Bourbaki

7. The approximation theorem

1. The intersection of a finite number of valuation rings

Proposition 1

Let KK be a field, (Ai)1≤i≤n(\mathbf{A}_i)_{1 \leq i \leq n} ajinitefamily of valuation rings of KK and B=⋂i=1nAiB = \bigcap_{i=1}^n \mathbf{A}_i. We write pi=B∩m(Ai)p_i = B \cap m(\mathbf{A}_i). Then Ai=BpiA_i = B_{p_i} for all ii and the jield of ructions of BB is KK.

Clearly Bpi⊂AiB_{p_i} \subset A_i. To prove the converse inclusion we need the following lemma:

Lemma 1

Let viv_i (1≤i≤n1 \leq i \leq n) be ualuations on the jield KK and x∈K∗x \in K^*. Then there exists a polynomialf (X)(X) of theform

f(X)=1+n1X+⋯+nk−1Xk−1+Xk(k≥2, nj∈Z for 1≤j≤k−1) f(X) = 1 + n_1 X + \cdots + n_{k-1} X^{k-1} + X^k \quad (k \geq 2,\ n_j \in \mathbf{Z} \text{ for } 1 \leq j \leq k - 1)

such that f(x)≠0f(x) \neq 0 and the element z=f(x)−1z = f(x)^{-1} enjoys the following propertiesfor 1≤i≤n1 \leq i \leq n:

vi(z)=0ifvi(x)≥0vi(z)+vi(x)>0ifvi(x)<0. v_i(z) = 0 \qquad \text{if} \quad v_i(x) \geq 0 \\ v_i(z) + v_i(x) > 0 \qquad \text{if} \quad v_i(x) < 0.

Assuming this lemma for a moment, we show how it implies that A1⊂Bp1A_1 \subset B_{p_1}. Let xx be a non-zero element of AiA_i. We apply the lemma to xx and valuations viv_i associated with the Ai\mathbf{A}_i. Then vi(z)≥0v_i(z) \geq 0 and vi(zx)≥0v_i(zx) \geq 0 for all ii, hence z∈Bz \in B and zx∈Bzx \in B. As v1(x)≥0v_1(x) \geq 0, v1(z)=0v_1(z) = 0 and hence z∉p1z \notin p_1. Hence x=zx/z∈Bp1x = zx/z \in B_{p_1}. The field of fractions of BB then contains A1A_1 and hence is KK.

We now pass to the proof of the lemma. Let II be the set of indices ii such that vi(x)≥0v_i(x) \geq 0. For all i∈Ii \in I, let xˉi\bar{x}_i denote the canonical image of xx in κ(Ai)\kappa(\mathbf{A}_i). For all i∈Ii \in I we construct a polynomialf, as follows: if there exists a polynomial g(X)g(X) of the form (1) such that g(xˉi)=0g(\bar{x}_i) = 0 in κ(Ai)\kappa(\mathbf{A}_i), we takef, to be such a polynomial; otherwise we take fi=1f_i = 1. Then we write f(X)=1+X2∏i∈Ifi(X)f(X) = 1 + X^2 \prod_{i \in I} f_i(X). It is obviously a polynomial of the form (1). If i∈Ii \in I, then f(x)∈Aif(x) \in A_i and alsof (xˉi)≠0(\bar{x}_i) \neq 0 by construction; hence f(x)∉m(Ai)f(x) \notin m(\mathbf{A}_i), vi(f(x))=0v_i(f(x)) = 0 and v(z)=0v(z) = 0. If i∉Ii \notin I, then vi(x)<0v_i(x) < 0, whence vi(f(x))=kvi(x)v_i(f(x)) = kv_i(x) (§ 3, no. 1, Proposition 1) and

vi(x)+vi(z)=(1−k)vi(x)>0 v_i(x) + v_i(z) = (1 - k)v_i(x) > 0

(since k≥2k \geq 2). Whence the lemma.

Proposition 2

With the hypotheses of Proposition 1 suppose further that Ai⊄Aj\mathbf{A}_i \not\subset \mathbf{A}_j for i≠ji \neq j. Then the pip_i are distinct maximal ideals of BB and every maximal ideal of BB is equal to one of the pip_i.

If pi⊂pjp_i \subset p_j for i≠ji \neq j, Ai=Bpi⊃Bpj=Aj\mathbf{A}_i = B_{p_i} \supset B_{p_j} = \mathbf{A}_j. It is then sufficient to apply Chapter II, § 3, no. 5, Corollary to Proposition 17.

Corollary 1

Suppose that Ai⊄AjA_i \not\subset A_j for i≠ji \neq j. For every family of elements ai∈Aia_i \in A_i (1≤i≤n1 \leq i \leq n), there exists x∈Bx \in B such that x≡ai(modm(Ai))x \equiv a_i \pmod{m(A_i)} for 1≤i≤n1 \leq i \leq n.

Since the pip_i are maximal ideals of BB, Ai/m(Ai)=Bpi/piBpi=B/piA_i/m(A_i) = B_{p_i}/p_iB_{p_i} = B/p_i and it may therefore be assumed that ai∈Ba_i \in B for all ii. The corollary then follows from the fact that the canonical mapping from BB to ∏i=1n(B/pi)\prod_{i=1}^n (B/p_i) is surjective (Chapter 11, § 1, no. 2, Proposition 5).

Corollary 2

Suppose that Ai⊄AjA_i \not\subset A_j for i≠ji \neq j. There exist elements xix_i (1≤i≤n1 \leq i \leq n) of KK such that vi(xi)=0v_i(x_i) = 0 and vj(xi)>0v_j(x_i) > 0 for i≠ji \neq j.

For each index ii apply Corollary 1 to the family (ai)(a_i) such that ai=1a_i = 1 and aj=0a_j = 0 for j≠ij \neq i.

Corollary 3

Every valuation ring of KK containing BB contains one of the AiA_i.

We may confine our attention to the case where Ai⊄AjA_i \not\subset A_j for i#ji \# j. Let VV be a valuation ring of KK containing BB. We write

p=m(V)∩B. p = m(V) \cap B.
There exists a maximal ideal pip_i of BB containing pp, whence
Ai=Bpi⊂B,⊂V. A_i = B_{p_i} \subset B, \subset V.

2. Independent valuations

Definition 1

Let AA and A′A' be two valuation rings of the same field KK. AA and A′A' are called independent if KK is the ring generated by AA and A′A'. Two valuations on KK are called independent if their rings are independent and dependent otherwise.

An improper valuation on KK is independent of every valuation on KK. For two valuations of height 1 on KK to be independent, it is necessary and sufficient that they be not equivalent (§ 4, no. 5, Proposition 6 (c)).

Theorem 1 (Approximation Theorem for Valuations)

Let viv_i (1≤i≤n1 \leq i \leq n) be valuations on a field KK which are independent in pairs and Γi\Gamma_i the order group of viv_i. Let ai∈Ka_i \in K and αi∈Γi\alpha_i \in \Gamma_i (1≤i≤n1 \leq i \leq n). Then there exists x∈Kx \in K such that vi(x−ai)≥αiv_i(x - a_i) \geq \alpha_i for all ii

If viv_i is improper, then ai=0a_i = 0 and the relation vi(x−ai)≥aiv_i(x - a_i) \geq a_i is true for all x∈Kx \in K. We may therefore assume that the viv_i are not improper.

Let AiA_i be the ring of viv_i, B=⋂i=1nAiB = \bigcap_{i=1}^n A_i and pi=m(Ai)∩Bp_i = m(A_i) \cap B. By Proposition 1 of no. 1, the aia_i may be written ai=bi/sa_i = b_i/s (bi∈B,s∈B−{0}b_i \in B, s \in B - \{0\}); if we write x=y/sx = y/s and αi′=αi+vi(s)\alpha_i' = \alpha_i + v_i(s), then vi(y−6i)≥αi′v_i(y - 6_i) \geq \alpha_i'. This shows that we may assume that ai∈Ba_i \in B for all ii; we may also assume that αi>0\alpha_i > 0 for all ii. Let viv_i be the set of z∈Kz \in \mathbf{K} such that vi(z)≥av_i(z) \geq a, we write qi=vi∩Bq_i = v_i \cap B. For x∈B,vi(x−ai)≥αix \in B, v_i(x - a_i) \geq \alpha_i is equivalent to x≡ai(qi)x \equiv a_i (\mathfrak{q}_i). We therefore need to show that the canonical homomorphism B→∏i=1n(B/qi)B \to \prod_{i=1}^n (B/q_i) is surjective, that is that qi+qj=Bq_i + q_j = B for i≠ji \neq j (Chapter 11, § 1, no. 2, Proposition 5). As the maximal ideals of B are the pi\mathfrak{p}_i (Proposition 2), it will suffice for this to show that qi∉pjq_i \notin \mathfrak{p}_j for i≠ji \neq j.

Suppose that there exists i,ji, j such that qi⊂pjq_i \subset \mathfrak{p}_j and i≠ji \neq j. We shall see shortly that the radical of qiq_i is a prime ideal pp of B. Then p⊂pjp \subset \mathfrak{p}_j and also p⊂pip \subset \mathfrak{p}_i since αi>0\alpha_i > 0 and hence qi⊂piq_i \subset \mathfrak{p}_i. Therefore A1=Bs⊂BpA_1 = B_s \subset B_p (no. 1, Proposition 1) and similarly A1⊂BrA_1 \subset B_r. Now, as vi≠(0)v_i \neq (0) and vi=Bpiqiv_i = B_{\mathfrak{p}_i} q_i (Chapter 11, § 2, no. 4, Proposition 10), qi≠(0)q_i \neq (0), whence p≠(0)p \neq (0) and Br≠KB_r \neq K. This contradicts the hypothesis that A1A_1 and A1A_1 are independent.

It remains to show that pp is prime. Now this follows from the following lemma:

Lemma 2

Let A be a valuation ring and b an ideal of A distinct from A. Then the radical c of b is a prime ideal.

Suppose that xy∈cxy \in c. Then there exists n≥1n \geq 1 such that (xy)n∈b(xy)^n \in b. Let vv be a valuation associated with A. If, for example, v(x)≥v(y)v(x) \geq v(y), then

v(x2n)≥v(xnyn), v(x^{2n}) \geq v(x^n y^n),

whence x2n∈bx^{2n} \in b and x∈cx \in c.

Corollary 1

For every family of elements γi∈Γi\gamma_i \in \Gamma_i (1≤i≤n1 \leq i \leq n), there exists x∈Kx \in K such that vi(x)=γiv_i(x) = \gamma_i (1≤i≤n1 \leq i \leq n).

We may assume that Ai≠KA_i \neq K for all ii. Then, there exists for all ii an ai∈Ka_i \in K such that vi(ai)=γiv_i(a_i) = \gamma_i and an ar∈Γra_r \in \Gamma_r such that γi<ar\gamma_i < a_r. We apply Theorem 1 to these elements aia_i: there exists x∈Kx \in K such that vi(x−ai)>vi(ai)v_i(x - a_i) > v_i(a_i); whence, as x=ai+(x−ai)x = a_i + (x - a_i), vi(x)=vi(ai)=γiv_i(x) = v_i(a_i) = \gamma_i (§3§ 3, no. 1, Proposition 1).

Corollary 2

Let Ti\mathscr{T}_i be the topology defined on KK by viv_i; let KnK^n be given the topology the product of the Ti\mathscr{T}_i. If the viv_i are not improper, the diagonal of KnK^n is dense in KnK^n.

Proposition 3

Let vv and v′v' be two non-improper valuations on the same field KK. For vv and v′v' to define the same topology on KK, it is necessary and sufficient that they be dependent.

Suppose that the topologies Tv\mathscr{T}_v and Tv′\mathscr{T}_{v'}, defined by vv and v′v', are identical. Since Tv\mathscr{T}_v is Hausdorff, the diagonal of K2K^2 is closed and hence vv and v′v' are dependent (Corollary 2 to Theorem 1).

Conversely, suppose that vv and v′v' are dependent. Then their rings AA and A′A' are contained in the same ring A′′A'' distinct from KK and A′′A'' is the ring of a valuation v′′v'' (§4§ 4, no. 1, Proposition 1). It suffices to show that the topology Tv′′\mathscr{T}_{v''} is identical with Tv\mathscr{T}_v. Let Γ\Gamma and Γ′′\Gamma'' be the order groups of vv and v′′v''. There exists an increasing homomorphism λ\lambda of Γ\Gamma onto Γ′′\Gamma'' such that v′′=A∘vv'' = A \circ v (§4§ 4, no. 3). If a′′∈I?′′a'' \in I?'', let a∈λ−1(a′′)a \in \lambda^{-1}(a''); the condition v(x)≥αv(x) \geq \alpha implies v′′(x)≥a′′v''(x) \geq a''. Let β∈Γ\beta \in \Gamma and β′′=λ(β)\beta'' = \lambda(\beta); the condition v(x)≤βv(x) \leq \beta implies v′′(x)≤β′′v''(x) \leq \beta'' and hence the condition v′′(x)>β′′v''(x) > \beta'' implies v(x)>βv(x) > \beta. As vv and v′′v'' are not improper, the inequalities in question define fundamental systems of neighbourhoods of 0 for Tv\mathscr{T}_v and Tv′′\mathscr{T}_{v''}. Hence Tv=Tv′′\mathscr{T}_v = \mathscr{T}_{v''}, which completes the proof.

Remarks (1) Proposition 3 shows that the relation '"vv and v′v' are dependent"' is an equivalence relation. (2) Taking account of the relations between valuations of height 1 and ultrametric absolute values (§ 6, no. 2), Proposition 3 also follows, in the case of valuations of height 1, from the characterization of equivalent absolute values (General Topology, Chapter IX, § 3, no. 2, Proposition 5).

Proposition 4

Let v1,…,vnv_1, \ldots, v_n (n≥2n \geq 2) be pairwise dependent valuations on the same field KK. Then the rings A1,…,AnA_1, \ldots, A_n of v1,…,vnv_1, \ldots, v_n generate a subring δ K\delta \ K distinct from KK.

For n=2n = 2 Proposition 4 follows from Definition 1. Suppose it holds for n−1n - 1 valuations. Then there exists a subring A of K distinct from K and containing A1,…,An−1A_1, \ldots, A_{n-1}; there also exists a subring B ≠K\neq K containing An−1A_{n-1} and AnA_n. As A and B contain An−1A_{n-1}, they are comparable with respect to inclusion (§ 4, no. 1, Corollary to Proposition 1). The greater of these two therefore contains all the AiA_i.

3. The case of absolute values

Theorem 2 (Approximation Theorem for Absolute Values)

Let fif_i (1≤i≤n1 \leq i \leq n) be absolute values on the same field KK which are not improper and no two of which are equivalent. Let ai (1≤i≤n)a_i \ (1 \leq i \leq n) be elements of KK and ε\varepsilon a real number >0> 0. Then there exists x∈Kx \in K such that fi(x−ai)≤εf_i(x - a_i) \leq \varepsilon for all ii.

Let KiK_i denote the field K with the topology defined by fif_i. The result to be proved is equivalent to the following: in the product P=K1×⋯×KnP = K_1 \times \cdots \times K_n, the closure D‾\overline{D} of the diagonal D is equal to P. This is obvious for n=1n = 1. Suppose that this point has been established in the case of k absolute values for k<nk < n.

We show first that there exists, for 2≤h≤n2 \leq h \leq n, an element xhx_h of K such that f1(xh)<1,f2(xh)>1f_1(x_h) < 1, f_2(x_h) > 1 and fi(xh)≠1f_i(x_h) \neq 1 for 3≤i≤h3 \leq i \leq h. We argue by induction on hh. If h=2h = 2, this follows from the fact that f1f_1 and f2f_2 are not equivalent. We therefore suppose that the existence of xh−1x_{h-1} has been shown and prove that of xhx_h. If fh(xh−1)≠1f_h(x_{h-1}) \neq 1, we may take xh=xh−1x_h = x_{h-1}; if fh(xh−1)=1f_h(x_{h-1}) = 1, we choose z∈K∗z \in K^* such that fh(z)≠1f_h(z) \neq 1 and xh=z(xh−1)sx_h = z(x_{h-1})^s solves the problem for s sufficiently large. We have thus proved the existence of xhx_h.

As the integer qq tends to infinity, f1(xnq)f_1(x_n^q) tends to 0, f2(xnq)f_2(x_n^q) tends to +∞+\infty and fi(xnq)f_i(x_n^q) tends to 0 or +∞+\infty for i≥3i \geq 3. Writing yq=xnq(1+xnq)−1y_q = x_n^q(1 + x_n^q)^{-1},

1−yq=(1+xnq)−1; 1 - y_q = (1 + x_n^q)^{-1};
hence the sequence (yq)(y_q) tends to 0 in K1K_1, to 1 in K2K_2 and to 0 or 1 in KiK_i for i≥3i \geq 3. By changing the numbering of the KiK_i, it may therefore be assumed that there exists an integer rr (1≤r<n1 \leq r < n) such that D‾\overline{D} contains the point (e1,…,en)(e_1, \ldots, e_n) where ei=1e_i = 1 for 1≤i≤r1 \leq i \leq r and ei=0e_i = 0 for r+1≤i≤nr + 1 \leq i \leq n. Now, D‾\overline{D} is a vector sub-K-space of P. Hence D‾\overline{D} contains the diagonals D' and D'' of
P′=K1×⋯×Kr, P' = K_1 \times \cdots \times K_r,
and P′′=Kr+1×⋯×KnP'' = K_{r+1} \times \cdots \times K_n. By the induction hypothesis, P′=D‾′P' = \overline{D}' and P′′=D‾′′P'' = \overline{D}''. Hence D‾=P\overline{D} = P.

Exercises

See the exercises for § 7.

Transcribed from the printed volume. Not translated.