Bourbaki

§ 5. The space of closed subgroups

Throughout this section, G denotes a locally compact group and μ\mu a right Haar measure on G.

1. The space of Haar measures on the closed subgroups of G

Lemma 1

Let α\alpha be a positive measure ≠0\neq 0 on G, S its support; the following two conditions are equivalent: a) S is a closed subgroup of G and the measure induced by α\alpha on S is a right Haar measure on S. b) δ(s)α=α\delta(s)\alpha = \alpha for every s∈Ss \in S. Moreover, when these conditions are satisfied, the set of t∈Gt \in G such that δ(t)α=α\delta(t)\alpha = \alpha is equal to S. It is clear that a) implies b); conversely, the relation b) implies that Sx=SSx = S for every x∈Sx \in S; in other words, the relations x∈Sx \in S and y∈Sy \in S imply that y∈Sxy \in Sx, or again that yx−1∈Syx^{-1} \in S, and since S is nonempty, S is a closed subgroup of G. The set of t∈Gt \in G such that St=SSt = S is then equal to S itself, whence the last assertion.

For the rest of the section, we denote by Γ\Gamma the set of positive measures ≠0\neq 0 on G satisfying the conditions of Lemma 1, and for every α∈Γ\alpha \in \Gamma we denote by HαH_\alpha the closed subgroup of G that is the support of α\alpha.

Proposition 1

The set Γ\Gamma is closed in the space M+(G)−{0}\mathscr{M}_+(G) - \{0\} equipped with the vague topology. We first prove the following lemmas:

Lemma 2

Let X be a locally compact space and for every measure α∈M+(X)−{0}\alpha \in \mathscr{M}_+(X) - \{0\}, let SαS_\alpha be the support of α\alpha. Let Φ\Phi be a filter on M+(X)−{0}\mathscr{M}_+(X) - \{0\} that converges vaguely to a measure α0≠0\alpha_0 \neq 0. Then, for every neighborhood V of a point s of the support of α0\alpha_0, there exists a set M∈ΦM \in \Phi such that, for every α∈M\alpha \in M, one has V∩Sα≠∅V \cap S_\alpha \neq \varnothing. For, if φ∈K+(X)\varphi \in \mathscr{K}_+(X) is a function with support contained in V and such that ∫φ(x)dα0(x)>0\int \varphi(x) d\alpha_0(x) > 0, by definition there exists a set M∈ΦM \in \Phi such that ∫φ(x)dα(x)>0\int \varphi(x) d\alpha(x) > 0 for all α∈M\alpha \in M, which implies V∩Sα≠∅V \cap S_\alpha \neq \varnothing.

Lemma 3

Let E be a set filtered by a filter Φ\Phi, and let ξ↦α(ξ)\xi \mapsto \alpha(\xi) be a mapping of E into Γ\Gamma that converges vaguely with respect to Φ\Phi to a measure α0≠0\alpha_0 \neq 0. On the other hand, let ξ↦tξ\xi \mapsto t_\xi be a mapping of EE into GG such that tξ∈Hα(ξ)t_\xi \in H_{\alpha(\xi)} for every ξ∈E\xi \in E. If ss is a cluster point of the mapping ξ↦tξ\xi \mapsto t_\xi with respect to Φ\Phi, then δ(s)α0=α0\delta(s)\alpha_0 = \alpha_0.

Replacing if necessary Φ\Phi by a finer filter, we can suppose that ss is a limit of ξ↦tξ\xi \mapsto t_\xi with respect to Φ\Phi; by Lemma 1, δ(tξ)α(ξ)=α(ξ)\delta(t_\xi)\alpha(\xi) = \alpha(\xi) for every ξ∈E\xi \in E, and the conclusion follows from the continuity of the mapping (u,λ)↦δ(u)λ(u, \lambda) \mapsto \delta(u)\lambda on G×M+(G)G \times \mathscr{M}_+(G) (§ 3, No. 3, Prop. 13).

To prove Prop. 1 it suffices, by Lemma 1, to show that if a filter Ψ\Psi on Γ\Gamma converges vaguely to a measure α0≠0\alpha_0 \neq 0 and if ss belongs to the support of α0\alpha_0, then δ(s)α0=α0\delta(s)\alpha_0 = \alpha_0. Now, for every neighborhood VV of ss in GG, there exists an M∈ΨM \in \Psi such that, for every α∈M\alpha \in M, one has V∩Hα≠∅V \cap H_\alpha \neq \varnothing, by Lemma 2. For every neighborhood VV of ss and every α∈Γ\alpha \in \Gamma, let tV,αt_{V,\alpha} be a point of V∩HαV \cap H_\alpha if V∩Hα≠∅V \cap H_\alpha \neq \varnothing, and any point of HαH_\alpha in the contrary case; if Θ\Theta is the section filter of the filter of neighborhoods of ss, and Φ\Phi is the product filter Θ×Ψ\Theta \times \Psi, then ss is, by the foregoing, a cluster point of (V,α)↦tV,α(V, \alpha) \mapsto t_{V,\alpha} with respect to Φ\Phi. Since, on the other hand, the mapping (V,α)↦α(V, \alpha) \mapsto \alpha has α0\alpha_0 as limit with respect to Φ\Phi, the proposition follows from Lemma 3.

Proposition 2

— Let φ\varphi be a function in K+(G)\mathscr{K}_+(G) such that φ(e)>0\varphi(e) > 0. Then the set Γφ\Gamma_\varphi of measures α∈Γ\alpha \in \Gamma such that ∫φ(x) dα(x)=1\int \varphi(x)\,d\alpha(x) = 1 is compact for the vague topology.

The set Γφ\Gamma_\varphi is the intersection of Γ\Gamma with the hyperplane of M(G)\mathscr{M}(G) formed by the α\alpha such that ∫φ(x) dα(x)=1\int \varphi(x)\,d\alpha(x) = 1; since this hyperplane is vaguely closed in M(G)\mathscr{M}(G) and does not contain 0, it follows from Prop. 1 that Γφ\Gamma_\varphi is vaguely closed in M(G)\mathscr{M}(G). It therefore suffices to show that for every compact subset KK of GG, one has sup⁡α∈Γφα(K)<+∞\sup_{\alpha \in \Gamma_\varphi} \alpha(K) < +\infty (Ch. III, §1, No. 9, Prop. 15). Now, let UU be the open neighborhood of ee in GG defined by the inequality φ(x)>φ(e)/2\varphi(x) > \varphi(e)/2; since 1=∫φ(x) dα(x)≥∫Uφ(x) dα(x)1 = \int \varphi(x)\,d\alpha(x) \geq \int_U \varphi(x)\,d\alpha(x) for α∈Γφ\alpha \in \Gamma_\varphi, one sees that, on setting c=2/φ(e)c = 2/\varphi(e), one has α(U)≤c\alpha(U) \leq c for every α∈Γφ\alpha \in \Gamma_\varphi. Let VV be a symmetric open neighborhood of ee in GG such that V2⊂UV^2 \subset U; let us show that α(Vx)≤c\alpha(Vx) \leq c for every x∈Gx \in G and every α∈Γφ\alpha \in \Gamma_\varphi. Indeed, this relation is trivial if VxVx does not intersect the support HαH_\alpha of α\alpha; if, on the contrary, there exists an h∈Vx∩Hαh \in Vx \cap H_\alpha, then h=vxh = vx for some v∈Vv \in V, whence

Vx=Vv−1h⊂V2h⊂Uh, Vx = Vv^{-1}h \subset V^2h \subset Uh,
and since δ(h)α=α\delta(h)\alpha = \alpha, it follows that α(Vx)≤α(Uh)=α(U)≤c\alpha(Vx) \leq \alpha(Uh) = \alpha(U) \leq c. Now let (xi)1≤i≤n(x_i)_{1 \leq i \leq n} be a sequence of points of KK such that the VxiVx_i form a covering of KK; it follows from the foregoing that α(K)≤∑i=1nα(Vxi)≤nc\alpha(K) \leq \sum_{i=1}^n \alpha(Vx_i) \leq nc for every α∈Γφ\alpha \in \Gamma_\varphi; Q.E.D.

Proposition 3

— Under the hypotheses of Prop. 2, the mapping α↦(⟨φ,α⟩,α⟨φ,α⟩)\alpha \mapsto \left( \langle \varphi, \alpha \rangle, \frac{\alpha}{\langle \varphi, \alpha \rangle} \right) is a homeomorphism of Γ\Gamma onto the product space R+∗×Γφ\mathbf{R}_+^* \times \Gamma_\varphi.

Since the mapping α↦⟨φ,α⟩\alpha \mapsto \langle \varphi, \alpha \rangle is vaguely continuous, it suffices to observe that ⟨φ,α⟩≠0\langle \varphi, \alpha \rangle \neq 0 for every measure α∈Γ\alpha \in \Gamma, since ee belongs to the support HαH_\alpha of α\alpha and φ(e)>0\varphi(e) > 0.

2. Semi-continuity of the volume of the homogeneous space

In this No., for every measure α∈Γ\alpha \in \Gamma we set

Qα=G/Hα, Q_\alpha = G / H_\alpha ,

and we denote by πα\pi_\alpha the canonical mapping G→QαG \to Q_\alpha.

Let Γ0\Gamma^0 be the subset of Γ\Gamma formed by the measures α\alpha such that the subgroup HαH_\alpha of GG is unimodular; the elements of Γ0\Gamma^0 are characterized by the fact that α(f)=α(f˙)\alpha(f) = \alpha(\dot{f}) for every function f∈K(G)f \in \mathscr{K}(G) (every function of K(Hα)\mathscr{K}(H_\alpha) being extendible to a function of K(G)\mathscr{K}(G) by Urysohn’s theorem); it follows that Γ0\Gamma^0 is a closed subset of Γ\Gamma. Recall that for every α∈Γ0\alpha \in \Gamma^0, the quotient measure μα=μ/α\mu_\alpha = \mu / \alpha on QαQ_\alpha is defined and is relatively invariant under GG (Ch. VII, §2, No. 6, Th. 3); also recall that for every function f∈K(G)f \in \mathscr{K}(G),

∫Gf(x)dμ(x)=∫Qαdμα(x˙)∫Hαf(xs)dα(s), \int_G f(x) d\mu(x) = \int_{Q_\alpha} d\mu_\alpha(\dot{x}) \int_{H_\alpha} f(xs) d\alpha(s) ,

where x˙=πα(x)\dot{x} = \pi_\alpha(x) is the canonical image of x∈Gx \in G in QαQ_\alpha.

Proposition 4

— Let Γ0\Gamma^0 be the set of measures α∈Γ\alpha \in \Gamma such that HαH_\alpha is unimodular, and for every α∈Γ0\alpha \in \Gamma^0 set μα=μ/α\mu_\alpha = \mu / \alpha; then the mapping α↦∥μα∥\alpha \mapsto \| \mu_\alpha \| of Γ0\Gamma^0 into R‾\overline{\mathbf{R}} is lower semi-continuous for the vague topology.

For every α∈Γ0\alpha \in \Gamma^0 and every function f∈K(G)f \in \mathscr{K}(G), set

fα(x˙)=∫Hαf(xs)dα(s)=(f∗α)(x), f_\alpha(\dot{x}) = \int_{H_\alpha} f(xs) d\alpha(s) = (f * \alpha)(x) ,

where the convolution product is taken relative to the right Haar measure μ\mu and where one makes use of the fact that α˙=α\dot{\alpha} = \alpha (§ 4, No. 4, formula (11)). We know (Ch. VII, §2, No. 1, Prop. 2) that the mapping f↦fαf \mapsto f_\alpha of K+(G)\mathscr{K}_+(G) into K+(Qα)\mathscr{K}_+(Q_\alpha) is surjective; therefore, by (2),

∥μα∥=sup⁡f∈K+(G),f≠0μα(fα)/∥fα∥=sup⁡f∈K+(G),f≠0μ(f)/∥fα∥, \| \mu_\alpha \| = \sup_{f \in \mathscr{K}_+(G), f \neq 0} \mu_\alpha(f_\alpha) / \| f_\alpha \| = \sup_{f \in \mathscr{K}_+(G), f \neq 0} \mu(f) / \| f_\alpha \|,

where one has set

∥fα∥=sup⁡x˙∈Qα∣fα(x˙)∣=sup⁡x∈G∣(f∗α)(x)∣. \|f_\alpha\| = \sup_{\dot{x} \in Q_\alpha} |f_\alpha(\dot{x})| = \sup_{x \in G} |(f * \alpha)(x)| .

To establish the proposition, it will suffice to show that, given f∈H+(G)f \in \mathscr{H}_+(G), the mapping α↦∥fα∥\alpha \mapsto \|f_\alpha\| is vaguely continuous. Now, let K be the support of ff; the function f∗αf * \alpha has its support contained in KHαKH_\alpha and is invariant on the right under HαH_\alpha; consequently

∥fα∥=sup⁡x∈K∣(f∗α)(x)∣. \|f_\alpha\| = \sup_{x \in K} |(f * \alpha)(x)| .

The conclusion therefore follows from the fact that the mapping α↦f∗α\alpha \mapsto f * \alpha of M+(G)\mathscr{M}_+(G) equipped with the vague topology, into C(G)\mathscr{C}(G) equipped with the topology of compact convergence, is continuous (§ 4, No. 2, Remark 1).

Recall that if, for a measure α∈Γ0\alpha \in \Gamma^0, ∥μα∥\|\mu_\alpha\| is finite, then G is necessarily unimodular (Ch. VII, §2, No. 6, Cor. 3 of Th. 3).

Proposition 5

Let g be a μ\mu-integrable positive numerical function and let Γ0(g)\Gamma^0(g) be the set of measures α∈Γ0\alpha \in \Gamma^0 such that ∫∗g(xs) dα(s)≥1\int^* g(xs)\, d\alpha(s) \geq 1 for all x∈Gx \in G. Then the mapping α↦∥μα∥\alpha \mapsto \|\mu_\alpha\| of Γ0(g)\Gamma^0(g) into R‾\overline{\mathbf{R}} is vaguely continuous.

For every measure α∈Γ0(G)\alpha \in \Gamma^0(G), recall (Ch. VII, §2, No. 3, Prop. 5) that the function

gα(x˙)=∫Hαg(xs) dα(s) g_\alpha(\dot{x}) = \int_{H_\alpha} g(xs)\, d\alpha(s)

is defined μα\mu_\alpha-almost everywhere on QαQ_\alpha, is μα\mu_\alpha-integrable, and

∫Gg(x) dμ(x)=∫Qαgα(x˙) dμα(x˙). \int_G g(x)\, d\mu(x) = \int_{Q_\alpha} g_\alpha(\dot{x})\, d\mu_\alpha(\dot{x}) .

In view of Prop. 4, it suffices to prove that, in Γ0(g)\Gamma^0(g), α↦∥μα∥\alpha \mapsto \|\mu_\alpha\| is upper semi-continuous. Fix a measure α∈Γ0(g)\alpha \in \Gamma^0(g), and let K be a compact subset of G. There exists on QαQ_\alpha a continuous function with compact support, taking its values in [0,1][0, 1], equal to 1 on the compact set πα(K)\pi_\alpha(K); since the mapping f↦fαf \mapsto f_\alpha of H+(G)\mathscr{H}_+(G) into H+(Qα)\mathscr{H}_+(Q_\alpha) is surjective (Ch. VII, §2, No. 1, Prop. 2), one sees that there exists a function f∈H+(G)f \in \mathscr{H}_+(G) such that

(f∗α)(x)=∫Gf(xs) dα(s){≤1for all x∈G=1for all x∈K. (f * \alpha)(x) = \int_G f(xs)\, d\alpha(s) \left\{ \begin{array}{ll} \leq 1 & \text{for all } x \in G \\ = 1 & \text{for all } x \in K . \end{array} \right.

Since β↦f∗β\beta \mapsto f * \beta is a continuous mapping of M+(G)\mathscr{M}_+(G), equipped with the vague topology, into C(G)\mathscr{C}(G) equipped with the topology of compact convergence (§ 4, No. 2, Remark 1), one sees that for every ε>0\varepsilon > 0, the set UεU_\varepsilon of β∈Γ0(G)\beta \in \Gamma^0(G) such that

fβ(x˙)=∫Gf(xs) dβ(s)>1−εfor all x∈K f_\beta(\dot{x}) = \int_G f(xs)\, d\beta(s) > 1 - \varepsilon \quad \text{for all } x \in K
is an open neighborhood of α\alpha in Γ0(g)\Gamma^0(g); for every β∈Uε\beta \in U_\varepsilon, we then have, by virtue of the formula (2),
(5)∥μα∥≥∫Gf(x) dμ(x)=∫Qβfβ(x˙) dμβ(x˙)≥(1−ε)μβ(πβ(K)). (5) \quad \| \mu_\alpha \| \geq \int_G f(x)\, d\mu(x) = \int_{Q_\beta} f_\beta(\dot{x})\, d\mu_\beta(\dot{x}) \geq (1 - \varepsilon) \mu_\beta(\pi_\beta(K)).
Given a number ε>0\varepsilon > 0, let us choose a function h∈K+(G)h \in \mathscr{K}_+(G) such that ∫G∣g(x)−h(x)∣ dμ(x)≤ε\int_G |g(x) - h(x)|\, d\mu(x) \leq \varepsilon, and let us take K=Supp(h)K = \mathrm{Supp}(h) in the foregoing. For every β∈Γ0(g)\beta \in \Gamma^0(g), by hypothesis gβ(x˙)≥1g_\beta(\dot{x}) \geq 1 almost everywhere (for μβ\mu_\beta) in QβQ_\beta, therefore
μβ(Qβ−πβ(K))≤∫Qβ−πβ(K)gβ(x˙) dμβ(x˙)=∫G−KHβg(x) dμ(x) \mu_\beta(Q_\beta - \pi_\beta(K)) \leq \int_{Q_\beta - \pi_\beta(K)} g_\beta(\dot{x})\, d\mu_\beta(\dot{x}) = \int_{G - KH_\beta} g(x)\, d\mu(x)
by virtue of (4); since hh is zero outside KK, and afortioria fortiori outside KHβKH_\beta, it follows that
μβ(Qβ−πβ(K))≤∫G−KHβ∣g(x)−h(x)∣ dμ(x)≤∫G∣g(x)−h(x)∣ dμ(x)≤ε; \mu_\beta(Q_\beta - \pi_\beta(K)) \leq \int_{G - KH_\beta} |g(x) - h(x)|\, d\mu(x) \\ \leq \int_G |g(x) - h(x)|\, d\mu(x) \leq \varepsilon;
combining this result with (5), one sees that
∥μβ∥≤ε+∥μα∥/(1−ε) \| \mu_\beta \| \leq \varepsilon + \| \mu_\alpha \|/(1 - \varepsilon)
when β∈Uε\beta \in U_\varepsilon, which completes the proof.

Corollary 1

— Let KK be a compact subset of GG, VV a symmetric compact neighborhood of ee in GG, cc a real number >0> 0. The restriction of the mapping α↦∥μα∥\alpha \mapsto \| \mu_\alpha \| to the set of α∈Γ0\alpha \in \Gamma^0 such that G=KHαG = KH_\alpha and α(V)≥c\alpha(V) \geq c is vaguely continuous.

For, let g∈K+(G)g \in \mathscr{K}_+(G) be a function such that g(x)≥1/cg(x) \geq 1/c for x∈KVx \in KV. For every x∈Kx \in K,

∫g(xs) dα(s)≥∫Vg(xs) dα(s)≥1 \int g(xs)\, d\alpha(s) \geq \int_V g(xs)\, d\alpha(s) \geq 1

for α\alpha satisfying the conditions of the statement; since, moreover, πα(K)=Qα\pi_\alpha(K) = Q_\alpha, one has α∈Γ0(g)\alpha \in \Gamma^0(g), whence the corollary.

Corollary 2

Let A be a μ\mu-integrable subset of G. The restriction of the mapping α↦∥μα∥\alpha \mapsto \| \mu_\alpha \| to the set NAN_A of normalized Haar measures of the discrete subgroups H of G such that G=AHG = AH, is vaguely continuous.

For a∈Aa \in A and α∈NA\alpha \in N_A,

∫φA(as) dα(s)≥φA(a)=1, \int \varphi_A(as)\ d\alpha(s) \geq \varphi_A(a) = 1,

and since πα(A)=Qα\pi_\alpha(A) = Q_\alpha, one has NA⊂Γ0(φA)N_A \subset \Gamma^0(\varphi_A), and the corollary therefore follows from Prop. 5.

3. The space of closed subgroups of G

Let us denote by Σ\Sigma the set of closed subgroups of G; if one associates to each measure α∈Γ\alpha \in \Gamma the subgroup HαH_\alpha that is the support of α\alpha, one obtains a mapping (called canonical) of Γ\Gamma into Σ\Sigma, which is clearly surjective and permits canonically identifying Σ\Sigma with the set of orbits of the group of homotheties in Γ\Gamma with ratio >0> 0. The set Σ\Sigma, equipped with the quotient topology of the vague topology on Γ\Gamma, is called the space of closed subgroups of G.

Theorem 1

Let G be a locally compact group. The space Σ\Sigma of closed subgroups of G is compact. Moreover, one has the following properties:

(i) The set Σ0\Sigma^0 of unimodular closed subgroups of G is closed in Σ\Sigma (hence is compact).

(ii) If G is generated by a compact neighborhood of e, then the set Σc0\Sigma_c^0 of unimodular closed subgroups H of G such that the quotient space G/HG/H is compact, is open in Σ0\Sigma^0 (hence is locally compact).

(iii) For every relatively compact open neighborhood U of e in G, the set DUD_U of discrete subgroups H of G such that H∩U={e}H \cap U = \{e\} is closed in Σ0\Sigma^0 (hence is compact).

It follows from Prop. 3 of No. 1 that Σ\Sigma is homeomorphic to Γφ\Gamma_\varphi, hence is compact by Prop. 2 of No. 1. Moreover, it was noted at the beginning of No. 2 that the set Γ0\Gamma^0 of measures α∈Γ\alpha \in \Gamma such that HαH_\alpha is unimodular is closed in Γ\Gamma; since Γ0\Gamma^0 is stable under the homotheties with ratio >0> 0, the image Σ0\Sigma^0 of Γ0\Gamma^0 in Σ\Sigma is a closed subset of Σ\Sigma, which proves (i).

Property (ii) will be a consequence of the following proposition:

Proposition 6

Suppose that the locally compact group G is generated by a compact neighborhood of e. Then the set Γc0\Gamma_c^0 of measures α∈Γ0\alpha \in \Gamma^0* such that G/HαG/H_\alpha is compact is open in Γ0\Gamma^0, and the restriction to Γc0\Gamma_c^0 of the mapping α↦∥μα∥\alpha \mapsto \| \mu_\alpha \| is vaguely continuous.

With the notations of Prop. 5 of No. 2, we have, for g∈K+(G)g \in \mathscr{K}_+(G),

Γ0(g)⊂Γc0. \Gamma^0(g) \subset \Gamma_c^0.

For, if K is the support of gg, the relation ∫g(xs) dα(s)≥1\int g(xs)\, d\alpha(s) \geq 1 for all x∈Gx \in G implies KHα=GKH_\alpha = G, the integral obviously being zero on the complement of KHαKH_\alpha, therefore G/Hα=πα(K)G/H_\alpha = \pi_\alpha(K) is compact. Given a measure α∈Γc0\alpha \in \Gamma_c^0, it will therefore suffice to define a function g∈K+(G)g \in \mathscr{K}_+(G) such that Γ0(g)\Gamma^0(g) is a neighborhood of α\alpha in Γ0\Gamma^0. Since G/HαG/H_\alpha is compact and the canonical mapping f↦fαf \mapsto f_\alpha of K+(G)\mathscr{K}_+(G) into K+(G/Hα)\mathscr{K}_+(G/H_\alpha) is surjective (Ch. VII, §2, No. 2), there exists a function g∈K+(G)g \in \mathscr{K}_+(G) such that ∫g(xs) dα(s)=2\int g(xs)\, d\alpha(s) = 2 for every x∈Gx \in G. Let K be the (compact) support of gg, L a symmetric compact neighborhood of e in G that generates G; the mapping β↦g∗β\beta \mapsto g * \beta of M+(G)\mathscr{M}_+(G) into C(G)\mathscr{C}(G) being vaguely continuous (§ 4, No. 2, Remark 1), there exists a neighborhood W of α\alpha in Γ0\Gamma^0 such that

(g∗β)(x)=∫g(xs) dβ(s)≥1 (g * \beta)(x) = \int g(xs)\, d\beta(s) \geq 1

for all β∈W\beta \in W and x∈LKx \in LK. The first member of (7) being equal to zero outside KHβKH_\beta, the relation β∈W\beta \in W implies

LK⊂KHβ, LK \subset KH_\beta,

from which one deduces, by induction on nn, that LnK⊂KHβL^n K \subset KH_\beta for every integer n>0n > 0; since L generates G, we therefore have G=KHβG = KH_\beta for every measure β∈W\beta \in W, which proves that W⊂Γc0W \subset \Gamma_c^0. On the other hand, the first member of (7) being invariant on the right under HβH_\beta, the inequality (7) is also valid for x∈LKHβ=Gx \in LKH_\beta = G; therefore W⊂Γ0(g)W \subset \Gamma^0(g), which proves the proposition.

Finally, (iii) will be a consequence of the following proposition:

Proposition 7

Let N⊂Γ0N \subset \Gamma^0 be the subspace of normalized Haar measures on the discrete subgroups of G, and for every relatively compact open neighborhood U of e in G, let NUN_U be the subset of N formed by the α\alpha such that Hα∩U={e}H_\alpha \cap U = \{e\}. Then: a) NUN_U is compact. b) The interiors of the sets NUN_U in N form a covering of N, as U runs over the set of relatively compact open neighborhoods of e in G. c) For a subset M of N to be relatively compact in N, it is necessary and sufficient that there exist a relatively compact open neighborhood U of e in G such that M⊂NUM \subset N_U.

Since DUD_U is the image of NUN_U under the canonical continuous mapping Γ→Σ\Gamma \to \Sigma, the assertion (iii) of Th. 1 will result at once from Prop. 7 a).

To prove Prop. 7, we observe that NUN_U can be defined as the subset of Γ0\Gamma^0 formed by the α\alpha such that both

α({e})≥1andα(U)≤1. \alpha(\{e\}) \geq 1 \quad \text{and} \quad \alpha(U) \leq 1.

Now, if AA is compact (resp. open and relatively compact) in GG, then the mapping α↦α(A)\alpha \mapsto \alpha(A) of M+(G)\mathscr{M}_+(G) into R\mathbf{R} is upper (resp. lower) semi-continuous for the vague topology (Ch. IV, §4, No. 4, Cor. 3 of Prop. 5 and loc. cit., §1, No. 1, Prop. 4); we thus see that NUN_U is a closed subset of Γ0\Gamma^0. Moreover, let φ∈K+(G)\varphi \in \mathscr{K}_+(G) be a function such that φ(e)=1\varphi(e) = 1 and φ(x)=0\varphi(x) = 0 on G−UG - U; it is clear that ∫φ(x)dα(x)=1\int \varphi(x) d\alpha(x) = 1 for all α∈NU\alpha \in N_U; Prop. 2 of No. 1 therefore shows that NUN_U is a compact set, which proves a). On the other hand let VV be a relatively compact open neighborhood of ee in GG such that V‾⊂U\overline{V} \subset U, and let φ∈K+(G)\varphi \in \mathscr{K}_+(G), with support contained in UU and such that φ(x)=1\varphi(x) = 1 on VV. Then α(φ)=1\alpha(\varphi) = 1 for α∈NU\alpha \in N_U, therefore there exists a neighborhood WW of α\alpha in NN such that β(φ)<2\beta(\varphi) < 2 for β∈W\beta \in W; it is then clear that W⊂NVW \subset N_V, therefore NVN_V is a neighborhood of NUN_U. Since the NUN_U cover NN, this proves b). Finally, every compact subset MM of NN is contained in a finite union of sets NUiN_{U_i} (1≤i≤n1 \leq i \leq n), and since ⋃iNUi⊂NU\bigcup_i N_{U_i} \subset N_U, where U=⋂iUiU = \bigcap_i U_i, this proves c).

Corollary

— The subspace NN of Γ0\Gamma^0 is locally compact.

4. The case of groups without arbitrarily small finite subgroups

Theorem 2

— Let GG be a locally compact group satisfying the following condition: (L) There exists a neighborhood of ee in GG that contains no finite subgroup of GG not reduced to ee. The following properties then hold: (i) The set DD of discrete subgroups of GG is locally closed in Σ\Sigma (which is equivalent to saying that it is locally compact). (ii) For a closed subset AA of DD to be compact, it is necessary and sufficient that there exist a neighborhood UU of ee in GG such that H∩U={e}H \cap U = \{e\} for every subgroup H∈AH \in A. (iii) If in addition GG is generated by a compact neighborhood of ee, then the set DcD_c of discrete subgroups HH of GG such that G/HG/H is compact is locally closed in Σ\Sigma (hence is locally compact).

We have Dc=D∩Σc0D_c = D \cap \Sigma_c^0, therefore (iii) is a consequence of (i), and Th. 1 (ii) of No. 3.

With the notations of No. 3, Prop. 7, it suffices, for proving (i) and (ii), to prove that:

Proposition 8

The canonical bijection of N onto D is a homeomorphism.

Now, if Γd\Gamma_d is the set of Haar measures on the discrete subgroups of GG, then DD is canonically homeomorphic to the space of orbits of the group of homotheties in Γd\Gamma_d with ratio >0> 0 (GT, I, §5, No. 2, Prop. 4). It therefore suffices to prove that the canonical mapping α↦(α({e}),α/α({e}))\alpha \mapsto (\alpha(\{e\}), \alpha/\alpha(\{e\})) of Γd\Gamma_d onto R+∗×N\mathbf{R}_+^* \times \mathbf{N} is a homeomorphism, which will result from the following lemma:

Lemma 4

If the group G satisfies the condition (L), the mapping α↦α({e})\alpha \mapsto \alpha(\{e\}) of Γd\Gamma_d into R+∗\mathbf{R}_+^* is vaguely continuous.

Let us consider a measure α∈Γd\alpha \in \Gamma_d; let V0V_0 be a relatively compact open neighborhood of ee in GG such that Hα∩V0={e}H_\alpha \cap V_0 = \{e\} and such that there exists no finite subgroup of GG contained in V0V_0 and not reduced to ee. Let VV be a symmetric compact neighborhood of ee such that V3⊂V0V^3 \subset V_0, and let UU be a symmetric neighborhood of ee such that U2⊂VU^2 \subset V. Let φ\varphi (resp. ψ\psi) be a function in H+(G)\mathscr{H}_+(G), with values in [0,1][0, 1], equal to 1 on V3V^3 (resp. at the point ee) and with support contained in V0V_0 (resp. in UU). The set of measures β∈Γd\beta \in \Gamma_d such that ∣β(φ)−α(φ)∣≤ε|\beta(\varphi) - \alpha(\varphi)| \leq \varepsilon and ∣β(ψ)−α(ψ)∣≤ε|\beta(\psi) - \alpha(\psi)| \leq \varepsilon is a neighborhood WW of α\alpha. We propose to show that, provided ε\varepsilon is taken to be sufficiently small, Hβ∩V={e}H_\beta \cap V = \{e\} for every β∈W\beta \in W; it will then follow that β(ψ)=β({e})\beta(\psi) = \beta(\{e\}), hence that ∣β({e})−α({e})∣≤ε|\beta(\{e\}) - \alpha(\{e\})| \leq \varepsilon, which will prove the lemma.

It will suffice to show that, for β∈W\beta \in W,

(V2−V)∩Hβ=∅. (V^2 - V) \cap H_\beta = \varnothing.

For, suppose that this point is established: then, for xx and yy in V∩HβV \cap H_\beta, one has xy−1∈V2∩Hβxy^{-1} \in V^2 \cap H_\beta; but, by virtue of (8), this implies xy−1∈V∩Hβxy^{-1} \in V \cap H_\beta; in other words, V∩HβV \cap H_\beta is a subgroup of GG, which is obviously discrete and compact, hence finite; but then, by the choice of V0V_0, this implies that indeed V∩Hβ={e}V \cap H_\beta = \{e\}.

Let us argue by contradiction and so assume that there exists a point zz of V2−VV^2 - V that belongs to HβH_\beta; by the choice of UU and VV, we have ψ(sz−1)+ψ(s)≤φ(s)\psi(sz^{-1}) + \psi(s) \leq \varphi(s) in GG, the relation z∉U2z \notin U^2 implying Uz∩U=∅Uz \cap U = \varnothing. Since

∫ψ(sz−1) dβ(s)=∫ψ(s) dβ(s), \int \psi(sz^{-1})\, d\beta(s) = \int \psi(s)\, d\beta(s),

it follows that 2β(ψ)≤β(φ)≤α(φ)+ε2\beta(\psi) \leq \beta(\varphi) \leq \alpha(\varphi) + \varepsilon; but we also have

β(ψ)≥α(ψ)−ε, \beta(\psi) \geq \alpha(\psi) - \varepsilon,
and by construction α(φ)=α(ψ)=α({e})\alpha(\varphi) = \alpha(\psi) = \alpha(\{e\}). We thus arrive at a contradiction by taking ε<α({e})/3\varepsilon < \alpha(\{e\})/3. Q.E.D.

In graphic terms, a group GG satisfying the condition (L) is said to not have arbitrarily small finite subgroups. It can be shown that every Lie group satisfies the condition (L); but this condition is not characteristic of Lie groups; for example, the multiplicative group of pp-adic integers congruent to 1 mod pp satisfies (L).*

5. The case of abelian groups

Let GG be a locally compact group, N⊂Γ0N \subset \Gamma^0 the subspace of normalized Haar measures on the discrete subgroups of GG, and NcN_c the subset of NN corresponding to the discrete subgroups HH of GG such that G/HG/H is compact; thus Nc=N∩Γc0N_c = N \cap \Gamma_c^0 in the notations of No. 3, Prop. 6; and if the group GG is generated by a compact neighborhood of ee, it follows from No. 3, Prop. 6 that NcN_c is open in NN (hence is locally compact by No. 3, Cor. of Prop. 7) and that the restriction to NcN_c of the mapping α↦∥μα∥\alpha \mapsto \| \mu_\alpha \| is vaguely continuous.

Proposition 9

Let GG be a locally compact abelian group, generated by a compact neighborhood of ee. For a subset AA of NcN_c to be relatively compact in NcN_c, it is necessary and sufficient that it satisfy the following two conditions:

(i) There exists an open neighborhood UU of ee in GG such that Hα∩U={e}H_\alpha \cap U = \{e\} for all α∈A\alpha \in A.

(ii) There exists a constant kk such that μα(G/Hα)≤k\mu_\alpha(G/H_\alpha) \leq k for all α∈A\alpha \in A.

If A⊂NcA \subset N_c is relatively compact in NcN_c, it is a fortiori so in NN, and the necessity of the conditions (i) and (ii) therefore follows from No. 3, Props. 6 and 7 (without assuming GG to be abelian). Conversely, suppose that A⊂NcA \subset N_c satisfies these conditions; if A‾\overline{A} is the closure of AA in NN, then A‾\overline{A} is compact by virtue of No. 3, Prop. 7; moreover, since α↦∥μα∥\alpha \mapsto \| \mu_\alpha \| is lower semi-continuous on Γ0\Gamma^0 for the vague topology (No. 2, Prop. 4), the condition (ii) implies that one also has ∥μα∥≤k\| \mu_\alpha \| \leq k for all α∈A‾\alpha \in \overline{A}. Now, since GG is abelian, μα=μ/α\mu_\alpha = \mu/\alpha is a Haar measure on the group G/HαG/H_\alpha, and G/HαG/H_\alpha is therefore compact for every α∈A‾\alpha \in \overline{A} (Ch. VII, §1, No. 2, Prop. 2). This means that A‾⊂Nc\overline{A} \subset N_c, thus AA is relatively compact in NcN_c.

Corollary

Let GG be a locally compact abelian group, generated by a compact neighborhood of ee and satisfying the condition (L) of No. 4.

Let DcD_c be the set of discrete subgroups HH of GG such that G/HG/H is compact, and, for every H∈DcH \in D_c, let v(H)v(H) be the total mass μα(G/H)\mu_\alpha(G/H), where μα\mu_\alpha is the quotient measure of μ\mu by the normalized Haar measure α\alpha of HH. For a subset AA of the space DcD_c to be relatively compact in DcD_c, it is necessary and sufficient that it satisfy the following two conditions:

(i) There exists an open neighborhood UU of ee in GG such that H∩U={e}H \cap U = \{e\} for all H∈AH \in A.

(ii) There exists a constant kk such that v(H)≤kv(H) \leq k for all H∈AH \in A.

Taking into account Prop. 9, this follows at once from the fact that DcD_c is the image of NcN_c under the canonical bijection of NN onto DD, and the fact that, under the hypotheses made, this bijection is a homeomorphism (No. 4, Prop. 8).

Example

Let us take G=RnG = \mathbf{R}^n and for μ\mu the Lebesgue measure; all of the hypotheses of the Cor. of Prop. 9 are satisfied. The discrete subgroups HH of GG such that G/HG/H is compact are none other than the discrete subgroups of rank nn (GT, VII, §1, No. 1, Th. 1); such a subgroup HH is generated by a basis (ai)1≤i≤n(a_i)_{1 \leq i \leq n} of Rn\mathbf{R}^n, and

v(H)=∣det⁡(a1,…,an)∣ v(H) = |\det(a_1, \ldots, a_n)|

(the determinant being taken with respect to the canonical basis of Rn\mathbf{R}^n) (Ch. VII, §2, No. 10, Th. 4). The space DcD_c can be interpreted here in the following way: every subgroup H∈DcH \in D_c is the transform g⋅Zng \cdot \mathbf{Z}^n of the subgroup Zn\mathbf{Z}^n by an element g∈GL(n,R)g \in \mathbf{GL}(n, \mathbf{R}), and the subgroup of GL(n,R)\mathbf{GL}(n, \mathbf{R}) leaving Zn\mathbf{Z}^n stable may be identified with GL(n,Z)\mathbf{GL}(n, \mathbf{Z}). Consequently DcD_c may be canonically identified, as a (non-topological) homogeneous space, with GL(n,R)/GL(n,Z)\mathbf{GL}(n, \mathbf{R})/\mathbf{GL}(n, \mathbf{Z}). On the other hand, GL(n,R)\mathbf{GL}(n, \mathbf{R}) operates continuously in Rn\mathbf{R}^n, hence also in M+(Rn)\mathscr{M}_+(\mathbf{R}^n) for the vague topology (§3, No. 3, Prop. 13), hence in the subspace NcN_c of M+(Rn)\mathscr{M}_+(\mathbf{R}^n); moreover, the canonical homeomorphism (No. 4, Prop. 8) of NcN_c onto DcD_c is compatible with the laws of operation of GL(n,R)\mathbf{GL}(n, \mathbf{R}). Since GL(n,R)\mathbf{GL}(n, \mathbf{R}) is countable at infinity and DcD_c is locally compact, the bijection of GL(n,R)/GL(n,Z)\mathbf{GL}(n, \mathbf{R})/\mathbf{GL}(n, \mathbf{Z}) onto DcD_c defined above is a homeomorphism (Ch. VII, App. I, Lemma 2). The Cor. of Prop. 9 therefore gives a criterion for compactness in the homogeneous space GL(n,R)/GL(n,Z)\mathbf{GL}(n, \mathbf{R})/\mathbf{GL}(n, \mathbf{Z}).

6. Another interpretation of the topology of the space of closed subgroups

Let F\mathfrak{F} be the set of closed subsets of GG; one defines a Hausdorff uniform structure on F\mathfrak{F} in the following way: for every compact subset KK of GG and every neighborhood VV of ee in GG, let P(K,V)P(K, V) be the set of pairs (X,Y)(X, Y) of elements of F\mathscr{F} such that both

(9)X∩K⊂VYandY∩K⊂VX. (9) \quad X \cap K \subset VY \quad \text{and} \quad Y \cap K \subset VX.

Let us show that the set of P(K,V)P(K, V) is a fundamental system of entourages for a Hausdorff uniform structure U\mathscr{U} on F\mathscr{F}. The axioms (UI′)(U'_I) and (UII′)(U'_{II}) of GT, II, §1, No. 1 are obviously satisfied; moreover, the relations K⊂K′K \subset K' and V′⊂VV' \subset V imply P(K′,V′)⊂P(K,V)P(K', V') \subset P(K, V); to verify (UIII′)(U'_{III}), one can therefore limit oneself to the case that VV is a symmetric compact neighborhood of ee, so that VKVK is compact. Suppose that (X,Y)∈P(VK,V)(X, Y) \in P(VK, V) and (Y,Z)∈P(VK,V)(Y, Z) \in P(VK, V); then X∩K⊂X∩VK⊂VYX \cap K \subset X \cap VK \subset VY, and if y∈Yy \in Y is such that vy∈Kvy \in K for some v∈Vv \in V, then necessarily y∈VKy \in VK, therefore

X∩K⊂V(Y∩VK); X \cap K \subset V(Y \cap VK);

on the other hand, Y∩VK⊂VZY \cap VK \subset VZ, whence X∩K⊂V2ZX \cap K \subset V^2Z, and one shows similarly that Z∩K⊂V2XZ \cap K \subset V^2X, which proves (UIII′)(U'_{III}). Finally, if X,YX, Y are two distinct elements of F\mathscr{F}, there exists for example a point a∈Xa \in X such that a∉Ya \notin Y, hence a symmetric compact neighborhood VV of ee such that Va∩Y=∅Va \cap Y = \varnothing, that is, a∉VYa \notin VY; a fortiori (X,Y)∉P(Va,V)(X, Y) \notin P(Va, V), which completes the proof of our assertion.

This established, let us consider on the set Σ\Sigma of closed subgroups of GG the topology T\mathscr{T} induced by the topology of the uniform space F\mathscr{F} just defined. We shall see that this topology is identical to the topology defined in No. 3. It will suffice to prove that the mapping α↦Hα\alpha \mapsto H_\alpha of Γ\Gamma into Σ\Sigma is continuous when Σ\Sigma is equipped with the topology T\mathscr{T}: for, the same will then be true of the restriction of this mapping to Γφ\Gamma_\varphi (with notations as in No. 1, Prop. 2), which is bijective; but since Γφ\Gamma_\varphi is compact and the topology T\mathscr{T} is separated, the mapping α↦Hα\alpha \mapsto H_\alpha of Γφ\Gamma_\varphi into Σ\Sigma will then be a homeomorphism.

Thus let α0\alpha_0 be a point of Γ\Gamma and let Φ\Phi be a filter on Γ\Gamma that converges to α0\alpha_0; we are to show that, with respect to Φ\Phi, HαH_\alpha tends to Hα0H_{\alpha_0} for the topology T\mathscr{T}. Let KK be a compact subset of GG, VV a symmetric compact neighborhood of ee in GG; for every x∈Hα0∩Kx \in H_{\alpha_0} \cap K, there exists a set M(x)∈ΦM(x) \in \Phi such that for every α∈M(x)\alpha \in M(x), one has Vx∩Hα≠∅Vx \cap H_\alpha \neq \varnothing (No. 1, Lemma 2), whence Vx⊂V2HαVx \subset V^2H_\alpha; on covering Hα0∩KH_{\alpha_0} \cap K by a finite number of sets VxiVx_i, one sees that if M=⋂iM(xi)M = \bigcap_i M(x_i), then Hα0∩K⊂V2HαH_{\alpha_0} \cap K \subset V^2H_\alpha for every α∈M\alpha \in M.

Conversely, suppose that there existed an open neighborhood UU of ee in GG such that, for every set L∈ΦL \in \Phi, there is at least one α∈L\alpha \in L for which Hα∩K⊄UHα0H_\alpha \cap K \not\subset UH_{\alpha_0}; if ω(L)\omega(L) is the set of α∈L\alpha \in L having this property, the ω(L)\omega(L) would form a base of a filter Φ′\Phi' on Γ\Gamma finer than Φ\Phi, and, for every α\alpha belonging to the union EE of the ω(L)\omega(L) for L∈ΦL \in \Phi, there would exist a tα∈Hα∩Kt_\alpha \in H_\alpha \cap K not belonging to UHα0UH_{\alpha_0}; for α∉E\alpha \notin E, take for tαt_\alpha any point of HαH_\alpha. Since K∩C(UHα0)K \cap C(UH_{\alpha_0}) is compact, there would exist a cluster point ss of α↦tα\alpha \mapsto t_\alpha with respect to Φ′\Phi', belonging to K∩C(UHα0)K \cap C(UH_{\alpha_0}); but since Φ′\Phi' converges to α0\alpha_0 in Γ\Gamma, this contradicts Lemma 3 of No. 1.

Exercises

Exercises

See the exercises for § 5.

Transcribed from the printed volume. Not translated.