§ 4. Strict morphisms of fréchet spaces
For every locally convex space E, let S(E) denote the set of all continuous seminorms on E. For every , let denote the set of all linear forms f on E such that . The family is a base for the bornology consisting of equicontinuous subsets of .
1. Characterizations of strict morphisms
Proposition 1
Let E and F be two locally convex spaces and u a continuous linear mapping from E into F. In order that u be a strict morphism, it is necessary and sufficient that the following condition be satisfied:
(MS) For every semi-norm , which is null on the kernel of u, there exists q in S(F) such that .
Let N be the kernel and M the image of u; we introduce the canonical decomposition of u, let
The continuous semi-norms on E which are null on N, are the semi-norms where ranges over S(E/N); similarly S(M) consists of the semi-norms for which there exists with . Finally, u is a strict morphism if and only if the bijective continuous linear mapping has a continuous inverse; this also means that every semi-norm in S(E/N) is of the form with in S(M). Prop. 1 follows immediately from these remarks.
Proposition 2
Let E and F be two Hausdorff locally convex spaces and u a continuous linear mapping from E into F. In order that u be a strict morphism, it is necessary and sufficient that its transpose satisfy the following conditions:
a) The image of is closed in for .
b) Every equicontinuous subset of , contained in the image of is the image under of an equicontinuous subset of .
If this is so, we have and and there exist canonical isomorphisms from Coker onto the dual of Ker u and from Ker onto the dual of Coker u.
Let N be the kernel and I the image of u. By cor. 2 of II, p. 47, the kernel of is the orthogonal of I, and the closure of the image of for is the orthogonal of N. The conjunction of a) and b) is then equivalent to the following condition:
b') Every equicontinuous subset of contained in is the image under of an equicontinuous subset of .
Since can be identified with the dual of E/N, prop. 9, (i) of IV, p. 8, shows that the equicontinuous subsets of contained in are the sets which are contained in a set of the form , where p is a continuous semi-norm on E, vanishing on N. The condition b') then says that, for every semi-norm which is null on N, there exists such that . By Hahn-Banach theorem (II, p. 23, cor. 1 and 2, p. 63, th. 1 and cor. 1), we have , and the relations and are equivalent for all semi-norms and in S(E). Consequently, the relation is equivalent to the relation . By prop. 1, property b') implies that u is a strict morphism.
Suppose that u is a strict morphism. We have already seen that the kernel of is the orthogonal of I and the image of is the orthogonal of N. The cokernel of is the space and its dual can be identified with . Similarly, the dual of can be identified with (IV, p. 8), i.e. with the cokernel of since is the image of .
Remark
— With the notations of prop. 2, property ) also implies that is a strict morphism for the weakened topologies (II, p. 49, cor. 3).
Proposition 3
Let E and F be two locally convex spaces, and u a continuous linear mapping from E into F. We assume that E is Hausdorff and that F is metrizable. For u to be a strict morphism, it is necessary and sufficient that the image of be closed in for the weak topology .
The necessity follows from prop. 2.
Conversely, suppose that the image of is closed for and introduce the canonical decomposition of as in the proof of prop. 1. By the above remarks, the inverse mapping of is continuous for the weakened topologies. But the subspace of F is metrizable, hence bornological (III, p. 12, prop. 2); consequently (IV, p. 7, prop. 7, (ii)), is continuous, hence is a strict morphism.
2. Strict morphisms of Fréchet spaces
Theorem 1
Let E and F be two Fréchet spaces and u a continuous linear mapping from E into F. The following conditions are equivalent :
a) is a strict morphism. b) is a strict morphism for the weakened topologies. c) The image of is closed in F. d) is a strict morphism from into for the weak topologies. e) The image of is closed in for the weak topology . f) The image of is closed in for the strong topology . g) is a strict morphism from into (the duals endowed with the topology of compact convergence).
The equivalence of a), b) and e) follows from prop. 3 of IV, p. 28 and the remark preceding it. That of a) and c) is precisely cor. 3 of I, p. 19. The remark of IV, p. 28, also shows that d) is equivalent to the fact that, the image of is closed for the weakened topology of F; the equivalence of c) and d) then follows from prop. 2 of IV, p. 4.
We now prove the equivalence of e) and f). It is enough to prove that f) implies e). Suppose that the image of is closed for in . On account of the Banach-Dieudonné theorem (IV, p. 25, cor. 2), it is enough to prove that for every convex balanced neighbourhood U of 0 in E, the intersection is compact for . The strong dual of the Fréchet space E is complete (IV, p. 22, prop. 2), hence the closed subset B of is complete, and so the normed space is complete (III, p. 8, corollary). Let be a decreasing sequence forming a fundamental system of neighbourhoods of 0 in F. Then is the union of sets which are compact for , hence , with . Since is a Baire space, and each of the sets is convex balanced and closed, there exists a real number and an integer such that . Then we have ; since the sets and are compact and is continuous for the weak topologies, is compact for . This completes the proof of the equivalence of e) and f).
Finally the equivalence of g) and the preceding conditions follows from prop. 18 of GT, X, § 2, No. 10 and the following lemma.
Lemma 1
Let E and F be two Hausdorff locally convex and quasi-complete spaces and u a continuous linear mapping from E into F. For to be a strict morphism from into , it is necessary and sufficient that the image of u be closed, and that every compact subset of be the image under u of a compact subset of E.
By Mackey’s th. (IV, p. 2, th. 1) and the fact that on (resp. F) the topology of compact convergence coincides with that of convex compact convergence (IV, p. 4), we can identity E (resp. F) with the dual (resp. ). Then is the transpose of , and the equicontinuous subsets of E (resp. F) are the relatively compact sets. Lemma 1 then follows from prop. 2 (IV, p. 27), since is closed in F if and only if it is closed for the weakened topology (IV, p. 4, prop. 2).
Corollary 1
Under the hypothesis of th. 1, the following conditions are equivalent :* (i) u is a strict injective morphism ; (ii) is a strict surjective morphism for the weak topologies. (iii) * is surjective.
The implication (i) (ii) follows immediately from the equivalence of conditions a), d) and e) of th. 1 and from IV, p. 6, prop. 5. It is clear that (ii) implies (iii). Finally, we prove that (iii) implies (i) : if is surjective is a strict morphism by the equivalence of a) and e) in th. 1 ; that is injective follows from prop. 5 of IV, p. 6.
Corollary 2
Under the hypothesis of th. 1, the following conditions are equivalent :* (i) u is surjective ; (ii) u is a strict surjective morphism ; (iii) * is a strict injective morphism for the weak topologies.
The equivalence of (i) and (ii) follows from Banach’s th. (I, p. 17, th. 1).
In view of the equivalence of a) and c) in th. 1, condition (ii) says that is a strict morphism and that its image is dense in F for . The equivalence of (ii) and (iii) then follows from the equivalence of a) and d) in th. 1 and from prop. 5 of IV, p. 6.
If is a strict morphism of Fréchet spaces, the transpose is not necessarily a strict morphism from into (IV, p. 62, exerc. 3). However, we have the following partial result :
Corollary 3
— Under the hypotheses of th. 1, the following property implies the properties a) to g) : h) is a strict morphism from into . When E and F are both Banach spaces, or both Montel spaces, property h) is equivalent to the properties a) to g) of th. 1. Suppose that is a strict morphism from into . We shall prove that the image H of is closed in , from which the first assertion of cor. 3 will follow. Let G be the closure of the image of in F ; the space G, with the topology induced by that of F assigned to it, is a Fréchet space. The mapping factorizes as where j is the canonical injection from G into F and where . Then we have , where is surjective, by Hahn-Banach th. (II, p. 24, prop. 2); also, is injective since is dense in G (IV, p. 6, prop. 5). By hypothesis, the mapping from onto H is open ; since is surjective and continuous, the mapping induces a homeomorphism from onto H. But the dual of the Fréchet space G is complete (IV, p. 22, prop. 2); consequently H is complete, hence closed in . If E and F are Montel spaces, the strong topology on (resp. ) coincides with the topology of compact convergence, and h) is just a reformulation of g). If E and F are Banach spaces, so are and , and condition h) is equivalent to f) by the equivalence of a) and c) applied to .
Corollary 4
— Suppose E and F are Banach spaces. For to be surjective, it is necessary and sufficient that there exist a real number such that for all . This is simply a reformulation of the equivalence of the conditions (i) and (iii) of cor. 1.
Corollary 5
— Let E and F be two Fréchet spaces and u a continuous linear mapping from E into F. The following conditions are equivalent : a) u is an isomorphism from E onto F. b) u is an isomorphism from E onto F for the weakened topologies. c) is an isomorphism from onto for the weak topologies. d) is an isomorphism from onto for the strong topologies. e) is an isomorphism from onto . Since an isomorphism is none other than a strict bijective morphism, the equivalence of a) and b) follows from the equivalence of conditions a) and b) of th. 1. It is clear that a) implies each of the conditions c), d) and e). Conversely, suppose that one of the conditions c), d) or e) is satisfied. It follows from th. 1 and its cor. 3 that u is a strict morphism from E into F, and is evidently bijective. Let N (resp. I) be the kernel (resp. the image) of u. Since is bijective, we have and , and so and by prop. 2 of IV, p. 27. But N (resp. I) is a closed vector subspace of E (resp. F), and the theorem of bipolars (II, p. 44) implies that and , hence u is bijective. We have therefore proved that u is an isomorphism.
3. Criteria for surjectivity
Proposition 4
— Let E and F be two Fréchet spaces, and u a continuous linear mapping from E into F. The following conditions are equivalent :
(i) u is surjective.
(ii) For every semi-norm , there exists such that we have for every linear form satisfying .
(iii) For every semi-norm , there exists satisfying the following property : if a linear form satisfies , then is null on points where is null and for all , , there exists with .
(iv) For every semi-norm , we have
We shall prove the proposition according to the following logical scheme
!Diagram showing the logical relationships between (i), (ii), (iii), and (iv)
If is surjective, it is a strict morphism (IV, p. 28, th. 1) then for every semi-norm , there exists a semi-norm such that, for all satisfying , there exists satisfying and . We deduce immediately that (i) implies (ii) and (iii). It is clear that (ii) implies (iv).
To prove that (iii) implies (iv), let and be as in (iii). Let , by (iii), there exists in such that . If satisfies , then we have , hence
and the relation (1) is satisfied.
Finally we prove that (iv) implies (i). Let and let be the superior envelope of the functions for satisfying . By (iv), is finite on , and is evidently a lower semi-continuous semi-norm on ; since is barrelled (III, p. 25, corollary), we have . Let (resp. ) denote the set of all (resp. ) such that (resp. ). We have , and so . The polar of in consists of linear forms such that , hence ; in other words, we get , and finally that follows from the theorem of bipolars (II, p. 45, cor. 3). If is a neighbourhood of 0 in , there exists such that , hence contains the neighbourhood of 0 in . This implies that is surjective (I, p. 17, th. 1).
Corollary
— Suppose E and F are Banach spaces. The following conditions are equivalent : (i) u is surjective. (ii) There exists a real number r > 0, such that for all . (iii) For all , we have .
The conditions (ii) and (iii) are in fact reformulations of conditions (ii) and (iv) of prop. 4 for Banach spaces.
Exercises
See the exercises for § 4.