7. The approximation theorem
1. The intersection of a finite number of valuation rings
Proposition 1
Let K be a field, (Ai)1≤i≤n ajinitefamily of valuation rings of K and B=⋂i=1nAi. We write pi=B∩m(Ai). Then Ai=Bpi for all i and the jield of ructions of B is K.
Clearly Bpi⊂Ai. To prove the converse inclusion we need the following lemma:
Lemma 1
Let vi (1≤i≤n) be ualuations on the jield K and x∈K∗. Then there exists a polynomialf (X) of theform
f(X)=1+n1X+⋯+nk−1Xk−1+Xk(k≥2, nj∈Z for 1≤j≤k−1)
such that f(x)=0 and the element z=f(x)−1 enjoys the following propertiesfor 1≤i≤n:
vi(z)=0ifvi(x)≥0vi(z)+vi(x)>0ifvi(x)<0.
Assuming this lemma for a moment, we show how it implies that A1⊂Bp1. Let x be a non-zero element of Ai. We apply the lemma to x and valuations vi associated with the Ai. Then vi(z)≥0 and vi(zx)≥0 for all i, hence z∈B and zx∈B. As v1(x)≥0, v1(z)=0 and hence z∈/p1. Hence x=zx/z∈Bp1. The field of fractions of B then contains A1 and hence is K.
We now pass to the proof of the lemma. Let I be the set of indices i such that vi(x)≥0. For all i∈I, let xˉi denote the canonical image of x in κ(Ai). For all i∈I we construct a polynomialf, as follows: if there exists a polynomial g(X) of the form (1) such that g(xˉi)=0 in κ(Ai), we takef, to be such a polynomial; otherwise we take fi=1. Then we write f(X)=1+X2∏i∈Ifi(X). It is obviously a polynomial of the form (1). If i∈I, then f(x)∈Ai and alsof (xˉi)=0 by construction; hence f(x)∈/m(Ai), vi(f(x))=0 and v(z)=0. If i∈/I, then vi(x)<0, whence vi(f(x))=kvi(x) (§ 3, no. 1, Proposition 1) and
vi(x)+vi(z)=(1−k)vi(x)>0
(since k≥2). Whence the lemma.
Proposition 2
With the hypotheses of Proposition 1 suppose further that Ai⊂Aj for i=j. Then the pi are distinct maximal ideals of B and every maximal ideal of B is equal to one of the pi.
If pi⊂pj for i=j, Ai=Bpi⊃Bpj=Aj. It is then sufficient to apply Chapter II, § 3, no. 5, Corollary to Proposition 17.
Corollary 1
Suppose that Ai⊂Aj for i=j. For every family of elements ai∈Ai (1≤i≤n), there exists x∈B such that x≡ai(modm(Ai)) for 1≤i≤n.
Since the pi are maximal ideals of B, Ai/m(Ai)=Bpi/piBpi=B/pi and it may therefore be assumed that ai∈B for all i. The corollary then follows from the fact that the canonical mapping from B to ∏i=1n(B/pi) is surjective (Chapter 11, § 1, no. 2, Proposition 5).
Corollary 2
Suppose that Ai⊂Aj for i=j. There exist elements xi (1≤i≤n) of K such that vi(xi)=0 and vj(xi)>0 for i=j.
For each index i apply Corollary 1 to the family (ai) such that ai=1 and aj=0 for j=i.
Corollary 3
Every valuation ring of K containing B contains one of the Ai.
We may confine our attention to the case where Ai⊂Aj for i#j. Let V be a valuation ring of K containing B. We write
p=m(V)∩B. There exists a maximal ideal
pi of
B containing
p, whence
Ai=Bpi⊂B,⊂V.
2. Independent valuations
Definition 1
Let A and A′ be two valuation rings of the same field K. A and A′ are called independent if K is the ring generated by A and A′. Two valuations on K are called independent if their rings are independent and dependent otherwise.
An improper valuation on K is independent of every valuation on K. For two valuations of height 1 on K to be independent, it is necessary and sufficient that they be not equivalent (§ 4, no. 5, Proposition 6 (c)).
Theorem 1 (Approximation Theorem for Valuations)
Let vi (1≤i≤n) be valuations on a field K which are independent in pairs and Γi the order group of vi. Let ai∈K and αi∈Γi (1≤i≤n). Then there exists x∈K such that vi(x−ai)≥αi for all i
If vi is improper, then ai=0 and the relation vi(x−ai)≥ai is true for all x∈K. We may therefore assume that the vi are not improper.
Let Ai be the ring of vi, B=⋂i=1nAi and pi=m(Ai)∩B. By Proposition 1 of no. 1, the ai may be written ai=bi/s (bi∈B,s∈B−{0}); if we write x=y/s and αi′=αi+vi(s), then vi(y−6i)≥αi′. This shows that we may assume that ai∈B for all i; we may also assume that αi>0 for all i. Let vi be the set of z∈K such that vi(z)≥a, we write qi=vi∩B. For x∈B,vi(x−ai)≥αi is equivalent to x≡ai(qi). We therefore need to show that the canonical homomorphism B→∏i=1n(B/qi) is surjective, that is that qi+qj=B for i=j (Chapter 11, § 1, no. 2, Proposition 5). As the maximal ideals of B are the pi (Proposition 2), it will suffice for this to show that qi∈/pj for i=j.
Suppose that there exists i,j such that qi⊂pj and i=j. We shall see shortly that the radical of qi is a prime ideal p of B. Then p⊂pj and also p⊂pi since αi>0 and hence qi⊂pi. Therefore A1=Bs⊂Bp (no. 1, Proposition 1) and similarly A1⊂Br. Now, as vi=(0) and vi=Bpiqi (Chapter 11, § 2, no. 4, Proposition 10), qi=(0), whence p=(0) and Br=K. This contradicts the hypothesis that A1 and A1 are independent.
It remains to show that p is prime. Now this follows from the following lemma:
Lemma 2
Let A be a valuation ring and b an ideal of A distinct from A. Then the radical c of b is a prime ideal.
Suppose that xy∈c. Then there exists n≥1 such that (xy)n∈b. Let v be a valuation associated with A. If, for example, v(x)≥v(y), then
v(x2n)≥v(xnyn),
whence x2n∈b and x∈c.
Corollary 1
For every family of elements γi∈Γi (1≤i≤n), there exists x∈K such that vi(x)=γi (1≤i≤n).
We may assume that Ai=K for all i. Then, there exists for all i an ai∈K such that vi(ai)=γi and an ar∈Γr such that γi<ar. We apply Theorem 1 to these elements ai: there exists x∈K such that vi(x−ai)>vi(ai); whence, as x=ai+(x−ai), vi(x)=vi(ai)=γi (§3, no. 1, Proposition 1).
Corollary 2
Let Ti be the topology defined on K by vi; let Kn be given the topology the product of the Ti. If the vi are not improper, the diagonal of Kn is dense in Kn.
Proposition 3
Let v and v′ be two non-improper valuations on the same field K. For v and v′ to define the same topology on K, it is necessary and sufficient that they be dependent.
Suppose that the topologies Tv and Tv′, defined by v and v′, are identical. Since Tv is Hausdorff, the diagonal of K2 is closed and hence v and v′ are dependent (Corollary 2 to Theorem 1).
Conversely, suppose that v and v′ are dependent. Then their rings A and A′ are contained in the same ring A′′ distinct from K and A′′ is the ring of a valuation v′′ (§4, no. 1, Proposition 1). It suffices to show that the topology Tv′′ is identical with Tv. Let Γ and Γ′′ be the order groups of v and v′′. There exists an increasing homomorphism λ of Γ onto Γ′′ such that v′′=A∘v (§4, no. 3). If a′′∈I?′′, let a∈λ−1(a′′); the condition v(x)≥α implies v′′(x)≥a′′. Let β∈Γ and β′′=λ(β); the condition v(x)≤β implies v′′(x)≤β′′ and hence the condition v′′(x)>β′′ implies v(x)>β. As v and v′′ are not improper, the inequalities in question define fundamental systems of neighbourhoods of 0 for Tv and Tv′′. Hence Tv=Tv′′, which completes the proof.
Remarks (1) Proposition 3 shows that the relation '"v and v′ are dependent"' is an equivalence relation. (2) Taking account of the relations between valuations of height 1 and ultrametric absolute values (§ 6, no. 2), Proposition 3 also follows, in the case of valuations of height 1, from the characterization of equivalent absolute values (General Topology, Chapter IX, § 3, no. 2, Proposition 5).
Proposition 4
Let v1,…,vn (n≥2) be pairwise dependent valuations on the same field K. Then the rings A1,…,An of v1,…,vn generate a subring δ K distinct from K.
For n=2 Proposition 4 follows from Definition 1. Suppose it holds for n−1 valuations. Then there exists a subring A of K distinct from K and containing A1,…,An−1; there also exists a subring B =K containing An−1 and An. As A and B contain An−1, they are comparable with respect to inclusion (§ 4, no. 1, Corollary to Proposition 1). The greater of these two therefore contains all the Ai.
3. The case of absolute values
Theorem 2 (Approximation Theorem for Absolute Values)
Let fi (1≤i≤n) be absolute values on the same field K which are not improper and no two of which are equivalent. Let ai (1≤i≤n) be elements of K and ε a real number >0. Then there exists x∈K such that fi(x−ai)≤ε for all i.
Let Ki denote the field K with the topology defined by fi. The result to be proved is equivalent to the following: in the product P=K1×⋯×Kn, the closure D of the diagonal D is equal to P. This is obvious for n=1. Suppose that this point has been established in the case of k absolute values for k<n.
We show first that there exists, for 2≤h≤n, an element xh of K such that f1(xh)<1,f2(xh)>1 and fi(xh)=1 for 3≤i≤h. We argue by induction on h. If h=2, this follows from the fact that f1 and f2 are not equivalent. We therefore suppose that the existence of xh−1 has been shown and prove that of xh. If fh(xh−1)=1, we may take xh=xh−1; if fh(xh−1)=1, we choose z∈K∗ such that fh(z)=1 and xh=z(xh−1)s solves the problem for s sufficiently large. We have thus proved the existence of xh.
As the integer q tends to infinity, f1(xnq) tends to 0, f2(xnq) tends to +∞ and fi(xnq) tends to 0 or +∞ for i≥3. Writing yq=xnq(1+xnq)−1,
1−yq=(1+xnq)−1; hence the sequence
(yq) tends to 0 in
K1, to 1 in
K2 and to 0 or 1 in
Ki for
i≥3. By changing the numbering of the
Ki, it may therefore be assumed that there exists an integer
r (
1≤r<n) such that
D contains the point
(e1,…,en) where
ei=1 for
1≤i≤r and
ei=0 for
r+1≤i≤n. Now,
D is a vector sub-K-space of P. Hence
D contains the diagonals D' and D'' of
P′=K1×⋯×Kr, and
P′′=Kr+1×⋯×Kn. By the induction hypothesis,
P′=D′ and
P′′=D′′. Hence
D=P.
Exercises
See the exercises for § 7.