§ 13. M0 -radical extensions of height
Throughout this paragraph denotes a prime number. All the fields considered are of characteristic .
1. -free subsets and pbases
Definition 1
Let be a field and a -radical extension of height of . A family of elements of is said to be -free over (resp. a -basis of over ) if for all and the homomorphism of into derived from the canonical injections is injective (resp. bijective).
If is an element of , it is -radical of height 1, and so its minimal polynomial over is (, p. 24, Prop. 1); therefore is a basis of over . Let be a family of elements of and the subset of consisting of all families of finite support , such that for all ; Prop. 9 (III, p. 471) shows that the elements as runs over form a basis of the vector space over . Moreover, the canonical homomorphism of into has as image (, p. 18, Cor. 1), we thus have the following proposition:
Proposition 1
Let be a field, a -radical extension of height of and , a family of elements of . Then the vector space over is generated by the products for in . For to be -free (resp. a -basis) it is necessary and sufficient that the family should be free over (resp. a basis of over ).
Corollary
— Let L' be an extension of a field K, generated by two linearly disjoint subextensions K' and L. Suppose that L is p-radical of height over K; then L' is p-radical of height over K'. Moreover, for a family of elements of L to be p-free over K (resp. a p-basis of over K) it is necessary and sufficient that it should be p-free over K' (resp. a p-basis of L' over K').
We have and , whence . In other words, L' is a p-radical extension of height of K'. The other assertions of the corollary follow at once from Prop. 1 and from V, p. 14, Prop. 5.
Remark
Let K be a field, L a p-radical extension of height of K and , a family of elements of L. Let A be the polynomial algebra , a the ideal of A generated by the polynomials and the K-algebra homomorphism such that for each . The family , is p-free if and only if the kernel of is equal to a. For may be identified with the algebra .
Let L be a p-radical extension of height of the field K. A subset S of is said to be p-free (resp. a p-basis) if the family defined by the identity mapping of S onto itself is p-free (resp. a p-basis). For a family , of elements of to be p-free (resp. a p-basis) it is necessary and sufficient that the mapping should be a bijection of I on a p-free subset (resp. a p-basis) of L. By Prop. 1, every subset of a p-free set is p-free; conversely, if S is a subset of L all of whose finite subsets are p-free, then S is p-free. Finally, a p-basis of L over K is a p-free subset B such that .
Proposition 2
— Let K be a field, a p-radical extension of height of K and S a subset of L. For S to be p-free it is necessary and sufficient that for every subset of S.
Suppose first that S is p-free and let be a subset of S. Denote by A the set of families with finite support of integers between 0 and ; let be the subset of A consisting of the families such that for all s in . We also put for . Then (V, p. 98, Prop. 1) the family is a basis of over K and the subfamily is a basis of over K. Since , we have .
Suppose now that S is not p-free. Then there exists an integer and a sequence of elements of S such that is p-free but is not. We have and . Since is a multiple of , we thus have
whence . This shows that .
Proposition 3
— Let K be a field, L a p-radical extension of height of K and S, T two subsets of L. The following conditions are equivalent: a) The subset S is p-free over K and T is p-free over K(S). b) and S U T is p-free over K. If T is p-free over K(S), we have and a fortiori . We may therefore assume S and T disjoint. Let A be the subset of consisting of all families with for all , and define subsets of and of in similar fashion. We can in a natural way, identify with , and then A is identified with . For put , and similarly define and for and . We have for in . Moreover generates the vector K-space K(S) (V, p. 94, Prop. 1). For S U T to be p-free over K it is necessary and sufficient that the family should be free over K (V, p. 98, Prop. 1); it comes to the same (II, p. 222) to suppose that the family is free over K and the family free over K(S). Now the equivalence of a) and b) follows from Prop. 1 (V, p. 98).
Corollary
— Let L be a p-radical extension of height of K and M a subextension of L. Then L is p-radical of height over M and M is p-radical of height over K. Moreover, if B is a p-basis of M over K and C is a p-basis of L over M, then and is a p-basis of L over K.
Let K be a field. A family , is said to be a (absolute) p-basis of K if it is a p-basis of K over . For every integer we denote by the subset of consisting of all , such that for all .
Proposition 4
— Let be a p-basis of K. For every integer , the family is a basis of K over .
For the assertion reduces to Prop. 1 (V, p. 98). The set consists of elements of of the form with and . Such a decomposition is unique and we have . Moreover, the family is clearly a p-basis of over , hence the family is a basis of over . We thus obtain the conclusion by induction, using II, p. 222, Prop. 25.
2. Differentials and pbases
Let K be a field (of characteristic p) and V a vector space over K. We recall (III, p. 552) that a derivation of K into V is a mapping D of K into V satisfying the relations
for . It follows that and for all and all (III, p. 557 and 558). Since is of characteristic , we thus have for all
Moreover (III, p. 558), we have for ,
By the above formulae the kernel of is a subfield of containing . Let be a subfield of ; we say that is an -derivation if it is -linear ; by (2) it comes to the same to assume that the restriction of to is zero.
We have (III, p. 570) defined the module of -differentials of and the canonical -derivation of into . The image of generates the vector -space . For a mapping of into to be an -derivation it is necessary and sufficient that there should exist a -linear mapping such that ; this mapping is uniquely determined.
Proposition 5
Let be a field and an extension of generated by an element such that . Let be a vector space over and a derivation of into such that . Then there exists a unique derivation of into extending and such that .
By , p. 24, Prop. 1, is a basis of over . For every element of (with in ) we put . It is clear that extends and satisfies (1); so it is enough to establish the relation
when is of the form and of the form with in and .
When we have , whence . Otherwise we have and so , with , but since , we have , whence again . So we have in all cases
Corollary 1
Let be a field, a -radical extension of height of and a vector space over . Every derivation of into vanishing on extends to a derivation of into .
By Zorn's lemma (E, III, p. 20) there exists a maximal extension of to a derivation , where is a subfield of containing . Let ; we have and , whence . By Prop. 5,
D_0 extends to a derivation defined on L_0(x); by the maximal character of D_0 we thus have L_0(x) = L, whence x ∈ L_0. Since x was arbitrary we conclude that L_0 = L.
Corollary 2
—Let L be a p-radical extension of height ≤ l of a field K and let E be a subextension of L. Let U be the subspace of Ω_K(L) generated by the differentials of elements of E. Then E consists of the elements of L whose differential belongs to U. In particular we have d_{L/K}x ≠ 0 for all x ∈ L − K.
Let x be an element of L not belonging to E. Then {1, x, ..., x^{p^{l-1}}} is a basis of E(x) over E. Let A be the E-linear mapping of E(x) into L such that Δ(x^i) = ix' for 0 ≤ i < p. We verify at once that A is an E-derivation of E(x) into L, and in particular a K-derivation. By Cor. 1 to Prop. 5 there exists a K-derivation D of L into L extending A. By the universal property of Ω_K(L), there exists a linear form u on this vector L-space such that D = u ∘ d_{L/K}. We have D(x) = x and D|E = 0; therefore we have u(d_{L/K}x) ≠ 0 and u|U = 0, whence d_{L/K}x ∉ U.
The last assertion is the particular case E = K; then we have U = 0.
Theorem 1
—Let L be a p-radical extension of height ≤ l of a field K and (a_i)_{i ∈ I}, a family of elements of L.
a) For (x_i)_{i ∈ I} to be p-free over K it is necessary and sufficient that the family (dx_i)_{i ∈ I} should be free in the vector L-space Ω_K(L).
b) For (x_i)_{i ∈ I} to generate L over K it is necessary and sufficient that the family (dx_i)_{i ∈ I} should generate the vector L-space Ω_K(L).
c) For (x_i)_{i ∈ I} to be a p-basis of L over K it is necessary and sufficient that the family (dx_i)_{i ∈ I} should be a basis of the vector L-space Ω_K(L).
To begin with let us remark that the differential dx of an element of the field K((x_i)_{i ∈ I}) is a linear combination with coefficients in L of the differentials dx_i, i ∈ I. For the family (x_i)_{i ∈ I} to be p-free it is necessary and sufficient that x_i ∉ K(x_j)_{j ∈ I - {i}} for all i ∈ I (V, p. 99, Prop. 2). By Cor. 2 of Prop. 5 this means that dx_i is not a linear combination of the dx_j for j ≠ i in I. Assertion a) follows from this. Now b) follows at once from Cor. 2 to Prop. 5 and c) follows from a) and b).
The following corollary makes Cor. 1 of Prop. 5 more specific:
Corollary
—Let (x_i)_{i ∈ I} be a p-basis of L over K. Let V be a vector space over L, A a derivation of K into V which vanishes on L^p and (u_i)_{i ∈ I} a family of elements of V. Then there exists a unique derivation D of L in V which extends A and maps x_i to u_i for all i ∈ I.
By Cor. 1 of Prop. 5 there exists a derivation D_0 of L into V extending A. The derivations of L in V extending A are precisely the mappings of the form D = D_0 + u ∘ d_{L/K} where u is an L-linear mapping of Ω_K(L) into V. We have D(x_i) = u_i if and only if the linear mapping u satisfies the conditions u(dx_i) = u_i − D_0(x_i). Since the family dx_i is a basis of Ω_K(L), this determines u uniquely and the corollary follows.
Let L be a p-radical extension of height of K and a p-basis of L over K. By the Cor. to Th. 1 there exists for each a K-derivation of L into L characterized by (Kronecker symbol); is sometimes called the partial derivation with respect to . When is finite, the family is a basis of the vector space over L consisting of the K-derivations of L into L.
Th. 1 allows the study of p-bases to be reduced to the study of bases of a vector space. For example we have the following result:
Theorem 2
— Let L be a p-radical extension of height of a field K. a) There exist p-bases of L over K. More precisely, if S is a p-free subset of L over K and T a subset of L such that and , then there exists a p-basis B of L over K such that . b) Two p-bases of L over K have the same cardinal. c) *For to be finite it is necessary and sufficient that the vector space over L should be of finite dimension over L and then we have
Assertions a) and b) are immediate (II, p. 292). If is finite, there exists by a) a finite p-basis of over ; then the monomials with for form a basis of over and the differentials form a basis of over . We thus have and . Conversely if is of finite dimension over , there exists a finite p-basis of L over K (V, p. 102, Th. 1) and is finite.
Corollary
— *For each , there exists a p-basis of L over K containing X.
For is a p-free subset of over and so it is enough to apply Th. 2, a).
Let K be a field and an extension of K. If is a K-derivation of L with values in a vector L-space, then we have for all , and so is a -derivation; it follows that . Since is a p-radical extension of height of , we can apply the above results. For example, from Th. 1, c) we deduce the following: let be a family of elements of ; for to be a basis of the vector L-space it is necessary and sufficient that should be a p-basis of L over . Similarly, Cor. 2 of Prop. 5 implies:
Proposition 6
— Let K be a field (of characteristic p) and L an extension of K. a) Let ; the differential vanishes if and only if x belongs to . b) if and only if .* c) *Suppose that L is p-radical of finite height over K; then if and only if .
3. The correspondence between subfields and Lie algebras of derivations
We denote by E a field and by g the set of all derivations of E into itself. We recall that g is a vector space over E, with operations defined by
for in and in . Moreover, if and are derivations of E into E, the same is true of (III, p. 554). Finally, Leibniz's formula (III, p. 556) gives
( in ); since the binomial coefficients for are divisible by (, p. 4, Lemma 1), we see that is a derivation of E into E. We immediately find the relation (for )
In particular, the mapping of into is -linear.
We denote by the set of subfields of such that and is finite; for each we denote by the set of K-derivations of E. Further, we denote by the set of vector subspaces of of finite dimension over E and such that and for any in ; for each we denote by the set of such that for all .
Theorem 3 (Jacobson)
— The mappings and are bijections of onto and of onto respectively, which are mutually inverse. If and correspond to each other, then .
The proof requires several preliminary lemmas.
Lemma 1
— *Let L be a field, V a vector space over L and u an endomorphism of V such that . For each let be the kernel of . Then we have
For each denote by the polynomial . We have
by Formula (2) (, p. 94). On deriving the quoted formula (2), we find
The formulae (8) and (9) show that the endomorphism of maps into and that , whence . It remains to show that the sum is direct. For each let ; it is clear that annihilates for all and we have with . The relation thus implies for all and so the sum is direct.
Lemma 2
Let D be a derivation of E such that and let K be the kernel of D. Suppose that there exists a non-zero x in E such that . Then K is a subfield of E containing and we have .
It is clear that K is a subfield of E containing . Denote by the kernel of for . We have and Lemma 1 shows that . Let and let be in ; we have
Lemma 3
Let be of dimension s over E. Then belongs to and we have .
It is clear that is a subfield of containing . For each let be the E-linear form on I). Since the intersection of the kcrncls of these linear forms is equal to 0, they generate the vector space dual to (II, p. 301, Th. 7); hence there exist in such that the linear forms form a basis of this dual. Let be the basis of characterized by . Put , then is a basis of I) over E and we have . The derivations and for belong to I) and annihilate ; we thus have
We now come to the proof of the theorem. Let I) be of dimension s over E and put ; then by Lemma 3, whence by
Th. 2, c) (V, p. 103). By the universal property of the module of differentials the mapping is an isomorphism of the dual of onto , hence . Now we have and , whence , that is .
Conversely, for every field it is clear that belongs to (V, p. 103, Th. 2, c)). If belongs to , we have for each linear form on , whence and so finally by Cor. 2 of Prop. 5 (V, p. 102). Thus we have .
Remark
— 1) The mutually inverse bijections and are inclusion reversing; therefore is an isomorphism of the ordered set onto the ordered set opposite to . Hence we obtain the relation for in , because is the largest element of contained both in and in .
2) It can be shown that every subspace of finite dimension of which is stable under the mapping is also stable under the bracket operation.
Exercises
See the exercises for § 13.