§ 5. Solvable Lie algebras
Recall that henceforth denotes a field of characteristic 0 and that all Lie algebras are assumed to be finite-dimensional over .†
1. Definition of solvable Lie algebras
Definition 1
A Lie algebra is called solvable if its kth derived algebra is zero for sufficiently large .
A nilpotent Lie algebra is solvable.
Proposition 1
Subalgebras and quotient algebras of a solvable Lie algebra are solvable. Every extension of a solvable algebra by a solvable algebra is solvable. Every finite product of solvable algebras is solvable.
Let be a Lie algebra, a subalgebra, an ideal of , and the canonical mapping of onto . If is solvable then for some integer , hence , and hence and are solvable. If and are solvable there exist integers such that
then , hence and is solvable. The last assertion follows from the second by induction on the number of factors.
Proposition 2
Let be a Lie algebra. The following conditions are equivalent:
(a) is solvable; (b) there exists a decreasing sequence of ideals of such that the algebras are commutative (); (c) there exists a decreasing sequence of subalgebras of such that is an ideal of and is commutative (); (d) there exists a decreasing sequence of subalgebras of such that is an ideal of of codimension 1 ().
(a) (b): it suffices to consider the sequence of derived ideals of . (b) (c): this is obvious. (c) (d): suppose that condition (c) holds; every vector subspace of containing is an ideal of , whence immediately (d). (d) (a): this follows immediately from the fact that an extension of a solvable algebra by a solvable algebra is solvable.
† The reader will note that the hypothesis on the characteristic of is not used in nos. 1 and 2 of this paragraph.
Examples of solvable Lie algebras
I. Let be a 2-dimensional vector space over and a basis of . There exists one and only one alternating bilinear multiplication on such that . It is easily verified that is thus given a solvable Lie algebra structure. Now let be a non-commutative Lie algebra of dimension 2 over . We show that is isomorphic to . Let be a basis of . The element is non-zero (otherwise would be commutative) and hence it generates a 1-dimensional subspace of . Then . Let be a basis of such that . Then with . Replacing by , it can be assumed that , whence our assertion.
II. Formulae (5) of § 1 prove that . As is nilpotent and hence solvable, is solvable. Therefore is solvable. In particular, is isomorphic to the algebra of Example I.
2. Radical of a Lie algebra
Let be two solvable ideals of a Lie algebra . The algebra is isomorphic to and hence is solvable and , which is an extension of by , is also solvable (Proposition 1). It follows that a maximal solvable ideal of contains every solvable ideal of and hence has a largest solvable ideal. This enables us to make the following definition:
Definition 2
The radical of a Lie algebra is its largest solvable ideal.
Proposition 3
The radical of a Lie algebra is the smallest ideal of such that has radical .
Let be an ideal of and the canonical mapping of onto . If the radical of is zero, then , which is a solvable ideal of , is zero; hence .
On the other hand, the inverse image of the radical of is an ideal of which is solvable by Proposition 1 and hence is equal to ; therefore .
Proposition 4
Let be Lie algebras. The radical of the product of the is the product of the radicals of the .
The product of the is a solvable ideal (Proposition 1) and hence . The canonical image of in is a solvable ideal of and hence is contained in ; hence .
3. Nilpotent radical of a Lie algebra
Definition 3
Let be a Lie algebra. The nilpotent radical of is the intersection of the kernels of the finite-dimensional simple representations of .
Remark
(1) Let be the nilpotent radical of . As every decreasing sequence of vector subspaces of is stationary, there exists a finite number of finite-dimensional simple representations of whose kernels have intersection .
The direct sum of these representations is semi-simple and has kernel s. It follows that the set of kernels of finite-dimensional semi-simple representations of g has a least element, namely s.
(2) By Proposition 4 (c) of § 4, no. 3, s is also the intersection of the largest nilpotency ideals of the finite-dimensional representations of g. In particular, s is contained in the largest nilpotent ideal of g and is therefore a nilpotent ideal of g.
(3) Every linear form on g which is zero on is a simple representation (with space K) of g, whence . It follows that . On the other hand, s is contained in the radical r of g by Remark 2. We shall prove that .
Lemma 1
Let V be a finite-dimensional vector space over K, g a subalgebra of gl(V) such that V is a simple g-module and a a commutative ideal of g. Then . Let S be the subalgebra of generated by 1 and a.
If b is an ideal of g contained in a such that for all and all , then in particular, by definition of S, for every integer and hence b is nilpotent (Algebra, Chapter VII, § 5, no. 5, Corollary 4 to Proposition 13); as the elements of b are all nilpotent, (§ 4, no. 3, Lemma 2). We first apply this to the ideal of g. If , then since ; hence . Hence the elements of g commute with those of a and hence also with those of S. If belong to g and , then
since ; then taking b to be the ideal , it follows that .
Theorem 1
Let g be a Lie algebra, r its radical and s its nilpotent radical. Then .
We already know that . Hence it will suffice to show that if is a finite-dimensional simple representation of g then . Let k be the least integer such that ; we write , ; as is an ideal of g, is an ideal of ; this ideal is commutative since . If V is the space of , and V is a simple -module. Then . If , then and , contrary to the definition of k. Hence , that is
Corollary 1
Let g be a solvable Lie algebra. The nilpotent radical of g is . If is a finite-dimensional simple representation of g, is commutative and the associative algebra L generated by 1 and is a field of finite degree over K.
Here , whence . Hence , which shows that is commutative. Every element of is invertible by Schur’s Lemma; hence is a field.
Corollary 2 (Lie’s Theorem). Let be a solvable Lie algebra; suppose that is algebraically closed. Let be a -module of finite dimension over and let be a Jordan-Hölder series of . Then is of dimension 1 over for and, for all , , where is a linear form on which is zero on . In particular, every simple -module of finite dimension over is in fact of dimension 1.
Let be the representation of on . The associative algebra generated by 1 and is a field, a finite extension of and therefore equal to ; and is a simple -module, whence . The rest of the corollary is obvious.
Remark
(1) If is replaced by another Jordan-Hölder series of , the sequence is replaced by a sequence of the form , where is a permutation of , as follows from the Jordan-Hölder Theorem.
(2) Let be a basis of such that (). If the endomorphism of corresponding to is represented with respect to this basis by a triangular matrix whose diagonal coefficients are
Corollary 3
Suppose that is algebraically closed. If is an -dimensional solvable Lie algebra, every ideal of is a term of a decreasing sequence of ideals of dimensions .
Every ideal is part of a Jordan-Hölder series of , considered as the space of the adjoint representation (Algebra, Chapter I, § 6, no. 14, Corollary to Theorem 8); then it suffices to apply Corollary 2.
Corollary 4
Suppose that . Let be a solvable Lie algebra. Every simple representation of is of dimension . Every ideal of is a term of a decreasing sequence of ideals such that ().
This is proved in a similar way to that for Corollaries 2 and 3, using the fact that every algebraic extension of is of degree .
Corollary 5
For a Lie algebra to be solvable, it is necessary and sufficient that be nilpotent.
The condition is necessary by Corollary 1. It is sufficient since is commutative.
Corollary 6
Let be a finite-dimensional representation of a Lie algebra . Let* r be the radical of g. Every element such that is nilpotent belongs to the largest nilpotency ideal of .
Let V be the space of ; let be a Jordan-Hölder series for the r-module structure on V and let be the representation of r with space (). If is nilpotent, so is ; as for all the algebra generated by is a field, . Conversely, if for all , . This shows that the set of such that is nilpotent is an ideal of r. On the other hand, and hence is an ideal of g. This proves that .
Corollary 7
Let g be a Lie algebra and r its radical. The following four sets are identical: (a) the largest nilpotent ideal of g; (b) the largest nilpotent ideal of r; (c) the set of such that is nilpotent; (d) the set of such that is nilpotent.
Let these sets be denoted by . The inclusions are clear. by Corollary 6 applied to the adjoint representation of g.
4. A criterion for solvability
Lemma 2
Let be an endomorphism of a finite-dimensional vector space V and s (resp. n) its semi-simple (resp. nilpotent) component (cf. Algebra, Chapter VIII, § 9, no. 4, Definition 4). Let be the respective images of in the adjoint representation of . Then (resp. ) is the semi-simple (resp. nilpotent) component of and is equal to a polynomial in with coefficients in K and no constant term.
We know that and is nilpotent (, Lemma 1). We show that is semi-simple. It suffices to do this when K is algebraically closed (cf. Algebra, Chapter VIII, § 9, no. 2, Proposition 3). Then let be a basis of V such that (). Let be the canonical basis of . By formulae (5) of ,
and hence is semi-simple. The last assertion of the lemma follows from Algebra, Chapter VIII, § 9, no. 4, Proposition 8.
Lemma 3
Let M be a finite-dimensional vector space, A and B two vector subspaces of such that and T the set of such that . If is such that for all , then is nilpotent.
It suffices to prove this when K is algebraically closed, which we shall assume henceforth. Let s and n be the semi-simple and nilpotent components of z and let be a basis of M such that (). Let be the vector space over generated by the . We need to prove that . Let f be a -linear form on V and let t be the endomorphism of M such that
. If is the canonical basis of defined by , then
There exists a polynomial P with no constant term and with coefficients in K such that for all i and j (for if , then and, if , ). Then . On the other hand, is a polynomial with no constant term in . Now , whence also . By the hypothesis , whence . Since the are rational numbers, , which completes the proof.
Theorem 2 (Cartan's criterion)
Let g be a Lie algebra, M a finite-dimensional vector space, ρ a representation of g on M and β the bilinear form on g associated with ρ. Then ρ(g) is solvable if and only if g is orthogonal to g with respect to β.
It can obviously be reduced to the case where g is a Lie subalgebra of and ρ is the identity mapping. If g is solvable, g is contained in the largest nilpotency ideal of the identity representation of g (Theorem 1) and hence is orthogonal to g with respect to β (§ 4, Proposition 4 (d)). Suppose that g is orthogonal to g with respect to β. We prove that g is solvable. Let T be the set of such that . If and x, y belong to g, then and hence
5. Further properties of the radical
Proposition 5
Let g be a Lie algebra and r its radical.* (a) If ρ is a finite-dimensional representation of g and β is the associated bilinear form, r and g are orthogonal with respect to β. (b) r is the orthogonal of g with respect to the Killing form. Let x, y be in g, . Then and hence
Corollary 1
Let g be a Lie algebra. Then g is solvable if and only if is orthogonal to g with respect to the Killing form.
This is an immediate consequence of Proposition 5 (b).
Corollary 2
The radical r of a Lie algebra g is a characteristic ideal.
is a characteristic ideal and the Killing form is completely invariant (§ 3, no. 6, Proposition 10). Hence the orthogonal of with respect to the Killing form is a characteristic ideal (§ 3, no. 6, Proposition 7 (b)).
Corollary 3
Let g be a Lie algebra, r its radical and a an ideal of g. Then the radical of a is equal to .
r ∩ a is a solvable ideal of a and hence is contained in the radical r' of a. Conversely, r' is an ideal of g (Corollary 2 and § 1, no. 4, Proposition 2) and hence r' ⊂ r.
Corollary 2 can be made more precise as follows:
Proposition 6
Let g be a Lie algebra, r its radical and n its largest nilpotent ideal. Every derivation of g maps r into n.
Let D be a derivation of g. Let g' = g + Kx_0 be a Lie algebra in which g is an ideal of codimension 1 such that Dx = [x_0, x] for all x ∈ g (§ 1, no. 8, Example 1). By Corollary 3 to Proposition 5, r is contained in the radical r' of g'. Then D(r) = [x_0, r] ⊂ [g', g'] ∩ r' = s'. For all x ∈ s', ad_{g'} x is nilpotent (Theorem 1). Hence, for all x ∈ s' ∩ g, ad_g x is nilpotent. Hence D(r) is contained in the nilpotent ideal s' ∩ g of g.
Corollary
The largest nilpotent ideal of a Lie algebra is a characteristic ideal.
Remark
To summarize some of the above results, note that, if r, n, s, t denote respectively the radical of g, the largest nilpotent ideal of g, the nilpotent radical of g and the orthogonal of g with respect to the Killing form, then
The inclusion r ⊃ t follows from Proposition 5 (b). The inclusion t ⊃ n follows from § 4, no. 4, Proposition 6 (b). The inclusion n ⊃ s has been pointed out in Remark 2 of no. 3.
6. Extension of the base field
Let g be a Lie K-algebra and K_1 an extension of K. Clearly g_{(K_1)} is solvable if and only if g is solvable, since .
Let r be the radical of g. Then is the radical of . For let be the Killing form of g. As r is the orthogonal of with respect to (Proposition 5 (b)), is the orthogonal of with respect to the form derived from by extension from K to , that is the Killing form of (§ 3, no. 8). Our assertion then follows from a further application of Proposition 5 (b).
Exercises
The conventions of § 5 remain valid unless otherwise mentioned.
See the exercises for § 5.