Bourbaki

§ 9. Conjugate elements and quasi-galois extensions

Throughout this paragraph K denotes a field and Ω\Omega an algebraic closure of K.

1. Extension of isomorphisms

Proposition 1

— Let E be an extension of K contained in Ω\Omega and u a K-homomorphism of E into Ω\Omega.

Cites 1 · Cited by 14

Cites V § 4. Algebraically closed extensions

Cited by Corollary 4, V § 10, Corollary 5, V § 10, Proposition 3, V § 10, Proposition 4, V § 10, Corollary, V § 11, Remark 2, V § 7, Definition 1, Definition 2, Remark 1, Proposition 2, Proposition 3, Corollary 1, Corollary 3, Theorem 7, VIII § 14

a) If u maps E into E, u induces a K-automorphism of E.

b) There exists a K-automorphism v of Ω\Omega extending u.

Suppose that u(E)⊂Eu(E) \subset E; to prove a) it is enough to show that u(E)=Eu(E) = E. Let x be an element of E, f the minimal polynomial of x over K and Φ\Phi the set of roots of fin E. The set Φ\Phi is finite, the mapping u of E into E is injective and we have u(Φ)⊂Φu(\Phi) \subset \Phi; therefore u(Φ)=Φu(\Phi) = \Phi, whence x∈u(Φ)⊂u(E)x \in u(\Phi) \subset u(E); this shows that E=u(E)E = u(E).

It is clear that Ω\Omega is an algebraic closure of E and of u(E)u(E); therefore (V, p. 23, Cor.), the isomorphism u of E onto u(E)u(E) extends to an isomorphism v of Ω\Omega onto Ω\Omega.

2. Conjugate extensions. Conjugate elements

Definition 1

— Let E and F be two extensions of K contained in Ω\Omega. We shall say that E and F are conjugate (in Ω\Omega) if there exists a K-automorphism u of Ω\Omega such that u(E)=Fu(E) = F. Two elements x and y of Ω\Omega are said to be conjugate over K if there exists a K-automorphism u of Ω\Omega such that u(x)=yu(x) = y.

Cites 1

Cites Proposition 1

Let E and F be two extensions of K contained in Ω\Omega. By Prop. 1, E and F are conjugate over K if and only if they are isomorphic extensions of K. This is so in particular when there exist two subsets A and B of Ω\Omega such that E=K(A)E = K(A) and F=K(B)F = K(B) and a K-automorphism u of Ω\Omega such that u(A)=Bu(A) = B.

The relation « x and y are conjugate over K » is an equivalence relation in Ω\Omega; -the equivalence classes are called the conjugacy classes in Ω\Omega; they are the orbits in Ω\Omega of the group of all K-automorphisms of Ω\Omega.

Proposition 2

— Let x and y be two elements of Ω\Omega. Then the following conditions are equivalent:

Cites 1 · Cited by 1

Cites Proposition 1

Cited by Remark 3

a) x and y are conjugate over K.

b) There exists a K-isomorphism o of K(x)K(x) onto K(y)K(y) such that v(x)=yv(x) = y.

c) x and y have the same minimal polynomial over K.

Suppose first that x and y are conjugate over K; let u be a K-automorphism of Ω\Omega such that u(x)=yu(x) = y and let f be the minimal polynomial of x over K. We have

f(y)=f(u(x))=u(f(x))=0, f(y) = f(u(x)) = u(f(x)) = 0,

and ff is a monic irreducible polynomial in K[X]\mathbf{K}[X]; therefore (VV, p. 16, Th. 1, c)), ff is the minimal polynomial of yy over KK. Thus a) implies c).

Suppose now that xx and yy have the same minimal polynomial ff over KK. There exists a KK-isomorphism of the field K[X]/(f)\mathbf{K}[X]/(f) onto K(x)\mathbf{K}(x) (resp. onto K(y)\mathbf{K}(y)) mapping the residue class of XX modulo (f)(f) to xx (resp. yy) (VV, p. 16, Th. 1, b)); hence there exists a KK-isomorphism vv of K(x)\mathbf{K}(x) onto K(y)\mathbf{K}(y) such that v(x)=yv(x) = y. Therefore c) implies b).

Finally, under the hypothesis b), Prop. 1 implies the existence of a KK-automorphism uu of Ω\Omega extending vv; we then have u(x)=yu(x) = y, hence xx and yy are conjugate over KK, so b) implies a).

Corollary 1

— *Let xx be an element of Ω\Omega of degree nn over KK, and let ff be the minimal polynomial of xx over KK. The conjugates of xx over KK are-the roots off in Ω\Omega and their number is at most equal to nn.

Corollary 2

— *Let xx be an element of Ω\Omega of degree nn over KK. For xx to be separable over KK it is necessary and sufficient that xx should have nn conjugates in Ω\Omega; when this is so, all the conjugates of xx over KK are separable over KK.

Cited by 1

Cited by Corollary 3

Let ff be the minimal polynomial of xx over KK; its roots are the conjugates of xx over KK, and each of these roots admits ff as minimal polynomial over KK. Now xx is separable over KK if and only if the polynomial ff is separable (VV, p. 39, Prop. 5), that is, if ff has nn distinct roots in Ω\Omega. Cor. 2 follows from this.*

Corollary 3

— *Let GG be the group of KK-automorphisms of Ω\Omega. The set of invariants of GG in Ω\Omega is the relative p-radical closure of KK in Ω\Omega (VV, p. 25).

Cites 1

Cites Corollary 2

In other words, an element xx of Ω\Omega is p-radical over KK if and only if it has no conjugate other than itself.

Let pp be the characteristic exponent and let x∈Ωx \in \Omega. By VV, p. 44, Prop. 13, there exists an integer m≥0m \geq 0 such that y=xpmy = x^{p^m} is algebraic and separable over KK. Now xx is invariant under GG if and only if yy is invariant under GG; by Cor. 2 this is the case if and only if yy is of degree 1 over KK, which amounts to saying that y∈Ky \in K. Now the corollary is an immediate consequence.*

3. Quasi-Galois extensions

Definition 2

— *Let EE be an extension of KK. Then EE is said to be quasi-Galois or normal (over KK), if it is algebraic and if every irreducible polynomial of K[X]K[X] which has at least one root in EE, splits into a product of polynomials of degree 1 (distinct or not) in E[X]E[X].

Cites 1 · Cited by 1

Cites Proposition 1

Cited by Theorem 1, V § 10

If EE is an algebraic closure of KK, it is a quasi-Galois extension of KK; for the condition (AC) of Prop. 1 (VV, p. 19) asserts that every non-constant polynomial in E[X]E[X] is a product of polynomials of degree 1.*

Proposition 3

— Let E be an extension of K contained in Ω\Omega. Then the following conditions are equivalent: a) E is a quasi-Galois extension of K. b) For each x∈Ex \in E the conjugates of xx over K in Ω\Omega all belong to E. c) Every K-automorphism of Ω\Omega maps the field E into itself. d) Every K-homomorphism of E into Ω\Omega maps E into itself. e) E is the splitting extension in Ω\Omega of a family (fi)i∈I(f_i)_{i \in I} of non-constant polynomials in K[X]K[X] (V, p. 24, Remark 3).

Cites 2 · Cited by 3

Cites Proposition 1, Corollary 1

Cited by Definition 2, V § 10, Corollary 4, V § 10, Corollary 1

The equivalence of c) and d) stems from the fact that every K-homomorphism of E into Ω\Omega is induced by a K-automorphism of Ω\Omega (V, p. 52, Prop. 1).

By definition a quasi-Galois extension is the splitting field of the family of minimal polynomials (over K) of its elements, so a) implies e). Under the hypothesis e) let uu be an automorphism of Ω\Omega; for each i∈Ii \in I, uu permutes the set RiR_i of roots of fif_i and since E=K(⋃i∈IRi)E = K \left( \bigcup_{i \in I} R_i \right), we have u(E)=Eu(E) = E; thus e) implies c).

The definition of conjugate elements shows that c) implies b). Finally assume that b) holds; let ff be a monic irreducible polynomial in K[X]K[X] having at least one root xx in E; since Ω\Omega is algebraically closed, there exist elements aka_k of Ω\Omega (1≤k≤n1 \leq k \leq n) such that f(x)=∏k=1n(X−ak)f(x) = \prod_{k=1}^n (X - a_k) and since the aka_k are the conjugates of x over K (V, p. 53, Cor. 1), they belong to E by hypothesis. So we have shown that b) implies a).

Corollary 1

— For an extension E of K contained in Ω\Omega to be quasi-Galois it is necessary and sufficient that it should be identical to all its conjugates over K.

Cites 2 · Cited by 3

Cites Proposition 1, Proposition 3

Cited by Theorem 1, V § 10, Proposition 3, Proposition 4

This follows from Prop. 1, a) (V, p. 52) and the equivalence of the conditions a) and c) of Prop. 3.

Corollary 2

— Let E and F be two algebraic extensions of K such that E⊂FE \subset F. If F is quasi-Galois over K, then it is quasi-Galois over E.

We may assume that F⊂ΩF \subset \Omega. Let uu be an E-automorphism of Ω\Omega. Since uu is a K-automorphism of Ω\Omega and F is quasi-Galois over K, we have u(F)=Fu(F) = F, therefore F is quasi-Galois over E.

Corollary 3

— Let N be a quasi-Galois extension of K contained in Ω\Omega, and E a subextension of N. Let uu be a K-homomorphism of E into Ω\Omega; then u(E)⊂Nu(E) \subset N and there exists a K-automorphism vv of N which induces uu on E.

Cites 1 · Cited by 1

Cites Proposition 1

Cited by Proposition 10, V § 14

Let ww be a K-automorphism of Ω\Omega extending uu (V, p. 52, Prop. 1); since N is quasi-Galois over K, we have w(N)=Nw(N) = N, whence w(E)⊂Nw(E) \subset N and so ww induces a K-automorphism vv of N.

Corollary 4

— Let E′E' be an extension of K and E, K′K' two subextensions of E′E'. Suppose that E is quasi-Galois over K and E′=K′(E)E' = K'(E); then E′E' is quasi-Galois over K′K'.

Cited by 1

Cited by Theorem 5, V § 10

Let (fi)i∈I(f_i)_{i \in I} be a family of non-constant polynomials in K[X]K[X] whose splitting field over KK is EE. Then it is clear that E′E' is the splitting field of the family (fi)i∈I(f_i)_{i \in I} over K′K', so it is quasi-Galois over K′K'.

Remark 1

Let FF be an extension of KK and EE a subextension of FF, and suppose that EE is quasi-Galois over KK. Let us show that every KK-automorphism uu of FF leaves EE invariant. For let x∈Ex \in E and ff the minimal polynomial of xx over KK. Since EE is quasi-Galois over KK, there exist a1,…,an∈Ea_1, \ldots, a_n \in E such that f(X)=Π(X−ai)f(X) = \Pi(X - a_i); we have f(u(x))=u(f(x))=0f(u(x)) = u(f(x)) = 0, hence u(x)u(x) is one of the aia_i and so belongs to EE. We have proved u(E)⊂Eu(E) \subset E, and now u(E)=Eu(E) = E follows by V, p. 52, Prop. 1.

Cites 1 · Cited by 3

Cites Proposition 1

Cited by V § 10. Galois extensions, Example 6, V § 10, Proposition 3, V § 10

Remark 2

Suppose that EE is a quasi-Galois extension of KK and FF a quasi-Galois extension of EE; it is not always the case that FF is quasi-Galois over KK (V, p. 153, Ex. 1). The reason is the following: let uu be a KK-automorphism of Ω\Omega; we have u(E)=Eu(E) = E, but if ff is the minimal polynomial over EE of an element xx of FF, it is not necessarily invariant under uu; therefore u(x)u(x) is not necessarily conjugate to xx over EE, and so need not necessarily belong to FF. In that case FF and u(F)u(F) are two distinct quasi-Galois extensions of EE which are KK-isomorphic but not EE-isomorphic.

Remark 3

Let EE be an algebraic extension of KK and x,yx, y two elements of EE. If there exists a KK-automorphism of EE which maps xx to yy then xx and yy have the same minimal polynomial over KK and so are conjugate over KK by Prop. 2 (V, p. 52). The converse holds if EE is quasi-Galois, because every KK-automorphism of Ω\Omega induces a KK-automorphism of EE. The hypothesis that EE be quasi-Galois is not superfluous as the following example shows: \* let K=QK = \mathbf{Q} and Ω\Omega the field of all algebraic numbers; put E=Ω∩RE = \Omega \cap \mathbf{R}. It may be shown (V, p. 153, Ex. 2) that every automorphism of EE is the identity mapping and that 2\sqrt{2} and −2-\sqrt{2} are elements of EE conjugate over Q\mathbf{Q}. \

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Cites Proposition 2

Cited by Definition 2, V § 10

4. The quasi-Galois extension generated by a set

Proposition 4

— Let (Ni)i∈I(N_i)_{i \in I} be a family of quasi-Galois extensions of KK contained in Ω\Omega. Let N=⋂i∈INiN = \bigcap_{i \in I} N_i and M=K(⋃i∈INi)M = K\left( \bigcup_{i \in I} N_i \right); then the extensions NN and MM of KK are quasi-Galois.

Cites 1 · Cited by 1

Cites Corollary 1

Cited by Proposition 1, V § 10

Let uu be a KK-automorphism of Ω\Omega. We have u(Ni)=Niu(N_i) = N_i for all i∈Ii \in I, hence we obtain the equalities u(N)=Nu(N) = N and u(M)=Mu(M) = M; now the proposition follows from Cor. 1 (V, p. 54).

Let AA be a set of elements of Ω\Omega, and let BB be the set of elements of Ω\Omega which are conjugates of elements of AA; expressed differently, if GG is the group of KK-automorphisms of Ω\Omega, we have B=⋃u∈Gu(A)B = \bigcup_{u \in G} u(A). For each u∈Gu \in G we have u(B)=Bu(B) = B whence u(K(B))=K(B)u(K(B)) = K(B). Therefore K(B)K(B) is a quasi-Galois extension of KK containing AA and it is immediate that every quasi-Galois extension NN of KK containing AA contains BB, hence K(B)K(B). We shall say that K(B)K(B) is the quasi-Galois extension generated by AA. This definition applies in particular when AA is an extension of KK.

The next proposition follows directly from the preceding remarks.

Proposition 5

— Let E be an extension of K contained in Ω\Omega and N the quasi-Galois extension generated by E. If A is a subset of Ω\Omega such that E=K(A)E = K(A) then N=K(B)N = K(B), where B is the set of elements of Ω\Omega which are conjugate to an element of A.

Corollary 1

— If E is an extension of finite degree of K, then the quasi-Galois extension N of K generated by E is of finite degree over K. For we have E=K(A)E = K(A) where A is finite, hence the set B of conjugates of elements of A is finite, whence the corollary follows by Th. 2 (V, p. 18).

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Cites Theorem 2, V § 3

Cited by Corollary 2

Corollary 2

— Every quasi-Galois extension N of K is the union of quasi-Galois subextensions of N of finite degree over K. Let x∈Nx \in N and let NxN_x be the quasi-Galois extension of K generated by {x}\{x\}. Since K(x)K(x) is of finite degree over K, the same is true of NxN_x (Cor. 1) and we have x∈Nxx \in N_x.

Cites 1

Cites Corollary 1

Exercises

See the exercises for § 9.

Transcribed from the printed edition, 2003, Springer. Not translated.