Bourbaki

§ 9. Fields

1. Fields

Definition 1

A ring KK is called a field if it does not consist only of 00 and every non-zero element of KK is invertible.

The set of non-zero elements of the field KK, with multiplication, is a group, which is precisely the multiplicative group K∗K^* of the ring KK (§ 8, no. 1). The opposite ring of a field is a field. A field is called commutative if its multiplication is commutative; such a field is identified with its opposite. A non-commutative field is sometimes called a skew field.

Example

(1)* We shall define in no. 4 the field of rational numbers; In General Topology the field of real numbers will be defined (General Topology, IV, § 1, no. 3), also the field of complex numbers (General Topology, VIII, § 1, no. 1) and the field of quaternions (General Topology, VIII, § 1, no. 4). These fields are commutative with the exception of the field of quaternions.* (2) The ring Z/2Z\mathbf{Z}/2\mathbf{Z} is obviously a field.

Let KK be a field. Every subring LL of KK which is a field is called a subfield of KK and KK is then called an extension field of LL; it amounts to the same to say that LL is a subring of KK and that x−1∈Lx^{-1} \in L for every non-zero element xx of LL. If (Li)i∈I(L_i)_{i \in I} is a family of subfields of KK, then ⋂i∈ILi\bigcap_{i \in I} L_i is a subfield of KK; for every subset XX of KK there thus exists a smallest subfield of KK containing XX; it is said to be generated by XX.

Proposition 1

Let KK be a field. For every subset XX of KK, the centralizer (§ 8, no. 5, Example 3) X′X' of XX is a subfield of KK.

We know (loc. cit.) that X′X' is a subring of KK. On the other hand, if x≠0x \neq 0 is permutable with z∈Xz \in X, so is x−1x^{-1} (I, § 2, no. 3, Proposition 5) and hence X′X' contains the inverse of every non-zero element of X′X'.

Corollary

The centre of a field KK is a (commutative) subfield of KK.

Theorem 1

Let A\mathbf{A} be a ring. The following conditions are equivalent:

(a) A\mathbf{A} is a field; (b) A\mathbf{A} is not reduced to 0 and the only left ideals of A\mathbf{A} are 0 and A\mathbf{A}.

Suppose that A\mathbf{A} is a field. Then A\mathbf{A} is not reduced to 0. Let aa be a left ideal of A\mathbf{A} distinct from 0. There exists a non-zero aa belonging to aa. For all x∈Ax \in \mathbf{A}, x=(xa−1)a∈ax = (xa^{-1})a \in a; hence a=Aa = \mathbf{A}.

Suppose that A\mathbf{A} satisfies condition (b). Let x≠0x \neq 0 be in A\mathbf{A}. We need to prove that xx is invertible. The left ideal AxAx contains xx and hence is not zero, whence Ax=AAx = \mathbf{A}. There thus exists x′∈Ax' \in \mathbf{A} such that x′x=1x'x = 1. Then x′≠0x' \neq 0 since 1≠01 \neq 0. Applying the above result to x′x', it is seen that there exists x′′∈Ax'' \in \mathbf{A} such that x′′x′=1x''x' = 1. Then x′′=x′′.1=x′′x′x=1.x=xx'' = x'' . 1 = x''x'x = 1 . x = x, hence xx′=1xx' = 1. Hence x′x' is the inverse of xx.

Remark

In Theorem 1, left ideals may be replaced by right ideals. In Chapter VIII, § 5, no. 2, we shall study non-zero rings A\mathbf{A} which have no two-sided ideal distinct from 0 and A\mathbf{A}; such rings (called quasi-simple) are not necessarily fields (for example, the ring M2(Q)\mathbf{M}_2(\mathbf{Q}) of square matrices of order 2 with rational coefficients is quasi-simple but is not a field).

Corollary 1

Let A\mathbf{A} be a ring and aa a two-sided ideal of A\mathbf{A}. For the ring A/a\mathbf{A}/a to be a field, it is necessary and sufficient that aa be a maximal left ideal of A\mathbf{A}.

The left ideals of A/a\mathbf{A}/a are of the form b/ab/a where bb is a left ideal of A\mathbf{A} containing aa (§8§ 8, no. 8, Corollary to Proposition 5). To say that A/a≠0\mathbf{A}/a \neq 0 means that a≠Aa \neq \mathbf{A}. Under this hypothesis, A/a\mathbf{A}/a is a field if and only if the only left ideals of A\mathbf{A} containing aa are aa and A\mathbf{A} (Theorem 1), whence the corollary.

Corollary 2

Let A\mathbf{A} be a commutative ring which is not 0. There exists a homomorphism of A\mathbf{A} onto a commutative field.

By Krull’s Theorem (§8§ 8, no. 6, Theorem 1), there exists in A\mathbf{A} a maximal ideal aa. Then A/a\mathbf{A}/a is a field (Corollary 1).

Corollary 3

Let aa be an integer ⩾0\geqslant 0. For the ring Z/aZ\mathbf{Z}/a\mathbf{Z} to be a field, it is necessary and sufficient that aa be prime.

This follows from Corollary 1 and §8§ 8, no. 11.

For pp prime the field Z/pZ\mathbf{Z}/p\mathbf{Z} is denoted by Fp\mathbf{F}_p.

Theorem 2

Let K\mathbf{K} be a field and A\mathbf{A} a non-zero ring. If ff is a homomorphism of K\mathbf{K} into A\mathbf{A}, then the subring f(K)f(\mathbf{K}) of A\mathbf{A} is a field and ff defines an isomorphism of K\mathbf{K} onto f(K)f(\mathbf{K}).

Let aa be the kernel of ff. Then 1∉a1 \notin a for f(1)=1≠0f(1) = 1 \neq 0 in A\mathbf{A} and, as aa is a left ideal of K\mathbf{K}, a={0}a = \{0\} by Theorem 1. Therefore ff is injective and hence an isomorphism of K\mathbf{K} onto the subring f(K)f(\mathbf{K}) of A\mathbf{A}; the latter ring is therefore a field.

2. Integral domains

Definition 2

A ring A\mathbf{A} is called an integral domain (or a domain of integrity) if it is commutative, non-zero, and the product of two non-zero elements of A\mathbf{A} is non-zero.

The ring Z\mathbf{Z} of rational integers is an integral domain; it is commutative and non-zero; the product of two integers >0> 0 is non-zero; every non-zero integer is of the form aa or −a-a with a>0a > 0 and (−a)b=−ab, (−a)(−b)=ab(-a)b = -ab,\ (-a)(-b) = ab for a>0, b>0a > 0,\ b > 0, whence our assertion.

Every commutative field is an integral domain. A subring of an integral domain is an integral domain. In particular, a subring of a commutative field is an integral domain. We shall show that conversely every integral domain A\mathbf{A} is isomorphic to a subring of a commutative field. Recall (§ 8, no. 12) that A\mathbf{A} has been identified with a subring of its total ring of fractions. Our assertion then follows from the following proposition:

Proposition 2

If A\mathbf{A} is an integral domain, the total ring of fractions K\mathbf{K} of A\mathbf{A} is a commutative ring.

The ring K\mathbf{K} is commutative. It is non-zero since A≠{0}\mathbf{A} \neq \{0\}. As A\mathbf{A} is an integral domain, every non-zero element of A\mathbf{A} is cancellable and K\mathbf{K} consists of the fractions a/ba/b with b≠0b \neq 0. Now a/b≠0a/b \neq 0 implies a≠0a \neq 0 and the fraction b/ab/a is then inverse of a/ba/b.

The total ring of fractions of an integral domain is called its field of fractions. Such a ring is identified with its image in its field of fractions.

Proposition 3

Let B\mathbf{B} be a non-zero ring and A\mathbf{A} a commutative subring of B\mathbf{B} such that every non-zero element of A\mathbf{A} is invertible in B\mathbf{B}. (a) A\mathbf{A} is an integral domain. (b) *Let A′\mathbf{A}' be the field of fractions A\mathbf{A}. The canonical injection of A\mathbf{A} into B\mathbf{B} can be extended uniquely to an isomorphism ff of A′\mathbf{A}' onto a subfield of B\mathbf{B}. (c) *The elements of f(A′)f(\mathbf{A}') are the xy−1xy^{-1} where x∈A, y∈A, y≠0x \in \mathbf{A},\ y \in \mathbf{A},\ y \neq 0.

Assertion (a) is obvious. The canonical injection of A\mathbf{A} into B\mathbf{B} extends uniquely to a homomorphism ff of A′\mathbf{A}' into B\mathbf{B} (§ 8, no. 12, Theorem 5). Assertion (b) then follows from no. 1, Theorem 2. The elements of A′\mathbf{A}' are the fractions x/yx/y with x∈A, y∈A, y≠0x \in \mathbf{A},\ y \in \mathbf{A},\ y \neq 0 and f(x/y)=xy−1f(x/y) = xy^{-1}, whence (c).

3. Prime ideals

Proposition 4

Let A\mathbf{A} be a commutative ring and p\mathfrak{p} an ideal of A\mathbf{A}. The following conditions are equivalent: (a) *the ring A/p\mathbf{A}/\mathfrak{p} is an integral domain; (b) A≠p\mathbf{A} \neq \mathfrak{p} and, if x∈A−px \in \mathbf{A} - \mathfrak{p} and y∈A−py \in \mathbf{A} - \mathfrak{p}, then xy∈A−pxy \in \mathbf{A} - \mathfrak{p}. (c) p\mathfrak{p} is the kernel of a homomorphism of A\mathbf{A} into a field.

The implications (c) ⇒ (b) ⇒ (a) are obvious. If A/pA/p is an integral domain, let ff be the canonical injection of A/pA/p into its field of fractions and gg the canonical homomorphism of AA onto A/pA/p; then pp is the kernel of f∘gf \circ g, whence the implication (a) ⇒ (c).

Definition 3

In a commutative ring AA, an ideal pp satisfying the conditions of Proposition 4 is called a prime ideal.

Example

(1) Let AA be a commutative ring. If mm is a maximal ideal of AA, mm is prime; the ring A/mA/m is a field (no. 1, Corollary 1 to Theorem 1).

(2) If AA is an integral domain, the ideal {0}\{0\} of AA is prime (but not maximal in general, as the example of the ring Z\mathbf{Z} proves).

4. The field of rational numbers

Definition 4

The field of fractions of the ring Z\mathbf{Z} of rational integers is called the field of rational numbers and is denoted by Q\mathbf{Q}. The elements of Q\mathbf{Q} are called rational numbers.

Every rational number is thus of the form a/ba/b where aa and bb are rational integers with b≠0b \neq 0 (and we may even take b>0b > 0 as the relation

a/b=(−a)/(−b) a/b = (-a)/(-b)

proves). Q+\mathbf{Q}_+ is used to denote the set of rational numbers of the form a/ba/b with a∈Na \in \mathbf{N} and b∈N∗b \in \mathbf{N}^*.

We have the relations:

(1)

Q++Q+=Q+ \mathbf{Q}_+ + \mathbf{Q}_+ = \mathbf{Q}_+
(2)
Q+⋅Q+=Q+ \mathbf{Q}_+ \cdot \mathbf{Q}_+ = \mathbf{Q}_+
(3)
Q+∩(−Q+)={0} \mathbf{Q}_+ \cap (-\mathbf{Q}_+) = \{0\}
(4)
Q+∪(−Q+)=Q \mathbf{Q}_+ \cup (-\mathbf{Q}_+) = \mathbf{Q}
(5)
Q+∩Z=N \mathbf{Q}_+ \cap \mathbf{Z} = \mathbf{N}

The first two follow from the formulae a/b+a′/b′=(ab′+a′b)/bb′a/b + a'/b' = (ab' + a'b)/bb', (a/b)(a′/b′)=aa′/bb′(a/b)(a'/b') = aa'/bb', 0∈Q+0 \in \mathbf{Q}_+, 1∈Q+1 \in \mathbf{Q}_+ and the fact that N\mathbf{N} is stable under addition and multiplication and N∗\mathbf{N}^* under multiplication. Obviously 0∈Q+0 \in \mathbf{Q}_+, whence 0∈(−Q+)0 \in (-\mathbf{Q}_+); let xx be in Q+∩(−Q+)\mathbf{Q}_+ \cap (-\mathbf{Q}_+); then there exist positive integers a,b,a′,b′a, b, a', b' with b≠0, b′≠0b \neq 0,\ b' \neq 0 and x=a/b=−a′/b′x = a/b = -a'/b'; then ab′+ba′=0ab' + ba' = 0, whence ab′=0ab' = 0 (for ab′≥0ab' \geq 0 and ba′≥0ba' \geq 0) and therefore a=0a = 0 since b′≠0b' \neq 0; in other words, x=0x = 0. Finally, obviously N⊂Z\mathbf{N} \subset \mathbf{Z} and N⊂Q+\mathbf{N} \subset \mathbf{Q}_+. Conversely, if xx belongs to Z∩Q+\mathbf{Z} \cap \mathbf{Q}_+, it is a rational integer; there exist two rational integers aa and bb with a≥0, b>0a \geq 0,\ b > 0 and x=a/bx = a/b, whence a=bxa = bx; if x∉Nx \notin \mathbf{N}, then −x>0-x > 0, whence −a=b(−x)>0-a = b(-x) > 0 and consequently a<0a < 0 contrary to the hypothesis.

Given two rational numbers xx and yy, we write x≤yx \leq y if y−x∈Q+y - x \in \mathbf{Q}_+. It is easily deduced from formulae (1), (3) and (4) that x≤yx \leq y is a total ordering on

Q, from (5) that this relation induces the usual order relation on Z. Finally, from (1) it follows that the relations x≤yx \leq y and x′≤y′x' \leq y' imply x+x′≤y+y′x + x' \leq y + y' and from (2) that the relation x≤yx \leq y implies xz≤yzxz \leq yz for all z≥0z \geq 0 and xz≥yzxz \geq yz for z≤0z \leq 0 (cf. VI, § 2, no. 1).

Let xx be a rational number. xx is said to be positive if x≥0x \geq 0, strictly positive if x>0x > 0, negative if x≤0x \leq 0 and strictly negative if x<0x < 0.† The set of positive rational numbers is Q+\mathbf{Q}_+ and that of negative numbers is −Q+-\mathbf{Q}_+. If Q∗\mathbf{Q}^* denotes the set of non-zero rational numbers, the set Q+∗\mathbf{Q}_+^* of strictly positive numbers is equal to Q∗∩Q+\mathbf{Q}^* \cap \mathbf{Q}_+ and −Q+∗-\mathbf{Q}_+^* is the set of strictly negative numbers.

The sets Q+∗\mathbf{Q}_+^* and {1,−1}\{1, -1\} are subgroups of the multiplicative group Q∗\mathbf{Q}^*. Every rational number x≠0x \neq 0 can be expressed in one and only one way in the form 1.y,(−1).y1.y, (-1).y, where y>0y > 0; hence the multiplicative group Q∗\mathbf{Q}^* is the product of the subgroups Q+∗\mathbf{Q}_+^* and {1,−1}\{1, -1\}, the component of xx in Q+∗\mathbf{Q}_+^* is called the absolute value of xx and is denoted by ∣x∣|x|; the component of xx in {−1,1}\{-1, 1\} (equal to 1 if x>0x > 0, to −1-1 if x<0x < 0) is called the sign of xx and denoted by sgn⁡ x\operatorname{sgn}\, x.

Usually these two functions are extended to the whole of Q\mathbf{Q} by setting ∣0∣=0|0| = 0 and sgn⁡ 0=0\operatorname{sgn}\, 0 = 0.

Exercises

See the exercises for § 9.

Transcribed from the printed edition, 1998, Springer. Not translated.