§ 3. Spaces of continuous linear mappings
1. The spaces
Let F be a topological vector space, E an arbitrary set, and a family of subsets of E. Consider the vector space with the uniform structure of -convergence (GT, X, § 1, No. 2). We know that this structure is compatible with the commutative group structure of (GT, X, § 1, No. 4, cor. 2). The topology so deduced is called the *-topology*. If X is a subset of , or more generally, a set with a mapping , then the universe image under j of the *-topology* on is called the *-topology* on X.
Remark
— 1) The *-topology* is identical with the *-topology*, where denotes the bornology generated by (III, p. 1).
2) Let and let V be a neighbourhood of 0 in F; let denote the set of all such that for every . If is stable under finite unions, the sets form a fundamental system of neighbourhoods of 0 for the *-topology* of .
Proposition 1
Let E be a set, a family of subsets of E, F a topological vector space and H a vector subspace of . In order that the *-topology* be compatible with the vector space structure of H, it is necessary and sufficient that is bounded in F for every and every . If, moreover, F is locally convex, then the *-topology* on H is locally convex.
On account of Remarks 1) and 2) above, we see that a necessary and sufficient condition for the *-topology* to be compatible with the vector space structure of H is that the sets are absorbent in H (I, p. 7, prop. 4); but this implies that for every , every subset , and every balanced neighbourhood V of 0 in F, there exists such that ; that is to say (III, p. 2) that is bounded in F. Finally, the last assertion of the proposition follows from the fact that if V is convex, so is .
Corollary
Let E and F be two locally convex spaces, a family of bounded subsets of E, and the vector space of continuous linear mappings from E into F. Then the *-topology* is compatible with the vector space structure of and is locally convex.
It is enough to remark that if is a continuous linear mapping from E into F and M is a bounded subset of E, then is bounded in F (III, p. 4, cor. 1).
Given two locally convex vector spaces E and F, and a family of bounded subsets of E, let denote the locally convex space obtained by assigning the *-topology* to .
Example 1
If is the set of all finite subsets of E, then the -topology is the topology of simple convergence and the space is also denoted by . A bounded subset of is called a simply bounded subset of .
Example 2
If is the set of compact (resp. precompact, compact convex) subsets, then the -topology is called the topology of compact (resp. precompact, compact convex) convergence and the space is also denoted by (resp. , ). (Cf. IV, p. 48, exerc. 7.)
Example 3
If is the set of all bounded subsets of E, we say that the -topology is the topology of bounded convergence and the space is denoted by .
Example 4
When , the space is the dual of E. We denote by , etc. the space , etc. The space (resp. ) is called the weak dual (resp. strong dual) of E. A bounded subset of (resp. ) is said to be weakly (resp. strongly) bounded. We observe that the weak topology on is none other than (II, p. 42).
When , we denote by , etc. the space , etc.
Let be a continuous semi-norm on F and M a bounded subset of E. Let
It is immediate that is a semi-norm on and that if is a fundamental system of semi-norms on F, the family of semi-norms , where ranges over and M ranges over a base for the bornology generated by , is a fundamental system of semi-norms of .
In particular, if E and F are semi-normed spaces, and if (resp. ) denotes the semi-norm of E (resp. F), then the topology of bounded convergence on is defined by the semi-norm
(cf. GT, X, § 3, No. 2). When we consider as a semi-normed space, we shall always, unless the contrary is expressly stated, mean the semi-norm (2). If F is a normed space, the semi-norm (2) is a norm.
Remark
— 3) Let A be a dense subset of the unit ball of E. In view of the continuity of , we also have
For example
Since we have for , we also have,
whenever .
4) The formula (2) shows that the map is lower semi-continuous on .
Proposition 2
— Let E and F be two locally convex spaces and let be a set of bounded subsets of E.
1) The -topology on is identical with the -topology, where denotes the smallest adapted, bornology (III, p. 3) on E which contains .
2) Suppose that is not dense in F and let be another set of bounded subsets of E. Then the -topology is coarser than the -topology if and only if .
Let , and let be a continuous semi-norm on F. Since is a continuous semi-norm on E, this is the same as saying that is bounded above by 1 on M or on the closed, convex balanced envelope of M; in other words, we have . Moreover, it is clear that we have for all and , from which the first assertion follows, since has the set of homothetics of the closed convex balanced envelopes of finite unions of sets of as a base.
We now prove the second assertion : first, if F is the base field, it follows from the definition that the -topology on has as a fundamental system of neighbourhoods of 0, the set of polars of the sets of . Let A be a bounded subset of E, whose polar is a neighbourhood of 0 for the -topology; then there exists a closed convex balanced set such that , and so ; but by cor. 3 of II, p. 45, we have , and hence and . Therefore if is a set of bounded subsets of E, the -topology is coarser than the -topology on if and only if . The general case follows immediately, since if is not in the closure of 0, we can verify that the mapping which makes correspond to the mapping is an isomorphism of the locally convex spaces onto its image in .
2. Condition for to be Hausdorff
Proposition 3
— Let E and F be two locally convex spaces, F being assumed Hausdorff, and let be a family of bounded subsets of E. If the union A of the sets of is total in E, then the space is Hausdorff.
Let be a non-zero element of ; since is continuous and A is total in E, there exists an in A such that . Since F is Hausdorff, there exists a neighbourhood V of 0 in F such that . Let be such that . Then the set U of all such that is a neighbourhood of 0 in , and we have , hence is Hausdorff.
In particular, the following topologies on are Hausdorff whenever F is Hausdorff : simple convergence, compact convergence, precompact or compact convex, and bounded convergence.
3. Relations between and
Let E and F the two Hausdorff locally convex spaces, and suppose F is complete; let be the completion of E. Since every continuous linear mapping from E into F extends uniquely to a continuous linear mapping from into F, we can identify the spaces and by the mapping . In addition, let be a family of bounded subsets of E; the -topology on coincides with the -topology on and also with the -topology, where denotes the family of closures in of sets of .
For example, if E is normed, the topology of bounded convergence on is identical with the topology of bounded convergence on : for, every bounded subset of is contained in the closure of a bounded subset of E. Since the unit ball of is the closure of the unit ball of E, it follows from formula (3) (III, p. 14) that if F is a Banach space, the map is an isometry from onto .
We observe that if E is not a normed space, then there may exist bounded subsets of which are not contained in the closure of any bounded subset of E (for example, if E is the weak dual of an infinite dimensional Banach space); however, this is so if E is metrizable and satisfies the first axiom of countability (III, p. 39, exerc. 16).
4. Equicontinuous subsets of
Let E and F be two locally convex spaces. For a subset H of to be equicontinuous it is necessary and sufficient that it is equicontinuous at the point 0 in E (I, p. 9, prop. 6); this implies that for every neighbourhood V of 0 in F, the set is a neighbourhood of 0 in E; or that for every continuous semi-norm on F, the function is a continuous semi-norm on E. Moreover (I, p. 5), H is uniformly equicontinuous. We note that the convex balanced envelope of an equicontinuous subset is equicontinuous, since if is a continuous semi-norm on F and the convex balanced envelope of H, we have, for the in H, the inequality , hence .
Consequently, the family of equicontinuous subsets is a convex bornology on (III, p. 2, def. 2).
Proposition 4
Let E, F be two locally convex spaces, and F be Hausdorff. Let the space of all mappings from E into F be assigned the topology of simple convergence. Then
(i) The set of linear mappings from E into F is closed in .
(ii) If H is an equicontinuous subset of , the closure of H in is contained in and is equicontinuous.
We know that is equicontinuous (GT, X, § 2, No. 3, prop. 6). It remains to prove the assertion (i). Let x, y be in E and in K, and let be the set of all such that
This set is closed in since the mapping from into F is continuous for every and since F is Hausdorff. But the set of linear mappings from E into F is equal to
Thus this set is closed in .
Corollary 1
— *For an equicontinuous subset H of to be relatively compact in , it is necessary and sufficient that for all , the set of all as ranges over H, is relatively compact in F.
In fact, this condition is necessary and sufficient for to be compact in (GT, I, § 9, No. 5, cor.).
Corollary 2
— Every equicontinuous subset of the dual of E is relatively compact for the weak topology on (III, p. 14, Example 4).
For, if H is an equicontinuous subset of , is a continuous semi-norm on E; in particular, for every , the set is bounded, hence relatively compact in the field of scalars.
Corollary 3
— *In the strong dual of a semi-normed space E, every closed ball is compact for the weak topology .
This ball is also closed for .
Proposition 5
— *Let E and F be two locally convex spaces and let T be a total subset of E. The following uniform structures coincide on every equicontinuous subset H of :
1) the uniform structure of simple convergence in T; 2) the uniform structure of simple convergence in E; 3) the uniform structure of convergence in the precompact subsets of E.
We recall (III, p. 15, prop. 2) that the -topology on coincides with the -topology, where is the smallest bornology adapted to E and containing .
In the statement of prop. 5, we can therefore replace the word « total » by « everywhere dense ». The proposition then follows from the general properties of equicontinuous sets (GT, X, § 2, No. 4, th. 1).
Example
— *1) Let be the Lebesgue measure on , and let E be the semi-normed space () (INT, IV). For every numerical function and every real number , let be the function . Clearly the mapping defines a linear isometry from E onto itself. If is continuous and has compact support, then converges to uniformly, hence also in the mean of order , as tends to 0. Since the set of all continuous functions with compact support is dense in E, and the set of linear isometries of E is equicontinuous, it follows from prop. 5 that for every , converges in the mean of order to as tends to 0.
For , consider the Fourier transform, which associates to each the function on defined by
The set of linear forms is an equicontinuous subset of the dual of .
On the other hand, we know that the set T of all characteristic functions of closed bounded intervals is a total subset of ; and we verify easily that for all , the Fourier transform is a continuous function tending to zero at infinity. We deduce that this is true for all ("Riemann-Lebesgue theorem").
The relation shows that the map is a continuous map from into the space of all bounded functions on , with the structure of uniform convergence. Since is continuous for all , it follows that is continuous for all . The fact that tends to zero at infinity follows from the fact that the subspace of all continuous functions tending to zero at infinity is closed in .
2) Let E be the space of all continuous numerical functions on endowed with the topology of compact convergence. Let K be a compact subset of and let be a sequence of measures on with support in K. Suppose for all n. The set of the is then an equicontinuous subset of E'. Therefore, if for every function , we have , the sequence of functions converges to 0, uniformly on every compact subset of (since the set of functions , as x ranges over a compact subset of , is compact in E). \
Corollary
— *Suppose F is Hausdorff. Let H be an equicontinuous subset of . If a filter on H converges simply to a mapping from E into F, then is a continuous linear mapping from E into F, and converges uniformly to on every precompact subset of E.
The first assertion follows from prop. 4 (III, p. 16) and the second from prop. 5 (III, p. 17).
Proposition 6
— *Let H be an equicontinuous subset of . If F is metrizable and if there exists a countable total set in E, then the uniform structure on H of simple convergence in E is metrizable. If in addition, there exists a countable total set in F, then there exists a countable everywhere dense set in H (for the topology of uniform convergence on compact subsets of E).
Let be a total sequence in E. Then the mapping is an isomorphism from , where has the uniform structure of simple convergence on the set of the , onto a uniform subspace of . If F is metrizable (resp. metrizable and satisfies the first axiom of countability) then this is also true for (GT, IX, § 2, No. 4, cor. 2 and § 2, No. 8, corollary), and the proposition follows from prop. 5 (III, p. 17).
Corollary 1
— *Let E be a locally convex metrizable space, and F a normed space. Suppose that E and F both satisfy the first axiom of countability. Then is the union of a countable family of equicontinuous subsets and there exists a countable set in which is dense for the topology of uniform convergence on precompact subsets of E.
Let B be the unit ball of F and a countable fundamental system of neighbourhoods of 0 in E. For every integer n, the set of all such that is equicontinuous and is the union of the . The corollary then follows from prop. 6.*
Corollary 2
— Every closed ball in the dual E' of a normed space satisfying the first axiom of countability, is a compact metrizable space for the weak topology σ(E', E), and for this topology there exists a countable dense subset in E'.
This follows from prop. 6 and from III, p. 17, cor. 3.
5. Equicontinuous subsets of
In this section, E denotes a locally convex space and its dual. Whenever we talk of the polar of a set M in E (resp. ), we shall always mean, unless otherwise stated, the polar of M relative to the duality between E and . Recall that if V is a closed convex balanced neighbourhood of 0 in E, we have (II, p. 45, cor. 3).
Proposition 7
— *Let M be a subset of . The following conditions are equivalent :
(i) is equicontinuous ; (ii) is contained in the polar of a neighbourhood of 0 in E ; (iii) the polar of M is a neighbourhood of 0 in E.
If M is equicontinuous, there exists a convex balanced neighbourhood V of 0 such that for all and all ; then we have that and (i) implies (ii). With the same notations, if then and (ii) implies (iii). Finally, if contains a convex balanced neighbourhood V of 0, then and the relations imply for all , which proves that (iii) implies (i).
We remark that every defines a mapping from into K. Hence we can talk of the -topology on E, where is a family of subsets of : this is the inverse image under of the -topology on . We verify immediately that if is a convex bornology on , then the polars of sets of form a fundamental system of neighbourhoods of 0 for the -topology on E. This is so, in particular, when is the family of equicontinuous subsets of and prop. 7 implies :
Corollary 1
— The topology of E is identical with the topology of uniform convergence on equicontinuous subsets of .
More generally, let F be a locally convex space; every defines a map from into K (i.e. into or ). This enables us to define, on the space , the topology of uniform convergence on a set of subsets of . In particular :
Corollary 2
— Let be a family of bounded subsets of E. The -topology on is the topology of uniform convergence on sets of the form , where A is in , and B belongs to the family of equicontinuous subsets of .
For every , every and every closed convex balanced neighbourhood V of 0 in F, the relation is equivalent to « is contained in the unit ball of K ».
Proposition 8
— *Let H be a family of linear mappings from E into a locally convex space F. For H to be equicontinuous, it is necessary and sufficient that for every equicontinuous subset X in the dual F' of F, the set of linear forms f \circ u, for f \in X and u \in H, is equicontinuous.
It is obvious that the condition is necessary. Suppose it is verified, and let V be a closed convex balanced neighbourhood of 0 in F. Since V^\circ is equicontinuous, there exists a neighbourhood W of 0 in E such that |f(u(x))| \leq 1 for all x \in W, u \in H and f \in V^\circ; in other words, u(W) \subset V^{\circ\circ} = V for all u \in H, hence H is equicontinuous.
6. The completion of a locally convex space
Theorem 1 (Grothendieck)
— Let E be a locally convex space, and let \mathscr{S} be an adapted and covering bornology on E. Let F \subset E^* be the space of those linear forms on E whose restriction to each set belonging to \mathscr{S} is continuous. If F is assigned the \mathscr{S}-topology, then the canonical injection from E'_\mathscr{S} into F extends to an isomorphism from the completion \hat{E}'_\mathscr{S} of E'_\mathscr{S} onto F.
Since every simple limit of linear forms on E is a linear form (III, p. 16, prop. 4) and since the bornology \mathscr{S} on E is covering, it follows from GT, X, § 1, No. 6, cor. 2 that the space F with the \mathscr{S}-topology is Hausdorff and complete. It is clear that E'_\mathscr{S} is a topological vector subspace of F; hence it is enough to prove that E'_\mathscr{S} is everywhere dense in F. This follows from the following lemma:
Lemma 1
Let A be a closed convex balanced subset of E and let u be a linear form on E whose restriction to A is continuous. Then for every \varepsilon > 0, there exists an x' \in E' such that
Let \varepsilon > 0. There exists a closed convex balanced neighbourhood U of 0 in E such that |u(x)| \leq \varepsilon for all x \in U \cap A. We know that the polar U^\circ of U in E* is contained in E' and is compact for the topology \sigma(E^*, E) (III, p. 17, cor. 2). Since the polar A^\circ of A in E* is closed for \sigma(E^*, E), it follows that A^\circ + U^\circ is a closed convex subset of E* (GT, III, § 4, No. 1, cor. 1).
Let C be a closed convex balanced subset of E. Then C is closed for \sigma(E, E') (II, p. 45, cor. 3), hence also for \sigma(E, E^*), and as a consequence, we have C = C^{\circ\circ} (for the duality between E and E*). As a result, we have
from which, we get
Since the linear form \varepsilon^{-1}u belongs to (A \cap U)^\circ, there exist v \in A^\circ and w \in U^\circ such that u = \varepsilon(v + w). Hence x' = \varepsilon w belongs to E' and u - x' = \varepsilon v is bounded above in absolute value by \varepsilon on A; hence the lemma.
Now let E be a locally convex Hausdorff space and \hat{E} its completion. Every continuous linear form f on E extends to \hat{E} by continuity; hence we have (\hat{E})' = E'
(III, p. 16) and every element of defines a linear form on ; that is, an element of the algebraic dual of . In addition, the duality between (resp. ) and is separating (II, p. 24, cor. 1). Consequently and can be identified with vector subspaces of .
Theorem 2
Let be a locally convex Hausdorff space and its completion; we identify and with vector subspaces of . Then for an element to belong to , it is necessary and sufficient that the restriction of to every equicontinuous subset of is continuous for the topology .
The space can be identified with the topological dual of when is assigned the topology (II, p. 43, prop. 3); on the other hand, if is the set of equicontinuous subsets of , the given topology on is the -topology (III, p. 19, cor. 1). Then it follows from III, p. 13, prop. 1, that the sets of are bounded for (cf. later on, III, p. 22, prop. 9); in other words, is an adapted and covering bornology for the topology . Theorem 2 is then a consequence of th. 1 if we replace by and by .
Corollary 1 (Banach)
— *Let be a Hausdorff and complete locally convex space. In order that a linear form on be continuous for the weak topology (i.e. arises from an element of ) it is sufficient that its restriction to every equicontinuous subset of is continuous for .
Remark
— Suppose in addition, that there exists a countable total set in ; then every equicontinuous subset of is metrizable for the topology (III, p. 18, prop. 6); therefore to verify that a linear form on is weakly continuous, it is enough to verify that for every equicontinuous sequence in which converges to 0 for , we have .
Corollary 2
Let be a family of Hausdorff locally convex spaces and let be their topological direct sum. Then the canonical mapping from the direct sum of the into is an isomorphism. In particular, is complete if and only if all the are complete.
We know that the dual of can be identified with the product of the duals of the (II, p. 30, formula (1)). Let , and let be the restriction of (considered as an element of ) to . It is immediate that it is enough to prove that except for a finite number of indices . Suppose on the contrary that there exists a sequence of distinct indices such that . Then there exists such that . The set of all is equicontinuous in and the restriction of to is not bounded, which is impossible.
7. -bornologies on
Let and be two locally convex spaces and a family of bounded subsets of . To say that a subset of is bounded for the -topology means that for every , every neighbourhood of 0 in F absorbs the set ; this is the same as saying that for every , the set is bounded in F. Equivalently, this means that for every neighbourhood of 0 in F, the set absorbs every subset of .
Proposition 9
Let E and F be two locally convex spaces and a family of bounded subsets of E. Then every equicontinuous subset of is bounded for the -topology.
For, if is an equicontinuous subset of and a neighbourhood of 0 in F, the set is a neighbourhood of 0 in E, hence absorbs every bounded subset of E.
A subset of which is bounded for a -topology is not necessarily equicontinuous, even if is covering and is the canonical bornology on E (IV, p. 50, exerc. 17). In the following paragraph we shall study, under the name barrelled spaces, the spaces E such that every simply bounded subset of is equicontinuous. For the present note the following result :
Proposition 10
Let E be a bornological space (in particular, a metrizable locally convex space) and F a locally convex space. Every subset H of which is bounded for the topology of bounded convergence is equicontinuous.
For every convex balanced neighbourhood of 0 in F, the set absorbs every bounded subset of E, hence is a neighbourhood of 0 in E ; this proves that H is equicontinuous.
8. Complete subsets of
Proposition 11
Let E and F be two locally convex spaces, a cover of E consisting of bounded subsets. If F is Hausdorff and quasi-complete (III, p. 8), then every equicontinuous subset H of which is closed for the -topology is a complete uniform subspace of .
Since H is bounded in (III, p. 22, prop. 9) and closed in for the -topology (III, p. 16, prop. 4), this follows from cor. 3 of GT, X, § 1, No. 5.
Remark 1
— Let M be a complete uniform subspace of . For every set of bounded subsets of E, the -topology is finer than the -topology on ; on the other hand, there exists a fundamental system of neighbourhoods of 0 for the -topology which are closed for the topology of simple convergence (III, p. 13, Remark 2), and a fortiori for the -topology. We conclude (GT, III, § 3, No. 5, cor. 1) that M is complete for the -topology.
Corollary
Let E and F be two locally convex spaces, H an equicontinuous subset of . If F is Hausdorff and quasi-complete and if a filter on H converges* simply at all points of a total subset T of E, then there exists a continuous linear mapping u from E into F such that converges uniformly to u on every precompact subset of E.
For, by virtue of prop. 5 (III, p. 17) is a Cauchy filter for the uniform structure of precompact convergence in E; by prop. 11, the closure of H in is complete and so converges uniformly on every precompact subset of E to a mapping .
Remark 2
Let be a sequence of continuous linear mappings from a Banach space E into a Banach space F; it may happen that has a limit at every point of an everywhere dense vector subspace T of E, without the sequence being bounded in the normed space . For example, take E to be the space of all continuous numerical functions on , tending to zero at infinity, with the norm and let T be the subspace of continuous numerical functions with compact support. The sequence of continuous linear mappings from E into converges to 0 for all , but is not bounded in . The same example shows that in the space , a sequence may be simply convergent and non-bounded for the topology of bounded convergence.
On the other hand, the sequence of continuous linear mappings is a Cauchy sequence in for the topology of simple convergence, but does not tend to a limit in for this topology.
Proposition 12
— *Let E be a bornological locally convex space, F a complete locally convex Hausdorff space and a family of bounded subsets of E containing the image of every sequence converging to 0. Then the space is complete.
Let be a Cauchy filter in . Then is a Cauchy filter for the topology of simple convergence, hence converges in ; moreover, its limit is a linear mapping from E into F and converges to uniformly on every set of (GT, X, § 1, No. 5, prop. 5). It follows that the image under of a sequence converging to zero is a sequence converging to zero, hence, that is continuous, since E is bornological (III, p. 11, prop. 1, (iii)).
Corollary 1
— *The strong dual of a bornological space is complete.
Corollary 2
— *Let E be a semi-normed space, and F a Banach (resp. Fréchet) space. The space is a Banach (resp. Fréchet) space. In particular, the dual of a semi-normed space is a Banach space.
Exercises
See the exercises for § 3.