Bourbaki

§ 3. Spaces of continuous linear mappings

1. The spaces LS(E;F)\mathscr{L}_\mathfrak{S}(E; F)

Let F be a topological vector space, E an arbitrary set, and S\mathfrak{S} a family of subsets of E. Consider the vector space FEF^E with the uniform structure of S\mathfrak{S}-convergence (GT, X, § 1, No. 2). We know that this structure is compatible with the commutative group structure of FEF^E (GT, X, § 1, No. 4, cor. 2). The topology so deduced is called the S\mathfrak{S}*-topology*. If X is a subset of FEF^E, or more generally, a set with a mapping j:X→FEj : X \to F^E, then the universe image under j of the S\mathfrak{S}*-topology* on FEF^E is called the S\mathfrak{S}*-topology* on X.

Remark

— 1) The S\mathfrak{S}*-topology* is identical with the S′\mathfrak{S}'*-topology*, where S′\mathfrak{S}' denotes the bornology generated by S\mathfrak{S} (III, p. 1).

2) Let M∈SM \in \mathfrak{S} and let V be a neighbourhood of 0 in F; let T(M,V)T(M, V) denote the set of all f∈FEf \in F^E such that f(x)∈Vf(x) \in V for every x∈Mx \in M. If S\mathfrak{S} is stable under finite unions, the sets T(M,V)T(M, V) form a fundamental system of neighbourhoods of 0 for the S\mathfrak{S}*-topology* of FEF^E.

Proposition 1

Let E be a set, S\mathfrak{S} a family of subsets of E, F a topological vector space and H a vector subspace of FEF^E. In order that the S\mathfrak{S}*-topology* be compatible with the vector space structure of H, it is necessary and sufficient that u(M)u(M) is bounded in F for every u∈Hu \in H and every M∈SM \in \mathfrak{S}. If, moreover, F is locally convex, then the S\mathfrak{S}*-topology* on H is locally convex.

On account of Remarks 1) and 2) above, we see that a necessary and sufficient condition for the S\mathfrak{S}*-topology* to be compatible with the vector space structure of H is that the sets H∩T(M,V)H \cap T(M, V) are absorbent in H (I, p. 7, prop. 4); but this implies that for every u∈Hu \in H, every subset M∈SM \in \mathfrak{S}, and every balanced neighbourhood V of 0 in F, there exists λ≠0\lambda \neq 0 such that u(M)⊂λVu(M) \subset \lambda V; that is to say (III, p. 2) that u(M)u(M) is bounded in F. Finally, the last assertion of the proposition follows from the fact that if V is convex, so is T(M,V)T(M, V).

Corollary

Let E and F be two locally convex spaces, S\mathfrak{S} a family of bounded subsets of E, and L(E;F)\mathscr{L}(E; F) the vector space of continuous linear mappings from E into F. Then the S\mathfrak{S}*-topology* is compatible with the vector space structure of L(E;F)\mathscr{L}(E; F) and is locally convex.

It is enough to remark that if uu is a continuous linear mapping from E into F and M is a bounded subset of E, then u(M)u(M) is bounded in F (III, p. 4, cor. 1).

Given two locally convex vector spaces E and F, and a family S\mathfrak{S} of bounded subsets of E, let LS(E;F)\mathscr{L}_\mathfrak{S}(E; F) denote the locally convex space obtained by assigning the S\mathfrak{S}*-topology* to L(E;F)\mathscr{L}(E; F).

Example 1

If S\mathfrak{S} is the set of all finite subsets of E, then the S\mathfrak{S}-topology is the topology of simple convergence and the space LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F) is also denoted by Ls(E;F)\mathscr{L}_s(E; F). A bounded subset of Ls(E;F)\mathscr{L}_s(E; F) is called a simply bounded subset of L(E;F)\mathscr{L}(E; F).

Example 2

If S\mathfrak{S} is the set of compact (resp. precompact, compact convex) subsets, then the S\mathfrak{S}-topology is called the topology of compact (resp. precompact, compact convex) convergence and the space LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F) is also denoted by Lc(E;F)\mathscr{L}_c(E; F) (resp. Lpc(E;F)\mathscr{L}_{pc}(E; F), Lcc(E;F)\mathscr{L}_{cc}(E; F)). (Cf. IV, p. 48, exerc. 7.)

Example 3

If S\mathfrak{S} is the set of all bounded subsets of E, we say that the S\mathfrak{S}-topology is the topology of bounded convergence and the space LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F) is denoted by Lb(E;F)\mathscr{L}_b(E; F).

Example 4

When F=KF = \mathbf{K}, the space L(E;F)\mathscr{L}(E; F) is the dual E′E' of E. We denote by ES′E'_\mathfrak{S}, Es′E'_s etc. the space LS(E;K)\mathscr{L}_{\mathfrak{S}}(E; \mathbf{K}), Ls(E;K)\mathscr{L}_s(E; \mathbf{K}) etc. The space Es′E'_s (resp. Eb′E'_b) is called the weak dual (resp. strong dual) of E. A bounded subset of Es′E'_s (resp. Eb′E'_b) is said to be weakly (resp. strongly) bounded. We observe that the weak topology on E′E' is none other than σ(E′,E)\sigma(E', E) (II, p. 42).

When E=FE = F, we denote by L(E)\mathscr{L}(E), LS(E)\mathscr{L}_{\mathfrak{S}}(E) etc. the space L(E;F)\mathscr{L}(E; F), LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F) etc.

Let pp be a continuous semi-norm on F and M a bounded subset of E. Let

pM(u)=sup⁡x∈Mp(u(x)). p_M(u) = \sup_{x \in M} p(u(x)) .

It is immediate that pMp_M is a semi-norm on L(E;F)\mathscr{L}(E; F) and that if Γ\Gamma is a fundamental system of semi-norms on F, the family of semi-norms pMp_M, where pp ranges over Γ\Gamma and M ranges over a base for the bornology generated by S\mathfrak{S}, is a fundamental system of semi-norms of LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F).

In particular, if E and F are semi-normed spaces, and if pp (resp. qq) denotes the semi-norm of E (resp. F), then the topology of bounded convergence on L(E;F)\mathscr{L}(E; F) is defined by the semi-norm

r(u)=sup⁡p(x)≤1q(u(x)) r(u) = \sup_{p(x) \leq 1} q(u(x))

(cf. GT, X, § 3, No. 2). When we consider Lb(E;F)\mathscr{L}_b(E; F) as a semi-normed space, we shall always, unless the contrary is expressly stated, mean the semi-norm (2). If F is a normed space, the semi-norm (2) is a norm.

Remark

— 3) Let A be a dense subset of the unit ball of E. In view of the continuity of uu, we also have

r(u)=sup⁡x∈Aq(u(x)). r(u) = \sup_{x \in A} q(u(x)) .

For example

r(u)=sup⁡p(x)<1q(u(x)). r(u) = \sup_{p(x) < 1} q(u(x)) .

Since we have u(tx)=tu(x)u(tx) = tu(x) for t∈Rt \in \mathbf{R}, we also have,

r(u)=sup⁡p(x)=1q(u(x))=sup⁡p(x)≠0q(u(x))p(x). r(u) = \sup_{p(x) = 1} q(u(x)) = \sup_{p(x) \neq 0} \frac{q(u(x))}{p(x)} .

whenever p≠0p \neq 0.

4) The formula (2) shows that the map u↦r(u)u \mapsto r(u) is lower semi-continuous on Ls(E;F)\mathscr{L}_s(E; F).

Proposition 2

— Let E and F be two locally convex spaces and let S\mathfrak{S} be a set of bounded subsets of E.

1) The S\mathfrak{S}-topology on L(E;F)\mathscr{L}(E; F) is identical with the S~\tilde{\mathfrak{S}}-topology, where S~\tilde{\mathfrak{S}} denotes the smallest adapted, bornology (III, p. 3) on E which contains S\mathfrak{S}.

2) Suppose that {0}\{0\} is not dense in F and let S′\mathfrak{S}' be another set of bounded subsets of E. Then the S′\mathfrak{S}'-topology is coarser than the S\mathfrak{S}-topology if and only if S′⊂S~\mathfrak{S}' \subset \tilde{\mathfrak{S}}.

Let u∈L(E;F)u \in \mathscr{L}(E; F), M∈SM \in \mathfrak{S} and let pp be a continuous semi-norm on F. Since p∘up \circ u is a continuous semi-norm on E, this is the same as saying that p∘up \circ u is bounded above by 1 on M or on the closed, convex balanced envelope M~\tilde{M} of M; in other words, we have pM=pM~p_M = p_{\tilde{M}}. Moreover, it is clear that we have pλM=λpMp_{\lambda M} = \lambda p_M for all λ>0\lambda > 0 and pM∪M′=sup⁡(pM,pM′)p_{M \cup M'} = \sup(p_M, p_{M'}), from which the first assertion follows, since S~\tilde{\mathfrak{S}} has the set of homothetics of the closed convex balanced envelopes of finite unions of sets of S\mathfrak{S} as a base.

We now prove the second assertion : first, if F is the base field, it follows from the definition that the S~\tilde{\mathfrak{S}}-topology on E′=L(E;F)E' = \mathscr{L}(E; F) has as a fundamental system of neighbourhoods of 0, the set of polars of the sets of S~\tilde{\mathfrak{S}}. Let A be a bounded subset of E, whose polar A∘A^\circ is a neighbourhood of 0 for the S~\tilde{\mathfrak{S}}-topology; then there exists a closed convex balanced set B∈S~B \in \tilde{\mathfrak{S}} such that A∘⊃B∘A^\circ \supset B^\circ, and so A⊂B∘∘A \subset B^{\circ \circ}; but by cor. 3 of II, p. 45, we have B∘∘=BB^{\circ \circ} = B, and hence A⊂BA \subset B and A∈S~A \in \tilde{\mathfrak{S}}. Therefore if S′\mathfrak{S}' is a set of bounded subsets of E, the S′\mathfrak{S}'-topology is coarser than the S\mathfrak{S}-topology on E′E' if and only if S′⊂S~\mathfrak{S}' \subset \tilde{\mathfrak{S}}. The general case follows immediately, since if y∈Fy \in F is not in the closure of 0, we can verify that the mapping which makes f∈E′f \in E' correspond to the mapping x↦f(x) yx \mapsto f(x)\ y is an isomorphism of the locally convex spaces ES′E'_\mathfrak{S} onto its image in LS~(E;F)\mathscr{L}_{\tilde{\mathfrak{S}}}(E; F).

2. Condition for LS(E;F)\mathscr{L}_\mathfrak{S}(E; F) to be Hausdorff

Proposition 3

— Let E and F be two locally convex spaces, F being assumed Hausdorff, and let S\mathfrak{S} be a family of bounded subsets of E. If the union A of the sets of S\mathfrak{S} is total in E, then the space LS(E;F)\mathscr{L}_\mathfrak{S}(E; F) is Hausdorff.

Let u0u_0 be a non-zero element of L(E;F)\mathscr{L}(E; F); since u0u_0 is continuous and A is total in E, there exists an x0x_0 in A such that u0(x0)≠0u_0(x_0) \neq 0. Since F is Hausdorff, there exists a neighbourhood V of 0 in F such that u0(x0)∉Vu_0(x_0) \notin V. Let M∈SM \in \mathfrak{S} be such that x0∈Mx_0 \in M. Then the set U of all u∈L(E;F)u \in \mathscr{L}(E; F) such that u(M)⊂Vu(M) \subset V is a neighbourhood of 0 in L(E;F)\mathscr{L}(E; F), and we have u0∉Uu_0 \notin U, hence L(E;F)\mathscr{L}(E; F) is Hausdorff.

In particular, the following topologies on L(E;F)\mathscr{L}(E; F) are Hausdorff whenever F is Hausdorff : simple convergence, compact convergence, precompact or compact convex, and bounded convergence.

3. Relations between L(E;F)\mathscr{L}(E; F) and L(E^;F)\mathscr{L}(\hat{E}; F)

Let E and F the two Hausdorff locally convex spaces, and suppose F is complete; let E^\hat{E} be the completion of E. Since every continuous linear mapping uu from E into F extends uniquely to a continuous linear mapping uˉ\bar{u} from E^\hat{E} into F, we can identify the spaces L(E;F)\mathscr{L}(E; F) and L(E^;F)\mathscr{L}(\hat{E}; F) by the mapping u↦uˉu \mapsto \bar{u}. In addition, let S\mathfrak{S} be a family of bounded subsets of E; the S\mathfrak{S}-topology on L(E;F)\mathscr{L}(E; F) coincides with the S\mathfrak{S}-topology on L(E^;F)\mathscr{L}(\hat{E}; F) and also with the S^\hat{\mathfrak{S}}-topology, where S^\hat{\mathfrak{S}} denotes the family of closures in E^\hat{E} of sets of S\mathfrak{S}.

For example, if E is normed, the topology of bounded convergence on L(E;F)\mathscr{L}(E; F) is identical with the topology of bounded convergence on L(E^;F)\mathscr{L}(\hat{E}; F): for, every bounded subset of E^\hat{E} is contained in the closure of a bounded subset of E. Since the unit ball of E^\hat{E} is the closure of the unit ball of E, it follows from formula (3) (III, p. 14) that if F is a Banach space, the map u↦uˉu \mapsto \bar{u} is an isometry from L(E;F)\mathscr{L}(E; F) onto L(E^;F)\mathscr{L}(\hat{E}; F).

We observe that if E is not a normed space, then there may exist bounded subsets of E^\hat{E} which are not contained in the closure of any bounded subset of E (for example, if E is the weak dual of an infinite dimensional Banach space); however, this is so if E is metrizable and satisfies the first axiom of countability (III, p. 39, exerc. 16).

4. Equicontinuous subsets of L(E;F)\mathscr{L}(E; F)

Let E and F be two locally convex spaces. For a subset H of L(E;F)\mathscr{L}(E; F) to be equicontinuous it is necessary and sufficient that it is equicontinuous at the point 0 in E (I, p. 9, prop. 6); this implies that for every neighbourhood V of 0 in F, the set ⋂u∈Hu−1(V)\bigcap_{u \in H} u^{-1}(V) is a neighbourhood of 0 in E; or that for every continuous semi-norm pp on F, the function sup⁡u∈H(p∘u)\sup_{u \in H} (p \circ u) is a continuous semi-norm on E. Moreover (I, p. 5), H is uniformly equicontinuous. We note that the convex balanced envelope of an equicontinuous subset is equicontinuous, since if pp is a continuous semi-norm on F and H~\tilde{H} the convex balanced envelope of H, we have, for the uiu_i in H, the inequality p∘(∑iλiui)≤∑i∣λi∣⋅(p∘ui)p \circ (\sum_i \lambda_i u_i) \leq \sum_i |\lambda_i| \cdot (p \circ u_i), hence sup⁡u∈H(p∘u)=sup⁡u∈H~(p∘u)\sup_{u \in H} (p \circ u) = \sup_{u \in \tilde{H}} (p \circ u).

Consequently, the family of equicontinuous subsets is a convex bornology on L(E;F)\mathscr{L}(E; F) (III, p. 2, def. 2).

Proposition 4

Let E, F be two locally convex spaces, and F be Hausdorff. Let the space FEF^E of all mappings from E into F be assigned the topology of simple convergence. Then

(i) The set of linear mappings from E into F is closed in FEF^E.

(ii) If H is an equicontinuous subset of L(E;F)\mathscr{L}(E; F), the closure H‾\overline{H} of H in FEF^E is contained in L(E;F)\mathscr{L}(E; F) and is equicontinuous.

We know that H‾\overline{H} is equicontinuous (GT, X, § 2, No. 3, prop. 6). It remains to prove the assertion (i). Let x, y be in E and λ,μ\lambda, \mu in K, and let A(x,y,λ,μ)A(x, y, \lambda, \mu) be the set of all u∈FEu \in F^E such that

u(λx+μy)−λu(x)−μu(y)=0. u(\lambda x + \mu y) - \lambda u(x) - \mu u(y) = 0 .

This set is closed in FEF^E since the mapping u↦u(x)u \mapsto u(x) from FEF^E into F is continuous for every x∈Ex \in E and since F is Hausdorff. But the set of linear mappings from E into F is equal to

⋂x,y,λ,μA(x,y,λ,μ). \bigcap_{x,y,\lambda,\mu} A(x, y, \lambda, \mu) .

Thus this set is closed in FEF^E.

Corollary 1

— *For an equicontinuous subset H of L(E;F)\mathscr{L}(E; F) to be relatively compact in Ls(E;F)\mathscr{L}_s(E; F), it is necessary and sufficient that for all x∈Ex \in E, the set H(x)H(x) of all u(x)u(x) as uu ranges over H, is relatively compact in F.

In fact, this condition is necessary and sufficient for H‾\overline{H} to be compact in FEF^E (GT, I, § 9, No. 5, cor.).

Corollary 2

— Every equicontinuous subset of the dual E′E' of E is relatively compact for the weak topology σ(E′,E)\sigma(E', E) on E′E' (III, p. 14, Example 4).

For, if H is an equicontinuous subset of E′E', sup⁡u∈H∣u∣\sup_{u \in H} |u| is a continuous semi-norm on E; in particular, for every x∈Ex \in E, the set H(x)H(x) is bounded, hence relatively compact in the field of scalars.

Corollary 3

— *In the strong dual Eb′E'_b of a semi-normed space E, every closed ball is compact for the weak topology σ(E′,E)\sigma(E', E).

This ball is also closed for σ(E′,E)\sigma(E', E).

Proposition 5

— *Let E and F be two locally convex spaces and let T be a total subset of E. The following uniform structures coincide on every equicontinuous subset H of L(E;F)\mathscr{L}(E; F):

1) the uniform structure of simple convergence in T; 2) the uniform structure of simple convergence in E; 3) the uniform structure of convergence in the precompact subsets of E.

We recall (III, p. 15, prop. 2) that the S\mathfrak{S}-topology on L(E;F)\mathscr{L}(E; F) coincides with the S~\tilde{\mathfrak{S}}-topology, where S~\tilde{\mathfrak{S}} is the smallest bornology adapted to E and containing S\mathfrak{S}.

In the statement of prop. 5, we can therefore replace the word « total » by « everywhere dense ». The proposition then follows from the general properties of equicontinuous sets (GT, X, § 2, No. 4, th. 1).

Example

— *1) Let μ\mu be the Lebesgue measure on R\mathbf{R}, and let E be the semi-normed space Lp(μ)\mathscr{L}^p(\mu) (1≤p<∞1 \leq p < \infty) (INT, IV). For every numerical function ff and every real number hh, let fhf_h be the function x↦f(x−h)x \mapsto f(x - h). Clearly the mapping f↦fhf \mapsto f_h defines a linear isometry from E onto itself. If ff is continuous and has compact support, then fhf_h converges to ff uniformly, hence also in the mean of order pp, as hh tends to 0. Since the set K(R)\mathscr{K}(\mathbf{R}) of all continuous functions with compact support is dense in E, and the set of linear isometries of E is equicontinuous, it follows from prop. 5 that for every f∈Ef \in E, fhf_h converges in the mean of order pp to ff as hh tends to 0.

For p=1p = 1, consider the Fourier transform, which associates to each f∈L1(μ)f \in \mathscr{L}^1(\mu) the function f^\hat{f} on R\mathbf{R} defined by

f^(y)=∫e−2iπxyf(x) dμ(x). \hat{f}(y) = \int e^{-2i\pi xy} f(x) \, d\mu(x) .

The set of linear forms f↦f^(y)f \mapsto \hat{f}(y) is an equicontinuous subset of the dual of L1(μ)\mathscr{L}^1(\mu).

On the other hand, we know that the set T of all characteristic functions of closed bounded intervals is a total subset of L1(μ)\mathscr{L}^1(\mu); and we verify easily that for all f∈Tf \in T, the Fourier transform f^\hat{f} is a continuous function tending to zero at infinity. We deduce that this is true for all f∈L1(μ)f \in \mathscr{L}^1(\mu) ("Riemann-Lebesgue theorem").

The relation sup⁡y∈R∣f^(y)∣≤∥f∥1\sup_{y \in \mathbf{R}} |\hat{f}(y)| \leq \|f\|_1 shows that the map f↦f^f \mapsto \hat{f} is a continuous map from L1(μ)\mathscr{L}^1(\mu) into the space B(R)\mathscr{B}(\mathbf{R}) of all bounded functions on R\mathbf{R}, with the structure of uniform convergence. Since f^\hat{f} is continuous for all f∈Tf \in T, it follows that f^\hat{f} is continuous for all f∈L1(μ)f \in L^1(\mu). The fact that f^\hat{f} tends to zero at infinity follows from the fact that the subspace C0(R)C_0(\mathbf{R}) of all continuous functions tending to zero at infinity is closed in B(R)\mathscr{B}(\mathbf{R}).

2) Let E be the space of all continuous numerical functions on R\mathbf{R} endowed with the topology of compact convergence. Let K be a compact subset of R\mathbf{R} and let (μn)(\mu_n) be a sequence of measures on R\mathbf{R} with support in K. Suppose ∥μn∥≤1\|\mu_n\| \leq 1 for all n. The set of the μn\mu_n is then an equicontinuous subset of E'. Therefore, if for every function f∈Ef \in E, we have lim⁡n→∞μn(f)=0\lim_{n \to \infty} \mu_n(f) = 0, the sequence of functions x↦∫eitxdμn(t)x \mapsto \int e^{itx} d\mu_n(t) converges to 0, uniformly on every compact subset of R\mathbf{R} (since the set of functions t↦eitxt \mapsto e^{itx}, as x ranges over a compact subset of R\mathbf{R}, is compact in E). \

Corollary

— *Suppose F is Hausdorff. Let H be an equicontinuous subset of L(E;F)\mathscr{L}(E; F). If a filter Φ\Phi on H converges simply to a mapping u0u_0 from E into F, then u0u_0 is a continuous linear mapping from E into F, and Φ\Phi converges uniformly to u0u_0 on every precompact subset of E.

The first assertion follows from prop. 4 (III, p. 16) and the second from prop. 5 (III, p. 17).

Proposition 6

— *Let H be an equicontinuous subset of L(E;F)\mathscr{L}(E; F). If F is metrizable and if there exists a countable total set in E, then the uniform structure on H of simple convergence in E is metrizable. If in addition, there exists a countable total set in F, then there exists a countable everywhere dense set in H (for the topology of uniform convergence on compact subsets of E).

Let (an)(a_n) be a total sequence in E. Then the mapping u↦(u(an))u \mapsto (u(a_n)) is an isomorphism from L(E;F)\mathscr{L}(E; F), where L(E;F)\mathscr{L}(E; F) has the uniform structure of simple convergence on the set of the ana_n, onto a uniform subspace of FNF^\mathbf{N}. If F is metrizable (resp. metrizable and satisfies the first axiom of countability) then this is also true for FNF^\mathbf{N} (GT, IX, § 2, No. 4, cor. 2 and § 2, No. 8, corollary), and the proposition follows from prop. 5 (III, p. 17).

Corollary 1

— *Let E be a locally convex metrizable space, and F a normed space. Suppose that E and F both satisfy the first axiom of countability. Then L(E;F)\mathscr{L}(E; F) is the union of a countable family of equicontinuous subsets and there exists a countable set in L(E;F)\mathscr{L}(E; F) which is dense for the topology of uniform convergence on precompact subsets of E.

Let B be the unit ball of F and (Vn)(V_n) a countable fundamental system of neighbourhoods of 0 in E. For every integer n, the set HnH_n of all u∈L(E;F)u \in \mathscr{L}(E; F) such that u(Vn)⊂Bu(V_n) \subset B is equicontinuous and L(E;F)\mathscr{L}(E; F) is the union of the HnH_n. The corollary then follows from prop. 6.*

Corollary 2

— Every closed ball in the dual E' of a normed space satisfying the first axiom of countability, is a compact metrizable space for the weak topology σ(E', E), and for this topology there exists a countable dense subset in E'.

This follows from prop. 6 and from III, p. 17, cor. 3.

5. Equicontinuous subsets of E′E'

In this section, E denotes a locally convex space and E′E' its dual. Whenever we talk of the polar M∘M^\circ of a set M in E (resp. E′E'), we shall always mean, unless otherwise stated, the polar of M relative to the duality between E and E′E'. Recall that if V is a closed convex balanced neighbourhood of 0 in E, we have V∘∘=VV^{\circ\circ} = V (II, p. 45, cor. 3).

Proposition 7

— *Let M be a subset of E′E'. The following conditions are equivalent :

(i) MM is equicontinuous ; (ii) MM is contained in the polar of a neighbourhood of 0 in E ; (iii) the polar of M is a neighbourhood of 0 in E.

If M is equicontinuous, there exists a convex balanced neighbourhood V of 0 such that ∣u(x)∣≤1|u(x)| \leq 1 for all x∈Vx \in V and all u∈Mu \in M; then we have that M⊂V∘M \subset V^\circ and (i) implies (ii). With the same notations, if M⊂V∘M \subset V^\circ then V⊂V∘∘⊂M∘V \subset V^{\circ\circ} \subset M^\circ and (ii) implies (iii). Finally, if M∘M^\circ contains a convex balanced neighbourhood V of 0, then M⊂M∘∘⊂V∘M \subset M^{\circ\circ} \subset V^\circ and the relations x∈εV, u∈Mx \in \varepsilon V,\ u \in M imply ∣u(x)∣≤ε|u(x)| \leq \varepsilon for all ε>0\varepsilon > 0, which proves that (iii) implies (i).

We remark that every x∈Ex \in E defines a mapping j(x):u↦u(x)j(x): u \mapsto u(x) from E′E' into K. Hence we can talk of the S\mathscr{S}-topology on E, where S\mathscr{S} is a family of subsets of E′E': this is the inverse image under jj of the S\mathscr{S}-topology on KE′K^{E'}. We verify immediately that if S\mathscr{S} is a convex bornology on E′E', then the polars of sets of S\mathscr{S} form a fundamental system of neighbourhoods of 0 for the S\mathscr{S}-topology on E. This is so, in particular, when S\mathscr{S} is the family of equicontinuous subsets of E′E' and prop. 7 implies :

Corollary 1

— The topology of E is identical with the topology of uniform convergence on equicontinuous subsets of E′E'.

More generally, let F be a locally convex space; every u∈L(E;F)u \in \mathscr{L}(E; F) defines a map j(u):(x,f)↦f(u(x))j(u):(x, f) \mapsto f(u(x)) from E×F′E \times F' into K (i.e. into R\mathbf{R} or C\mathbf{C}). This enables us to define, on the space L(E;F)\mathscr{L}(E; F), the topology of uniform convergence on a set of subsets of E×F′E \times F'. In particular :

Corollary 2

— Let S\mathscr{S} be a family of bounded subsets of E. The S\mathscr{S}-topology on L(E;F)\mathscr{L}(E; F) is the topology of uniform convergence on sets of the form A×B⊂E×F′A \times B \subset E \times F', where A is in S\mathscr{S}, and B belongs to the family of equicontinuous subsets of F′F'.

For every u∈L(E;F)u \in \mathscr{L}(E; F), every A∈SA \in \mathscr{S} and every closed convex balanced neighbourhood V of 0 in F, the relation u(A)⊂Vu(A) \subset V is equivalent to « j(u)(A×V∘)j(u)(A \times V^\circ) is contained in the unit ball of K ».

Proposition 8

— *Let H be a family of linear mappings from E into a locally convex space F. For H to be equicontinuous, it is necessary and sufficient that for every equicontinuous subset X in the dual F' of F, the set of linear forms f \circ u, for f \in X and u \in H, is equicontinuous.

It is obvious that the condition is necessary. Suppose it is verified, and let V be a closed convex balanced neighbourhood of 0 in F. Since V^\circ is equicontinuous, there exists a neighbourhood W of 0 in E such that |f(u(x))| \leq 1 for all x \in W, u \in H and f \in V^\circ; in other words, u(W) \subset V^{\circ\circ} = V for all u \in H, hence H is equicontinuous.

6. The completion of a locally convex space

Theorem 1 (Grothendieck)

— Let E be a locally convex space, and let \mathscr{S} be an adapted and covering bornology on E. Let F \subset E^* be the space of those linear forms on E whose restriction to each set belonging to \mathscr{S} is continuous. If F is assigned the \mathscr{S}-topology, then the canonical injection from E'_\mathscr{S} into F extends to an isomorphism from the completion \hat{E}'_\mathscr{S} of E'_\mathscr{S} onto F.

Since every simple limit of linear forms on E is a linear form (III, p. 16, prop. 4) and since the bornology \mathscr{S} on E is covering, it follows from GT, X, § 1, No. 6, cor. 2 that the space F with the \mathscr{S}-topology is Hausdorff and complete. It is clear that E'_\mathscr{S} is a topological vector subspace of F; hence it is enough to prove that E'_\mathscr{S} is everywhere dense in F. This follows from the following lemma:

Lemma 1

Let A be a closed convex balanced subset of E and let u be a linear form on E whose restriction to A is continuous. Then for every \varepsilon > 0, there exists an x' \in E' such that

∣u(x)−⟨x,x′⟩∣≤εfor everyx∈A. |u(x) - \langle x, x' \rangle| \leq \varepsilon \quad \text{for every} \quad x \in A .

Let \varepsilon > 0. There exists a closed convex balanced neighbourhood U of 0 in E such that |u(x)| \leq \varepsilon for all x \in U \cap A. We know that the polar U^\circ of U in E* is contained in E' and is compact for the topology \sigma(E^*, E) (III, p. 17, cor. 2). Since the polar A^\circ of A in E* is closed for \sigma(E^*, E), it follows that A^\circ + U^\circ is a closed convex subset of E* (GT, III, § 4, No. 1, cor. 1).

Let C be a closed convex balanced subset of E. Then C is closed for \sigma(E, E') (II, p. 45, cor. 3), hence also for \sigma(E, E^*), and as a consequence, we have C = C^{\circ\circ} (for the duality between E and E*). As a result, we have

A∩U=A∘∘∩U∘∘=(A∘∪U∘)∘⊃(A∘+U∘)∘ A \cap U = A^{\circ\circ} \cap U^{\circ\circ} = (A^\circ \cup U^\circ)^\circ \supset (A^\circ + U^\circ)^\circ

from which, we get

(A∩U)∘⊂(A∘+U∘)∘∘=A∘+U∘. (A \cap U)^\circ \subset (A^\circ + U^\circ)^{\circ\circ} = A^\circ + U^\circ .

Since the linear form \varepsilon^{-1}u belongs to (A \cap U)^\circ, there exist v \in A^\circ and w \in U^\circ such that u = \varepsilon(v + w). Hence x' = \varepsilon w belongs to E' and u - x' = \varepsilon v is bounded above in absolute value by \varepsilon on A; hence the lemma.

Now let E be a locally convex Hausdorff space and \hat{E} its completion. Every continuous linear form f on E extends to \hat{E} by continuity; hence we have (\hat{E})' = E'

(III, p. 16) and every element of E^\hat{E} defines a linear form on E′E'; that is, an element of the algebraic dual E′∗{E'}^* of E′E'. In addition, the duality between EE (resp. E^\hat{E}) and E′E' is separating (II, p. 24, cor. 1). Consequently EE and E^\hat{E} can be identified with vector subspaces of E′∗{E'}^*.

Theorem 2

Let EE be a locally convex Hausdorff space and E^\hat{E} its completion; we identify EE and E^\hat{E} with vector subspaces of E′∗{E'}^*. Then for an element f∈E′∗f \in {E'}^* to belong to E^\hat{E}, it is necessary and sufficient that the restriction of ff to every equicontinuous subset of E′E' is continuous for the topology σ(E′,E)\sigma(E', E).

The space EE can be identified with the topological dual of E′E' when E′E' is assigned the topology σ(E′,E)\sigma(E', E) (II, p. 43, prop. 3); on the other hand, if S\mathscr{S} is the set of equicontinuous subsets of E′E', the given topology on EE is the S\mathscr{S}-topology (III, p. 19, cor. 1). Then it follows from III, p. 13, prop. 1, that the sets of S\mathscr{S} are bounded for σ(E′,E)\sigma(E', E) (cf. later on, III, p. 22, prop. 9); in other words, S\mathscr{S} is an adapted and covering bornology for the topology σ(E′,E)\sigma(E', E). Theorem 2 is then a consequence of th. 1 if we replace EE by E′E' and ES′E'_\mathscr{S} by EE.

Corollary 1 (Banach)

— *Let EE be a Hausdorff and complete locally convex space. In order that a linear form on E′E' be continuous for the weak topology σ(E′,E)\sigma(E', E) (i.e. arises from an element of EE) it is sufficient that its restriction to every equicontinuous subset of E′E' is continuous for σ(E′,E)\sigma(E', E).

Remark

— Suppose in addition, that there exists a countable total set in EE; then every equicontinuous subset of E′E' is metrizable for the topology σ(E′,E)\sigma(E', E) (III, p. 18, prop. 6); therefore to verify that a linear form uu on E′E' is weakly continuous, it is enough to verify that for every equicontinuous sequence (xn′)(x'_n) in E′E' which converges to 0 for σ(E′,E)\sigma(E', E), we have lim⁡n→∞u(xn′)=0\lim_{n \to \infty} u(x'_n) = 0.

Corollary 2

Let (Ei)i∈I(E_i)_{i \in I} be a family of Hausdorff locally convex spaces and let EE be their topological direct sum. Then the canonical mapping from the direct sum of the E^i\hat{E}_i into E^\hat{E} is an isomorphism. In particular, EE is complete if and only if all the EiE_i are complete.

We know that the dual of EE can be identified with the product of the duals of the EiE_i (II, p. 30, formula (1)). Let u∈E^u \in \hat{E}, and let ui∈Ei′∗u_i \in {E_i'}^* be the restriction of uu (considered as an element of E′∗{E'}^*) to Ei′⊂E′E_i' \subset E'. It is immediate that it is enough to prove that ui=0u_i = 0 except for a finite number of indices i∈Ii \in I. Suppose on the contrary that there exists a sequence (in)n∈N(i_n)_{n \in \mathbf{N}} of distinct indices such that uin≠0u_{i_n} \neq 0. Then there exists xin∈Ein′x_{i_n} \in E_{i_n}' such that uin(xin)=nu_{i_n}(x_{i_n}) = n. The set HH of all xinx_{i_n} is equicontinuous in E′E' and the restriction of uu to HH is not bounded, which is impossible.

7. S\mathscr{S}-bornologies on L(E;F)\mathscr{L}(E; F)

Let EE and FF be two locally convex spaces and S\mathscr{S} a family of bounded subsets of EE. To say that a subset HH of L(E;F)\mathscr{L}(E; F) is bounded for the S\mathscr{S}-topology means that for every M∈SM \in \mathscr{S}, every neighbourhood VV of 0 in F absorbs the set H(M)=⋃u∈Hu(M)H(M) = \bigcup_{u \in H} u(M); this is the same as saying that for every M∈SM \in \mathscr{S}, the set H(M)H(M) is bounded in F. Equivalently, this means that for every neighbourhood VV of 0 in F, the set ⋂u∈Hu−1(V)\bigcap_{u \in H} u^{-1}(V) absorbs every subset MM of S\mathscr{S}.

Proposition 9

Let E and F be two locally convex spaces and S\mathscr{S} a family of bounded subsets of E. Then every equicontinuous subset of L(E;F)\mathscr{L}(E; F) is bounded for the S\mathscr{S}-topology.

For, if HH is an equicontinuous subset of L(E;F)\mathscr{L}(E; F) and VV a neighbourhood of 0 in F, the set ⋂u∈Hu−1(V)\bigcap_{u \in H} u^{-1}(V) is a neighbourhood of 0 in E, hence absorbs every bounded subset of E.

A subset of L(E;F)\mathscr{L}(E; F) which is bounded for a S\mathscr{S}-topology is not necessarily equicontinuous, even if S\mathscr{S} is covering and S\mathscr{S} is the canonical bornology on E (IV, p. 50, exerc. 17). In the following paragraph we shall study, under the name barrelled spaces, the spaces E such that every simply bounded subset of L(E;F)\mathscr{L}(E; F) is equicontinuous. For the present note the following result :

Proposition 10

Let E be a bornological space (in particular, a metrizable locally convex space) and F a locally convex space. Every subset H of L(E;F)\mathscr{L}(E; F) which is bounded for the topology of bounded convergence is equicontinuous.

For every convex balanced neighbourhood VV of 0 in F, the set ⋂u∈Hu−1(V)\bigcap_{u \in H} u^{-1}(V) absorbs every bounded subset of E, hence is a neighbourhood of 0 in E ; this proves that H is equicontinuous.

8. Complete subsets of LS(E;F)\mathscr{L}_{\mathscr{S}}(E; F)

Proposition 11

Let E and F be two locally convex spaces, S\mathscr{S} a cover of E consisting of bounded subsets. If F is Hausdorff and quasi-complete (III, p. 8), then every equicontinuous subset H of L(E;F)\mathscr{L}(E; F) which is closed for the S\mathscr{S}-topology is a complete uniform subspace of LS(E;F)\mathscr{L}_{\mathscr{S}}(E; F).

Since H is bounded in LS(E;F)\mathscr{L}_{\mathscr{S}}(E; F) (III, p. 22, prop. 9) and closed in FEF^E for the S\mathscr{S}-topology (III, p. 16, prop. 4), this follows from cor. 3 of GT, X, § 1, No. 5.

Remark 1

— Let M be a complete uniform subspace of LS(E;F)\mathscr{L}_{\mathscr{S}}(E; F). For every set of bounded subsets S′⊃S\mathscr{S}' \supset \mathscr{S} of E, the S′\mathscr{S}'-topology is finer than the S\mathscr{S}-topology on L(E;F)\mathscr{L}(E; F); on the other hand, there exists a fundamental system of neighbourhoods of 0 for the S′\mathscr{S}'-topology which are closed for the topology of simple convergence (III, p. 13, Remark 2), and a fortiori for the S\mathscr{S}-topology. We conclude (GT, III, § 3, No. 5, cor. 1) that M is complete for the S′\mathscr{S}'-topology.

Corollary

Let E and F be two locally convex spaces, H an equicontinuous subset of L(E;F)\mathscr{L}(E; F). If F is Hausdorff and quasi-complete and if a filter Φ\Phi on H converges* simply at all points of a total subset T of E, then there exists a continuous linear mapping u from E into F such that Φ\Phi converges uniformly to u on every precompact subset of E.

For, by virtue of prop. 5 (III, p. 17) Φ\Phi is a Cauchy filter for the uniform structure of precompact convergence in E; by prop. 11, the closure H‾\overline{H} of H in Lpc(E;F)\mathscr{L}_{pc}(E; F) is complete and so Φ\Phi converges uniformly on every precompact subset of E to a mapping u∈H‾u \in \overline{H}.

Remark 2

Let (un)(u_n) be a sequence of continuous linear mappings from a Banach space E into a Banach space F; it may happen that (un(x))(u_n(x)) has a limit at every point of an everywhere dense vector subspace T of E, without the sequence (un)(u_n) being bounded in the normed space L(E;F)\mathscr{L}(E; F). For example, take E to be the space of all continuous numerical functions on R\mathbf{R}, tending to zero at infinity, with the norm ∥f∥=sup⁡x∈R∣f(x)∣\|f\| = \sup_{x \in \mathbf{R}} |f(x)| and let T be the subspace of continuous numerical functions with compact support. The sequence of continuous linear mappings f↦nf(n)f \mapsto nf(n) from E into R\mathbf{R} converges to 0 for all f∈Tf \in T, but is not bounded in Lb(E;R)\mathscr{L}_b(E; \mathbf{R}). The same example shows that in the space L(T;R)\mathscr{L}(T; \mathbf{R}), a sequence (vn)(v_n) may be simply convergent and non-bounded for the topology of bounded convergence.

On the other hand, the sequence of continuous linear mappings f↦∑k=1nf(k)f \mapsto \sum_{k=1}^n f(k) is a Cauchy sequence in L(T;R)\mathscr{L}(T; \mathbf{R}) for the topology of simple convergence, but does not tend to a limit in L(T;R)\mathscr{L}(T; \mathbf{R}) for this topology.

Proposition 12

— *Let E be a bornological locally convex space, F a complete locally convex Hausdorff space and S\mathfrak{S} a family of bounded subsets of E containing the image of every sequence converging to 0. Then the space LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F) is complete.

Let Φ\Phi be a Cauchy filter in LS(E;F)\mathscr{L}_{\mathfrak{S}}(E; F). Then Φ\Phi is a Cauchy filter for the topology of simple convergence, hence converges in FEF^E; moreover, its limit uu is a linear mapping from E into F and Φ\Phi converges to uu uniformly on every set of S\mathfrak{S} (GT, X, § 1, No. 5, prop. 5). It follows that the image under uu of a sequence converging to zero is a sequence converging to zero, hence, that uu is continuous, since E is bornological (III, p. 11, prop. 1, (iii)).

Corollary 1

— *The strong dual of a bornological space is complete.

Corollary 2

— *Let E be a semi-normed space, and F a Banach (resp. Fréchet) space. The space Lb(E;F)\mathscr{L}_b(E; F) is a Banach (resp. Fréchet) space. In particular, the dual of a semi-normed space is a Banach space.

Exercises

See the exercises for § 3.

Transcribed from the printed volume. Not translated.