Bourbaki

9. Application: locally compact fields

1. The modulus function on a locally compact field

Let KK be a locally compact field (not necessarily commutative). Recall that the function mod (or mod,) has been defined (Integration, Chapter VII, § 1, no. 10, Definition 6) on KK as follows: mod⁡K(0)=0\operatorname{mod}_K(0) = 0 and for x≠0x \neq 0 in KK, the number mod⁡K(x)\operatorname{mod}_K(x) is the modulus of the automorphism y↦xyy \mapsto xy of the additive group of KK.

Proposition 1

If KK is a locally compactfield, thefunction mod, belongs to V(K)\mathscr{V}(K) (§ 6, no. 1). Moreover:* (i) If s>0s > 0 is such that (mod⁡K)s=g(\operatorname{mod}_K)^s = g is an absolute value, then gg defines the topology on KK. (ii) *If KK is not discrete and mod, is an ultrametric absolute value, there exists a normed discrete valuation vv on KK whose ring is compact and whose residuefield is finite with qq elements, so that mod⁡,=q−v\operatorname{mod}, = q^{-v}. The topology on KK is defined by vv.

This follows from § 6, no. 1, Proposition 1, § 5, no. 1, Proposition 2 and Integration, Chapter VII, § 1, no. 10, Propositions 12 and 13.

Proposition 2

Let K,K′K, K' be two (not necessarily commutative) locally compact fields such that KK is a topological subfield of K′K' and KK is not discrete. Then:* (i) K′K' is a finite dimensional left (resp. right) vector space over KK. (ii) If KK is contained in the centre of K′K', then, for all x∈K′x \in K'. (1)

mod⁡K′(x)=mod⁡K(NK′/K(x)). \operatorname{mod}_{K'}(x) = \operatorname{mod}_K(N_{K'/K}(x)).
As KK is a complete valued field which is not discrete, assertion (i) follows from Topological Vector Spaces, Chapter I, § 2, no. 4, Theorem 3; assertion (ii) is just Integration, Chapter VII, § 1, no. 11, Proposition 17.

Corollary 1

Every locally compactfield whose centre is not discrete is of finite rank over its centre.

The centre ZZ of a locally compact field KK is closed in KK and therefore locally Compact.

Corollary 2

Let K′K' be a locally compact field and KK a closed subfield of K′K' (neither necessarily commutative). If K′K' is a left (resp. right) vector space of finite dimension nn over KK, then* (2)

mod⁡K′(x)=(mod⁡K(x))nfor all x∈K. \operatorname{mod}_{K'}(x) = (\operatorname{mod}_K(x))^n \quad \text{for all } x \in K.

In general it is known that in a (left or right) vector space of finite dimension nn over KK, the homothety with ratio x∈Kx \in K has modulus equal to (modK(x))n(\mathrm{mod}_K(x))^n; it suffices to apply this to K′K'.

2. Existence of representatives

Proposition 3

Let KK be a (not necessarily commutative) locally compact field which is not discrete and whose topology is defined by a discrete valuation vv; let AA be the ring and mm the ideal of vv and let us write Card(A/m)=q=pf\mathrm{Card}(A/m) = q = p^f (p prime). Then, there exists a system of representatives SS of A/mA/m in AA and a uniformizer uu for vv such that O∈SO \in S, S∗=S∩K∗S^* = S \cap K^* is a cyclic subgroup of K∗K^* and u−1Su=Su^{-1} Su = S. Moreover, every element of AA may be written uniquely in the form ∑i=0∞siui\sum_{i=0}^\infty s_i u^i, where si∈Ss_i \in S.

We shall use the following lemma:

Lemma 1

Let x,yx, y be two permutable elements of AA such that x−y∈mj (j≥1)x - y \in m^j \ (j \geq 1); then xpn−ypn∈mj+nx^{p^n} - y^{p^n} \in m^{j+n} for every integer n≥0n \geq 0.

By induction on nn, it is reduced to proving the lemma for n=1n = 1. Then

xp−yp=(x−y)(xp−1+xp−2y+…+yp−1); x^p - y^p = (x - y)(x^{p-1} + x^{p-2}y + \ldots + y^{p-1});

the second factor is a sum of pp terms congruent to one another mod. mm and, as A/mA/m is of characteristic pp, p⋅1∈mp \cdot 1 \in m in AA and hence

xp−1+xp−2y+…+yp−1∈m; x^{p-1} + x^{p-2}y + \ldots + y^{p-1} \in m;

whence xp−yp∈mj+1x^p - y^p \in m^{j+1}.

We know that the multiplicative group (A/m)∗(A/m)^* is a cyclic group with q−1q - 1 elements (Algebra, Chapter V, § 11, no. 1, Theorem 1); let xx be a representative in AA of a generator of this group; then xq−x∈mx^q - x \in m, whence, by Lemma 1, xqn+1−xqn∈m1+fnx^{q^{n+1}} - x^{q^n} \in m^{1+fn}, since xqx^q and xx are permutable. This proves that (xqn)n≥0(x^{q^n})_{n \geq 0} is a Cauchy sequence in AA; as AA is compact and hence complete, this sequence has a limits in AA which obviously satisfies s≡x(modm)s \equiv x \pmod{m} and sq=ss^q = s. As s≠0s \neq 0, sq−1=1s^{q-1} = 1, more precisely ss is a primitive (q−1)(q-1)*-th root of unity* in AA. Clearly the set SS consisting of 00 and the powers sj (0≤j≤q−2)s^j \ (0 \leq j \leq q-2) is a system of representatives of the classes of AA mod. mm and is invariant under multiplication in AA.

Now let aa be a uniformizer for vv and consider the inner automorphism y↦a−1yay \mapsto a^{-1}ya of KK; it maps AA to itself, mm to itself and therefore, taking quotients, it defines an automorphism of the field A/mA/m; it is known (Algebra, Chapter V, § 11, no. 4, Proposition 5) that such an automorphism is of the form z↦zprz \mapsto z^{p^r}, where 0≤r≤f−10 \leq r \leq f-1. Then a−1sja≡sjpr(modm)a^{-1}s^j a \equiv s^{jp^r} \pmod{m} for 0≤j≤q−20 \leq j \leq q-2; as a∈ma \in m and s∉ms \notin m, this implies that s−jasjpr≡a(modm2)s^{-j}as^{jp^r} \equiv a \pmod{m^2}.

Let us write

u=∑i=0q−2s−1asipr. u = \sum_{i=0}^{q-2} s^{-1} a s^i p^r.

Then u≡(q−l)a≡−a(mod. m2)u \equiv (q - l) a \equiv -a (\text{mod. } m^2) since p.1∈mp . 1 \in m; we conclude that uu is also a uniformizer for vv; moreover (3)

s−1uspr=u s^{-1} u s^{p^r} = u
whence we deduce that u−1Su=Su^{-1} S u = S.

Finally, for all x∈Ax \in A there exists a unique sequence (si)(s_i) (i∈Ni \in \mathbf{N}) such that si∈Ss_i \in S for all ii and x≡∑siuix \equiv \sum s_i u^i (mod. mn+1m^{n+1}) for all n≥0n \geq 0: it is immediate by induction on nn, every element tt of mn+1m^{n+1} satisfying a relation of the form t≡t′un+1t \equiv t' u^{n+1} (mod. mn+2m^{n+2}), where t′t' is a uniquely determined element of SS. Then x=∑i=0∞siuix = \sum_{i=0}^{\infty} s_i u^i and the family (si)(s_i) satisfying this relation and such that si∈Ss_i \in S for all ii is determined uniquely.

3. Structure of locally compact fields

The completions R\mathbf{R} and Qp\mathbf{Q}_p of the field Q\mathbf{Q} with respect to the non-improper absolute values on Q\mathbf{Q} (pp any prime) are locally compact. On the other hand, for every power q=pfq = p^f of a prime number pp, the field Fq((T))\mathbf{F}_q((T)) of formal power series over the finite field FF, with the valuation defined in § 3, no. 4, Example 3 is locally compact: for the maximal ideal of the valuation ring Fq[[T]]\mathbf{F}_q[[T]] is generated by TT; we know that this ring is complete with the (T)-adic topology (Chapter III, § 2, no. 6, Proposition 6) and, as the residue field Fq\mathbf{F}_q is finite, Proposition 2 of § 5, no. 1 proves our assertion. Conversely:

Theorem 1

Let K be a (not necessarily commutative) locally compact field which is not discrete.

(i) If K is of characteristic 0 and mod, is not an ultrametric absolute value then K is isomorphic to one of the fields R,C\mathbf{R}, \mathbf{C} or H\mathbf{H}.

(ii) If K is of characteristic 0 and mod, is an ultrametric absolute value, K is an algebra of finite rank over a p-adic field Qp\mathbf{Q}_p.

(iii) If K is of characteristic p≠0p \neq 0, it is isomorphic to a field with centre a field of formal power series Fq((T))\mathbf{F}_q((T)) (where qq is a power of pp) and of finite rank over its centre.

(i) It follows from Ostrowski's Theorem (§ 6, no. 4, Theorem 2) that K is a topological field isomorphic to an everywhere dense subfield of R,C\mathbf{R}, \mathbf{C} or H\mathbf{H} and, as K is complete, it is isomorphic to R,C\mathbf{R}, \mathbf{C} or H\mathbf{H}.

(ii) Let A be the ring of the absolute value mod, and m its maximal ideal. We know that A/m is a finite field (§ 5, no. 1, Proposition 2) and hence the absolute value induced by mod, on Q\mathbf{Q} has a finite residue field, which is only possible if it is equivalent to a pp-adic absolute value (§6§ 6, no. 3, Proposition 4); the closure of Q\mathbf{Q} in KK is therefore isomorphic to Qp\mathbf{Q}_p and is contained in the centre of KK since the latter is closed in KK; we conclude using Proposition 2 of no. 1.

(iii) The second assertion follows from the first and the Corollary to Proposition 2 of no. 2. To show the first assertion, note that mod, is necessarily an ultrametric absolute value (§6§ 6, no. 2, Corollary to Proposition 3); in the notation of the proof of Proposition 3 of no. 2, the centre ZZ of KK consists of the elements which commute with both ss and uu; but by virtue of (3),

u−qsuq=sqpr=s, u^{-q} s u^q = s^{q p^r} = s,

so that uq∈Zu^q \in Z and we conclude that ZZ is not discrete. As ZZ is locally compact, we may confine our attention to the case where KK is commutative. The sub-Fp\mathbf{F}_p-algebra Fp[s]\mathbf{F}_p[s] in KK is then a finite field since sq−1=1s^{q-1} = 1 and obviously yq=yy^q = y for every element of this field, which is therefore identical with SS and isomorphic to Fq\mathbf{F}_q since S⊂Fp[s]S \subset \mathbf{F}_p[s] has qq elements. Since the sum of two elements of SS is in SS, the mapping which maps each formal power series ∑i=0∞siTi∈Fq[[T]]\sum_{i=0}^\infty s_i T^i \in \mathbf{F}_q[[T]] to the element ∑i=0∞siui\sum_{i=0}^\infty s_i u^i is a bijective homomorphism of the ring Fq[[T]]\mathbf{F}_q[[T]] onto the ring AA, whence immediately the conclusion.

Corollary 1

Every locally compact field* which is not discrete is of finite rank over its centre.

Corollary 2

Every locally compact field is connected or totally disconnected; if it is connected, it is isomorphic to R,C\mathbf{R}, \mathbf{C} or H\mathbf{H}.

If the topology on a field KK is defined by an ultrametric absolute value, KK is totally disconnected with this topology.

Remark

Let ss be an integer >0> 0; the subfield Fq((Ts))=L\mathbf{F}_q((T^s)) = L of K=Fq((T))K = \mathbf{F}_q((T)) is closed in KK and e(K/L)=se(K/L) = s and f(K/L)=1f(K/L) = 1. It is therefore seen that there are closed subfields LL of KK which are not discrete and such that e(K/L)e(K/L) (and a fortiori the degree [K:L][K:L]) is arbitrarily large (contrary to what happens for locally compact fields of characteristic 0, where every locally compact subfield LL of such a field KK necessarily contains R\mathbf{R} or Qp\mathbf{Q}_p and therefore [K:L][K:L] is bounded).

Exercises

22. (a) If there exists a discrete valuation on a field K, show that the algebraic closure of K is infinite over K.

(b) Let K be a finitely generated extension of a field K0K_0. Show that, if K is not algebraic over K0K_0, there exists a discrete valuation vv on K such that v(x)=0v(x) = 0 on K0K_0.

39

See the exercises for § 9.

Transcribed from the printed volume. Not translated.