Bourbaki

§ 3. Dual of a fréchet space

1. Semi-barrelled spaces

Proposition 1

— Let E be a locally convex space. The following conditions are equivalent :

(i) Let U be a subset of E which absorbs every bounded subset of E, and which is the intersection of a sequence of convex, balanced and closed neighbourhoods of 0 in E. Then U is a neighbourhood of 0 in E.

(ii) For every locally convex space F, every bounded subset of Lb(E;F)\mathscr{L}_b(E; F) which is the union of a countable family of equicontinuous subsets, is equicontinuous.

(iii) In the strong dual Eb′E'_b of E, every bounded subset which is the union of a countable family of equicontinuous subsets, is equicontinuous.

It is clear that (iii) is a particular case of (ii).

(i) ⇒\Rightarrow (ii) : let H be a bounded subset of Lb(E;F)\mathscr{L}_b(E; F), and let (Hn)(H_n) be a sequence of equicontinuous subsets of Lb(E;F)\mathscr{L}_b(E; F) such that H=⋃HnH = \bigcup H_n. Let V be a convex, balanced and closed neighbourhood of 0 in F. For every nn, the set Wn=⋂u∈Hnu−1(V)W_n = \bigcap_{u \in H_n} u^{-1}(V) is a convex, balanced and closed neighbourhood of 0 in E since HnH_n is equicontinuous. The set W=⋂u∈Hu−1(V)W = \bigcap_{u \in H} u^{-1}(V) absorbs every bounded subset of E, since H is bounded in Lb(E;F)\mathscr{L}_b(E; F) (III, p. 22), and we have W=⋂nWnW = \bigcap_n W_n. If E satisfies (i), then the set W is a neighbourhood of 0 in E, hence H is equicontinuous.

(iii) ⇒\Rightarrow (i) : let (Un)(U_n) be a sequence of convex, balanced and closed neighbourhoods of 0 in E. We assume that the set U=⋂nUnU = \bigcap_n U_n absorbs every bounded subset of E, hence that its polar U∘U^\circ is bounded in Eb′E'_b. Then the set B=⋃nUn∘B = \bigcup_n U_n^\circ is contained in U∘U^\circ, hence is bounded in Eb′E'_b. If E satisfies (iii), the set B is equicontinuous in E′E'; consequently, the polar B∘=⋂n(Un∘)∘=⋂nUn=UB^\circ = \bigcap_n (U_n^\circ)^\circ = \bigcap_n U_n = U of B in E is a neighbourhood of 0 in E.

Definition 1

— A locally convex space E is said to be semi-barrelled if it satisfies the equivalent conditions of prop. 1.

Every barrelled space is semi-barrelled. This is also true for every bornological space (III, p. 22, prop. 10).

2. Dual of a locally convex metrizable space

Proposition 2

— Let E be a locally convex metrizable space and F its strong dual. The space F is complete, semi-barrelled and satisfies the following condition : (DB) There exists a sequence (An)n∈N(A_n)_{n \in \mathbf{N}} of bounded subsets of F such that every bounded subset of F is contained in one of the AnA_n.

The space E is bornological (III, p. 12, prop. 2), hence its strong dual is complete (III, p. 23, cor. 1).

Let (Vn)n∈N(V_n)_{n \in \mathbf{N}} be a decreasing sequence of neighbourhoods of 0 in E, such that every neighbourhood of 0 in E contains one of the VnV_n. Let AnA_n be the polar of VnV_n in F. Since E is bornological, every bounded subset of F is equicontinuous (III, p. 22, prop. 10), therefore contained in one of the AnA_n. In other words, the space F satisfies the condition (DB).

We now show that F is semi-barrelled. Let (Un)n∈N(U_n)_{n \in \mathbf{N}} be a sequence of convex, balanced and closed neighbourhoods of 0 in F. We assume that the set U=⋂nUnU = \bigcap_n U_n absorbs every bounded subset of F. We shall prove that U is a neighbourhood of 0 in F. For this, we shall construct, by induction on the integer n⩾0n \geqslant 0, real numbers λn>0\lambda_n > 0 and convex balanced neighbourhoods WnW_n of 0 in F, whose which are closed for σ(F,E)\sigma(F, E), and satisfy the following relations

(1)

λnAn⊂12U∩(⋂0≤i<nWi) \lambda_n A_n \subset \frac{1}{2} U \cap \left( \bigcap_{0 \leq i < n} W_i \right)

(2)

⋃0≤i≤nλiAi⊂Wn⊂Un. \bigcup_{0 \leq i \leq n} \lambda_i A_i \subset W_n \subset U_n .

Suppose that the numbers λi\lambda_i and the sets WiW_i have been constructed for 0≤i<n0 \leq i < n. By the hypothesis, the set U absorbs the bounded subsets of F; moreover, for 0≤i<n0 \leq i < n, WiW_i is a neighbourhood of 0 in F, hence absorbs the bounded subsets of F. We can therefore find a number λn>0\lambda_n > 0 satisfying (1). Let C denote the closed convex balanced envelope, for σ(F,E)\sigma(F, E), of ⋃0≤i≤nλiAi\bigcup_{0 \leq i \leq n} \lambda_i A_i; the set C is equicontinuous, hence compact for σ(F,E)\sigma(F, E) (III, p. 17, cor. 2). Since UnU_n is a neighbourhood of 0 in F, there exists a bounded subset B of E such that B∘⊂12UnB^\circ \subset \frac{1}{2} U_n. Put Wn=C+B∘W_n = C + B^\circ. Since B∘B^\circ is a neighbourhood of 0 in F, we see that WnW_n is a convex and balanced neighbourhood of 0 in F. In addition, C is compact and B∘B^\circ closed for σ(F,E)\sigma(F, E); by cor. 1 of GT, III, § 4, No. 1, WnW_n is closed for σ(F,E)\sigma(F, E). Finally, we have C⊂12U⊂12UnC \subset \frac{1}{2} U \subset \frac{1}{2} U_n and B∘⊂12UnB^\circ \subset \frac{1}{2} U_n, hence Wn⊂UnW_n \subset U_n since UnU_n is convex. We have thus established (2).

Put W=⋂nWnW = \bigcap_n W_n, then W⊂UW \subset U. By (1) and (2), we have λiAi⊂Wj\lambda_i A_i \subset W_j for all ii and jj in N\mathbf{N}, and so λiAi⊂W\lambda_i A_i \subset W for all i∈Ni \in \mathbf{N}. In particular, W is absorbent, hence is a barrel for σ(F,E)\sigma(F, E). By remark 3 of IV, p. 4, W is a neighbourhood of 0 in F. A fortiori, U is a neighbourhood of 0 in F, and F is semi-barrelled.

The following corollary extends the Banach-Steinhaus theorem to the dual of a Fréchet space (cf. III, p. 25, cor. 2).

Corollary

— Let G be a Hausdorff locally convex space, and let (un)(u_n) be a sequence of linear mappings from F into G, converging simply to a mapping u from F into G. Then u is continuous, and the sequence (un)(u_n) converges to u uniformly on every precompact subset of F.

Since F is complete, the set of all unu_n, which is bounded for the topology of simple convergence, is bounded in Lb(F;G)\mathscr{L}_b(F; G) (III, p. 27, cor. 1). Since the space F is semi-barrelled (prop. 2), every countable and bounded subset of Lb(F;G)\mathscr{L}_b(F; G) is equicontinuous by prop. 1 of IV, p. 21. Therefore the set of the unu_n is equicontinuous, and the corollary follows from III, p. 18, corollary.

3. Bidual of a locally convex metrizable space

Proposition 3

— Let E be a locally convex metrizable space, Eb′E'_b its strong dual and G a Fréchet space. The space Lb(Eb′;G)\mathscr{L}_b(E'_b ; G) is a Fréchet space.

By prop. 2 (IV, p. 22), there exists a sequence (An)(A_n) of bounded subsets of Eb′E'_b such that every bounded subset of Eb′E'_b is contained in one of the AnA_n. Let (Vn)(V_n) be a countable fundamental system of neighbourhoods of 0 in G. Let HmnH_{mn} be the set of linear mappings uu from Eb′E'_b into G such that u(Am)⊂Vnu(A_m) \subset V_n. Then (Hmn)(H_{mn}) is a fundamental system of neighbourhoods of 0 in Lb(Eb′;G)\mathscr{L}_b(E'_b ; G), and the latter space is then metrizable.

To show that Lb(Eb′;G)\mathscr{L}_b(E'_b ; G) is complete, it is enough to prove that every Cauchy sequence (un)(u_n) in this space is convergent; since G is complete, there exists a linear mapping u:Eb′→Gu : E'_b \to G such that (un)(u_n) converges simply to u. By IV, p. 23, corollary, we have u∈Lb(Eb′;G)u \in \mathscr{L}_b(E'_b ; G). It then follows from prop. 5 of GT, X, § 1, No. 5, that (un)(u_n) converges to u in Lb(Eb′;G)\mathscr{L}_b(E'_b ; G).

Corollary

— The bidual of a locally convex metrizable space is a Fréchet space.

4. Dual of a reflexive Fréchet space

Proposition 4

— Let E be a reflexive Fréchet space. The strong dual Eb′E'_b of E is the inductive limit of a sequence of Banach spaces.

Let (Vn)n∈N(V_n)_{n \in \mathbf{N}} be a decreasing sequence of convex, balanced and closed neighbourhoods of 0 in E, such that every neighbourhood of 0 in E contains one of the VnV_n. Let AnA_n be the polar of VnV_n in E′E'. Then AnA_n is convex, balanced and compact for σ(E′,E)\sigma(E', E); by III, p. 8, corollary the space EAn′E'_{A_n} is a Banach space. We shall prove that Eb′E'_b is the inductive limit of the spaces EAn′E'_{A_n}; in other words, that every convex and balanced subset U of E′E' which absorbs each of the AnA_n is a neighbourhood of 0 in Eb′E'_b. For every n∈Nn \in \mathbf{N}, choose a real number λn>0\lambda_n > 0 such that λnAn⊂U\lambda_n A_n \subset U. Let BnB_n be the convex envelope of the set ⋃0≤i≤nλiAi\bigcup_{0 \leq i \leq n} \lambda_i A_i; put V=⋃nBnV = \bigcup_n B_n, then V⊂UV \subset U. For every n∈Nn \in \mathbf{N}, the set BnB_n is convex, balanced and compact for σ(E′,E)\sigma(E', E) (II, p. 14, prop. 15).

Now we shall show that 12Voo⊂V\frac{1}{2} V^{oo} \subset V. Let x∈Eb′−Vx \in E'_b - V; for every n∈Nn \in \mathbf{N}, we have x∉Bnx \notin B_n, and since BnB_n is closed for σ(E′,E)\sigma(E', E) there exists an element yny_n in Bn∘B_n^\circ such that \langle y_n, x \rangle = 1 (\text{II, p. 38, prop. 4}). Since E is reflexive, every bounded subset of E is relatively compact for σ(E,E′)\sigma(E, E') (IV, p. 16, th. 2). By the definition of BnB_n, we have

λiyn∈Vifor all n≥i, \lambda_i y_n \in V_i \quad \text{for all } n \geq i,
hence the sequence (yn)(y_n) is bounded. Let yy be a limit point of (yn)(y_n) for the topology σ(E,E′)\sigma(E, E'). We have y∈V∘=⋂nBn∘y \in V^\circ = \bigcap_n B_n^\circ and ⟨y,x⟩=1\langle y, x \rangle = 1. Hence x∉12V∘∘x \notin \frac{1}{2}V^{\circ\circ}, and so we have the inclusion 12V∘∘⊂V\frac{1}{2}V^{\circ\circ} \subset V and a fortiori, 12V∘∘⊂U\frac{1}{2}V^{\circ\circ} \subset U.

Since every bounded subset of Eb′E'_b is contained in one of the sets AnA_n, the set V=⋃nBnV = \bigcup_n B_n absorbs every bounded subset of Eb′E'_b. Consequently, V∘V^\circ is bounded in E, hence 12V∘∘\frac{1}{2}V^{\circ\circ} is a neighbourhood of 0 in Eb′E'_b. A fortiori, U is a neighbourhood of in Eb′E'_b.

Corollary

The strong dual of a reflexive Fréchet space is bornological and barrelled.

An inductive limit of Banach spaces is bornological by definition. Further, a Banach space is barrelled (III, p. 25, corollary) and every inductive limit of barrelled spaces is a barrelled space (III, p. 25, cor. 3).

5. The topology of compact convergence on the dual of a Fréchet space

Theorem 1 (Banach-Dieudonné)

— *Let E be a locally convex metrizable space. The following topologies coincide on the dual E′E' of E :

a) the topology TN\mathscr{T}_\mathfrak{N} of N\mathfrak{N}-convergence, where N\mathfrak{N} is the family of subsets of E each consisting of points of a sequence converging to 0 ; b) the topology Tc\mathscr{T}_c of uniform convergence on compact subsets of E ; c) the topology Tpc\mathscr{T}_{pc} of uniform convergence on precompact subsets of E ; d) the topology Tf\mathscr{T}_f which is the finest topology inducing the same topology as σ(E′,E)\sigma(E', E) on every equicontinuous subset of E′E'.

First observe that a subset A of E′E' is closed for Tf\mathscr{T}_f if and only if A∩HA \cap H is closed for σ(E′,E)\sigma(E', E) for every subset H of E′E' which is equicontinuous and closed for σ(E′,E)\sigma(E', E). The weak topology σ(E′,E)\sigma(E', E) and Tpc\mathscr{T}_{pc} induce the same topology on every equicontinuous subset of E′E' (III, p. 17, prop. 5). Consequently each of the topologies TN\mathscr{T}_\mathfrak{N}, Tc\mathscr{T}_c, Tpc\mathscr{T}_{pc}, Tf\mathscr{T}_f is coarser than the one following it. It is therefore enough to prove that TN\mathscr{T}_\mathfrak{N} is finer than Tf\mathscr{T}_f. Moreover, every translation in E′E' is a homeomorphism for Tf\mathscr{T}_f. Hence it is enough to prove that, if F is a subset of E′E' which is closed for Tf\mathscr{T}_f, and does not contain 0, then there exists a set S∈NS \in \mathfrak{N} such that S∘∩F=∅S^\circ \cap F = \varnothing.

Let (Un)n≥0(U_n)_{n \geq 0} be a decreasing sequence of neighbourhoods of 0 in E forming a fundamental system of neighbourhoods of 0. We shall construct, by induction on n≥0n \geq 0, finite sets XnX_n such that we have

Xn⊂Un X_n \subset U_n
(⋃0≤p≤nXp)∘∩Un+1∘∩F=∅ \left( \bigcup_{0 \leq p \leq n} X_p \right)^\circ \cap U_{n+1}^\circ \cap F = \varnothing

for every integer n⩾0n \geqslant 0. Let m⩾0m \geqslant 0 be an integer such that XnX_n has been constructed for 0⩽n<m0 \leqslant n < m and satisfies (4) and (5) for 0⩽n<m0 \leqslant n < m. For every x∈Umx \in U_m, put

Fx=(⋃0⩽p<mXp)∘∩{x}∘∩Um+1∘∩F. F_x = (\bigcup_{0 \leqslant p < m} X_p)^{\circ} \cap \{x\}^{\circ} \cap U_{m+1}^{\circ} \cap F.
Formula (5) with n=m−1n = m - 1 implies that ⋂x∈UmFx=∅\bigcap_{x \in U_m} F_x = \varnothing. Further, the set Um+1∘U_{m+1}^{\circ} is equicontinuous, and compact for σ(E′,E)\sigma(E', E). In view of the definition of Tf\mathscr{T}_f, each of the sets FxF_x is compact for σ(E′,E)\sigma(E', E); therefore there exists a finite subset XmX_m of UmU_m such that ⋂x∈XmFx=∅\bigcap_{x \in X_m} F_x = \varnothing, i.e. relation (5) is satisfied for n=mn = m.

Put S=⋃n⩾0XnS = \bigcup_{n \geqslant 0} X_n. We have Xn⊂UpX_n \subset U_p for n⩾pn \geqslant p, therefore SS is the set of points of a sequence which converges to 0 in EE. From (5) we deduce that S∘∩Un+1∘∩F=∅S^{\circ} \cap U_{n+1}^{\circ} \cap F = \varnothing, and since E′E' is the union of the sequence of sets Un+1∘U_{n+1}^{\circ}, we get S∘∩F=∅S^{\circ} \cap F = \varnothing.

Corollary 1

Let EE be a locally convex metrizable space. Every precompact subset of EE is contained in the closed convex balanced envelope of the set of points of a sequence converging to 0.

This follows from the fact that the topologies Tpc\mathscr{T}_{pc} and TH\mathscr{T}_{\mathfrak{H}} are identical, on account of prop. 2 of III, p. 15.

Corollary 2

Let EE be a Fréchet space. In order that a convex subset AA of the dual E′E' of EE be closed for σ(E′,E)\sigma(E', E), it is necessary and sufficient that A∩U∘A \cap U^{\circ} is closed for σ(E′,E)\sigma(E', E) for every neighbourhood UU of 0 in EE.

Since EE is complete, the topology Tc\mathscr{T}_c on E′E' is compatible with the duality between E′E' and EE (IV, p. 3, Example); consequently the closed convex subsets in E′E' are the same for Tc\mathscr{T}_c and σ(E′,E)\sigma(E', E) (IV, p. 1, prop. 1). The corollary then follows from the identity of the topologies Tc\mathscr{T}_c and Tf\mathscr{T}_f.

Recall (I, p. 13) that the hyperplanes of E′E' which are closed for σ(E′,E)\sigma(E', E) are the kernels of linear forms on E′E' associated with elements of EE. Cor. 2 therefore gives another proof (for Fréchet spaces) of cor. 1 of III, p. 21.

Corollary 3

Let EE be a Banach space and MM a vector subspace of the dual E′E' of EE. In order that MM be closed for the weak topology σ(E′,E)\sigma(E', E), it is necessary and sufficient that its intersection with the unit ball (closed) in E′E' be closed for σ(E′,E)\sigma(E', E).

Example

— *Let HH be a hilbertian space satisfying the first axiom of countability; let HσH_{\sigma} denote the space HH with the weakened topology assigned to it. Let L1(H)\mathscr{L}^1(H) be the Banach space of nuclear endomorphisms of HH (V, p. 51, and TS, V); the norm in L1(H)\mathscr{L}^1(H) is defined by ∥u∥1=Tr⁡((u∗u)1/2)\|u\|_1 = \operatorname{Tr}((u^*u)^{1/2}). We can identify L(H)\mathscr{L}(H) with the dual of the Banach space L1(H)\mathscr{L}^1(H) by associating the linear form ϕu:v↦Tr⁡(uv)\phi_u : v \mapsto \operatorname{Tr}(uv) on L1(H)\mathscr{L}^1(H) with every u∈L(H)u \in \mathscr{L}(H). Let AA be a sub-algebra of L(H)\mathscr{L}(H), containing 1 and stable under u↦u∗u \mapsto u^*; this is a von Neumann algebra if and only if it is closed in L(H)\mathscr{L}(H) for the weak topology σ(L(H),L1(H))\sigma(\mathscr{L}(H), \mathscr{L}^1(H)). From cor. 3, we deduce the following criterion : *for AA to be a von Neumann algebra, it is necessary and sufficient that if (un)(u_n) is any sequence of elements of AA with norm ⩽1\leqslant 1 having a limit uu in the space Ls(H;Hσ)\mathscr{L}_s(H ; H_{\sigma}), then uu belongs to AA.

6. Separately continuous bilinear mappings

Lemma 1

Let E and F be two locally convex metrizable spaces, and u be a continuous linear mapping from Eb′E'_b into F. Then there exists a neighbourhood U of 0 in Eb′E'_b whose image under u is bounded in F.

Let (Un)n∈N(U_n)_{n \in \mathbf{N}} (resp. (Vn)n∈N(V_n)_{n \in \mathbf{N}}) be a fundamental system of neighbourhoods of 0 in E (resp. F). We assume that the sets UnU_n are balanced and form a decreasing sequence. Since u is continuous, for every n∈Nn \in \mathbf{N}, there exists a bounded set BnB_n in E such that u(Bn∘)⊂Vnu(B_n^\circ) \subset V_n. Since BnB_n is bounded, there exists a real number λn>0\lambda_n > 0 such that λnBn⊂Un\lambda_n B_n \subset U_n. Put B=⋃n∈NλnBnB = \bigcup_{n \in \mathbf{N}} \lambda_n B_n.

We shall prove that the set B is bounded in E, in other words that for every integer m⩾0m \geqslant 0, there exists a real number μ>0\mu > 0 such that μB⊂Um\mu B \subset U_m. Since the sets BnB_n are bounded, there exists a real number μ\mu such that 0<μ⩽10 < \mu \leqslant 1 and such that μ(λnBn)⊂Um\mu (\lambda_n B_n) \subset U_m for 0⩽n⩽m0 \leqslant n \leqslant m; we have also λnBn⊂Un⊂Um\lambda_n B_n \subset U_n \subset U_m if n>mn > m; hence μB⊂Um\mu B \subset U_m since UmU_m is balanced.

Let U be the polar of B in Eb′E'_b. This is a neighbourhood of 0 in Eb′E'_b and we have λnB∘⊂Bn∘\lambda_n B^\circ \subset B_n^\circ, hence λnu(U)⊂Vn\lambda_n u(U) \subset V_n for all n∈Nn \in \mathbf{N}. Consequently u(U)u(U) is bounded in F.

Theorem 2

Let E1E_1 and E2E_2 be two reflexive Fréchet spaces, and G a locally convex Hausdorff space. For i=1,2i = 1, 2, let FiF_i be the strong dual of EiE_i. Then every separately continuous bilinear mapping u:F1×F2→Gu : F_1 \times F_2 \to G is continuous.

The space G is isomorphic to a subspace of a product of Banach spaces (II, p. 5, prop. 3). Therefore it is enough to prove the theorem under the additional hypothesis that G is a Banach space. But F1F_1 is barrelled and F2F_2 bornological (IV, p. 24, corollary), and Lb(F2;G)\mathscr{L}_b(F_2 ; G) is a Fréchet space (IV, p. 23, prop. 3). Let v denote the linear mapping from F1F_1 into Lb(F2,G)\mathscr{L}_b(F_2 , G) associated with u by the relation

u(x1,x2)=v(x1)(x2)(x1∈F1,x2∈F2). u(x_1, x_2) = v(x_1)(x_2) \quad (x_1 \in F_1, x_2 \in F_2).

Since F1F_1 is barrelled and u separately continuous, v is continuous (III, p. 31, prop. 6).

Since v is continuous, lemma 1 implies the existence of a neighbourhood U1U_1 of 0 in F1F_1 whose image under v is bounded in Lb(F2;G)\mathscr{L}_b(F_2 ; G). In other words, for every bounded subset B2B_2 in F2F_2, the set u(U1×B2)u(U_1 \times B_2) is bounded in the Banach space G. Let U2U_2 be the set of all x2∈F2x_2 \in F_2 such that ∥u(x1,x2)∥⩽1\|u(x_1, x_2)\| \leqslant 1 for all x1∈U1x_1 \in U_1. The set U2U_2 then absorbs every bounded subset; since F2F_2 is bornological, U2U_2 is a neighbourhood of 0 in F2F_2, and this proves that u is continuous.

Exercises

See the exercises for § 3.

Transcribed from the printed volume. Not translated.