Bourbaki

§ 13. M0-radical extensions of height ≤1\leq 1

Throughout this paragraph pp denotes a prime number. All the fields considered are of characteristic pp.

1. pp-free subsets and pbases

Definition 1

Let KK be a field and LL a pp-radical extension of height ≤1\leq 1 of KK. A family (xi)i∈I(x_i)_{i \in I} of elements of LL is said to be pp-free over KK (resp. a pp-basis of LL over KK) if xi∉Kx_i \notin K for all i∈Ii \in I and the homomorphism of ⨂i∈IK(xi)\bigotimes_{i \in I} K(x_i) into LL derived from the canonical injections ui:K(xi)→Lu_i : K(x_i) \to L is injective (resp. bijective).

If aa is an element of L−KL - K, it is pp-radical of height 1, and so its minimal polynomial over KK is Xp−apX^p - a^p (VV, p. 24, Prop. 1); therefore {1,a,…,ap−1}\{1, a, \ldots, a^{p-1}\} is a basis of K(a)K(a) over KK. Let (xi)i∈I(x_i)_{i \in I} be a family of elements of L−KL - K and AA the subset of N(I)\mathbf{N}^{(I)} consisting of all families of finite support a=(αi)i∈Ia = (\alpha_i)_{i \in I}, such that αi<p\alpha_i < p for all i∈Ii \in I; Prop. 9 (III, p. 471) shows that the elements ⨂i∈Ixiαi\bigotimes_{i \in I} x_i^{\alpha_i} as aa runs over AA form a basis of the vector space ⨂i∈IK(xi)\bigotimes_{i \in I} K(x_i) over KK. Moreover, the canonical homomorphism of ⨂i∈IK(xi)\bigotimes_{i \in I} K(x_i) into LL has as image K(xi)i∈IK(x_i)_{i \in I} (VV, p. 18, Cor. 1), we thus have the following proposition:

Proposition 1

Let KK be a field, LL a pp-radical extension of height ≤1\leq 1 of KK and x=(xi)i∈Ix = (x_i)_{i \in I}, a family of elements of LL. Then the vector space K(xi)i∈IK(x_i)_{i \in I} over KK is generated by the products x′′=∏i∈Ixiαix'' = \prod_{i \in I} x_i^{\alpha_i} for aa in AA. For (xi)i∈I(x_i)_{i \in I} to be pp-free (resp. a pp-basis) it is necessary and sufficient that the family (xa)a∈A(x^a)_{a \in A} should be free over KK (resp. a basis of LL over KK).

Corollary

— Let L' be an extension of a field K, generated by two linearly disjoint subextensions K' and L. Suppose that L is p-radical of height ≤1\leq 1 over K; then L' is p-radical of height ≤1\leq 1 over K'. Moreover, for a family of elements of L to be p-free over K (resp. a p-basis of LL over K) it is necessary and sufficient that it should be p-free over K' (resp. a p-basis of L' over K').

We have L′p⊂K⊂K′{L'}^p \subset K \subset K' and L′=K′(L)L' = K'(L), whence L′p=K′p(L′p)⊂K′{L'}^p = {K'}^p({L'}^p) \subset K'. In other words, L' is a p-radical extension of height ≤1\leq 1 of K'. The other assertions of the corollary follow at once from Prop. 1 and from V, p. 14, Prop. 5.

Remark

Let K be a field, L a p-radical extension of height ≤1\leq 1 of K and (xi)i(x_i)_i, a family of elements of L. Let A be the polynomial algebra K[(Xi)i∈I]K[(X_i)_{i \in I}], a the ideal of A generated by the polynomials Xip−xipX_i^p - x_i^p and φ:A→L\varphi : A \to L the K-algebra homomorphism such that φ(Xi)=xi\varphi(X_i) = x_i for each i∈Ii \in I. The family (xi)i(x_i)_i, is p-free if and only if the kernel of φ\varphi is equal to a. For K[(Xi)]/aK[(X_i)]/a may be identified with the algebra ⨂i∈IK[Xi]/(Xip−xip)\bigotimes_{i \in I} K[X_i]/(X_i^p - x_i^p).

Let L be a p-radical extension of height ≤1\leq 1 of the field K. A subset S of LL is said to be p-free (resp. a p-basis) if the family defined by the identity mapping of S onto itself is p-free (resp. a p-basis). For a family (xi)i(x_i)_i, of elements of LL to be p-free (resp. a p-basis) it is necessary and sufficient that the mapping i↦xii \mapsto x_i should be a bijection of I on a p-free subset (resp. a p-basis) of L. By Prop. 1, every subset of a p-free set is p-free; conversely, if S is a subset of L all of whose finite subsets are p-free, then S is p-free. Finally, a p-basis of L over K is a p-free subset B such that L=K(B)L = K(B).

Proposition 2

— Let K be a field, LL a p-radical extension of height ≤1\leq 1 of K and S a subset of L. For S to be p-free it is necessary and sufficient that K(T)≠K(S)K(T) \neq K(S) for every subset T≠ST \neq S of S.

Suppose first that S is p-free and let T≠ST \neq S be a subset of S. Denote by A the set of families with finite support a=(αs)s∈Sa = (\alpha_s)_{s \in S} of integers between 0 and p−1p-1; let A′A' be the subset of A consisting of the families a=(αs)s∈Sa = (\alpha_s)_{s \in S} such that as=0a_s = 0 for all s in S−TS - T. We also put ua=∏s∈Ssαsu_a = \prod_{s \in S} s^{\alpha_s} for a∈Aa \in A. Then (V, p. 98, Prop. 1) the family (ua)a∈A′(u_a)_{a \in A'} is a basis of K(S)K(S) over K and the subfamily (ua)a∈A′(u_a)_{a \in A'} is a basis of K(T)K(T) over K. Since A′≠AA' \neq A, we have K(T)≠K(S)K(T) \neq K(S).

Suppose now that S is not p-free. Then there exists an integer n≥1n \geq 1 and a sequence of elements x1,...,xnx_1, ..., x_n of S such that (x1,...,xn−1)(x_1, ..., x_{n-1}) is p-free but (x1,...,xn)(x_1, ..., x_n) is not. We have [K(x1,...,xn−1):K]=pn−1[K(x_1, ..., x_{n-1}):K] = p^{n-1} and [K(x1,...,xn):K]<pn[K(x_1, ..., x_n):K] < p^n. Since [K(x1,...,xn):K][K(x_1, ..., x_n):K] is a multiple of [K(x1,...,xn−1):K][K(x_1, ..., x_{n-1}):K], we thus have

[K(x1,...,xn):K]=[K(x1,...,xn−1):K]. [K(x_1, ..., x_n):K] = [K(x_1, ..., x_{n-1}):K].

whence xn∈K(x1,...,xn−1)x_n \in K(x_1, ..., x_{n-1}). This shows that K(S−{xn})=K(S)K(S - \{x_n\}) = K(S).

Proposition 3

— Let K be a field, L a p-radical extension of height ≤1\leq 1 of K and S, T two subsets of L. The following conditions are equivalent: a) The subset S is p-free over K and T is p-free over K(S). b) S∩T=∅S \cap T = \varnothing and S U T is p-free over K. If T is p-free over K(S), we have T∩K(S)=∅T \cap K(S) = \varnothing and a fortiori S∩T=∅S \cap T = \varnothing. We may therefore assume S and T disjoint. Let A be the subset of N(S∪T)N^{(S \cup T)} consisting of all families a=(ax)x∈S∪Ta = (a_x)_{x \in S \cup T} with ax<pa_x < p for all x∈S∪Tx \in S \cup T, and define subsets A′A' of N(S)N^{(S)} and A′′A'' of N(T)N^{(T)} in similar fashion. We can in a natural way, identify N(S∪T)N^{(S \cup T)} with N(S)×N(T)N^{(S)} \times N^{(T)}, and then A is identified with A′×A′′A' \times A''. For a∈Aa \in A put ua=∏x∈S∪Txαxu_a = \prod_{x \in S \cup T} x^{\alpha_x}, and similarly define uβ′u'_\beta and uγ′′u''_\gamma for β∈A′\beta \in A' and γ∈A′′\gamma \in A''. We have ua=uβ′uγ′′u_a = u'_\beta u''_\gamma for a=(β,γ)a = (\beta, \gamma) in A=A′×A′′A = A' \times A''. Moreover (uβ′)β∈A′(u'_\beta)_{\beta \in A'} generates the vector K-space K(S) (V, p. 94, Prop. 1). For S U T to be p-free over K it is necessary and sufficient that the family (uβ′uγ′′)β∈A′,γ∈A′′(u'_\beta u''_\gamma)_{\beta \in A', \gamma \in A''} should be free over K (V, p. 98, Prop. 1); it comes to the same (II, p. 222) to suppose that the family (uβ′)β∈A′(u'_\beta)_{\beta \in A'} is free over K and the family (uγ′′)γ∈A′′(u''_\gamma)_{\gamma \in A''} free over K(S). Now the equivalence of a) and b) follows from Prop. 1 (V, p. 98).

Corollary

— Let L be a p-radical extension of height ≤1\leq 1 of K and M a subextension of L. Then L is p-radical of height ≤1\leq 1 over M and M is p-radical of height ≤1\leq 1 over K. Moreover, if B is a p-basis of M over K and C is a p-basis of L over M, then B∩C=∅B \cap C = \varnothing and B∪CB \cup C is a p-basis of L over K.

Let K be a field. A family (xi)i∈I(x_i)_{i \in I}, is said to be a (absolute) p-basis of K if it is a p-basis of K over KpK^p. For every integer n≥1n \geq 1 we denote by Λ(n)\Lambda(n) the subset of N(I)N^{(I)} consisting of all a=(αi)i∈Ia = (\alpha_i)_{i \in I}, such that αi<pn\alpha_i < p^n for all i∈Ii \in I.

Proposition 4

— Let x=(xi)i∈Ix = (x_i)_{i \in I} be a p-basis of K. For every integer n≥1n \geq 1, the family (xu)u∈Λ(n)(x^u)_{u \in \Lambda(n)} is a basis of K over KpnK^{p^n}.

For n=1n = 1 the assertion reduces to Prop. 1 (V, p. 98). The set Λ(n)\Lambda(n) consists of elements of N(I)N^{(I)} of the form a=β+pn−1γa = \beta + p^{n-1}\gamma with β∈Λ(n−1)\beta \in \Lambda(n-1) and γ∈Λ(1)\gamma \in \Lambda(1). Such a decomposition is unique and we have xα=xβ(xγ)pn−1x^\alpha = x^\beta (x^\gamma)^{p^{n-1}}. Moreover, the family (xipn−1)i∈I(x_i^{p^{n-1}})_{i \in I} is clearly a p-basis of Kpn−1K^{p^{n-1}} over KpnK^{p^n}, hence the family (xγ)pn−1(x^\gamma)^{p^{n-1}} is a basis of Kpn−1K^{p^{n-1}} over KpnK^{p^n}. We thus obtain the conclusion by induction, using II, p. 222, Prop. 25.

2. Differentials and pbases

Let K be a field (of characteristic p) and V a vector space over K. We recall (III, p. 552) that a derivation of K into V is a mapping D of K into V satisfying the relations

D(x+y)=D(x)+D(y)D(xy)=xD(y)+yD(x) \begin{align*} D(x + y) &= D(x) + D(y) \\ D(xy) &= xD(y) + yD(x) \end{align*}

for x, y∈Kx,\ y \in K. It follows that D(1)=0D(1) = 0 and D(xn)=nxn−1D(x)D(x^n) = nx^{n-1}D(x) for all x≠0x \neq 0 and all n∈Zn \in \mathbf{Z} (III, p. 557 and 558). Since KK is of characteristic pp, we thus have for all x∈Kx \in K

D(xp)=0. D(x^p) = 0 .

Moreover (III, p. 558), we have for x, y∈K, y≠0x,\ y \in K,\ y \neq 0,

D(x/y)=(yD(x)−xD(y))/y2 D(x/y) = (yD(x) - xD(y))/y^2

By the above formulae the kernel of DD is a subfield EE of KK containing KpK^p. Let MM be a subfield of KK; we say that DD is an MM-derivation if it is MM-linear ; by (2) it comes to the same to assume that the restriction of DD to MM is zero.

We have (III, p. 570) defined the module ΩM(K)\Omega_M(K) of MM-differentials of KK and the canonical MM-derivation d=dK/Md = d_{K/M} of KK into ΩM(K)\Omega_M(K). The image of dK/Md_{K/M} generates the vector KK-space ΩM(K)\Omega_M(K). For a mapping DD of KK into VV to be an MM-derivation it is necessary and sufficient that there should exist a KK-linear mapping u:ΩM(K)→Vu : \Omega_M(K) \to V such that D=u∘dK/MD = u \circ d_{K/M}; this mapping uu is uniquely determined.

Proposition 5

Let KK be a field and LL an extension of KK generated by an element xx such that x∉K, xp∈Kx \notin K,\ x^p \in K. Let VV be a vector space over LL and AA a derivation of KK into VV such that Δ(xp)=0\Delta(x^p) = 0. Then there exists a unique derivation DD of LL into VV extending AA and such that D(x)=0D(x) = 0.

By VV, p. 24, Prop. 1, {1, x, …, xp−1}\{1,\ x,\ \ldots,\ x^{p-1}\} is a basis of LL over KK. For every element u=a0+a1x+…+ap−1xp−1u = a_0 + a_1x + \ldots + a_{p-1}x^{p-1} of LL (with a0, …, ap−1a_0,\ \ldots,\ a_{p-1} in KK) we put D(u)=A(a0)+xΔ(a1)+…+xp−1Δ(ap−1)D(u) = A(a_0) + x\Delta(a_1) + \ldots + x^{p-1}\Delta(a_{p-1}). It is clear that DD extends AA and satisfies (1); so it is enough to establish the relation

D(uv)=u⋅D(v)+v⋅D(u) D(uv) = u \cdot D(v) + v \cdot D(u)

when uu is of the form axiax^i and vv of the form bxjbx^j with a, ba,\ b in K, 0≤i<pK,\ 0 \leq i < p and 0≤j<p0 \leq j < p.

When i+j<pi + j < p we have uv=xi+jabuv = x^{i+j}ab, whence D(uv)=xi+jΔ(ab)D(uv) = x^{i+j}\Delta(ab). Otherwise we have 0≤i+j−p<p0 \leq i + j - p < p and so uv=xi+j−p(abxp)uv = x^{i+j-p}(abx^p), with abxp∈Kabx^p \in K, but since A(xp)=0A(x^p) = 0, we have A(abxp)=xpA(ab)A(abx^p) = x^pA(ab), whence again D(uv)=xi+jΔ(ab)D(uv) = x^{i+j}\Delta(ab). So we have in all cases

D(uv)=xi+jΔ(ab)=xixj(a⋅A(b)+b⋅Δ(a))=(axi)xj⋅Δ(b)+(bxj)xi⋅Δ(a)=u⋅D(v)+v⋅D(u). \begin{align*} D(uv) &= x^{i+j}\Delta(ab) = x^i x^j (a \cdot A(b) + b \cdot \Delta(a)) \\ &= (ax^i)x^j \cdot \Delta(b) + (bx^j)x^i \cdot \Delta(a) = u \cdot D(v) + v \cdot D(u) . \end{align*}

Corollary 1

Let KK be a field, LL a pp-radical extension of height ≤1\leq 1 of KK and VV a vector space over LL. Every derivation AA of KK into VV vanishing on LpL^p extends to a derivation of LL into VV.

By Zorn's lemma (E, III, p. 20) there exists a maximal extension of AA to a derivation D0:L0→VD_0 : L_0 \to V, where L0L_0 is a subfield of LL containing KK. Let x∈Lx \in L; we have xp∈L0x^p \in L_0 and A(xp)=0A(x^p) = 0, whence D0(xp)=0D_0(x^p) = 0. By Prop. 5,

D_0 extends to a derivation defined on L_0(x); by the maximal character of D_0 we thus have L_0(x) = L, whence x ∈ L_0. Since x was arbitrary we conclude that L_0 = L.

Corollary 2

—Let L be a p-radical extension of height ≤ l of a field K and let E be a subextension of L. Let U be the subspace of Ω_K(L) generated by the differentials of elements of E. Then E consists of the elements of L whose differential belongs to U. In particular we have d_{L/K}x ≠ 0 for all x ∈ L − K.

Let x be an element of L not belonging to E. Then {1, x, ..., x^{p^{l-1}}} is a basis of E(x) over E. Let A be the E-linear mapping of E(x) into L such that Δ(x^i) = ix' for 0 ≤ i < p. We verify at once that A is an E-derivation of E(x) into L, and in particular a K-derivation. By Cor. 1 to Prop. 5 there exists a K-derivation D of L into L extending A. By the universal property of Ω_K(L), there exists a linear form u on this vector L-space such that D = u ∘ d_{L/K}. We have D(x) = x and D|E = 0; therefore we have u(d_{L/K}x) ≠ 0 and u|U = 0, whence d_{L/K}x ∉ U.

The last assertion is the particular case E = K; then we have U = 0.

Theorem 1

—Let L be a p-radical extension of height ≤ l of a field K and (a_i)_{i ∈ I}, a family of elements of L.

a) For (x_i)_{i ∈ I} to be p-free over K it is necessary and sufficient that the family (dx_i)_{i ∈ I} should be free in the vector L-space Ω_K(L).

b) For (x_i)_{i ∈ I} to generate L over K it is necessary and sufficient that the family (dx_i)_{i ∈ I} should generate the vector L-space Ω_K(L).

c) For (x_i)_{i ∈ I} to be a p-basis of L over K it is necessary and sufficient that the family (dx_i)_{i ∈ I} should be a basis of the vector L-space Ω_K(L).

To begin with let us remark that the differential dx of an element of the field K((x_i)_{i ∈ I}) is a linear combination with coefficients in L of the differentials dx_i, i ∈ I. For the family (x_i)_{i ∈ I} to be p-free it is necessary and sufficient that x_i ∉ K(x_j)_{j ∈ I - {i}} for all i ∈ I (V, p. 99, Prop. 2). By Cor. 2 of Prop. 5 this means that dx_i is not a linear combination of the dx_j for j ≠ i in I. Assertion a) follows from this. Now b) follows at once from Cor. 2 to Prop. 5 and c) follows from a) and b).

The following corollary makes Cor. 1 of Prop. 5 more specific:

Corollary

—Let (x_i)_{i ∈ I} be a p-basis of L over K. Let V be a vector space over L, A a derivation of K into V which vanishes on L^p and (u_i)_{i ∈ I} a family of elements of V. Then there exists a unique derivation D of L in V which extends A and maps x_i to u_i for all i ∈ I.

By Cor. 1 of Prop. 5 there exists a derivation D_0 of L into V extending A. The derivations of L in V extending A are precisely the mappings of the form D = D_0 + u ∘ d_{L/K} where u is an L-linear mapping of Ω_K(L) into V. We have D(x_i) = u_i if and only if the linear mapping u satisfies the conditions u(dx_i) = u_i − D_0(x_i). Since the family dx_i is a basis of Ω_K(L), this determines u uniquely and the corollary follows.

Let L be a p-radical extension of height ≤1\leq 1 of K and (xi)i∈I(x_i)_{i \in I} a p-basis of L over K. By the Cor. to Th. 1 there exists for each i∈Ii \in I a K-derivation DiD_i of L into L characterized by Di(xj)=δijD_i(x_j) = \delta_{ij} (Kronecker symbol); DiD_i is sometimes called the partial derivation with respect to xix_i. When II is finite, the family (Di)i∈I(D_i)_{i \in I} is a basis of the vector space over L consisting of the K-derivations of L into L.

Th. 1 allows the study of p-bases to be reduced to the study of bases of a vector space. For example we have the following result:

Theorem 2

— Let L be a p-radical extension of height ≤1\leq 1 of a field K. a) There exist p-bases of L over K. More precisely, if S is a p-free subset of L over K and T a subset of L such that S⊂TS \subset T and L=K(T)L = K(T), then there exists a p-basis B of L over K such that S⊂B⊂TS \subset B \subset T. b) Two p-bases of L over K have the same cardinal. c) *For [L:K][L:K] to be finite it is necessary and sufficient that the vector space ΩK(L)\Omega_K(L) over L should be of finite dimension over L and then we have

[L:K]=p[ΩK(L):L] [L : K] = p^{[\Omega_K(L) : L]}

Assertions a) and b) are immediate (II, p. 292). If [L:K][L : K] is finite, there exists by a) a finite p-basis (x1,...,xn)(x_1, ..., x_n) of LL over KK; then the monomials x1α1...xnαnx_1^{\alpha_1} ... x_n^{\alpha_n} with 0≤αi<p0 \leq \alpha_i < p for 1≤i≤n1 \leq i \leq n form a basis of LL over KK and the differentials dx1,...,dxndx_1, ..., dx_n form a basis of ΩK(L)\Omega_K(L) over LL. We thus have [L:K]=pn[L : K] = p^n and [ΩK(L):L]=n[\Omega_K(L) : L] = n. Conversely if ΩK(L)\Omega_K(L) is of finite dimension over LL, there exists a finite p-basis of L over K (V, p. 102, Th. 1) and [L:K][L : K] is finite.

Corollary

— *For each x∈L−Kx \in L - K, there exists a p-basis of L over K containing X.

For {x}\{x\} is a p-free subset of LL over KK and so it is enough to apply Th. 2, a).

Let K be a field and LL an extension of K. If DD is a K-derivation of L with values in a vector L-space, then we have D(xp)=0D(x^p) = 0 for all x∈Lx \in L, and so DD is a K(Lp)K(L^p)-derivation; it follows that ΩK(L)=ΩK(Lp)(L)\Omega_K(L) = \Omega_{K(L^p)}(L). Since LL is a p-radical extension of height ≤1\leq 1 of K(Lp)K(L^p), we can apply the above results. For example, from Th. 1, c) we deduce the following: let (xi)i∈I(x_i)_{i \in I} be a family of elements of LL; for (dxi)i∈I(dx_i)_{i \in I} to be a basis of the vector L-space ΩK(L)\Omega_K(L) it is necessary and sufficient that (xi)i∈I(x_i)_{i \in I} should be a p-basis of L over K(Lp)K(L^p). Similarly, Cor. 2 of Prop. 5 implies:

Proposition 6

— Let K be a field (of characteristic p) and L an extension of K. a) Let x∈Lx \in L; the differential dL/Kxd_{L/K}x vanishes if and only if x belongs to K(Lp)K(L^p). b) ΩK(L)=0\Omega_K(L) = 0 if and only if L=K(Lp)L = K(L^p).* c) *Suppose that L is p-radical of finite height over K; then ΩK(L)=0\Omega_K(L) = 0 if and only if L=KL = K.

3. The correspondence between subfields and Lie algebras of derivations

We denote by E a field and by g the set of all derivations of E into itself. We recall that g is a vector space over E, with operations defined by

(D+D′)(x)=D(x)+D′(x),(aD)(x)=a⋅D(x)(D + D')(x) = D(x) + D'(x), \quad (aD)(x) = a \cdot D(x)

for D,D′D, D' in gg and a,xa, x in EE. Moreover, if DD and D′D' are derivations of E into E, the same is true of [D,D′]=DD′−D′D[D, D'] = DD' - D'D (III, p. 554). Finally, Leibniz's formula (III, p. 556) gives

Dp(xy)=x⋅Dp(y)+∑j=1p−1(pj)Dj(x)Dp−j(y)+Dp(x)⋅yD^p(xy) = x \cdot D^p(y) + \sum_{j=1}^{p-1} \binom{p}{j} D^j(x) D^{p-j}(y) + D^p(x) \cdot y

(x,yx, y in EE); since the binomial coefficients (pj)\binom{p}{j} for 1≤j≤p−11 \leq j \leq p-1 are divisible by pp (VV, p. 4, Lemma 1), we see that DpD^p is a derivation of E into E. We immediately find the relation (for a,a′∈Ea, a' \in E)

[aD,a′D′]=aa′⋅[D,D′]+(aD(a′))⋅D′−(a′D′(a))⋅D.[aD, a'D'] = aa' \cdot [D, D'] + (aD(a')) \cdot D' - (a'D'(a)) \cdot D.

In particular, the mapping (D,D′)↦[D,D′](D, D') \mapsto [D, D'] of g×gg \times g into gg is EpE^p-linear.

We denote by C\mathscr{C} the set of subfields KK of EE such that Ep⊂KE^p \subset K and [E:K][E : K] is finite; for each K∈CK \in \mathscr{C} we denote by g(K)g(K) the set of K-derivations of E. Further, we denote by L\mathscr{L} the set of vector subspaces ll of gg of finite dimension over E and such that [D,D′]∈h[D, D'] \in h and Dp∈hD^p \in h for any D,D′D, D' in hh; for each h∈Lh \in \mathscr{L} we denote by I(h)I(h) the set of x∈Ex \in E such that D(x)=0D(x) = 0 for all D∈hD \in h.

Theorem 3 (Jacobson)

— The mappings K↦g(K)K \mapsto g(K) and l↦I(h)l \mapsto I(h) are bijections of C\mathscr{C} onto L\mathscr{L} and of L\mathscr{L} onto C\mathscr{C} respectively, which are mutually inverse. If K∈CK \in \mathscr{C} and h∈Lh \in \mathscr{L} correspond to each other, then [E:K]=p[h:E][E : K] = p^{[h : E]}.

The proof requires several preliminary lemmas.

Lemma 1

— *Let L be a field, V a vector space over L and u an endomorphism of V such that up=uu^p = u. For each i∈Fpi \in \mathbf{F}_p let ViV_i be the kernel of u−iu - i. Then we have

V=⨁i∈FpVi.\mathbf{V} = \bigoplus_{i \in \mathbf{F}_p} V_i.

For each i∈Fpi \in \mathbf{F}_p denote by Pi(X)P_i(X) the polynomial −∏j≠i(X−j)- \prod_{j \neq i} (X - j). We have

(X−i)Pi(X)=X−Xp(X - i) P_i(X) = X - X^p

by Formula (2) (VV, p. 94). On deriving the quoted formula (2), we find

∑i∈FpPi(X)=1\sum_{i \in \mathbf{F}_p} P_i(X) = 1

The formulae (8) and (9) show that the endomorphism Pi(u)P_i(u) of VV maps VV into ViV_i and that ∑i∈FpPi(u)=1\sum_{i \in \mathbf{F}_p} P_i(u) = 1, whence V=∑i∈FpViV = \sum_{i \in \mathbf{F}_p} V_i. It remains to show that the sum is direct. For each i∈Fpi \in \mathbf{F}_p let vi∈Viv_i \in V_i; it is clear that Pi(u)P_i(u) annihilates vjv_j for all j≠ij \neq i and we have P(u)vi=aviP(u)v_i = av_i with a=−∏n∈Fp∗n≠0a = -\prod_{n \in \mathbf{F}_p^*} n \neq 0. The relation ∑i∈Fpvi=0\sum_{i \in \mathbf{F}_p} v_i = 0 thus implies vi=0v_i = 0 for all i∈Fpi \in \mathbf{F}_p and so the sum is direct.

Lemma 2

Let D be a derivation of E such that Dp=DD^p = D and let K be the kernel of D. Suppose that there exists a non-zero x in E such that D(x)=xD(x) = x. Then K is a subfield of E containing EpE^p and we have [E:K]=p[E : K] = p.

It is clear that K is a subfield of E containing EpE^p. Denote by KiK_i the kernel of D−iD - i for i∈Fpi \in \mathbf{F}_p. We have K0=KK_0 = K and Lemma 1 shows that E=⨁i∈FpKiE = \bigoplus_{i \in \mathbf{F}_p} K_i. Let i∈Fpi \in \mathbf{F}_p and let uu be in KiK_i; we have

D(xu)=D(x)⋅u+x⋅D(u)=xu+x(iu)=(i+1)xu D(xu) = D(x) \cdot u + x \cdot D(u) = xu + x(iu) = (i + 1)xu
whence xu∈Ki+1xu \in K_{i+1}. Since x is non-zero, multiplication by x is an automorphism of the vector K-space E which maps KiK_i onto Ki+1K_{i+1} for all i∈Fpi \in \mathbf{F}_p. Since [K0:K]=1[K_0 : K] = 1, we have [Ki:K]=1[K_i : K] = 1 for all i∈Fpi \in \mathbf{F}_p whence [E:K]=p[E : K] = p.

Lemma 3

Let h∈L\mathfrak{h} \in \mathscr{L} be of dimension s over E. Then I(h)I(\mathfrak{h}) belongs to C\mathscr{C} and we have [E:I(h)]=ps[E : I(\mathfrak{h})] = p^s.

It is clear that I(h)I(\mathfrak{h}) is a subfield of EE containing EpE^p. For each x∈Ex \in E let fxf_x be the E-linear form D↦D(x)D \mapsto D(x) on I). Since the intersection of the kcrncls of these linear forms is equal to 0, they generate the vector space dual to h\mathfrak{h} (II, p. 301, Th. 7); hence there exist x1,…,xsx_1, \ldots, x_s in EE such that the linear forms fx1,…,fxsf_{x_1}, \ldots, f_{x_s} form a basis of this dual. Let (Δ1,…,Δs)(\Delta_1, \ldots, \Delta_s) be the basis of h\mathfrak{h} characterized by Δi(xj)=fxj(Δi)=δij\Delta_i(x_j) = f_{x_j}(\Delta_i) = \delta_{ij}. Put Di=xiΔiD_i = x_i \Delta_i, then (D1,…,Ds)(D_1, \ldots, D_s) is a basis of I) over E and we have Di(xj)=xiδijD_i(x_j) = x_i \delta_{ij}. The derivations Dip−DiD_i^p - D_i and [Di,Dj][D_i, D_j] for i,j=1,…,si, j = 1, \ldots, s belong to I) and annihilate x1,…,xsx_1, \ldots, x_s; we thus have

Dip=Di,[Di,Dj]=0 D_i^p = D_i , \quad [D_i, D_j] = 0
For i in the range 0 to s let us denote by KiK_i the intersections of the kernels of the derivations DjD_j for 1≤j≤i1 \leq j \leq i. Then KiK_i is a subfield of E and we have
E=K0⊃K1⊃…⊃Ks−1⊃Ks=I(h). E = K_0 \supset K_1 \supset \ldots \supset K_{s-1} \supset K_s = I(\mathfrak{h}) .
Let i be between 0 and s−1s-1; then KiK_i is stable under Di+1D_{i+1} because Di+1D_{i+1} commutes with D1,…,DiD_1, \ldots, D_i. Moreover we have Di+1p=Di+1D_{i+1}^p = D_{i+1}, Di+1(xi+1)=xi+1≠0D_{i+1}(x_{i+1}) = x_{i+1} \neq 0 and xi+1∈Kix_{i+1} \in K_i. Hence Lemma 1 implies that [Ki:Ki+1]=p[K_i : K_{i+1}] = p, whence finally [E:K]=[K0:Ks]=ps[E : K] = [K_0 : K_s] = p^s.

We now come to the proof of the theorem. Let I) ∈L\in \mathscr{L} be of dimension s over E and put K=I(h)K = I(\mathfrak{h}); then [E:K]=ps[E : K] = p^s by Lemma 3, whence [ΩK(E):E]=s[\Omega_K(E) : E] = s by

Th. 2, c) (V, p. 103). By the universal property of the module of differentials the mapping u↦u∘dE/Ku \mapsto u \circ d_{E/K} is an isomorphism of the dual of ΩK(E)\Omega_K(E) onto g(K)g(K), hence [g(K):E]=s[g(K):E] = s. Now we have [h:E]=s[\mathfrak{h}:E] = s and h⊂g(K)\mathfrak{h} \subset g(K), whence h=g(K)\mathfrak{h} = g(K), that is h=g(I(h))\mathfrak{h} = g(I(\mathfrak{h})).

Conversely, for every field K∈CK \in \mathscr{C} it is clear that g(K)g(K) belongs to L\mathscr{L} (V, p. 103, Th. 2, c)). If xx belongs to I(g(K))I(g(K)), we have u(dE/Kx)=0u(d_{E/K}x) = 0 for each linear form uu on ΩK(E)\Omega_K(E), whence dE/Kx=0d_{E/K}x = 0 and so finally x∈Kx \in K by Cor. 2 of Prop. 5 (V, p. 102). Thus we have K=I(g(K))K = I(g(K)).

Remark

— 1) The mutually inverse bijections K↦g(K)K \mapsto g(K) and h↦I(h)\mathfrak{h} \mapsto I(\mathfrak{h}) are inclusion reversing; therefore h↦I(h)\mathfrak{h} \mapsto I(\mathfrak{h}) is an isomorphism of the ordered set L\mathscr{L} onto the ordered set opposite to C\mathscr{C}. Hence we obtain the relation I(h∩h′)=Ep(I(h),I(h′))I(\mathfrak{h} \cap \mathfrak{h}') = E^p(I(\mathfrak{h}), I(\mathfrak{h}')) for h,h′\mathfrak{h}, \mathfrak{h}' in L\mathscr{L}, because h∩h′\mathfrak{h} \cap \mathfrak{h}' is the largest element of L\mathscr{L} contained both in h\mathfrak{h} and in h′\mathfrak{h}'.

2) It can be shown that every subspace of finite dimension of gg which is stable under the mapping D↦DpD \mapsto D^p is also stable under the bracket operation.

Exercises

See the exercises for § 13.

Transcribed from the printed edition, 2003, Springer. Not translated.