§ 3. Dual of a fréchet space
1. Semi-barrelled spaces
Proposition 1
— Let E be a locally convex space. The following conditions are equivalent :
(i) Let U be a subset of E which absorbs every bounded subset of E, and which is the intersection of a sequence of convex, balanced and closed neighbourhoods of 0 in E. Then U is a neighbourhood of 0 in E.
(ii) For every locally convex space F, every bounded subset of which is the union of a countable family of equicontinuous subsets, is equicontinuous.
(iii) In the strong dual of E, every bounded subset which is the union of a countable family of equicontinuous subsets, is equicontinuous.
It is clear that (iii) is a particular case of (ii).
(i) (ii) : let H be a bounded subset of , and let be a sequence of equicontinuous subsets of such that . Let V be a convex, balanced and closed neighbourhood of 0 in F. For every , the set is a convex, balanced and closed neighbourhood of 0 in E since is equicontinuous. The set absorbs every bounded subset of E, since H is bounded in (III, p. 22), and we have . If E satisfies (i), then the set W is a neighbourhood of 0 in E, hence H is equicontinuous.
(iii) (i) : let be a sequence of convex, balanced and closed neighbourhoods of 0 in E. We assume that the set absorbs every bounded subset of E, hence that its polar is bounded in . Then the set is contained in , hence is bounded in . If E satisfies (iii), the set B is equicontinuous in ; consequently, the polar of B in E is a neighbourhood of 0 in E.
Definition 1
— A locally convex space E is said to be semi-barrelled if it satisfies the equivalent conditions of prop. 1.
Every barrelled space is semi-barrelled. This is also true for every bornological space (III, p. 22, prop. 10).
2. Dual of a locally convex metrizable space
Proposition 2
— Let E be a locally convex metrizable space and F its strong dual. The space F is complete, semi-barrelled and satisfies the following condition : (DB) There exists a sequence of bounded subsets of F such that every bounded subset of F is contained in one of the .
The space E is bornological (III, p. 12, prop. 2), hence its strong dual is complete (III, p. 23, cor. 1).
Let be a decreasing sequence of neighbourhoods of 0 in E, such that every neighbourhood of 0 in E contains one of the . Let be the polar of in F. Since E is bornological, every bounded subset of F is equicontinuous (III, p. 22, prop. 10), therefore contained in one of the . In other words, the space F satisfies the condition (DB).
We now show that F is semi-barrelled. Let be a sequence of convex, balanced and closed neighbourhoods of 0 in F. We assume that the set absorbs every bounded subset of F. We shall prove that U is a neighbourhood of 0 in F. For this, we shall construct, by induction on the integer , real numbers and convex balanced neighbourhoods of 0 in F, whose which are closed for , and satisfy the following relations
(1)
(2)
Suppose that the numbers and the sets have been constructed for . By the hypothesis, the set U absorbs the bounded subsets of F; moreover, for , is a neighbourhood of 0 in F, hence absorbs the bounded subsets of F. We can therefore find a number satisfying (1). Let C denote the closed convex balanced envelope, for , of ; the set C is equicontinuous, hence compact for (III, p. 17, cor. 2). Since is a neighbourhood of 0 in F, there exists a bounded subset B of E such that . Put . Since is a neighbourhood of 0 in F, we see that is a convex and balanced neighbourhood of 0 in F. In addition, C is compact and closed for ; by cor. 1 of GT, III, § 4, No. 1, is closed for . Finally, we have and , hence since is convex. We have thus established (2).
Put , then . By (1) and (2), we have for all and in , and so for all . In particular, W is absorbent, hence is a barrel for . By remark 3 of IV, p. 4, W is a neighbourhood of 0 in F. A fortiori, U is a neighbourhood of 0 in F, and F is semi-barrelled.
The following corollary extends the Banach-Steinhaus theorem to the dual of a Fréchet space (cf. III, p. 25, cor. 2).
Corollary
— Let G be a Hausdorff locally convex space, and let be a sequence of linear mappings from F into G, converging simply to a mapping u from F into G. Then u is continuous, and the sequence converges to u uniformly on every precompact subset of F.
Since F is complete, the set of all , which is bounded for the topology of simple convergence, is bounded in (III, p. 27, cor. 1). Since the space F is semi-barrelled (prop. 2), every countable and bounded subset of is equicontinuous by prop. 1 of IV, p. 21. Therefore the set of the is equicontinuous, and the corollary follows from III, p. 18, corollary.
3. Bidual of a locally convex metrizable space
Proposition 3
— Let E be a locally convex metrizable space, its strong dual and G a Fréchet space. The space is a Fréchet space.
By prop. 2 (IV, p. 22), there exists a sequence of bounded subsets of such that every bounded subset of is contained in one of the . Let be a countable fundamental system of neighbourhoods of 0 in G. Let be the set of linear mappings from into G such that . Then is a fundamental system of neighbourhoods of 0 in , and the latter space is then metrizable.
To show that is complete, it is enough to prove that every Cauchy sequence in this space is convergent; since G is complete, there exists a linear mapping such that converges simply to u. By IV, p. 23, corollary, we have . It then follows from prop. 5 of GT, X, § 1, No. 5, that converges to u in .
Corollary
— The bidual of a locally convex metrizable space is a Fréchet space.
4. Dual of a reflexive Fréchet space
Proposition 4
— Let E be a reflexive Fréchet space. The strong dual of E is the inductive limit of a sequence of Banach spaces.
Let be a decreasing sequence of convex, balanced and closed neighbourhoods of 0 in E, such that every neighbourhood of 0 in E contains one of the . Let be the polar of in . Then is convex, balanced and compact for ; by III, p. 8, corollary the space is a Banach space. We shall prove that is the inductive limit of the spaces ; in other words, that every convex and balanced subset U of which absorbs each of the is a neighbourhood of 0 in . For every , choose a real number such that . Let be the convex envelope of the set ; put , then . For every , the set is convex, balanced and compact for (II, p. 14, prop. 15).
Now we shall show that . Let ; for every , we have , and since is closed for there exists an element in such that \langle y_n, x \rangle = 1 (\text{II, p. 38, prop. 4}). Since E is reflexive, every bounded subset of E is relatively compact for (IV, p. 16, th. 2). By the definition of , we have
Since every bounded subset of is contained in one of the sets , the set absorbs every bounded subset of . Consequently, is bounded in E, hence is a neighbourhood of 0 in . A fortiori, U is a neighbourhood of in .
Corollary
The strong dual of a reflexive Fréchet space is bornological and barrelled.
An inductive limit of Banach spaces is bornological by definition. Further, a Banach space is barrelled (III, p. 25, corollary) and every inductive limit of barrelled spaces is a barrelled space (III, p. 25, cor. 3).
5. The topology of compact convergence on the dual of a Fréchet space
Theorem 1 (Banach-Dieudonné)
— *Let E be a locally convex metrizable space. The following topologies coincide on the dual of E :
a) the topology of -convergence, where is the family of subsets of E each consisting of points of a sequence converging to 0 ; b) the topology of uniform convergence on compact subsets of E ; c) the topology of uniform convergence on precompact subsets of E ; d) the topology which is the finest topology inducing the same topology as on every equicontinuous subset of .
First observe that a subset A of is closed for if and only if is closed for for every subset H of which is equicontinuous and closed for . The weak topology and induce the same topology on every equicontinuous subset of (III, p. 17, prop. 5). Consequently each of the topologies , , , is coarser than the one following it. It is therefore enough to prove that is finer than . Moreover, every translation in is a homeomorphism for . Hence it is enough to prove that, if F is a subset of which is closed for , and does not contain 0, then there exists a set such that .
Let be a decreasing sequence of neighbourhoods of 0 in E forming a fundamental system of neighbourhoods of 0. We shall construct, by induction on , finite sets such that we have
for every integer . Let be an integer such that has been constructed for and satisfies (4) and (5) for . For every , put
Put . We have for , therefore is the set of points of a sequence which converges to 0 in . From (5) we deduce that , and since is the union of the sequence of sets , we get .
Corollary 1
Let be a locally convex metrizable space. Every precompact subset of is contained in the closed convex balanced envelope of the set of points of a sequence converging to 0.
This follows from the fact that the topologies and are identical, on account of prop. 2 of III, p. 15.
Corollary 2
Let be a Fréchet space. In order that a convex subset of the dual of be closed for , it is necessary and sufficient that is closed for for every neighbourhood of 0 in .
Since is complete, the topology on is compatible with the duality between and (IV, p. 3, Example); consequently the closed convex subsets in are the same for and (IV, p. 1, prop. 1). The corollary then follows from the identity of the topologies and .
Recall (I, p. 13) that the hyperplanes of which are closed for are the kernels of linear forms on associated with elements of . Cor. 2 therefore gives another proof (for Fréchet spaces) of cor. 1 of III, p. 21.
Corollary 3
Let be a Banach space and a vector subspace of the dual of . In order that be closed for the weak topology , it is necessary and sufficient that its intersection with the unit ball (closed) in be closed for .
Example
— *Let be a hilbertian space satisfying the first axiom of countability; let denote the space with the weakened topology assigned to it. Let be the Banach space of nuclear endomorphisms of (V, p. 51, and TS, V); the norm in is defined by . We can identify with the dual of the Banach space by associating the linear form on with every . Let be a sub-algebra of , containing 1 and stable under ; this is a von Neumann algebra if and only if it is closed in for the weak topology . From cor. 3, we deduce the following criterion : *for to be a von Neumann algebra, it is necessary and sufficient that if is any sequence of elements of with norm having a limit in the space , then belongs to .
6. Separately continuous bilinear mappings
Lemma 1
Let E and F be two locally convex metrizable spaces, and u be a continuous linear mapping from into F. Then there exists a neighbourhood U of 0 in whose image under u is bounded in F.
Let (resp. ) be a fundamental system of neighbourhoods of 0 in E (resp. F). We assume that the sets are balanced and form a decreasing sequence. Since u is continuous, for every , there exists a bounded set in E such that . Since is bounded, there exists a real number such that . Put .
We shall prove that the set B is bounded in E, in other words that for every integer , there exists a real number such that . Since the sets are bounded, there exists a real number such that and such that for ; we have also if ; hence since is balanced.
Let U be the polar of B in . This is a neighbourhood of 0 in and we have , hence for all . Consequently is bounded in F.
Theorem 2
Let and be two reflexive Fréchet spaces, and G a locally convex Hausdorff space. For , let be the strong dual of . Then every separately continuous bilinear mapping is continuous.
The space G is isomorphic to a subspace of a product of Banach spaces (II, p. 5, prop. 3). Therefore it is enough to prove the theorem under the additional hypothesis that G is a Banach space. But is barrelled and bornological (IV, p. 24, corollary), and is a Fréchet space (IV, p. 23, prop. 3). Let v denote the linear mapping from into associated with u by the relation
Since is barrelled and u separately continuous, v is continuous (III, p. 31, prop. 6).
Since v is continuous, lemma 1 implies the existence of a neighbourhood of 0 in whose image under v is bounded in . In other words, for every bounded subset in , the set is bounded in the Banach space G. Let be the set of all such that for all . The set then absorbs every bounded subset; since is bornological, is a neighbourhood of 0 in , and this proves that u is continuous.
Exercises
See the exercises for § 3.