In this paragraph, we denote by (g,h) a split semi-simple Lie algebra, by R its root system, by W its Weyl group, and by P its group of weights.
1. Exponential of a linear form
Let V be a finite dimensional vector space, S(V) its symmetric algebra. The coalgebra structure of S(V) defines on S(V)∗ a commutative and associative algebra structure (Algebra, Chap. III, §11, pp. 579 to 582). The vector space S(V)∗ can be identified canonically with ∏m≥0Sm(V)∗, and Sm(V)∗ can
be identified canonically with the space of symmetric m-linear forms on V. The canonical injection of V∗=S1(V)∗ into S(V)∗ defines an injective homomorphism from the algebra S(V∗) to the algebra S(V)∗, whose image is S(V)∗gr=∑m≥0Sm(V)∗(Algebra, Chap. III, §11, no. 5, Prop. 8). We identify
the algebras S(V∗) and S(V)∗gr by means of this homomorphism; we also identify S(V∗) with the algebra of polynomial functions on V (Chap. VII, App. I, no. 1).
The elements (um)∈∏m≥0Sm(V)∗ such that u0=0 form an ideal J of
S(V)∗; we give S(V)∗ the J-adic topology (Commutative Algebra, Chap. III, §2, no. 5), in which S(V)∗ is complete and S(V∗) is dense in S(V)∗. If (ei∗)1≤i≤n is a basis of V∗, and if T1,...,Tn are indeterminates, the homomorphism from k[T1,...,Tn] to S(V∗) that takes Ti to ei∗(1≤i≤n) is an isomorphism of algebras, and extends to a continuous isomorphism from the algebra k[[T1,...,Tn]] to the algebra S(V)∗.
For all λ∈V∗, the family λn/n! is summable in S(V)∗. Its sum is called the exponential of λ and is denoted by exp(λ ) (conforming to Chap. II, §6, no. 1). Let x1,...,xn∈V; we have
by Algebra, Chap. III, §11, no. 5, formula (29). It follows immediately that exp(λ ) is the unique homomorphism from the algebra S(V) to k that extends λ.
We have exp(λ+μ) = exp(λ ) exp(μ) for all λ,μ∈V∗ (Chap. II, §6, no. 1, Remark). Thus, the map exp:V∗→S(V)∗ is a homomorphism from the additive group V∗ to the multiplicative group of invertible elements of S(V)∗. The family (exp λ )λ∈V∗ is a free family in the vector space S(V)∗(Algebra, Chap. V, §7, no. 3, Th. 1).
Let Π be a subgroup of V∗ that generates the vector space V∗, and m an integer ≥0. Then prm(exp Π ) generates the vector space Sm(V∗).
By Algebra, Chap. I, §8, no. 2, Prop. 2, any product of m elements of V∗ is a k-linear combination of elements of the form xm where x∈Π. But xm=m! prm(exp x). Q.E.D.
By transport of structure, every automorphism of V defines automorphisms of the algebras S(V) and S(V)∗; this gives linear representations of GL(V) on S(V) and S(V)∗.
2. Injection of k[p] into s(h)∗
The map p→ exp p from P to S(h)∗ is a homomorphism from the additive group P to S(h)∗ equipped with its multiplicative structure (no. 1). Consequently, there exists a unique homomorphism ψ from the algebra k[P] of the monoid P to the algebra S(h)∗ such that
ψ(eλ)= exp(λ )(λ∈P)
(in the notations of §7, no. 7). By no. 1,ψ is injective. By transport of structure, ψ(w(eλ))=w(ψ(eλ)) for all λ∈P and all w∈W. Hence, if k[P]W (resp. S(h)∗W) denotes the set of elements of k[P] (resp. S(h)∗) invariant under W, we have ψ(k[P]W)⊂S(h)∗W.
Let E be a finite dimensional g-module. Let U(h)=S(h) be the enveloping algebra of h. If u∈U(h), then
Tr(uE) =⟨ψ(ch E),u⟩.
It suffices to treat the case in which u=h1...hm with h1,...,hm∈h. For all λ∈P, let dλ= dim Eλ. Then ch E=∑λdλeλ, so ψ(ch E) =∑λdλ exp(λ ) and hence
— Let m be an integer ⩾0. Every element of Sm(h∗)W is a linear combination of polynomial functions on h of the form x↦Tr(ρ(x)m), where ρ is a finite dimensional linear representation of g.
By Prop. 1, Sm(h∗)W=(prm∘ψ)(k[P]W). Now Z[P]W=chR(g) (§7, no. 7, Th. 2 (ii)). Thus, by Chap. VI, §3, no. 4, Lemma 3, ψ(k[P]W) is the k-vector subspace of S(h)∗ generated by ψ(chR(g))=ζ(TrR(g)). Consequently, Sm(h∗)W is the vector subspace of Sm(h∗) generated by (prm∘ζ∘Tr)(R(g)). But, if ρ is a finite dimensional linear representation of g,
Let a be a finite dimensional Lie algebra. In accordance with the conventions of no. 1, we identify the algebra S(a∗), the algebra S(a)∗gr, and the algebra of polynomial functions on a. For all a∈a, let θ(a) be the derivation of S(a) such that θ(a)x=[a,x] for all x∈a. We know (Chap. I, §3, no. 2) that θ is a representation of a on S(a). Let θ∗(a) be the restriction of tθ(a) to S(a∗). Then θ∗ is a representation of a. If f∈Sn(a∗), then θ∗(a)f∈Sn(a∗) and, for x1,…,xn∈a,
We deduce easily from (1) that θ∗(a) is a derivation of S(a∗). An element of S(a) (resp. S(a∗)) that is invariant under the representation θ (resp. θ∗) of a is called an invariant element of S(a) (resp. S(a∗)).
Let E be a finite dimensional g-module, and x∈E. Then x is an invariant element of the g-module E if and only if (exp aE).x=x for every nilpotent element a of g.
The condition is clearly necessary. Assume now that it is satisfied. Let a be a nilpotent element of g. There exists an integer n such that aEn=0. For all t∈k, we have
so aEx=0. But the Lie algebra g is generated by its nilpotent elements (§4, no. 1, Prop. 1). Hence x is an invariant element of the g-module E. Q.E.D.
For any ξ∈GL(g), let S(ξ) be the automorphism of S(g) that extends ξ, and S∗(ξ) the restriction to S(g∗) of the contragredient automorphism of S(ξ). Then S and S∗ are representations of GL(g). If a is a nilpotent element of g,θ(a) is locally nilpotent on S(g) and S(exp ad a) = expθ(a), so
Let f be a polynomial function on g. The following conditions are equivalent:
(i) f∘s=f for all s∈ Aute(g);
(ii) f∘s=f for all s∈ Aut0(g);
(iii) f is invariant.
The equivalence of (i) and (iii) follows from formula (2) and Lemma 3. It follows from this that (iii) implies (ii) by extension of the base field. The implication (ii) =⇒ (i) is clear.
Note carefully that, if f satisfies the conditions of Prop. 3,f is not in general invariant under Aut(g) (Exerc. 1 and 2).
Let I(g∗) be the algebra of invariant polynomial functions on g. Let i:S(g∗)→S(h∗) be the restriction homomorphism.
(i) The map i∣I(g∗) is an isomorphism from the algebra I(g∗) to the algebra S(h∗)W.
(ii) For any integer n≥0, let In(g∗) be the set of homogeneous elements of I(g∗) of degree n. Then In(g∗) is the set of linear combinations of functions on g of the form x→ Tr(ρ(x)n), where ρ is a finite dimensional linear representation of g.
(iii) Let l= rk(g). There exist l algebraically independent homogeneous elements of I(g∗) that generate the algebra I(g∗).
a) Let f∈I(g∗) and w∈W. There exists s∈ Aute(g,h) such that s∣h=w(§2, no. 2, Cor. of Th. 2). Since f is invariant under s (Prop. 3),i(f) is invariant under w. Hence i(I(g∗))⊂S(h∗)W.
b) We prove that, if f∈I(g∗) is such that i(f)=0, then f=0. Extending the base field if necessary, we can assume that k is algebraically closed. By Prop. 3,f vanishes on s(h) for all s∈ Aute(g). Hence f vanishes on every Cartan subalgebra of g (Chap. VII, §3, no. 2, Th. 1), and in particular on the set of regular elements of g. But this set is dense in g for the Zariski topology (Chap. VII, §2, no. 2).
c) Let n be an integer ≥0. Let Ln be the set of linear combinations of functions of the form x→ Tr(ρ(x)n) on g, where ρ is a finite dimensional linear representation of g. By Lemma 2,Ln⊂In(g∗). Thus
i(Ln)⊂i(In(g∗))⊂Sn(h∗)W
By Cor. 2 of Prop. 2,Sn(h∗)W⊂i(Ln). Hence i(In(g∗))=Sn(h∗)W, which proves (i), and i(Ln)=i(In(g∗)) so Ln=In(g∗) by b). Thus (ii) is proved.
d) Assertion (iii) follows from (i) and Chap. V, §5, no. 3, Th. 3.
Let B be a basis of R, R+ (resp. R−) the set of positive (resp. negative) roots of (g,h) relative to B,n+=∑α∈R+gα,n−=∑α∈R−gα, S(h) the symmetric algebra of h, and J the ideal of S(g) generated by n+∪n−.
(i) S(g)=S(h)⊕J.
(ii) Let j be the homomorphism from the algebra S(g) to the algebra S(h) defined by the preceding decomposition of S(g). Let I(g) be the set of invariant elements of S(g). Let S(h)W be the set of elements of S(h) invariant under the operation of W. Then j∣I(g) is an isomorphism from I(g) to S(h)W.
Assertion (i) is clear. The Killing form defines an isomorphism from the vector space g∗ to the vector space g, which extends to an isomorphism ξ from the g-module S(g∗) to the g-module S(g). We have ξ(I(g∗))=I(g). The orthogonal complement of h with respect to the Killing form is n++n−(§2, no. 2, Prop. 1). If we identify h∗ with the orthogonal complement of n++n− in g∗, then ξ(h∗)=h, so ξ(S(h∗))=S(h) and ξ(S(h∗)W)=S(h)W. Finally, ξ−1(J) is the set of polynomial functions on g that vanish on h. This proves that ξ transforms the homomorphism i of Th. 1 into the homomorphism j of Cor. 2. Thus assertion (ii) follows from Th. 1 (i).
Let a be a semi-simple Lie algebra, l its rank. Let I (resp. I′) be the set of elements of S(a∗) (resp. S(a)) invariant under the representation induced by the adjoint representation of a. Let Z be the centre of the enveloping algebra of a.
(i) I and I′ are graded polynomial algebras (Chap. V, §5, no. 1) of transcendance degree l.
(ii) Z is isomorphic to the algebra of polynomials in l indeterminates over k.
The canonical filtration of the enveloping algebra of a induces a filtration of Z. By Chap. I, §2, no. 7, Th. 1 and p. 25, gr Z is isomorphic to I′. In view of Commutative Algebra, Chap. III, §2, no. 9, Prop. 10, it follows that (i) =⇒ (ii).
On the other hand, Th. 1 and its Cor. 2 show that (i) is true whenever a is split. The general case reduces to that case in view of the following lemma:
2 Let A=⨁n≥0An be a graded k-algebra, k′ an extension of k, and A′=A⊗kk′. Assume that A′ is a graded polynomial algebra over k′. Then A is a graded polynomial algebra over k.
We have A′0=k′, so A0=k. Put A+=⨁n≥1An and P=A+/A+2. Then P is a graded vector space, and there is a graded linear map f:P→A+ of
2 In Lemmas 4, 5 and 6,k can be any (commutative) field. degree zero such that the composite with the canonical projection A+→P is the identity on P. Give S(P) the graded structure induced by that of P (Algebra, Chap. III, p. 506). The homomorphism of k-algebras g:S(P)→A that extends f (Algebra, Chap. III, p. 497) is a graded homomorphism of degree 0; an immediate induction on the degree shows that g is surjective.
A is a graded polynomial algebra if and only if P is finite dimensional and g is bijective.
If P is finite dimensional, S(P) is clearly a graded polynomial algebra, and so is A if g is bijective. Conversely, assume that A is generated by algebraically independent homogeneous elements x1,...,xm of degrees d1,...,dm. Let xi be the image of xi in P. It is immediate that the xi form a basis of P; since xi is of degree di, it follows that S(P) and A are isomorphic; in particular, dim S(P)n= dim An for all n. Since g is surjective, it is necessarily bijective.
Lemma 4 is now immediate. Indeed, Lemma 5, applied to the k′-algebra A′, shows that g⊗1:S(P)⊗k′→A⊗k′ is bijective, and hence so is g.
We retain the notations of Prop. 4, and denote by p the ideal of S(a∗) generated by the homogeneous elements of I of degree ≥1. Let x∈a. Then x is nilpotent if and only if f(x)=0 for all x∈p.3
Extending the base field if necessary, we can assume that a=g is splittable. Assume that x is nilpotent. For any finite dimensional linear representation ρ of g, and any integer n≥1, we have Tr(ρ(x)n) =0, so f(x)=0 for all homogeneous f∈I(g∗) of degree ≥1 (Th. 1 (ii)), and hence f(x)=0 for all f∈p. Conversely, if f(x)=0 for all f∈p, then Tr((ad x)n) =0 for all n≥1 (Th. 1 (ii)), so x is nilpotent.
\*Let P1,...,Pl be algebraically independent homogeneous elements of I that generate the algebra I. Then (P1,...,Pl) is an S(a∗)-regular sequence (Chap. V, §5, no. 5). Indeed, extending the base field if necessary, we can assume that a=g is splittable. Now let N = dim g, and let
(Q1,...,QN−l)
be a basis of the orthogonal complement of h in g∗. Let m be the ideal of S(g∗) generated by P1,...,Pl,Q1,...,QN−l. Then S(g∗)m is isomorphic to S(h∗)/J, where J is the ideal of S(h∗) generated by i(P1),...,i(Pl). By Th. 1 and Chap. V, §5, no. 2, Th. 2,S(h∗)/J is a finite dimensional vector space, and hence so is S(g∗)/m. By a result of Commutative Algebra, it follows that (P1,...,Pl,Q1,...,QN−l) is an S(g∗)-regular sequence, and a fortiori so is (P1,...,Pl).
3 It can be shown (B. KOSTANT, Lie group representations on polynomial rings,
Amer. J. Math., Vol. LXXXV (1963), pp. 327-404, Th. 10 and 15) that p is a
prime ideal of S(a∗) and that S(a∗)/p is integrally closed.
Let V be a finite dimensional vector space, G a finite group of automorphisms of V, and v and v′ elements of V such that v′∈/Gv. There exists a G-invariant polynomial function f on V such that f(v′)=f(v).
Indeed, for each s∈G there exists a polynomial function gs on V equal to 1 at v and to 0 at sv′. Then the function g=1−∏s∈Ggs is equal to 0 at
v and to 1 on Gv′. The polynomial function f=∏t∈gt.g is G-invariant, equal to 0 at v and to 1 at v′.
Let a be a semi-simple Lie algebra and s∈ Aut(a). The following conditions are equivalent:
(i) s∈ Aut0(a);
(ii) for any invariant polynomial function f on a, we have f∘s=f.
By extending scalars if necessary, we can assume that k is algebraically closed. The implication (i) =⇒ (ii) follows from Prop. 3. We assume that condition (ii) is satisfied and prove (i). In view of Prop. 3, and §5, no. 3, Cor. 1 of Prop. 5, we can assume that s∈ Aut(g,h) and that s leaves stable a Weyl chamber C. Let x∈C∩hQ. We have sx∈C. If g is a W-invariant polynomial function on h, we have g(x)=g(sx) (Th. 1 (i)). By Lemma 6, it follows that sx∈Wx. Since sx∈C, we have x=sx (Chap. V, §3, no. 3, Th. 2). Then s∣h= Idh, and s∈ Aut0(g,h)(§5, no. 2, Prop. 4).
The group Aut0(a) is open and closed in Aut(a) in the Zariski topology.
Prop. 6 shows that Aut0(a) is closed. Let k be an algebraic closure of k. The group Aut(a⊗k)/Aut0(a⊗k) is finite (§5, no. 3, Cor. 1 of Prop. 5); a fortiori, the group Aut(a)/Aut0(a) is finite. Since the cosets of Aut(a) in Aut(a) are closed, it follows that Aut0(a) is open in Aut(a).
5. Centre of the enveloping algebra
In this number, we choose a basis B of R. Let R+ be the set of positive roots relative to B. Let ρ=21∑α∈R+α, and δ the automorphism of the algebra S(h) that takes every x∈h to x−ρ(x), and hence the polynomial function p on h∗ to the function λ→p(λ−ρ).
Let U be the enveloping algebra of g, Z its centre, V⊂U the enveloping algebra of h(identified with S(h)), U0 the commutant of V in U, φ the Harish-Chandra homomorphism (§6, no. 4) from U0 to V relative to B.
Let S(h)W be the set of elements of S(h) invariant under the action of W. Then (δ∘φ)∣Z is an isomorphism from Z to S(h)W, independent of the choice of B.
a) Let P++ be the set of dominant weights of R, w∈W, λ∈P++, μ=wλ. Then Z(μ−ρ) is isomorphic to a submodule of Z(λ−ρ) (§6, no. 3, Cor. 2 of Prop. 6), and φ(u)(λ−ρ)=φ(u)(μ−ρ) for all u∈Z (§6, no. 4, Prop. 7). Thus, the polynomial functions (δ∘φ)(u) and (δ∘φ)(u)∘w on h∗ coincide on P++. But P++ is dense in h∗ in the Zariski topology: this can be seen by identifying h∗ with kB by means of the basis consisting of the fundamental weights ϖα, and by applying Prop. 9 of Algebra, Chap. IV, §2, no. 3. Hence
(δ∘φ)(u)=(δ∘φ)(u)∘w,
which proves that (δ∘φ)(Z)⊂S(h)W.
b) Let η be the isomorphism from I(g) to S(h)W defined in no. 3, Cor. 2 of Th. 1. Consider the canonical isomorphism from the g-module U to the g-module S(g) (Chap. I, §2, no. 8), and let θ be its restriction to Z. Then θ(Z)=I(g). Let z be an element of Z with filtration ⩽f in U.
Let v((qi),(mi),(pi)) be the monomial Xα1q1⋯XαnqnH1m1⋯HlmlXα1p1⋯Xαnpn calculated in S(g). Denoting by Sd(g) the sum of the homogeneous components of S(g) of degrees 0,1,…,d, we have
c) We show that δ∘φ:Z⟶S(h)W is bijective. The canonical filtrations on U and S(g) induce filtrations on Z, I(g) and S(h)W, and θ, η are compatible with these filtrations, so that gr(η∘θ ) is an isomorphism from the vector space gr(Z) to the vector space gr(S(h)W). By (3), gr(φ ) = gr(η∘θ ), and it is clear that gr(δ ) is the identity. Hence gr(δ∘φ ) is bijective, so
δ∘φ:Z→S(h)W
is bijective (Commutative Algebra, Chap. III, §2, no. 8, Cor. 1 and 2 of Th. 1).
d) Recall the notations in a). Let E be a simple g-module of highest weight λ, and χ its central character (§6, no. 1, Def. 2). Let φ′ and δ′ be the homomorphisms analogous to φ and δ relative to the basis w(B). The highest weight of E relative to w(B) is w(λ). By §6, no. 4, Prop. 7,
φ(u)(λ)=χ(u)=φ′(u)(wλ)
for all u∈Z, so, by a),
(δ∘φ)(u)(wλ+wρ)=(δ∘φ)(u)(λ+ρ)=φ(u)(λ)=φ′(u)(wλ)
=(δ′∘φ′)(u)(wλ+wρ)
Thus, the polynomial functions (δ∘φ)(u) and (δ′∘φ′)(u) coincide on w(P++)+wρ, and hence are equal.
For all λ∈h∗, let χλ be the homomorphism z→(φ(z))(λ) from Z to k.
(i) If k is algebraically closed, every homomorphism from Z to k is of the form χλ for some λ∈h∗.
(ii) Let λ,μ∈h∗. Then χλ=χμ if and only if μ+ρ∈W(λ+ρ).
If k is algebraically closed, every homomorphism from S(h)W to k extends to a homomorphism from S(h) to k(Commutative Algebra, Chap. V, §1, no. 9, Prop. 22, and §2, no. 1, Cor. 4 of Th. 1), and every homomorphism from S(h) to k is of the form f→f(λ) for some λ∈h∗ (Chap. VII, App. I, Prop. 1). Hence, if χ is a homomorphism from Z to k, there exists (Th. 2) a μ∈h∗ such that, for all z∈Z,
χ(z)=((δ∘φ)(z))(μ)=(φ(z))(μ−ρ)
hence (i).
Let λ,μ∈h∗ and assume that χλ=χμ. Then, for all z∈Z,
in other words, the homomorphisms from S(h) to k defined by λ+ρ and μ+ρ coincide on S(h)W; thus, assertion (ii) follows from Commutative Algebra, Chap. V, §2, no. 2, Cor. of Th. 2.
Let E,E′ be finite dimensional simple g-modules, and χ,χ′ their central characters. If χ=χ′, E and E′ are isomorphic.
Let λ,λ′ be the highest weights of E,E′. By §6, no. 4, Prop. 7,χλ=χ=χ′=χλ′, so there exists w∈W such that λ′+ρ=w(λ+ρ). Since λ+ρ and λ′+ρ belong to the chamber defined by B, we have w=1. Thus, λ=λ′, hence the corollary.
For any class γ of finite dimensional simple g-modules, let Uγ be the isotypical component of type γ of the g-module U (for the adjoint representation of g on U). Let γ0 be the class of the trivial g-module of dimension 1. Let [U,U] be the vector subspace of U generated by the brackets of pairs of elements of U.
(i) U is the direct sum of the Uγ.
(ii) Uγ0=Z, and ∑γ=γ0Uγ=[U,U].
(iii) Let u→u♮ be the projection of U onto Z defined by the decomposition U=Z⊕[U,U]. If u∈U and v∈U, we have (uv)♮=(vu)♮. If u∈U and z∈Z, we have (uz)♮=u♮z.
(iv) Let φ be the Harish-Chandra homomorphism. Let λ∈P++, and let E be a finite dimensional simple g-module of highest weight λ. For all u∈U, we have
dim E1 Tr(uE) =(φ(u♮))(λ).
The g-module U is a direct sum of finite dimensional submodules. This implies (i).
It is clear that Uγ0=Z. Let U′ be a vector subspace of U defining a subrepresentation of class γ of the adjoint representation. Then either [g,U′]=U′ or [g,U′]=0. Thus, if γ=γ0 then [g,U′]=U′, so ∑γ=γ0Uγ⊂[U,U]. On the other hand, if u∈U and x1,...,xn∈g, then