§ 5. The space of closed subgroups
Throughout this section, G denotes a locally compact group and a right Haar measure on G.
1. The space of Haar measures on the closed subgroups of G
Lemma 1
Let be a positive measure on G, S its support; the following two conditions are equivalent: a) S is a closed subgroup of G and the measure induced by on S is a right Haar measure on S. b) for every . Moreover, when these conditions are satisfied, the set of such that is equal to S. It is clear that a) implies b); conversely, the relation b) implies that for every ; in other words, the relations and imply that , or again that , and since S is nonempty, S is a closed subgroup of G. The set of such that is then equal to S itself, whence the last assertion.
For the rest of the section, we denote by the set of positive measures on G satisfying the conditions of Lemma 1, and for every we denote by the closed subgroup of G that is the support of .
Proposition 1
The set is closed in the space equipped with the vague topology. We first prove the following lemmas:
Lemma 2
Let X be a locally compact space and for every measure , let be the support of . Let be a filter on that converges vaguely to a measure . Then, for every neighborhood V of a point s of the support of , there exists a set such that, for every , one has . For, if is a function with support contained in V and such that , by definition there exists a set such that for all , which implies .
Lemma 3
Let E be a set filtered by a filter , and let be a mapping of E into that converges vaguely with respect to to a measure . On the other hand, let be a mapping of into such that for every . If is a cluster point of the mapping with respect to , then .
Replacing if necessary by a finer filter, we can suppose that is a limit of with respect to ; by Lemma 1, for every , and the conclusion follows from the continuity of the mapping on (§ 3, No. 3, Prop. 13).
To prove Prop. 1 it suffices, by Lemma 1, to show that if a filter on converges vaguely to a measure and if belongs to the support of , then . Now, for every neighborhood of in , there exists an such that, for every , one has , by Lemma 2. For every neighborhood of and every , let be a point of if , and any point of in the contrary case; if is the section filter of the filter of neighborhoods of , and is the product filter , then is, by the foregoing, a cluster point of with respect to . Since, on the other hand, the mapping has as limit with respect to , the proposition follows from Lemma 3.
Proposition 2
— Let be a function in such that . Then the set of measures such that is compact for the vague topology.
The set is the intersection of with the hyperplane of formed by the such that ; since this hyperplane is vaguely closed in and does not contain 0, it follows from Prop. 1 that is vaguely closed in . It therefore suffices to show that for every compact subset of , one has (Ch. III, §1, No. 9, Prop. 15). Now, let be the open neighborhood of in defined by the inequality ; since for , one sees that, on setting , one has for every . Let be a symmetric open neighborhood of in such that ; let us show that for every and every . Indeed, this relation is trivial if does not intersect the support of ; if, on the contrary, there exists an , then for some , whence
Proposition 3
— Under the hypotheses of Prop. 2, the mapping is a homeomorphism of onto the product space .
Since the mapping is vaguely continuous, it suffices to observe that for every measure , since belongs to the support of and .
2. Semi-continuity of the volume of the homogeneous space
In this No., for every measure we set
and we denote by the canonical mapping .
Let be the subset of formed by the measures such that the subgroup of is unimodular; the elements of are characterized by the fact that for every function (every function of being extendible to a function of by Urysohn’s theorem); it follows that is a closed subset of . Recall that for every , the quotient measure on is defined and is relatively invariant under (Ch. VII, §2, No. 6, Th. 3); also recall that for every function ,
where is the canonical image of in .
Proposition 4
— Let be the set of measures such that is unimodular, and for every set ; then the mapping of into is lower semi-continuous for the vague topology.
For every and every function , set
where the convolution product is taken relative to the right Haar measure and where one makes use of the fact that (§ 4, No. 4, formula (11)). We know (Ch. VII, §2, No. 1, Prop. 2) that the mapping of into is surjective; therefore, by (2),
where one has set
To establish the proposition, it will suffice to show that, given , the mapping is vaguely continuous. Now, let K be the support of ; the function has its support contained in and is invariant on the right under ; consequently
The conclusion therefore follows from the fact that the mapping of equipped with the vague topology, into equipped with the topology of compact convergence, is continuous (§ 4, No. 2, Remark 1).
Recall that if, for a measure , is finite, then G is necessarily unimodular (Ch. VII, §2, No. 6, Cor. 3 of Th. 3).
Proposition 5
Let g be a -integrable positive numerical function and let be the set of measures such that for all . Then the mapping of into is vaguely continuous.
For every measure , recall (Ch. VII, §2, No. 3, Prop. 5) that the function
is defined -almost everywhere on , is -integrable, and
In view of Prop. 4, it suffices to prove that, in , is upper semi-continuous. Fix a measure , and let K be a compact subset of G. There exists on a continuous function with compact support, taking its values in , equal to 1 on the compact set ; since the mapping of into is surjective (Ch. VII, §2, No. 1, Prop. 2), one sees that there exists a function such that
Since is a continuous mapping of , equipped with the vague topology, into equipped with the topology of compact convergence (§ 4, No. 2, Remark 1), one sees that for every , the set of such that
Corollary 1
— Let be a compact subset of , a symmetric compact neighborhood of in , a real number . The restriction of the mapping to the set of such that and is vaguely continuous.
For, let be a function such that for . For every ,
for satisfying the conditions of the statement; since, moreover, , one has , whence the corollary.
Corollary 2
Let A be a -integrable subset of G. The restriction of the mapping to the set of normalized Haar measures of the discrete subgroups H of G such that , is vaguely continuous.
For and ,
and since , one has , and the corollary therefore follows from Prop. 5.
3. The space of closed subgroups of G
Let us denote by the set of closed subgroups of G; if one associates to each measure the subgroup that is the support of , one obtains a mapping (called canonical) of into , which is clearly surjective and permits canonically identifying with the set of orbits of the group of homotheties in with ratio . The set , equipped with the quotient topology of the vague topology on , is called the space of closed subgroups of G.
Theorem 1
Let G be a locally compact group. The space of closed subgroups of G is compact. Moreover, one has the following properties:
(i) The set of unimodular closed subgroups of G is closed in (hence is compact).
(ii) If G is generated by a compact neighborhood of e, then the set of unimodular closed subgroups H of G such that the quotient space is compact, is open in (hence is locally compact).
(iii) For every relatively compact open neighborhood U of e in G, the set of discrete subgroups H of G such that is closed in (hence is compact).
It follows from Prop. 3 of No. 1 that is homeomorphic to , hence is compact by Prop. 2 of No. 1. Moreover, it was noted at the beginning of No. 2 that the set of measures such that is unimodular is closed in ; since is stable under the homotheties with ratio , the image of in is a closed subset of , which proves (i).
Property (ii) will be a consequence of the following proposition:
Proposition 6
Suppose that the locally compact group G is generated by a compact neighborhood of e. Then the set of measures * such that is compact is open in , and the restriction to of the mapping is vaguely continuous.
With the notations of Prop. 5 of No. 2, we have, for ,
For, if K is the support of , the relation for all implies , the integral obviously being zero on the complement of , therefore is compact. Given a measure , it will therefore suffice to define a function such that is a neighborhood of in . Since is compact and the canonical mapping of into is surjective (Ch. VII, §2, No. 2), there exists a function such that for every . Let K be the (compact) support of , L a symmetric compact neighborhood of e in G that generates G; the mapping of into being vaguely continuous (§ 4, No. 2, Remark 1), there exists a neighborhood W of in such that
for all and . The first member of (7) being equal to zero outside , the relation implies
from which one deduces, by induction on , that for every integer ; since L generates G, we therefore have for every measure , which proves that . On the other hand, the first member of (7) being invariant on the right under , the inequality (7) is also valid for ; therefore , which proves the proposition.
Finally, (iii) will be a consequence of the following proposition:
Proposition 7
Let be the subspace of normalized Haar measures on the discrete subgroups of G, and for every relatively compact open neighborhood U of e in G, let be the subset of N formed by the such that . Then: a) is compact. b) The interiors of the sets in N form a covering of N, as U runs over the set of relatively compact open neighborhoods of e in G. c) For a subset M of N to be relatively compact in N, it is necessary and sufficient that there exist a relatively compact open neighborhood U of e in G such that .
Since is the image of under the canonical continuous mapping , the assertion (iii) of Th. 1 will result at once from Prop. 7 a).
To prove Prop. 7, we observe that can be defined as the subset of formed by the such that both
Now, if is compact (resp. open and relatively compact) in , then the mapping of into is upper (resp. lower) semi-continuous for the vague topology (Ch. IV, §4, No. 4, Cor. 3 of Prop. 5 and loc. cit., §1, No. 1, Prop. 4); we thus see that is a closed subset of . Moreover, let be a function such that and on ; it is clear that for all ; Prop. 2 of No. 1 therefore shows that is a compact set, which proves a). On the other hand let be a relatively compact open neighborhood of in such that , and let , with support contained in and such that on . Then for , therefore there exists a neighborhood of in such that for ; it is then clear that , therefore is a neighborhood of . Since the cover , this proves b). Finally, every compact subset of is contained in a finite union of sets (), and since , where , this proves c).
Corollary
— The subspace of is locally compact.
4. The case of groups without arbitrarily small finite subgroups
Theorem 2
— Let be a locally compact group satisfying the following condition: (L) There exists a neighborhood of in that contains no finite subgroup of not reduced to . The following properties then hold: (i) The set of discrete subgroups of is locally closed in (which is equivalent to saying that it is locally compact). (ii) For a closed subset of to be compact, it is necessary and sufficient that there exist a neighborhood of in such that for every subgroup . (iii) If in addition is generated by a compact neighborhood of , then the set of discrete subgroups of such that is compact is locally closed in (hence is locally compact).
We have , therefore (iii) is a consequence of (i), and Th. 1 (ii) of No. 3.
With the notations of No. 3, Prop. 7, it suffices, for proving (i) and (ii), to prove that:
Proposition 8
The canonical bijection of N onto D is a homeomorphism.
Now, if is the set of Haar measures on the discrete subgroups of , then is canonically homeomorphic to the space of orbits of the group of homotheties in with ratio (GT, I, §5, No. 2, Prop. 4). It therefore suffices to prove that the canonical mapping of onto is a homeomorphism, which will result from the following lemma:
Lemma 4
If the group G satisfies the condition (L), the mapping of into is vaguely continuous.
Let us consider a measure ; let be a relatively compact open neighborhood of in such that and such that there exists no finite subgroup of contained in and not reduced to . Let be a symmetric compact neighborhood of such that , and let be a symmetric neighborhood of such that . Let (resp. ) be a function in , with values in , equal to 1 on (resp. at the point ) and with support contained in (resp. in ). The set of measures such that and is a neighborhood of . We propose to show that, provided is taken to be sufficiently small, for every ; it will then follow that , hence that , which will prove the lemma.
It will suffice to show that, for ,
For, suppose that this point is established: then, for and in , one has ; but, by virtue of (8), this implies ; in other words, is a subgroup of , which is obviously discrete and compact, hence finite; but then, by the choice of , this implies that indeed .
Let us argue by contradiction and so assume that there exists a point of that belongs to ; by the choice of and , we have in , the relation implying . Since
it follows that ; but we also have
In graphic terms, a group satisfying the condition (L) is said to not have arbitrarily small finite subgroups. It can be shown that every Lie group satisfies the condition (L); but this condition is not characteristic of Lie groups; for example, the multiplicative group of -adic integers congruent to 1 mod satisfies (L).*
5. The case of abelian groups
Let be a locally compact group, the subspace of normalized Haar measures on the discrete subgroups of , and the subset of corresponding to the discrete subgroups of such that is compact; thus in the notations of No. 3, Prop. 6; and if the group is generated by a compact neighborhood of , it follows from No. 3, Prop. 6 that is open in (hence is locally compact by No. 3, Cor. of Prop. 7) and that the restriction to of the mapping is vaguely continuous.
Proposition 9
Let be a locally compact abelian group, generated by a compact neighborhood of . For a subset of to be relatively compact in , it is necessary and sufficient that it satisfy the following two conditions:
(i) There exists an open neighborhood of in such that for all .
(ii) There exists a constant such that for all .
If is relatively compact in , it is a fortiori so in , and the necessity of the conditions (i) and (ii) therefore follows from No. 3, Props. 6 and 7 (without assuming to be abelian). Conversely, suppose that satisfies these conditions; if is the closure of in , then is compact by virtue of No. 3, Prop. 7; moreover, since is lower semi-continuous on for the vague topology (No. 2, Prop. 4), the condition (ii) implies that one also has for all . Now, since is abelian, is a Haar measure on the group , and is therefore compact for every (Ch. VII, §1, No. 2, Prop. 2). This means that , thus is relatively compact in .
Corollary
Let be a locally compact abelian group, generated by a compact neighborhood of and satisfying the condition (L) of No. 4.
Let be the set of discrete subgroups of such that is compact, and, for every , let be the total mass , where is the quotient measure of by the normalized Haar measure of . For a subset of the space to be relatively compact in , it is necessary and sufficient that it satisfy the following two conditions:
(i) There exists an open neighborhood of in such that for all .
(ii) There exists a constant such that for all .
Taking into account Prop. 9, this follows at once from the fact that is the image of under the canonical bijection of onto , and the fact that, under the hypotheses made, this bijection is a homeomorphism (No. 4, Prop. 8).
Example
Let us take and for the Lebesgue measure; all of the hypotheses of the Cor. of Prop. 9 are satisfied. The discrete subgroups of such that is compact are none other than the discrete subgroups of rank (GT, VII, §1, No. 1, Th. 1); such a subgroup is generated by a basis of , and
(the determinant being taken with respect to the canonical basis of ) (Ch. VII, §2, No. 10, Th. 4). The space can be interpreted here in the following way: every subgroup is the transform of the subgroup by an element , and the subgroup of leaving stable may be identified with . Consequently may be canonically identified, as a (non-topological) homogeneous space, with . On the other hand, operates continuously in , hence also in for the vague topology (§3, No. 3, Prop. 13), hence in the subspace of ; moreover, the canonical homeomorphism (No. 4, Prop. 8) of onto is compatible with the laws of operation of . Since is countable at infinity and is locally compact, the bijection of onto defined above is a homeomorphism (Ch. VII, App. I, Lemma 2). The Cor. of Prop. 9 therefore gives a criterion for compactness in the homogeneous space .
6. Another interpretation of the topology of the space of closed subgroups
Let be the set of closed subsets of ; one defines a Hausdorff uniform structure on in the following way: for every compact subset of and every neighborhood of in , let be the set of pairs of elements of such that both
Let us show that the set of is a fundamental system of entourages for a Hausdorff uniform structure on . The axioms and of GT, II, §1, No. 1 are obviously satisfied; moreover, the relations and imply ; to verify , one can therefore limit oneself to the case that is a symmetric compact neighborhood of , so that is compact. Suppose that and ; then , and if is such that for some , then necessarily , therefore
on the other hand, , whence , and one shows similarly that , which proves . Finally, if are two distinct elements of , there exists for example a point such that , hence a symmetric compact neighborhood of such that , that is, ; a fortiori , which completes the proof of our assertion.
This established, let us consider on the set of closed subgroups of the topology induced by the topology of the uniform space just defined. We shall see that this topology is identical to the topology defined in No. 3. It will suffice to prove that the mapping of into is continuous when is equipped with the topology : for, the same will then be true of the restriction of this mapping to (with notations as in No. 1, Prop. 2), which is bijective; but since is compact and the topology is separated, the mapping of into will then be a homeomorphism.
Thus let be a point of and let be a filter on that converges to ; we are to show that, with respect to , tends to for the topology . Let be a compact subset of , a symmetric compact neighborhood of in ; for every , there exists a set such that for every , one has (No. 1, Lemma 2), whence ; on covering by a finite number of sets , one sees that if , then for every .
Conversely, suppose that there existed an open neighborhood of in such that, for every set , there is at least one for which ; if is the set of having this property, the would form a base of a filter on finer than , and, for every belonging to the union of the for , there would exist a not belonging to ; for , take for any point of . Since is compact, there would exist a cluster point of with respect to , belonging to ; but since converges to in , this contradicts Lemma 3 of No. 1.
Exercises
Exercises
See the exercises for § 5.