Bourbaki

§ 4. Locally convex spaces

1. Definition of a locally convex space

Definition 1

— *A topological vector space is locally convex (real) if there exists a fundamental system of neighbourhoods of 0 that are convex sets.

Such a space is called a locally convex space. Its topology is called a locally convex topology.

The topological vector spaces over R\mathbf{R} which we study in the rest of this book are nearly all locally convex.

If VV is a convex neighbourhood of 0 in the locally convex space EE, then V∩(−V)V \cap (-V) is a symmetric convex neighbourhood of 0. As the closure of a convex set is convex (II, p. 13, prop. 14) it follows from I, p. 7, prop. 4 that the neighbourhoods of 0 in EE which are closed, symmetric and convex, form a fundamental system of neighbourhoods invariant under homotheties of centre 0 and ratio ≠0\neq 0.

Proposition 1

— *Let S\mathfrak{S} be a filter base on a vector space EE formed from sets that are absorbent, symmetric and convex. Then the set B\mathfrak{B} of transforms of the sets of S\mathfrak{S} by homotheties of ratio >0> 0 is a fundamental system of neighbourhoods of 0 for a locally convex topology on EE.

Clearly B\mathfrak{B} is a filter base satisfying (EV_I) and (EV_{II}) of I, p. 7, prop. 4; it also satisfies (EV_{III}) since if V∈SV \in \mathfrak{S} then 12V+12V=V\frac{1}{2}V + \frac{1}{2}V = V.

Note that if T\mathscr{T} is the locally convex topology on E having B\mathfrak{B} for a fundamental system of neighbourhoods of 0, then the sets (1/n) V(1/n) \ V, where nn varies in the integers >0> 0 and V varies in S\mathfrak{S}, form a fundamental system of neighbourhoods of 0 for the topology T\mathscr{T}. Then T\mathscr{T} is Hausdorff, if and only if, for every x≠0x \neq 0 in E there exists an integer nn and a set V∈SV \in \mathfrak{S}, such that nx∉Vnx \notin V; if, further, S\mathfrak{S} is enumerable, then the topology T\mathscr{T} is a metrisable locally convex topology. Conversely, it is clear that if T\mathscr{T} is a metrisable locally convex topology, then there exists an enumerable fundamental system of closed symmetric convex neighbourhoods of 0 for T\mathscr{T}.

Corollary

— The topology T\mathscr{T} of a topological vector space E, is defined by a set of semi-norms (II, p. 3) if, and only if, T\mathscr{T} is locally convex.

The condition is necessary since every semi-norm on E is a convex function, and so, for α>0\alpha > 0, the set of x∈Ex \in E for which p(x)≤αp(x) \leq \alpha, is convex (II, p. 17, corollary). Conversely if V is a symmetric, closed, convex neighbourhood of 0 in E, the gauge pp of V is a semi-norm on E such that V is the set of points xx of E satisfying p(x)≤1p(x) \leq 1 (II, p. 20, prop. 23).

This shows further that a locally convex topology T\mathscr{T} is defined by the set of all semi-norms that are continuous for T\mathscr{T}. Further, if T\mathscr{T} is metrisable, then it is defined by an enumerable set of semi-norms.

From the corollary to prop. 1, all the results of § 1 on topologies defined by sets of semi-norms apply in particular to locally convex topologies over real vector spaces. A locally convex Hausdorff space E has a completion E^\hat{E} that is locally convex. A complete, metrisable locally convex space is called a Fréchet space; every Banach space is a Fréchet space.

Proposition 2

— Let f be a continuous linear form defined over a vector subspace M, of a locally convex space E; then there exists a continuous linear form h that is defined over E and is an extension of f.

From the corollary above and II, p. 7, cor. 2, there exists a continuous semi-norm pp on E, such that ∣f(y)∣≤p(y)|f(y)| \leq p(y) for all y∈My \in M. By the Hahn-Banach th. (II, p. 23, cor. 1) there exists a linear form hh on E that extends ff and is such that ∣h(x)∣≤p(x)|h(x)| \leq p(x) for all x∈Ex \in E, and this implies that hh is continuous (II, p. 6, prop. 5).

Remark

— If gg is a continuous linear mapping of M in the product space RI\mathbf{R}^I, then there exists a continuous linear mapping hh of E in RI\mathbf{R}^I that is an extension of gg; for writing g=(gi)g = (g_i), where the gig_i are continuous linear forms defined over M, there is an extension hih_i of gig_i for each i∈Ii \in I, such that hih_i is a continuous linear form over E. The continuous linear mapping h=(hi)h = (h_i) has the required properties.

Note that if F is a locally convex Hausdorff space and gg a continuous linear mapping of M in F, then there does not necessarily exist a continuous linear mapping of E in F which is an extension of gg (IV, p. 55, exerc. 16, c)). However there does exist such an extension when M is finite dimensional (cf. cor. 2, below).

Corollary 1

— Let E be a locally convex space. If x0∈Ex_0 \in E is not in the closure of {0}\{0\}, then there exists a continuous linear form f defined over E with f(x0)≠0f(x_0) \neq 0.

Apply prop. 2 to the one dimensional vector space M generated by x0x_0 and to the linear form ξx0↦ξ\xi x_0 \mapsto \xi defined over M, which, by I, p. 12, prop. 2, is continuous.

Corollary 2

— Let M be a finite dimensional vector subspace of E, a locally convex Hausdorff space. Then there exists a closed vector subspace N of E, which is the topological complement of M in E.

There exists a topological complement to M in E if, and only if, the identity mapping of M on itself can be extended to a continuous linear mapping of E on M, which mapping is then necessarily a continuous projector (GT, III, § 6.2, corollary). Now, this follows from the remark above since M is isomorphic to a space Rn\mathbf{R}^n (I, p. 13, th. 2).

Proposition 3

— In a locally convex space E, the balanced convex envelope of a precompact set is itself a precompact set.

Let A be a precompact set in E. Given V, a balanced convex neighbourhood of 0 in E, there exist finitely many points ai∈Aa_i \in A (1≤i≤n1 \leq i \leq n) such that A is contained in S, the union of the neighbourhoods ai+Va_i + V (1≤i≤n1 \leq i \leq n). Thus C, the balanced convex envelope of A, is contained in T the balanced convex envelope of S; but T is contained in B + V, where B denotes the convex envelope of the finite set of points ai,−aia_i, -a_i (1≤i≤n1 \leq i \leq n). Now B is precompact (II, p. 14, cor. 2); hence there exist finitely many points bk∈Bb_k \in B (1≤k≤m1 \leq k \leq m) such that BkB_k is contained in the union of the neighbourhoods bk+Vb_k + V. Then C is contained in the union of the neighbourhoods bk+2Vb_k + 2V, and the proposition is proved.

Note that, in an infinite dimensional locally convex Hausdorff space, the convex envelope of a compact set is not necessarily closed (II, p. 74, exerc. 3).

Corollary

— If, in a locally convex Hausdorff space E, a compact set X is contained in a complete convex set (complete in the uniform structure induced by that of E) then the convex closed envelope of X is compact.

For this envelope is a closed subset of a complete space, therefore it is complete, but it is also precompact and Hausdorff.

However in a non complete locally convex Hausdorff space, the convex closed envelope of a compact set need not be compact (II, p. 87, exerc. 2).

2. Examples of locally convex spaces

1) The space Rn\mathbf{R}^n is locally convex since the open cubes with centre 0 are convex (II, p. 9, prop. 6). This is, therefore, also true for all real topological vector spaces of finite dimension; in fact it follows from the above and I, § 2.3, th. 2 provided that E is Hausdorff; if not, the Hausdorff space F associated with E is of finite dimension, therefore locally convex, and the inverse images of convex neighbourhoods of 0 in F under the canonical mapping E→FE \to F are convex and form a fundamental system of neighbourhoods of 0 in E.

2) Let E be a vector space in R\mathbf{R}, and B\mathfrak{B} be the family of all subsets of E that are absorbent, symmetric and convex. By prop. 1 of II, p. 23 we see that B\mathfrak{B} is a fundamental system of neighbourhoods of 0 for a locally convex topology Tω\mathscr{T}_\omega on E that is the finest of all locally convex topologies on E. This topology is Hausdorff; for let x≠0x \neq 0 be any point of E; there exists a basis (ii)i∈I(i_i)_{i \in I} of E with an α∈I\alpha \in I such that eα=xe_\alpha = x; the set of points y=∑iyieiy = \sum_i y_i e_i such that ∣yα∣<1|y_\alpha| < 1 is absorbent, symmetric and convex. It does not contain xx. From II, p. 24, corollary, it follows that Tω\mathscr{T}_\omega is also the topology defined by the set of all semi-norms on E, thus every semi-norm is continuous in Tω\mathscr{T}_\omega.

In particular, if uu is a linear mapping of E in any locally convex space F, the inverse image, under uu, of every convex neighbourhood of 0 in F is an absorbent convex set in E; therefore it is a neighbourhood of 0 for Tω\mathscr{T}_\omega and thus uu is continuous for Tω\mathscr{T}_\omega.

Given a convex set C in E, we say that a point a∈Ca \in C is an internal point of C if, for every line D containing aa, the intersection D∩CD \cap C contains an open segment which contains aa; in other words — a+Ca + C is absorbent. The point aa of the set A in E is interior to A for Tω\mathscr{T}_\omega if, and only if, there exists a convex set C with a∈C⊂Aa \in C \subset A, and such that aa is an internal point of C.

More generally, let V be an affine linear variety in E, and C be a convex set contained in V; a point a∈Ca \in C is an internal point of C relative to V if, in the vector subspace V0=−a+VV_0 = -a + V, the point 0 is an internal point of the set C0=−a+CC_0 = -a + C.

When E is of finite dimension, the topology Tω\mathscr{T}_\omega is just the canonical topology on E (I, p. 13, th. 2); which shows that every internal point of a convex set C in E, is interior to C for the canonical topology (cf. II, p. 74, exerc. 5).

3) Let A be a symmetric convex set in the vector space E over R\mathbf{R}. The vector subspace F generated by A is also the convex cone generated by A, since −A=A-A = A; this set is the set of λx\lambda x where x∈Ax \in A and λ∈R\lambda \in \mathbf{R}; the set A is absorbent in F and the sets λA\lambda A where λ>0\lambda > 0, form a fundamental system of neighbourhoods of 0 for a locally convex topology on F (said to be defined by A), which is defined by the semi-norm pAp_A, the gauge of A (II, p. 20, prop. 22); we write EAE_A for the locally convex space obtained by giving F this semi-norm. The space EAE_A is Hausdorff if, and only if, pAp_A is a norm or alternatively A does not contain any line. If B is a second symmetric convex set in E and if A⊂BA \subset B, then clearly EA⊂EBE_A \subset E_B, and the canonical injection of EAE_A in EBE_B is continuous for the topologies defined respectively by A and by B. Further, if ff is a linear mapping of E in a real vector space E′E', then f(A)f(A) is convex and symmetric in E′E' and ff is a continuous linear mapping of EAE_A on Ef(A)′E'_{f(A)}.

Finally, note that if E carries a topology T\mathscr{T} compatible with its vector space structure, and if V is a symmetric convex neighbourhood of 0 for T\mathscr{T}, then the vector space generated by V is identical with E, since V is absorbent, and the identity mapping of E in EVE_V is continuous.

3. Locally convex initial topologies

Proposition 4

Let E be a vector space and let (Ei)i∈I(E_i)_{i \in I} be a family of locally convex spaces. For each i∈Ii \in I, let fif_i be a linear mapping of E in EiE_i; then the topology* T\mathscr{T} on E, which is the coarsest making each mapping fif_i continuous, is a locally convex topology.

Using II, p. 24, corollary, this is a particular case of the corresponding property for topologies defined by semi-norms (II, p. 5).

In particular, every vector subspace of a locally convex space, and every product space of locally convex spaces, is locally convex. Every projective limit of locally convex spaces is locally convex.

Every enumerable product of Fréchet spaces (and in particular every enumerable product of Banach spaces) is a Fréchet space.

Every locally convex Hausdorff space E is isomorphic to a subspace of a product of Banach spaces and this subspace is closed if E is complete (II, p. 5, prop. 3). Every Fréchet space is isomorphic to a closed subspace of an enumerable product of Banach spaces (loc. cit.).

4. Locally convex final topologies

Proposition 5

Let E be a vector space, and (Fα)α∈A(F_\alpha)_{\alpha \in A} be a family of topological vector spaces and for each α∈A\alpha \in A, let gαg_\alpha be a linear mapping of FαF_\alpha in E.

(i) Denote by B\mathfrak{B} the family of absorbent, symmetric convex subsets V of E such that gα−1(V)g_\alpha^{-1}(V) is a neighbourhood of 0 in FαF_\alpha for every α\alpha; the family B\mathfrak{B} is a fundamental system of neighbourhoods of 0 in E for a topology T\mathscr{T} that is compatible with the vector space structure.

(ii) A linear mapping f of E in a locally convex space G (resp. a semi-norm p on E) is continuous for T\mathscr{T} if and only if, for every index α\alpha, f∘gαf \circ g_\alpha (resp. p∘gαp \circ g_\alpha) is continuous in FαF_\alpha.

(iii) The topology T\mathscr{T} is the finest of the locally convex topologies on E for which the gαg_\alpha are continuous.

Further, the topology T\mathscr{T} is the only locally convex topology on E that satisfies condition (ii) for linear mappings (resp. for the semi-norms).

As B\mathfrak{B} is a filter base invariant under homotheties of ratio > 0, the assertion (i) follows immediately from II, p. 23, prop. 1. By the definition of B\mathfrak{B}, the topology T\mathscr{T} is the finest of locally convex topologies on E making the gαg_\alpha continuous; whence (iii). Finally, it is clear that if ff is continuous, so is f∘gαf \circ g_\alpha; conversely if the f∘gαf \circ g_\alpha are continuous for every α\alpha, then for each symmetric convex neighbourhood W of 0 in G, the set gα−1(f−1(W))g_\alpha^{-1}(f^{-1}(W)) is a neighbourhood of 0 in FαF_\alpha for each α\alpha. Now f−1(W)f^{-1}(W) is absorbent, symmetric and convex thus f−1(W)f^{-1}(W) is a neighbourhood of 0 in T\mathscr{T}, and ff is continuous. Similarly if pp is a semi-norm on E such that p∘gαp \circ g_\alpha is continuous for every α\alpha, and if U is the set of points x∈Ex \in E such that p(x)<1p(x) < 1, then, for every α\alpha, the set gα−1(U)g_\alpha^{-1}(U) is a convex neighbourhood of 0 in EαE_\alpha that is symmetric and absorbent; thus U is a neighbourhood of 0 in E and pp is continuous (II, p. 2, prop. 1).

The last statement follows from S, IV, § 2.5, criterion CST 18.

We say that T\mathscr{T} is the locally convex final topology of the family of topologies Tα\mathscr{T}_\alpha of the FαF_\alpha, for the family of linear mappings gαg_\alpha.

It may happen that T\mathscr{T} is not the finest of the topologies on E compatible with its vector space structure and making the fαf_\alpha continuous (II, p. 75, exerc. 15; see also II, p. 75, exerc. 14).

In the most important case E=∑α∈Agα(Fα)E = \sum_{\alpha \in A} g_\alpha(F_\alpha), we get a fundamental system of neighbourhoods of 0 for T\mathscr{T} as follows; for each α∈A\alpha \in A, let VαV_\alpha be a symmetric neighbourhood of 0 for Tα\mathscr{T}_\alpha, form the union of the gα(Vα)g_\alpha(V_\alpha) for α∈A\alpha \in A and denote the convex envelope in E of this union by Γ((gα(Vα)))\Gamma((g_\alpha(V_\alpha))); since every element of E is of the form ∑α∈Jxα\sum_{\alpha \in J} x_\alpha, where J is a finite subset of I and xα∈gα(Fα)x_\alpha \in g_\alpha(F_\alpha), it is immediate that Γ((gα(Vα)))\Gamma((g_\alpha(V_\alpha))) is an absorbent symmetric convex set in E (each of the VαV_\alpha is absorbent in FαF_\alpha); as Γ((gα(Vα)))\Gamma((g_\alpha(V_\alpha))) contains all the gα(Vα)g_\alpha(V_\alpha), it is a neighbourhood of 0 for T\mathscr{T}. On the other hand, it is clear that for every symmetric convex neighbourhood V of 0 for T\mathscr{T}, we have V⊃Γ((V∩gα(Fα)))V \supset \Gamma((V \cap g_\alpha(F_\alpha))), from which our assertion follows.

Corollary 1

With the notations of prop. 5, let H be a set of linear mappings of E in the locally convex space G. Suppose that E is the sum of its subspaces gα(Fα)g_\alpha(F_\alpha); then H is equicontinuous for T\mathscr{T}, if, and only if, for every α\alpha, the set f∘gαf \circ g_\alpha where ff varies in H, is equicontinuous in FαF_\alpha.

Remembering I, p. 9, prop. 6 the argument is similar to that of (ii) prop. 5. Let W be a symmetric convex neighbourhood of 0 in G and note that if the set f∘gαf \circ g_\alpha, where f∈Hf \in H is equicontinuous, then the intersection ⋂f∈Hgα−1(f−1(W))\bigcap_{f \in H} g_\alpha^{-1}(f^{-1}(W)) is a symmetric convex neighbourhood of 0 in FαF_\alpha. As this intersection is the same as gα−1(⋂f∈Hf−1(W))g_\alpha^{-1}(\bigcap_{f \in H} f^{-1}(W)) and the set ⋂f∈Hf−1(W)\bigcap_{f \in H} f^{-1}(W) is symmetric and convex, everything depends on showing that it is also absorbent. Now, by hypothesis, every x∈Ex \in E can be written as ∑i=1ngαi(zαi)\sum_{i=1}^n g_{\alpha_i}(z_{\alpha_i}), where zαi∈Fαiz_{\alpha_i} \in F_{\alpha_i}. To show that there exists λ>0\lambda > 0 such that f(λx)∈Wf(\lambda x) \in W for all f∈Hf \in H, it is sufficient to consider the case x=gα(zα)x = g_\alpha(z_\alpha) with zα∈Fαz_\alpha \in F_\alpha (since we can pass to the general case by replacing W by W/nW/n). But this case follows from the fact that gα−1(⋂f∈Hf−1(W))g_\alpha^{-1}(\bigcap_{f \in H} f^{-1}(W)) is a neighbourhood of 0 in FαF_\alpha.

Corollary 2

Let (Jλ)λ∈L(J_\lambda)_{\lambda \in L} be a partition of the index set A. Let (Gα)α∈A(G_\alpha)_{\alpha \in A} be a family of locally convex spaces and (Fλ)λ∈L(F_\lambda)_{\lambda \in L} be a family of vector spaces. For each λ∈L\lambda \in L, let hλh_\lambda be a linear mapping of FλF_\lambda in a vector space E; for each λ∈L\lambda \in L and α∈Jλ\alpha \in J_\lambda, let gλαg_{\lambda \alpha} be a linear mapping of GαG_\alpha in FλF_\lambda. Write fα=hλ∘gλαf_\alpha = h_\lambda \circ g_{\lambda \alpha}. Suppose that each FλF_\lambda carries the finest locally convex topology that makes the gλαg_{\lambda \alpha} (α∈Jλ\alpha \in J_\lambda) continuous. Then, the finest locally convex topology on E that makes the fαf_\alpha continuous, is identical with the finest locally convex topology making the hλh_\lambda continuous.

This is a particular case of S, IV, § 2.5 criterion CST 19, and can also be proved directly using prop. 5.

Examples of locally convex final topologies.

I. Quotient space.

Let M be a subspace of the locally convex space F, and φ be the canonical mapping of F on F/M. As the quotient topology on F/M is locally convex and is the finest of all the topologies (locally convex or not) which make φ continuous, it is also the locally convex final topology for the family consisting of the single mapping φ.

II. Inductive limits of locally convex spaces.

Let A be an ordered set directed to the right and let (Eα,fβα)(E_\alpha, f_{\beta\alpha}) be an inductive system of vector spaces relative to the set A (A, II, § 6.2); let E=lim→⁡EαE = \varinjlim E_\alpha and let fα:Eα→Ef_\alpha : E_\alpha \to E be the canonical linear mapping for each α∈A\alpha \in A. Suppose that each EαE_\alpha carries a locally convex topology Tα\mathscr{T}_\alpha, and further suppose that for α≤β\alpha \leq \beta, the mapping fβα:Eα→Eβf_{\beta\alpha} : E_\alpha \to E_\beta is continuous. Then we say that the locally convex final topology T\mathscr{T} of the family (Tα)(\mathscr{T}_\alpha) relative to the linear mappings fαf_\alpha (resp. the space E carrying the topology T\mathscr{T}) is the inductive limit of the family (Tα)(\mathscr{T}_\alpha) (resp. the inductive limit space of the system (Eα,fβα)(E_\alpha, f_{\beta\alpha}), or simply of the locally convex spaces EαE_\alpha). Recall that E is the union of the vector subspaces fα(Eα)f_\alpha(E_\alpha) and that when α≤β\alpha \leq \beta, we have fα(Eα)⊂fβ(Eβ)f_\alpha(E_\alpha) \subset f_\beta(E_\beta); if we endow fα(Eα)f_\alpha(E_\alpha) with the final topology for the mapping fαf_\alpha (which is the same as identifying fα(Eα)f_\alpha(E_\alpha) with the quotient space Eα/fα−1(0)E_\alpha/f_\alpha^{-1}(0)), the topology T\mathscr{T} is also the final topology of the family of the topologies of the fα(Eα)f_\alpha(E_\alpha), relative to the canonical injections (II, cor. 2 above). Further, the continuity of fβαf_{\beta\alpha} for α≤β\alpha \leq \beta implies that the canonical injection jβα:fα(Eα)→fβ(Eβ)j_{\beta\alpha} : f_\alpha(E_\alpha) \to f_\beta(E_\beta) is continuous, so that E is also the inductive limit of fα(Eα)f_\alpha(E_\alpha) carrying the preceding topologies relative to the injection jβαj_{\beta\alpha}.

Example

— Let X be a locally compact space and E=K(X;R)E = \mathscr{K}(X; \mathbf{R}) the vector space of finite continuous real valued functions defined over X with compact support. For every compact subset K of X, let EKE_K be the vector subspace of E formed by those functions f∈Ef \in E which are such that x∉K⇒f(x)=0x \notin K \Rightarrow f(x) = 0. Denote by TK\mathscr{T}_K the topology induced on EKE_K and by Tu\mathscr{T}_u the topology of uniform convergence on X. The inductive limit T\mathscr{T} of the topologies TK\mathscr{T}_K is finer than Tu\mathscr{T}_u; we can show that if X is paracompact and not compact, then T\mathscr{T} is strictly finer than Tu\mathscr{T}_u (cf. INT, III, 2nd ed., § 1.8). The importance of T\mathscr{T} lies in the fact that the linear forms on E that are continuous in T\mathscr{T} are precisely the real measures on X (INT, III, 2nd., § 1.3).

Remark

— In the last example, the topology induced by T\mathscr{T} on EKE_K is identical with TK\mathscr{T}_K, since by definition it is coarser than TK\mathscr{T}_K and, since T\mathscr{T} is finer than Tu\mathscr{T}_u, the topology induced by T\mathscr{T} on EKE_K is finer than that induced by Tu\mathscr{T}_u, that is to say TK\mathscr{T}_K.

This reasoning generalises immediately to an inductive limit of locally convex topologies (Tα)(\mathscr{T}_\alpha) when there is a locally convex topology T′\mathscr{T}' on E such that Tα\mathscr{T}_\alpha is the topology induced on EαE_\alpha by T′\mathscr{T}'.

More generally one can ask, when we suppose that Eβ⊂EαE_\beta \subset E_\alpha and Tβ\mathscr{T}_\beta is the topology induced by Tα\mathscr{T}_\alpha, under what circumstances T\mathscr{T} induces Tα\mathscr{T}_\alpha on each of the EαE_\alpha. In general this is not so (II, p. 80, exerc. 26); but we shall see in the Nos following two important situations where this does occur.

5. The direct topological sum of a family of locally convex spaces

Definition 2

Let E be the vector space which is the direct sum* (A, II, § 1.6) of the family of locally convex spaces (Ei)i∈I(E_i)_{i \in I}. For each i∈Ii \in I, let fif_i be the canonical injection of EiE_i in EE. By the topological direct sum of the family (Ei)(E_i) we mean the space EE with the finest locally convex topology which makes each fif_i continuous (this topology is called the direct sum of the topologies of the EiE_i).

In the remainder of this No. we keep the same notations as in def. 2 (unless the contrary is expressly stated) and we identify, canonically, each EiE_i with a subspace of EE, by means of fif_i.

By the general description of neighbourhoods of a locally convex final topology given in II, p. 28, we can here obtain a fundamental system of neighbourhoods of 0 in EE for the direct sum topology, in the following manner; for every family (Vi)i∈I(V_i)_{i \in I} where ViV_i is a symmetric convex neighbourhood of 0 in EiE_i, consider the convex envelope Γ((Vi))\Gamma((V_i)), of the union of the ViV_i; the Γ((Vi))\Gamma((V_i)) for all the families (Vi)(V_i) (or only taking ViV_i for each ii to be in a fundamental system of neighbourhoods of 0 in EiE_i) form a fundamental system of neighbourhoods of 0 in EE.

Example

— Let (ai)i∈I(a_i)_{i \in I} be a basis of the vector space EE and consider the canonical topology (I, p. 2, Example 5) on each line RaiRa_i; the direct sum of these topologies is the finest locally convex topology on EE (II, p. 26); in fact, if VV is an absorbent, symmetric, convex set in EE, then Vi=V∩RaiV_i = V \cap Ra_i is a neighbourhood of 0 in RaiRa_i and VV clearly contains the convex envelope Γ((Vi))\Gamma((V_i)).

Proposition 6

A locally convex topology* T\mathscr{T} on EE is the direct sum of the topologies of the EiE_i, if and only if, the following property holds: a linear mapping of EE in a locally convex space GG (resp. a semi-norm pp on EE) is continuous, if and only if, for every i∈Ii \in I, the mapping g∘fig \circ f_i (resp. p∘fip \circ f_i) is continuous in EiE_i.

This is a particular case of prop. 5, II, p. 27.

Recalling the definition of the direct sum of a family of vector spaces (A, II, p. 12, prop. 6), we can say that the topology T\mathscr{T} is the only one for which the canonical mapping g↦(g∘fi)g \mapsto (g \circ f_i) is a *bijection

L(E;G)→∏i∈IL(Ei;G) \mathscr{L}(E; G) \to \prod_{i \in I} \mathscr{L}(E_i; G)

for every locally convex space GG.

Corollary

With the notation of prop. 5, II, p. 27, suppose that* EE is the sum of the gα(Fα)g_\alpha(F_\alpha). Let FF be the topological direct sum of the family (Fα)α∈A(F_\alpha)_{\alpha \in A}, and let jα:Fα→Fj_\alpha : F_\alpha \to F be the canonical injection; suppose that g:F→Eg : F \to E is the linear mapping such that g∘jα=gαg \circ j_\alpha = g_\alpha for all α∈A\alpha \in A. If NN is the kernel of gg, then the canonical bijection F/N→EF/N \to E associated with gg is a topological isomorphism of F/NF/N on EE with the topology T\mathscr{T}.

This is a particular case of II, p. 28, cor. 2 remembering II, p. 29, Example I.

Proposition 7

The canonical injection* j:E→∏i∈IEij : E \to \prod_{i \in I} E_i is continuous when EE carries the direct sum topology of the EiE_i and ∏i∈IEi\prod_{i \in I} E_i carries the product topology. When II *is finite, this mapping is an isomorphism of topological vector spaces.

The first assertion follows from the fact that the canonical injections Eκ→∏ι∈IEιE_\kappa \to \prod_{\iota \in I} E_\iota are continuous for each κ∈I\kappa \in I. If II is finite then jj is the identity mapping, and it is sufficient to show that the product topology T′\mathscr{T}' is finer than the direct sum topology T\mathscr{T}. Now, let VV be a convex neighbourhood of 0 for T\mathscr{T}; each set V∩EιV \cap E_\iota is a convex neighbourhood of 0 in EιE_\iota; if nn is the number of elements of II, then the set VV contains the set 1n∑n(V∩Eι)\frac{1}{n} \sum_n (V \cap E_\iota), which is a neighbourhood of 0 for T′\mathscr{T}', and the proposition is proved.

When II is infinite, if, for each finite subset JJ of II, we write EJE_J for the space ∏ι∈JEι\prod_{\iota \in J} E_\iota, with the product topology, then EE is the inductive limit of the EJE_J (identified as subspaces of EE).

Proposition 8

Let NιN_\iota be a subspace of EιE_\iota, for every ι∈I\iota \in I,

(i) The topology induced on N=∑ιNιN = \sum_\iota N_\iota by the direct sum topology T\mathscr{T} on EE is identical with the direct sum of the topologies of the NιN_\iota.

(ii) The canonical mapping hh of the topological direct sum space of the Eι/NιE_\iota / N_\iota on E/NE/N (A, II, § 1.6, formula (26)) is an isomorphism between topological vector spaces.

(i) With the notations introduced above, we consider x=∑ιλιxιx = \sum_\iota \lambda_\iota x_\iota belonging to N∩Γ((Vι))N \cap \Gamma((V_\iota)) ((λι)(\lambda_\iota) is a family of numbers ⩾0\geqslant 0 of which at most finitely many are non-zero, such that ∑ιλι=1\sum_\iota \lambda_\iota = 1, and xι∈Vιx_\iota \in V_\iota, for all ι∈I\iota \in I). Since the sum of the NιN_\iota is direct, we have λιxι∈Nι\lambda_\iota x_\iota \in N_\iota for all ι∈I\iota \in I; therefore, for all ι\iota such that λι>0\lambda_\iota > 0 we also have xι∈Nι∩Vιx_\iota \in N_\iota \cap V_\iota, and xx belongs to the convex envelope Γ((Nι∩Vι))\Gamma((N_\iota \cap V_\iota)), thus (i) is proved.

(ii) Denote canonical mappings as follows: fι:Eι→E,hι:Eι/Nι→E/N,pι:Eι→Eι/Nιf_\iota : E_\iota \to E, h_\iota : E_\iota / N_\iota \to E/N, p_\iota : E_\iota \to E_\iota / N_\iota and p:E→E/Np : E \to E/N. For every ι∈I\iota \in I, hι∘pι=p∘fιh_\iota \circ p_\iota = p \circ f_\iota and the proposition follows from II, p. 28, cor. 2 and p. 29 Example I.

Corollary 1

If NιN_\iota is closed in EιE_\iota for every ι∈I\iota \in I, then N=∑ιNιN = \sum_\iota N_\iota in closed in EE.

For, the canonical mapping pι:E→Eιp_\iota : E \to E_\iota is continuous (II, § 4.5, prop. 6) for every ι∈I\iota \in I, hence pι−1(Nι)p_\iota^{-1}(N_\iota) is closed in EE, and thus the same is true of the intersection N=⋂ι∈Ipι−1(Nι)N = \bigcap_{\iota \in I} p_\iota^{-1}(N_\iota).

Corollary 2

If each EιE_\iota is Hausdorff, so also is EE and each EιE_\iota is closed in EE.

To prove the first statement apply cor. 1 taking Nι={0}N_\iota = \{0\} for all ι∈I\iota \in I; for the second apply cor. 1 with Nι=EιN_\iota = E_\iota and Nκ={0}N_\kappa = \{0\} for every κ≠ι\kappa \neq \iota.

We shall show in III, p. 21, cor. 2 that if the EιE_\iota are Hausdorff and complete then so is their topological direct sum EE.

6. Inductive limits of sequences of locally convex spaces

In this No. we shall consider an increasing sequence (En)(E_n) of vector subspaces of a vector space EE, such that EE is the union of the EnE_n; we suppose that each EnE_n carries a locally convex topology Tn\mathscr{T}_n, such that, for every nn, the topology induced on EnE_n by Tn+1\mathscr{T}_{n+1} is coarser than Tn\mathscr{T}_n, and we give to EE the locally convex topology T\mathscr{T} that is the inductive limit of the sequence (Tn)(\mathscr{T}_n) (II, p. 29, Example II); these hypotheses and notations will be used throughout the rest of this No. without restatement.

It may happen that each Tn\mathscr{T}_n is Hausdorff but that T\mathscr{T} is not; it may also happen that for each pair of integers n,mn, m such that n≤mn \leq m, the subspace EnE_n is closed in EmE_m (using topology Tm\mathscr{T}_m) but that EnE_n is not closed in EE using T\mathscr{T} (II, p. 80, exerc. 26).

Lemma 1

— *Let F\mathfrak{F} be a Cauchy filter on EE (for T\mathscr{T}); then there exists an integer kk, such that for all N∈FN \in \mathfrak{F} and every neighbourhood VV of 00 in EE, the subspace EkE_k meets N+VN + V.

We assume the contrary and obtain a contradiction. Suppose that for every kk there exists a convex neighbourhood VkV_k of 00 and a set Mk∈FM_k \in \mathfrak{F} such that

(Ek+Vk)∩Mk=∅. (E_k + V_k) \cap M_k = \varnothing.
Clearly we can suppose that Vk+1⊂VkV_{k+1} \subset V_k for all kk. Let VV be the convex envelope of ⋃k(Ek∩Vk)\bigcup_k (E_k \cap V_k), this is clearly a neighbourhood of 00 for T\mathscr{T}. For all nn we have V⊂Vn+EnV \subset V_n + E_n; in fact, every x∈Vx \in V can be written ∑iλixi\sum_i \lambda_i x_i where λi≥0\lambda_i \geq 0, ∑iλi=1\sum_i \lambda_i = 1 and xi∈Vi∩Eix_i \in V_i \cap E_i for all ii; now for i<ni < n we have xi∈Enx_i \in E_n, therefore ∑i<nλixi∈En\sum_{i < n} \lambda_i x_i \in E_n; and for i≥ni \geq n we have xi∈Vnx_i \in V_n, therefore ∑i≥nλixi∈Vn\sum_{i \geq n} \lambda_i x_i \in V_n since VnV_n is convex, contains 00 and ∑i≥nλi≤1\sum_{i \geq n} \lambda_i \leq 1. Hence V+En⊂Vn+EnV + E_n \subset V_n + E_n for all nn. This being so, let M∈FM \in \mathfrak{F} be a set that is VV-small. For some integer mm, Em∩ME_m \cap M is not empty; and we conclude that
M⊂Em+V⊂Em+Vm; M \subset E_m + V \subset E_m + V_m;
as F\mathfrak{F} is a filter, the set MmM_m meets MM and therefore Em+VmE_m + V_m; we have a contradiction which establishes the lemma.

Proposition 9

Suppose that the topology induced on EnE_n by Tn+1\mathscr{T}_{n+1} is identical with Tn\mathscr{T}_n for every integer nn. Then (i) The topology induced by T\mathscr{T} on EnE_n is identical with Tn\mathscr{T}_n for each nn; if the Tn\mathscr{T}_n are Hausdorff then T\mathscr{T} is Hausdorff. (ii) If, for every nn, EnE_n is closed in En+1E_{n+1} (for Tn+1\mathscr{T}_{n+1}), then EnE_n is closed in EE (using T\mathscr{T}) for every nn. (iii) If each EnE_n is complete (using Tn\mathscr{T}_n) then EE is complete using T\mathscr{T}.

(i) To prove the first assertion, it is sufficient to prove that the topology Tn′\mathscr{T}'_n induced by T\mathscr{T} on EnE_n is finer than Tn\mathscr{T}_n. For this, let VnV_n be a convex neighbourhood of 00 in EnE_n for the topology Tn\mathscr{T}_n; we are going to construct an increasing sequence of convex neighbourhoods of 00 in En+pE_{n+p} for Tn+p\mathscr{T}_{n+p}, say (Vn+p)p≥1(V_{n+p})_{p \geq 1}, such that Vn+p∩En=VnV_{n+p} \cap E_n = V_n for every index p≥1p \geq 1. Then the union VV of the increasing sequence (Vn+p)(V_{n+p}) will be a convex set such that V∩EkV \cap E_k is a neighbourhood of 00 in EkE_k (using Tk\mathscr{T}_k), for every index kk; therefore VV will be a neighbourhood of 00 in EE for T\mathscr{T} and as V∩En=VnV \cap E_n = V_n, we have proved that Tn′\mathscr{T}'_n is finer than Tn\mathscr{T}_n.

To define the Vn+pV_{n+p} we proceed by induction on pp using the following lemma:

Lemma 2

Let VV be a convex neighbourhood of 0 in MM, a vector subspace of a locally convex space FF. Then there exists a convex neighbourhood WW of 0 in FF such that W∩M=VW \cap M = V. Further, if MM is closed in FF, then, for every point x0∈∁Mx_0 \in \complement M, there exists a convex neighbourhood W0W_0 of 0 in FF such that W0∩M=VW_0 \cap M = V and x0∉W0x_0 \notin W_0.

In fact, by hypothesis there exists a convex neighbourhood UU of 0 in FF such that U∩M⊂VU \cap M \subset V. Clearly, the convex envelope WW of U∪VU \cup V in FF is a neighbourhood of 0 in FF; we show that W∩M=VW \cap M = V. For, every point z∈Wz \in W is of the form λx+(1−λ)y\lambda x + (1-\lambda) y with x∈V,y∈Ux \in V, y \in U, and 0≤λ≤10 \leq \lambda \leq 1 (II, p. 9, prop. 8); if z∈Mz \in M, and λ≠1\lambda \neq 1 then necessarily y∈My \in M, therefore y∈U∩M⊂Vy \in U \cap M \subset V and hence z∈Vz \in V; the result is obviously true if λ=1\lambda = 1. If MM is closed in FF, the space F/MF/M is Hausdorff, thus there exists a convex neighbourhood U0⊂UU_0 \subset U of 0 in FF such that U0U_0 does not meet x0+Mx_0 + M; then the convex envelope W0W_0 of U0∪VU_0 \cup V fulfils the required conditions.

Returning to the theorem, to prove the second part of (i) note that if x∈Ex \in E then x∈Enx \in E_n for some nn; if x≠0x \neq 0 and Tn\mathscr{T}_n is Hausdorff then there is a neighbourhood VnV_n of 0 for Tn\mathscr{T}_n, which does not contain xx. We see that there is a neighbourhood VV of 0 for T\mathscr{T} such that V∩En=VnV \cap E_n = V_n, hence x∉Vx \notin V, and it follows that T\mathscr{T} is Hausdorff.

(ii) Let x∈E−Enx \in E - E_n; there exists m>nm > n such that x∈Emx \in E_m, thus, as EnE_n is closed in EmE_m for Tm\mathscr{T}_m (because of the hypothesis that Tn+1\mathscr{T}_{n+1} induces Tn\mathscr{T}_n on EnE_n for every nn) there exists in the topology Tm\mathscr{T}_m a convex neighbourhood VmV_m of 0 in EmE_m such that (x+Vm)∩En(x + V_m) \cap E_n is empty. Now we saw in (i) that there exists a convex neighbourhood VV of 0 for T\mathscr{T} such that V∩Em=VmV \cap E_m = V_m; and thus (x+V)∩Em=x+Vm(x + V) \cap E_m = x + V_m, therefore (x+V)∩En=∅(x + V) \cap E_n = \varnothing, which proves (ii).

(iii) From lemma 1, if F\mathfrak{F} is a minimal Cauchy filter for T\mathscr{T} (GT, II, § 3.2) then there exists a kk such that the trace of F\mathfrak{F} on EkE_k is a filter Fk\mathfrak{F}_k; from (i) this last is a Cauchy filter for Tk\mathscr{T}_k and thus Fk\mathfrak{F}_k converges in EkE_k by hypothesis; but as the filter on EE generated by Fk\mathfrak{F}_k is finer than F\mathfrak{F}, we see that F\mathfrak{F} has a cluster point for T\mathscr{T} and thus converges for T\mathscr{T}.

When for all nn the topology induced on EnE_n by Tn+1\mathscr{T}_{n+1} is just Tn\mathscr{T}_n we say that T\mathscr{T} is the strict inductive limit of the sequence (Tn)(\mathscr{T}_n) and that the space EE with the topology T\mathscr{T} is the strict inductive limit of the sequence of locally convex spaces EnE_n.

Remark

— 1) Suppose that EE is the union of an increasing directed, non-enumerable family of subspaces (Eα)α∈I(E_\alpha)_{\alpha \in I}, each EαE_\alpha having a locally convex topology Tα\mathscr{T}_\alpha, such that, for Eα⊂EβE_\alpha \subset E_\beta, the topology induced on EαE_\alpha by Tβ\mathscr{T}_\beta is identical with Tα\mathscr{T}_\alpha. It may be the case that the topology induced on each EαE_\alpha by the topology T\mathscr{T} is equal to Tα\mathscr{T}_\alpha and that the EαE_\alpha are Hausdorff and complete, but that EE is not complete for T\mathscr{T} (INT, III, 2nd ed., § 1, exerc. 2).

2) Let FF be a locally convex space, which is the union of an increasing sequence of vector subspaces (Fn)(F_n), and for each index nn, let Tn\mathscr{T}_n be the topology induced on FnF_n by the topology T\mathscr{T} of FF. One should beware that in general T\mathscr{T} is not the inductive limit of the Tn\mathscr{T}_n.

3) Suppose that EE is the strict inductive limit of the sequence (En)(E_n); if FF is a closed (in T\mathscr{T}) vector subspace of EE, it may be the case that the strict inductive limit of the topologies induced by the Tn\mathscr{T}_n on F∩EnF \cap E_n is strictly finer than the topology induced by T\mathscr{T} (IV, p. 63, exerc. 10).

Proposition 10

Let E, F be two locally convex spaces. Suppose that :

1) There exists a family of Fréchet spaces (Eα)(E_\alpha), and for each α\alpha a linear mapping gα:Eα→Eg_\alpha : E_\alpha \to E, such that the topology of E is the final locally convex topology for the family (gα)(g_\alpha).

2) There exists a sequence of Fréchet spaces (Fn)(F_n) and for each n a continuous linear injection jn:Fn→Fj_n : F_n \to F such that F=⋃njn(Fn)F = \bigcup_n j_n(F_n).

Then every linear mapping u of E in F, whose graph is closed in E×FE \times F, is necessarily continuous.

To prove that uu is continuous, it is sufficient to show that for every α\alpha, the mapping u∘gα:Eα→Fu \circ g_\alpha : E_\alpha \to F is continuous (II, p. 27, prop. 5). Now the graph of u∘gαu \circ g_\alpha is the inverse image of the graph of uu under the continuous mapping gα×1F:Eα×F→E×Fg_\alpha \times 1_F : E_\alpha \times F \to E \times F, and therefore is, by hypothesis, closed in Eα×FE_\alpha \times F. We can, therefore, restrict ourselves to the case when E itself is a Fréchet space. But then the proposition is a particular case of I, p. 20, prop. 1.

Corollary

With the same hypotheses on E and F as in prop. 10 and assuming that E is Hausdorff, then every continuous surjective mapping v of F in E is a strict morphism.

Let N be the kernel of vv and write Nn=jn−1(N)N_n = j_n^{-1}(N); then the mapping jn′:Fn/Nn→F/Nj'_n : F_n / N_n \to F / N, deduced from jnj_n by taking quotients, is injective and continuous, also Fn/NnF_n / N_n is a Fréchet space (since NnN_n is closed) and F/NF / N is the union of the images under jn′j'_n. By hypothesis, in the canonical factorisation v:F→F/N→wEv : F \to F / N \xrightarrow{w} E, the linear mapping ww is bijective and continuous and its graph in (F/N)×E(F / N) \times E is therefore closed (GT, I, § 8.1, cor. 2 of prop. 2). By the remarks at the beginning and by prop. 10, the inverse mapping uu of ww is therefore continuous and the corollary is proved.

\* Prop. 10 and its corollary apply in particular when E is a complete bornological space (III, p. 12) and F is the inductive limit of a sequence of Fréchet spaces. \*

7. Remarks on Fréchet spaces

We are going to consider prop. 2 of GT, IX, § 3.1 in the case of locally convex spaces.

Proposition 11

Let E be a metrisable locally convex space. The topology of E can be defined by a distance that is invariant under translations, and for which the open balls are convex.

Let (pn)n∈N(p_n)_{n \in \mathbf{N}} be a sequence of semi-norms that define the topology of E. Let dnd_n be the pseudometric defined by dn(x,y)=inf⁡(pn(x−y),1/n)d_n(x, y) = \inf(p_n(x - y), 1/n) for x,yx, y in E; it is invariant under translations. For every n≥0n \geq 0, and every real number R≥0R \geq 0, let Bn,RB_{n, R} be the set of x∈Ex \in E for which dn(x,0)<Rd_n(x, 0) < R. If R≥1/nR \geq 1/n, then Bn,R=EB_{n, R} = E, and in the other case Bn,RB_{n, R} is formed from the x∈Ex \in E such that pn(x)<Rp_n(x) < R; in all cases Bn,RB_{n, R} is convex.

For x,yx, y in EE define d(x,y)=sup⁡n∈Ndn(x,y)d(x, y) = \sup_{n \in \mathbf{N}} d_n(x, y). We see immediately that dd is a distance, invariant under translations on EE and defining the topology of EE. For x0∈Ex_0 \in E and R≥0R \geq 0, the open ball with centre x0x_0 and radius RR (for the distance dd) is equal to ⋂n∈N(x0+Bn,R)\bigcap_{n \in \mathbf{N}} (x_0 + B_{n, R}), therefore it is convex.

Proposition 12

Let EE and FF be two Fréchet spaces and uu a continuous linear mapping of EE on FF. Then there exists a section of uu that is continuous though not necessarily linear.

By prop. 11 there exists a distance dd in EE, invariant under translations, defining the topology of EE and for which open balls are convex. Given yy and y′y' in FF, let δ(y,y′)\delta(y, y') be the distance apart of the closed sets u−1(y)u^{-1}(y) and u−1(y′)u^{-1}(y') in EE. As uu is a strict morphism (I, p. 17, th. 1) the remark of GT, IX, § 3.1 shows that δ\delta is a distance on FF defining the topology of FF. We shall construct, inductively, a sequence of continuous mappings (sn)n∈N(s_n)_{n \in \mathbf{N}} of FF in EE satisfying the following inequalities for all y∈Fy \in F:

δ(y,u(sn(y)))<2−n \delta(y, u(s_n(y))) < 2^{-n}
d(sn(y),sn−1(y))<2−n+1(only if n≥1). d(s_n(y), s_{n-1}(y)) < 2^{-n+1} \quad \text{(only if } n \geq 1 \text{)}.

Suppose then that either n=0n = 0, or n≥1n \geq 1 and that sn−1s_{n-1} has been constructed. Let y0∈Fy_0 \in F; as uu is surjective, the set u−1(y0)u^{-1}(y_0) is non-empty, and for n≥1n \geq 1, we have d(u−1(y0),sn−1(y0))<2−n+1d(u^{-1}(y_0), s_{n-1}(y_0)) < 2^{-n+1} by the induction hypothesis. Therefore there exists a point x0x_0 of EE such that u(x0)=y0u(x_0) = y_0 and for n≥1n \geq 1, d(x0,sn−1(y0))<2−n+1d(x_0, s_{n-1}(y_0)) < 2^{-n+1}. As the mapping sn−1s_{n-1} is continuous, the set of points yy of FF which satisfy the inequalities δ(y,y0)<2−n\delta(y, y_0) < 2^{-n} and d(x0,sn−1(y))<2−n+1d(x_0, s_{n-1}(y)) < 2^{-n+1} is an open neighbourhood of y0y_0. Hence there exist an open covering (Vi)i∈I(V_i)_{i \in I} of FF and constant mappings sn,is_{n,i} of FF in EE which satisfy the inequalities (2) and (3) in ViV_i where one replaces sns_n by sn,is_{n,i}. As the space FF is metrisable, there exists a continuous partition of unity (fi)i∈I(f_i)_{i \in I}, that is locally finite and subordinate to the covering (Vi)i∈I(V_i)_{i \in I} (GT, IX, § 4.5, th. 4 and § 4.4, cor. 1). For every y∈Fy \in F, put sn(y)=∑i∈Ifi(y)⋅sn,i(y)s_n(y) = \sum_{i \in I} f_i(y) \cdot s_{n,i}(y). The mapping sns_n of FF in EE is continuous; as the open balls are convex in EE and in FF, the mapping sns_n satisfies the inequalities (2) and (3) for all y∈Fy \in F.

From inequality (3) the mappings sn:F→Es_n : F \to E form a Cauchy sequence, for uniform convergence. As EE is complete, the sequence (sn)n∈N(s_n)_{n \in \mathbf{N}} converges uniformly to a continuous mapping s:F→Es : F \to E (GT, X, § 1.6); formula (2) shows that u∘su \circ s is the identity mapping of FF, thus ss is a continuous section of uu.

Corollary

If LL is a compact set in FF, then there exists a compact set KK in EE such that u(K)=Lu(K) = L.

It is sufficient to put K=s(L)K = s(L), where ss is a continuous section of uu.

Remark

— 1) The corollary to prop. 12 can also be deduced from th. 1 of I, p. 17 and prop. 18 of GT, IX, § 2.10. 2) We keep the notations of prop. 12. Let pp be a continuous semi-norm on EE;

for all y∈Fy \in F, put q(y)=inf⁡u(x)=yp(x)q(y) = \inf_{u(x)=y} p(x), so that qq is a continuous semi-norm on FF (II, p. 4). Let ϕ\phi be a lower semi-continuous mapping of FF in the interval ]0,+∞[]0, +\infty[ of R‾\overline{\mathbf{R}}. We show that there exists a continuous section s of u such that p∘s<q+ϕp \circ s < q + \phi.

Let s0s_0 be a continuous section of uu (prop. 12) and NN the kernel of uu. Let y0∈Fy_0 \in F, then there exists z0∈Nz_0 \in N such that p(s0(y0)+z0)<q(y0)+ϕ(y0)p(s_0(y_0) + z_0) < q(y_0) + \phi(y_0). There exists an open neighbourhood WW of y0y_0 in FF such that p(s0(y)+z0)<q(y)+ϕ(y)p(s_0(y) + z_0) < q(y) + \phi(y) for all y∈Wy \in W. Hence there is an open covering (Wi)i∈I(W_i)_{i \in I} of FF and constant mappings ti:F→Nt_i : F \to N such that p(s0(y)+ti(y))<q(y)+ϕ(y)p(s_0(y) + t_i(y)) < q(y) + \phi(y) for all y∈Wiy \in W_i. As FF is metrisable, there exists a locally finite continuous partition of unity subordinated to the covering (Wi)i∈I(W_i)_{i \in I}, say (gi)i∈I(g_i)_{i \in I} (GT, IX, § 4.5, th. 4 and § 4.4, cor. 1). The mapping ss of FF in EE defined by s(y)=s0(y)+∑i∈Igi(y)⋅ti(y)s(y) = s_0(y) + \sum_{i \in I} g_i(y) \cdot t_i(y) fulfils the stated conditions.

Exercises

See the exercises for § 4.

Transcribed from the printed volume. Not translated.