduced, and a fortiori the same holds of the subring L ⊗K E of A. Since L was an arbitrary extension of K, this proves that E is separable over K.
Proposition 8
— Let L be an extension of a field K. If L is separable over K, every subextension of L is separable over K. Conversely, if every finitely generated subextension of L is separable over K, then L is separable over K.
This follows at once from Prop. 3, a) and b) (V, p. 119).
Thus separability may be called a property of « finite character ».
Proposition 9
— Let L be an extension of a field K and M a commutative L-algebra (for example, an extension of L). If M is separable over L and L is separable over K, then M is separable over K.
Let K' be an extension of K. Since L is a separable extension of K, the ring is reduced; since M is a separable L-algebra, Prop. 5 (V, p. 120) shows the ring to be reduced. Now the ring is isomorphic to (II, p. 278, Prop. 2), hence is reduced. This proves that M is separable over K.
If the extension M is separable over K, it is not necessarily separable over L (cf. however V, p. 124, Cor. 3). For example, if p is a prime number, the field of rational fractions in one indeterminate X over is separable over (V, p. 121, Prop. 6) but it is a p-radical algebraic extension of ; in particular is not separable over .
Later (V, p. 137 Prop. 5) we shall study the separability of composite extensions.
4. Mac Lane's separability criterion
Theorem 1
— Let K be a field of characteristic 0. Every reduced K-algebra and in particular every extension of K is separable over K.
We first show that every extension L of K is separable. Let B be a transcendence basis of L over K (V, p. 109, Th. 1) and let . Then is separable over K (V, p. 121, Prop. 6). Further, L is an algebraic extension of and is a field of characteristic 0; therefore L is separable over (V, p. 37, Cor.). By Prop. 9, L is thus separable over K.
Now let A be a reduced algebra over the field K. By the Cor. of Prop. 2 (V, p. 119) there exists a family of extensions of K such that A is isomorphic to a subalgebra of . Each of the algebras is separable over K by what has been said and so A has the same property, by Prop. 3 a) and c) (V, p. 119).
Theorem 2
— Let K be a field of characteristic , a perfect closure of K and A a commutative K-algebra. The following properties are equivalent: a) A is separable. b) There exists an extension K' of K such that K' is perfect and is reduced. c) The ring is reduced.
d) The ring is reduced for every extension of which is of finite degree and *-radical of height* .
e) For every family , of elements of linearly free over , the family , is linearly free over .
f) There exists a basis , of the vector *-space* suck that the family , is linearly free over .
If an extension of is a perfect field, it contains a subextension -isomorphic to (, p. 6, Prop. 3); moreover, every -radical extension of is isomorphic to a subextension of (, p. 26, Prop. 3). These remarks show the implications .
Let us prove that d) implies e). Let , be a linearly free family in and let , be a family of finite support in such that . Let be the subextension of generated by the elements ; it is of finite degree and height . Put in ; we have
By the hypothesis d) we have , whence for all .
Clearly e) implies f) and it remains to show that f) implies a). Thus let be a basis of over such that the family is linearly free over . Let be an extension of and let be an element of such that . Write with for all . We have and since the family , is linearly free over , we have , whence for all ; it follows that . So we have proved that implies in , from which it follows at once that is reduced.
Corollary 1 (Mac Lane)
— Let be a field of characteristic exponent , a perfect extension of and a subextension of . Then the following conditions are equivalent:
a) is separable over .
b) is linearly disjoint from over .
c) is linearly disjoint over from every *-radical extension of* contained in , of finite degree and height .
The case where is of characteristic 0 is trivial because then is separable over (Th. 1) and by convention. Suppose then that , and let us first show that a) implies b). Assume that is separable over and let , be a basis of over . Let be a family of finite support of elements of such that ; there exists an integer and elements μ_i of K such that λ_i = μ_i^{p^{-f}}. We have
and Th. 2 implies, by induction on f, that the family is linearly free over K. We thus have , whence for all . Finally L is linearly disjoint from over K.
It is clear that b) implies c). Lastly suppose that c) holds and let K' be an extension of K of finite degree and p-radical of height . The ring is isomorphic to a subring of , hence is reduced. Now it follows from Th. 2 that L is separable over K.
Corollary 2
— *Let K be a field of characteristic exponent p, a perfect closure of K and L a separable extension of K. Then the ring is a field. If moreover L is algebraic over K, then is a perfect closure of L.
The case is trivial, so let us suppose . Let be a perfect closure of L. By Cor. 1 there exists a K-algebra homomorphism of onto which maps to for and . Since is algebraic over K, the ring is a subfield of (V, p. 18, Cor. 1). Suppose further that L is algebraic over K, then is an algebraic extension of the perfect field , hence it is a perfect field (V, p. 43, Cor. 1); finally, since the field is ap-radical extension of L (V, p. 25, Cor.), it is a perfect closure of L.
Corollary 3
— *Let L be an algebraic extension of K and M a commutative L-algebra (for example an extension of L). If M is separable over K, it is separable over L.
The algebra L is K-isomorphic to a subalgebra of M, hence L is a separable extension of K. Therefore (Cor. 2) there exists an L-isomorphism of onto . The ring is thus isomorphic to , and so to (II, p. 278, Prop. 2) and this latter ring is reduced because M is separable over K. Thus the ring is reduced, which proves that M is separable over L (V, p. 122, Th. 2).
Remark
— Mac Lane's criterion may be formulated without introducing any extensions of K other than L. For by c) of Cor. 1, L is separable over K if and only if L and are linearly disjoint over K. Since the mapping is an isomorphism of L onto the subfield , we obtain the following criterion (cf. V, p. 177, Ex. 11 for an analogous criterion for algebras):
L is separable over K if and only if the subfields and K of L are linearly disjoint over .
5. Extensions of a perfect field
For ease of reference we summarize the principal properties of extensions of perfect fields:
Theorem 3
— Let K be a perfect field. a) Every algebraic extension of K is a perfect field. b) Every extension of K is separable. c) For a K-algebra to be separable it is necessary and sufficient that it should be reduced. d) Let A and B be two reduced K-algebras. Then is reduced. e) If E and F are two extensions of K, then the ring is reduced.
Assertion a) is just Cor. 1 of Prop. 11 (V, p. 43). Assertion b) follows from Th. 1 (V, p. 122) when K is of characteristic 0 and from Cor. 1 (V, p. 123) when K is of characteristic . Let us prove c). The case where K is of characteristic 0 follows from Th. 1 (V, p. 122). So it is enough to show that if K is perfect of characteristic and A is a reduced K-algebra, then A is separable over K. But this follows from the equivalence of the conditions a) and b) of Th. 2 (V, p. 122; take in b)). Finally, d) follows from c) and Prop. 5 (V, p. 120) and e) is a particular case of d).
6. The characterization of separability by automorphisms
Theorem 4
— Let be an algebraically closed extension of a field K and L a subextension of . Then the following conditions are equivalent: a) L is separable over K. b) The intersection of the kernels of the 0-algebra homomorphisms of into is reduced to 0. c) For any elements of L linearly independent over K there exist K-automorphisms of such that . d) Let V be a vector sub-K-space of L of finite dimension. Every K-linear mapping of V into is a linear combination (with coefficients in R) of the restrictions to V of K-automorphisms of .
: Let be elements of L linearly independent over K and let V be the vector sub-K-space of L generated by . The mapping is an R-linear bijection of onto . Suppose that d) holds, then there exist K-automorphisms of such that the elements of (for ) form a basis of . We thus have , so d) implies c).
c) b): Assume that c) holds and let x be in . We write x in the form , with in and the elements of L linearly independent over K. Choose K-automorphisms of such that ; let be the R-homomorphisms of into such that for and . Suppose that for , in other words, that for . Since we have assumed that the matrix has a non-zero determinant, we have for and so .
b) a): Since every extension of a field of characteristic 0 is separable (V, p. 122, Th. 1) it suffices to examine the case where K is of characteristic . Let X be the set of all R-algebra homomorphisms of into and f the homomorphism of into defined by for . Condition b) means that f is injective and so implies that the ring is reduced. Hence condition b) of Th. 2 (V, p. 122) is satisfied with , so L is separable over K.
a) d): Suppose that L is separable over K. Let V be a vector sub-K-space of finite dimension of L, the vector -space derived from V by extension of scalars and the linear form on such that for . Denote by G the group of K-automorphisms of ; for we put and .
For each the mapping of into is -linear and maps to for . The kernel of is therefore a vector subspace of , and the same holds for . If p is the characteristic exponent of K, the field of invariants of G in is equal to (V, p. 112, Prop. 10). We clearly have for all ; therefore (V, p. 63, Cor.) the vector -space N is generated by . Since L is separable over K, the fields and L are linearly disjoint over K (V, p. 123, Cor. 1); we have and for and . It follows that the restriction of to is injective. Now is zero on N and a fortiori on . We thus have , whence . Since V is of finite dimension over K, is of finite dimension over ; the intersection of the kernels of the linear forms is zero, hence (II, p. 301, Th. 7) the family generates the dual of . Now let be a K-linear mapping of V into ; let be the linear form on which maps to for and . By what has been said there exist elements of G and of such that , whence for all . So we have shown that a) implies d).
Exercises
See the exercises for § 15.