Bourbaki

§ 6. Semi-simple Lie algebras

Recall that K denotes a field of characteristic 0 and that all Lie algebras are assumed to be finite-dimensional over K.

1. Definition of semi-simple Lie algebras

Definition 1

Let g be a Lie algebra. g is called semi-simple if and only if the only commutative ideal of g is {0}.

Remark

(1) The algebra {0} is semi-simple. An algebra of dimension 1 or 2 is not semi-simple (cf. § 5, no. 1, Example 1). There exist semi-simple algebras of dimension 3 (cf. no. 7).

(2) A semi-simple algebra has zero centre and hence its adjoint representation is faithful.

(3) If g1,…,gng_1, \ldots, g_n are semi-simple, g=g1×⋯×gng = g_1 \times \cdots \times g_n is semi-simple: for if a is a commutative ideal of g, the projections of a onto g1,…,gng_1, \ldots, g_n reduce to {0}.

Theorem 1

Let g be a Lie algebra. The following conditions are equivalent:

(a) g is semi-simple. (b) The radical r of g is zero. (c) The Killing form β\beta of g is non-degenerate.

Moreover, a semi-simple Lie algebra is equal to its derived ideal.

(a) ⇒\Rightarrow (b): for if r≠{0}r \neq \{0\}, the last non-zero derived algebra of r is a commutative ideal of g.

(b) ⇒\Rightarrow (c): this follows from Proposition 5 (b) of § 5, no. 5 (which at the same time proves the last assertion of the theorem).

(c) ⇒\Rightarrow (a): this follows from Proposition 6 (b) of § 4, no. 4.

Corollary

Let g be a semi-simple Lie algebra and ρ\rho a representation of g on a finite-dimensional vector space V. Then ρ(g)⊂sl(V)\rho(g) \subset \mathfrak{sl}(V).

The linear form x↦Tr⁡ρ(x)x \mapsto \operatorname{Tr} \rho(x) (x∈gx \in g) is zero when x is of the form [y,z][y, z] (y∈g,z∈gy \in g, z \in g) and hence on Dg=g\mathscr{D}g = g.

Proposition 1

Let gg be a semi-simple Lie algebra and φ\varphi a finite-dimensional faithful representation of gg. Then the bilinear form on gg associated with φ\varphi is non-degenerate.

The orthogonal of gg with respect to this form is a solvable ideal (§5§ 5, no. 4, Theorem 2) and hence is zero.

Corollary 1

Let gg be a Lie algebra, β\beta its Killing form and aa a semi-simple sub-algebra of gg. The orthogonal hh of aa with respect to β\beta is a supplementary subspace of aa in gg and [a,h]⊂h[a, h] \subset h. If aa is an ideal of gg, so is hh, which is then the centralizer of aa in gg.

Let β′\beta' be the restriction of β\beta to aa: it is the bilinear form associated with the representation x↦ad⁡gxx \mapsto \operatorname{ad}_g x of aa on the space gg. This representation is faithful and hence β′\beta' is non-degenerate (Proposition 1). Hence hh is supplementary to aa in gg. On the other hand, if x,yx, y are in aa and z∈hz \in h, then

β(x,[y,z])=β([x,y],z)=0, \beta(x, [y, z]) = \beta([x, y], z) = 0,

since [x,y]∈a[x, y] \in a, and hence [y,z]∈h[y, z] \in h, which proves that [a,h]⊂h[a, h] \subset h. If aa is an ideal of gg, we know that hh is an ideal of gg (§3§ 3, Proposition 7) and gg is identified with a×ha \times h. As the centre of aa is zero, the centralizer of aa in gg is hh.

Corollary 2

Every extension of a semi-simple Lie algebra by a semi-simple Lie algebra is semi-simple and trivial.

This follows immediately from Corollary 1.

Corollary 3

If gg is semi-simple, every derivation of gg is inner.

ad⁡g\operatorname{ad} g is isomorphic to gg and hence semi-simple and is an ideal of the Lie algebra δ\delta of derivations of gg (§1§ 1, Proposition 1). If D∈δD \in \delta commutes with the elements of ad⁡g\operatorname{ad} g, then, for all x∈gx \in g, ad⁡D(x)=[D,ad⁡x]=0\operatorname{ad} D(x) = [D, \operatorname{ad} x] = 0, whence D(x)=0D(x) = 0; hence D=0D = 0. Corollary 3 then follows from Corollary 1.

2. Semi-simplicity of representations

Lemma 1

Let gg be a semi-simple Lie algebra. The adjoint representation of gg is semi-simple. Every ideal and every quotient algebra of gg is semi-simple.

Let aa be an ideal of gg. The orthogonal bb of aa in gg with respect to the Killing form is an ideal of gg and a∩ba \cap b is a commutative ideal (§3§ 3, no. 6, Proposition 7) and hence zero. Hence bb is supplementary to aa in gg. Moreover, as the Killing form of gg is non-degenerate, so are its restrictions to aa and bb (Algebra, Chapter IX, §4§ 4, no. 1, Corollary to Proposition 1) and hence aa and bb are semi-simple (no. 1, Theorem 1 and §3§ 3, no. 6, Proposition 9).

Lemma 2

Let gg be a Lie algebra. Then the following two conditions are equivalent: (a) All finite-dimensional linear representations of gg are semi-simple. (b) Given a linear representation φ\varphi of gg on a finite-dimensional vector space VV and a vector subspace W of codimension 1 such that ρ(x)(V)⊂W\rho(x)(V) \subset W for all x∈gx \in g, there exists a supplementary line of W which is stable under ρ(g)\rho(g) (and hence annihilated by ρ(g)\rho(g)).

Clearly (a) implies (b). Suppose that (b) holds. Let σ\sigma be a finite-dimensional representation of gg on a vector space M and N a vector subspace which is stable under σ(g)\sigma(g). Let μ\mu be the representation of gg on L(M)\mathscr{L}(M) canonically derived from σ\sigma (§ 3, no. 3): recall that μ(x)=adL(M)ρ(x)\mu(x) = \mathrm{ad}_{\mathscr{L}(M)} \rho(x). Let V (resp. W) be the subspace of L(M)\mathscr{L}(M) consisting of the linear mappings of M into N whose restriction to N is a homothety (resp. zero); then W is of codimension 1 in V and μ(x)(V)⊂W\mu(x)(V) \subset W for all x∈gx \in g. By condition (b), there exists u∈Vu \in V which is annihilated by μ(x)\mu(x) for all x∈gx \in g and whose restriction to N is a non-zero homothety. By multiplying uu by a suitable scalar, it can be assumed that uu is a projector of M onto N. To say that μ(x)⋅u=0\mu(x) \cdot u = 0 means that uu is permutable with σ(x)\sigma(x). Hence the kernel of uu is a supplement of N in M which is stable under σ(x)\sigma(x) for all x∈gx \in g. Hence σ\sigma is semi-simple.

Lemma 3

Let g be a semi-simple Lie algebra, ρ\rho a linear representation of g on a finite-dimensional vector space V and W a subspace of V of codimension 1 such that ρ(x)(V)⊂W\rho(x)(V) \subset W for all x∈gx \in g. Then there exists a supplementary line of W which is stable under ρ(g)\rho(g).

For all x∈gx \in g let σ(x)\sigma(x) be the restriction of ρ(x)\rho(x) to W. Suppose first that σ\sigma is simple. If σ=0\sigma = 0, then ρ(x)ρ(y)=0\rho(x)\rho(y) = 0 for all x,yx, y in gg, hence ρ(g)=ρ(Dg)={0}\rho(g) = \rho(\mathscr{D}g) = \{0\} and our assertion is obvious. If σ≠0\sigma \neq 0, let n be the kernel of σ\sigma and let m be a supplementary ideal of n in gg (Lemma 1); then m≠{0}m \neq \{0\} and the restriction of σ\sigma to m is faithful; the restriction to m of the bilinear form associated with σ\sigma is non-degenerate (Proposition 1) and hence the Casimir element c associated with m and σ\sigma can be formed. By Proposition 12 of § 3, no. 7, σ(c)\sigma(c) is an automorphism of W. On the other hand, ρ(c)(V)⊂W\rho(c)(V) \subset W. Hence the kernel Z of ρ(c)\rho(c) is a supplementary line of W; since c belongs to the centre of the enveloping algebra of gg, ρ(c)\rho(c) is permutable with ρ(x)\rho(x) for all x∈gx \in g and hence Z is stable under ρ(g)\rho(g).

In the general case we argue by induction on the dimension of V. Let T be a minimal non-zero stable subspace of W. Let ρ′\rho' be the quotient representation on V′=V/TV' = V/T. Then, for all x∈gx \in g, ρ′(x)(V′)⊂W′\rho'(x)(V') \subset W', where W′=W/TW' = W/T is of codimension 1 in V′V'. By the induction hypothesis there exists a line Z′Z' which is supplementary to W′W' and stable under ρ′(g)\rho'(g). Its inverse image Z in V is stable under ρ(g)\rho(g), contains T as subspace of codimension 1, Z∩W=TZ \cap W = T, and hence ρ(x)(Z)⊂T\rho(x)(Z) \subset T for all x∈gx \in g. By what was proved above, there exists a supplementary line of T in Z which is stable under ρ(g)\rho(g); this line is supplementary to W in V, which completes the proof.

Theorem 2 (H. Weyl)

Every finite-dimensional linear representation of a semi-simple Lie algebra is completely reducible.

This follows from Lemmas 2 and 3.

Definition 2

A Lie algebra g is called simple if the only ideals of g are {0} and g and if further g is non-commutative.

A simple Lie algebra is semi-simple. The algebra {0} is not simple.

Proposition 2

For a Lie algebra g to be semi-simple, it is necessary and sufficient that it be a product of simple algebras.

The condition is sufficient (no. 1, Remark 3). Conversely, suppose that g is semi-simple. Since the adjoint representation of g is semi-simple, g is the direct sum of minimal non-zero ideals a1,…,ama_1, \ldots, a_m. Then g is identified with the product algebra of the aia_i (§ 1, no. 1). Every ideal of aia_i is then an ideal of g and hence zero or equal to aia_i. On the other hand aia_i is non-commutative. Hence the aia_i are simple Lie algebras.

Corollary 1

A semi-simple Lie algebra is the product of its simple ideals gig_i. Every ideal of g is the product of certain of the gig_i.

g=a1×⋯×amg = a_1 \times \cdots \times a_m, where the aia_i are simple. As the centre of aia_i is zero, the centralizer of aia_i in g is the product of the aja_j for j≠ij \neq i. Then let a be an ideal of g. If it does not contain aia_i, then a∩ai={0}a \cap a_i = \{0\}, hence [a,ai]={0}[a, a_i] = \{0\} and a is contained in the product of the aja_j for j≠ij \neq i. It follows that a is the product of certain of the aia_i. Hence the simple ideals of g are precisely the aia_i.

The simple ideals of a semi-simple Lie algebra are called the simple components of g.

Corollary 2

Let g, g′g' be two Lie algebras, r and r′r' their radicals and f a homomorphism of g onto g′g'. Then r′=f(r)r' = f(r).

As f(r)f(r) is solvable, f(r)⊂r′f(r) \subset r'. On the other hand, g/rg/r is semi-simple (§ 5, no. 2, Proposition 3), hence g′/f(r)g'/f(r), which is isomorphic to a quotient of g/rg/r, is semi-simple (Lemma 1) and hence f(r)⊃r′f(r) \supset r' (§ 5, no. 2, Proposition 3).

Remark

(1) Theorem 2 admits a converse: if every finite-dimensional representation of g is semi-simple, g is semi-simple. For since the adjoint representation is semi-simple, every ideal of g admits a supplementary ideal and hence can be considered as a quotient of g. If g is not semi-simple then g admits a non-zero commutative quotient and therefore a quotient of dimension 1. Now the Lie algebra K of dimension 1 admits non-semi-simple representations, for example

λ↦(00λ0). \lambda \mapsto \begin{pmatrix} 0 & 0 \\ \lambda & 0 \end{pmatrix}.

(2) Let g be a Lie algebra over K and σ\sigma a representation of g on a vector space M. On the other hand let ff be a K-linear mapping of gg into M such that:

f([x,y])=σ(x)⋅f(y)−σ(y)⋅f(x) f([x, y]) = \sigma(x) \cdot f(y) - \sigma(y) \cdot f(x)

for all x,yx, y in gg. By § 1, no. 8, Example 2, being given σ\sigma and ff is equivalent to being given a homomorphism x↦(f(x),σ(x))x \mapsto (f(x), \sigma(x)) of gg into af(M)\mathfrak{af}(M). On the other hand we have seen (loc. cit.) that the element (f(x),σ(x))(f(x), \sigma(x)) of af(M)\mathfrak{af}(M) is canonically identified with the element ρ(x)\rho(x) of gl(N)\mathfrak{gl}(N) (where N=M×KN = M \times K) which induces σ(x)\sigma(x) on M and maps the element (0,1)(0, 1) of N to f(x)f(x). And ρ\rho is then a representation of gg on N such that ρ(x)(N)⊂M\rho(x)(N) \subset M for all x∈gx \in g.

Then, if gg is semi-simple, there exists (Lemma 3) a line Z which is supplementary to M in N and annihilated by ρ(g)\rho(g). In other words, there exists an element m0∈Mm_0 \in M such that (−m0,1)∈N(-m_0, 1) \in N is annihilated by ρ(x)\rho(x), that is *such that

f(x)=σ(x)⋅m0 f(x) = \sigma(x) \cdot m_0

for all* x∈gx \in g.

Suppose that K=RK = \mathbf{R}. Let G be a connected Lie group with Lie algebra g. Consider an analytic homomorphism ϕ\phi of G into the affine group A of M corresponding to a homomorphism x↦(f(x),σ(x))x \mapsto (f(x), \sigma(x)) of g into af(M)\mathfrak{af}(M). The above results can be interpreted by saying that if g is semi-simple ϕ(G)\phi(G) leaves a point of M fixed. For let H be the set of elements of GL(N)\mathbf{GL}(N) which leave stable all the linear varieties of N parallel to M. There exists (§ 1, no. 8, Example 2) a canonical isomorphism ψ\psi of A onto H. Let Z be a supplementary line of M in N. To say that ρ(g)\rho(g) annihilates Z amounts to saying that (ψ∘ϕ)(G)(\psi \circ \phi)(G) leaves the points of Z fixed and hence (taking account of the definition of ψ\psi) that ϕ(G)\phi(G) leaves fixed the projection onto M of the point of intersection of Z and M×{1}M \times \{1\}.

3. Semi-simple elements and nilpotent elements in semi-simple Lie algebras

Proposition 3

Let M be a finite-dimensional vector space over K and gg a semi-simple subalgebra of gl(M)\mathfrak{gl}(M). Then gg contains the semi-simple and nilpotent components of its elements.

If K1K_1 is an extension of K, the Killing form of g(K1)g_{(K_1)} is the extension to g(K1)g_{(K_1)} of that of gg (§ 3, no. 8) and hence is non-degenerate; therefore g(K1)g_{(K_1)} is semi-simple. It therefore suffices to prove Proposition 3 when the base field is algebraically closed, which we shall henceforth assume to be the case.

For every subspace N of M, let gNg_N be the subalgebra of gl(M)\mathfrak{gl}(M) consisting of the elements which leave N stable and whose restriction to N has trace zero. As g=Dgg = \mathscr{D}g, g⊂gNg \subset g_N if N is stable under gg. Then let g∗g^* be the intersection of the normalizer of gg in gl(M)\mathfrak{gl}(M) and the algebras gNg_N where N runs through the set of subspaces of M which are stable under g. As the semi-simple (resp. nilpotent) component s (resp. n) of x∈gl(M)x \in gl(M) is a polynomial in x with no constant term and ad s (resp. ad n) is the semi-simple (resp. nilpotent) part of ad x (§5§ 5, no. 4, Lemma 2), clearly x∈g∗x \in g^* implies s∈g∗s \in g^* and n∈g∗n \in g^*; it therefore suffices to show that g∗=gg^* = g. Since g is a semi-simple ideal of g∗g^*, g∗=a×gg^* = a \times g (no. 1, Corollary 1 to Proposition 1). Let a∈aa \in a and let N be a subspace which is minimal among the non-zero subspaces of M which are stable under g. The restriction of a to N is a scalar multiple of the identity by Burnside’s Theorem, has trace zero by construction and hence is zero since K is of characteristic 0. As M is the direct sum of subspaces such as N, it follows that a=0a = 0 and hence g∗=gg^* = g.

Corollary

An element x of g is a semi-simple (resp. nilpotent) endomorphism of M if and only if adgxad_g x is a semi-simple (resp. nilpotent) endomorphism of g.

Let s (resp. n) be the semi-simple (resp. nilpotent) component of x∈gx \in g. Then s∈gs \in g and n∈gn \in g (Proposition 3). Then adgsad_g s (resp. adgnad_g n) is the semi-simple (resp. nilpotent) component of adgxad_g x, by Lemma 2 of §5§ 5, no. 4. If x is semi-simple (resp. nilpotent) so then is adgxad_g x. If now adgxad_g x is semi-simple (resp. nilpotent), it is equal to adgsad_g s (resp. adgnad_g n) and hence x=sx = s (resp. x=nx = n) since the adjoint representation of g is faithful.

Definition 3

Let g be a semi-simple Lie algebra. An element x of g is called semi-simple (resp. nilpotent) if, for every g-module M of finite dimension over K, xMx_M is a semi-simple (resp. nilpotent) endomorphism of M.

Proposition 4

Let g, g' be semi-simple Lie algebras and f a homomorphism of g into g'. If x∈gx \in g is semi-simple (resp. nilpotent), so is f(x)f(x). If f is surjective, every semi-simple (resp. nilpotent) element of g' is the image under f of a semi-simple (resp. nilpotent) element of g.

If ρ\rho is a representation of g', ρ∘f\rho \circ f is a representation of g, whence the first assertion. If f is surjective, there exists a homomorphism g of g' into g such that f∘gf \circ g is the identity homomorphism of g' (no. 1, Corollary 2 to Proposition 1) and the second assertion then follows from the first.

Theorem 3

Let g be a semi-simple Lie algebra.

(a) Let x∈gx \in g. If there exists a faithful representation ρ\rho of g such that ρ(x)\rho(x) is a semi-simple (resp. nilpotent) endomorphism, then x is semi-simple (resp. nilpotent).

(b) Every element of g can be written uniquely as the sum of a semi-simple element and a nilpotent element which commute with one another.

Suppose that the hypothesis of (a) holds. Let σ\sigma be a representation of g, b the supplementary ideal of the kernel of σ\sigma and α\alpha the projection of g onto b. Then adgxad_g x is semi-simple (resp. nilpotent) by the Corollary to Proposition 3 and hence adbα(x)ad_b \alpha(x) is semi-simple (resp. nilpotent). As σ(x)=σ(α(x))\sigma(x) = \sigma(\alpha(x)), the first assertion follows from the Corollary to Proposition 3. The second result then follows from Proposition 3 applied to a faithful representation.

4. Reductive Lie algebras

Definition 4

A Lie algebra is called reductive if its adjoint representation is semi-simple.

Proposition 5

Let gg be a Lie algebra and rr its radical. The following conditions are equivalent:* (a) gg is reductive. (b) Dg\mathscr{D}g is semi-simple. (c) gg is the product of a semi-simple algebra and a commutative algebra. (d) gg has a finite-dimensional representation such that the associated bilinear form is non-degenerate. (e) gg has a faithful semi-simple finite-dimensional representation. (f) The nilpotent radical of gg is zero. (g) rr is the centre of gg.

(a) ⇒\Rightarrow (b): if the adjoint representation of gg is semi-simple, gg is a direct sum of minimal non-zero ideals aia_i and hence gg is isomorphic to the product of the aia_i; and aia_i has no ideals other than {0}\{0\} and aia_i and hence is simple or commutative of dimension 1. Therefore Dg\mathscr{D}g is equal to the product of those aia_i which are simple and hence is semi-simple.

(b) ⇒\Rightarrow (c): if Dg\mathscr{D}g is semi-simple, gg is isomorphic to the product of Dg\mathscr{D}g by a Lie algebra hh (no. 1, Corollary 1 to Proposition 1); hh is isomorphic to g/Dgg/\mathscr{D}g and hence is commutative.

(c) ⇒\Rightarrow (d): let g1g_1 and g2g_2 be two Lie algebras, ρi\rho_i a finite-dimensional representation of gig_i and βi\beta_i the bilinear form on gig_i associated with ρi\rho_i (i=1,2i = 1, 2); ρ1\rho_1 and ρ2\rho_2 can be considered as representations of g=g1×g2g = g_1 \times g_2; let ρ\rho be their direct sum. Clearly the bilinear form on gg associated with ρ\rho is the direct sum of β1\beta_1 and β2\beta_2 and hence is non-degenerate if β1\beta_1 and β2\beta_2 are non-degenerate. Then to prove the implication (c) ⇒\Rightarrow (d) it suffices to consider the 2 following cases: (1) gg is semi-simple; then the adjoint representation admits as associated form the Killing form, which is non-degenerate; (2) g=Kg = K; then the identity representation of gg on KK has an associated bilinear form which is non-degenerate.

(d) ⇒\Rightarrow (e): let ρ\rho be a finite-dimensional representation of gg and β\beta the associated bilinear form; by Proposition 4 of § 4, no. 3, there exists a finite-dimensional semi-simple representation σ\sigma of gg such that the kernel nn of σ\sigma is orthogonal to gg with respect to β\beta. If β\beta is non-degenerate, then n={0}n = \{0\} and hence σ\sigma is faithful.

(e) ⇒\Rightarrow (f): this is obvious.

(f) ⇒\Rightarrow (g): if the nilpotent radical of gg is zero, Dg∩r\mathscr{D}g \cap r is zero (§5§ 5, no. 3, Theorem 1); as [g,r]⊂Dg∩r[g, r] \subset \mathscr{D}g \cap r, rr is the centre of gg.

(g) ⇒ (a): if r is the centre of g, the adjoint representation of g is identified with a representation of g/r, which is a semi-simple Lie algebra (§ 5, no. 2, Proposition 3); this representation is therefore semi-simple (Theorem 2).

Remark

If a Lie algebra g can be decomposed as a product a × b of a commutative Lie algebra a and a semi-simple Lie algebra b, this decomposition is unique. More precisely, the centre of g is equal to the product of the centres of a and b and is hence equal to a. And Dg=Da×Db=b\mathscr{D}g = \mathscr{D}a \times \mathscr{D}b = b.

Corollary

(a) Every finite product of reductive algebras is a reductive algebra. (b) If g is a reductive Lie algebra of centre c, every ideal of g is a direct factor, the product of its intersections with c and Dg\mathscr{D}g, and is a reductive Lie algebra. (c) Every quotient of a reductive Lie algebra is a reductive Lie algebra.

Assertion (a) follows for example from condition (c) of Proposition 5.

Suppose that g is reductive. Let a be an ideal of g. Since the adjoint representation of g is semi-simple, a has a supplementary ideal b and g is identified with a × b. For all x∈gx \in g, let ρ(x)\rho(x) be the restriction of adgx\mathrm{ad}_g x to a. Then ρ\rho is a semi-simple representation of g which is zero on b and defines on passing to the quotient the adjoint representation on a. Hence a is reductive. Similarly, g/a and b, which are isomorphic, are reductive. Finally, let d, d' be the centres of a and b; then a=d×Da,b=d′×Db,d×d′=c,Da×Db=Dga = d \times \mathscr{D}a, b = d' \times \mathscr{D}b, d \times d' = c, \mathscr{D}a \times \mathscr{D}b = \mathscr{D}g; hence a=(a∩c)+(a∩Dg)a = (a \cap c) + (a \cap \mathscr{D}g).

Proposition 6

Let g be a Lie algebra, r its radical and s its nilpotent radical. (a) s=[g,r]=Dg∩rs = [g, r] = \mathscr{D}g \cap r. (b) s is the intersection of the orthogonals of g with respect to the bilinear forms associated with the finite-dimensional representations of g.

Clearly [g,r]⊂Dg∩r[g, r] \subset \mathscr{D}g \cap r. Now Dg∩r=s\mathscr{D}g \cap r = s by Theorem 1 of § 5, no. 3. Let g′=g/[g,r]g' = g/[g, r] and f be the canonical homomorphism of g onto g′g'; then f(r)f(r) is the radical r′r' of g′g' (Corollary 3 to Proposition 2, no. 2), hence [g′,r′]={0}[g', r'] = \{0\} and r′r' is the centre of g′g'; therefore (Proposition 5) g′g' has a finite-dimensional faithful semi-simple representation, whence s⊂[g,r]s \subset [g, r]. This proves (a).

Let t be the intersection of the orthogonals of g with respect to the bilinear forms associated with the finite-dimensional representations of g. Then s⊂ts \subset t (§ 4, no. 3, Proposition 4 (d)). On the other hand, g/sg/s has a finite-dimensional faithful semi-simple representation and hence (Proposition 5) a finite-dimensional representation ρ\rho such that the associated bilinear form is non-degenerate; considered as a representation of g, ρ\rho has an associated bilinear form β\beta on g and the orthogonal of g with respect to β\beta is s, whence t⊂st \subset s. Hence t=st = s.

Even if s≠{0}s \neq \{0\} there may exist non-degenerate symmetric bilinear forms on g (Exercise 18 (c)). Such forms, of course, are not associated with any representation of g.

Corollary

Let g,g′g, g' be Lie algebras, ss (resp. s′s') the nilpotent radical of gg (resp. g′g') and ff a homomorphism of gg onto g′g'. (a) Then s′=f(s)s' = f(s). (b) g′g' is reductive if and only if the kernel of ff contains ss.

If r,r′r, r' are the radicals of g,g′g, g', then s′=[g′,r′]=[f(g),f(r)]=f([g,r])=f(s)s' = [g', r'] = [f(g), f(r)] = f([g, r]) = f(s). Assertion (b) is an immediate consequence of (a).

5. Application: a criterion for semi-simplicity of representations

Theorem 4

Let gg be a Lie algebra, rr its radical, ρ\rho a finite-dimensional representation of gg, g′=ρ(g)g' = \rho(g) and r′=ρ(r)r' = \rho(r). Then the following conditions are equivalent: (a) ρ\rho is semi-simple; (b) g′g' is reductive and its centre consists of semi-simple endomorphisms; (c) r′r' consists of semi-simple endomorphisms; (d) the restriction of ρ\rho to rr is semi-simple.

(a) ⇒\Rightarrow (b): if ρ\rho is semi-simple, g′g' is reductive (Proposition 5); the associative algebra generated by 1 and g′g' is semi-simple (\emph{Algebra}, Chapter VIII, § 5, no. 1, Proposition 3), hence its centre is semi-simple (\emph{loc. cit.}, § 5, no. 4, Proposition 12) and hence the elements of this centre are semi-simple (\emph{loc. cit.}, § 9, no. 1, Proposition 2).

(b) ⇒\Rightarrow (c): if g′g' is reductive, its centre is equal to its radical, that is r′r', whence the implication (b) ⇒\Rightarrow (c).

(c) ⇒\Rightarrow (d): suppose that r′r' consists of semi-simple endomorphisms. As [g′,r′][g', r'] consists of nilpotent endomorphisms (no. 4, Proposition 6), [g′,r′]={0}[g', r'] = \{0\}. Then the implication (c) ⇒\Rightarrow (d) follows from \emph{Algebra}, Chapter VIII, § 9, no. 2, Theorem 1.

(d) ⇒\Rightarrow (a): let ss be the nilpotent radical of gg and ρ′\rho' the restriction of ρ\rho to rr. The elements of ρ(s)\rho(s) are nilpotent and hence ss is contained in the largest nilpotency ideal of ρ′\rho'. As ρ′\rho' is semi-simple, ρ′(s)={0}\rho'(s) = \{0\} and g′g' is reductive (Corollary to Proposition 6), so that g′=a′×r′g' = a' \times r' with a′a' semi-simple (Proposition 5). Let A′A' (resp. R′R') be the associative algebra generated by 1 and a′a' (resp. r′r'). It is semi-simple (\emph{Algebra}, Chapter VIII, § 5, no. 1, Proposition 3), hence A′⊗KR′A' \otimes_K R' is semi-simple (\emph{loc. cit.}, § 7, no. 6, Corollary 4 to Theorem 3) and hence the associative algebra generated by 1 and g′g', which is a quotient of A′⊗KR′A' \otimes_K R', is semi-simple, which proves that ρ\rho is semi-simple.

Corollary 1

Let gg be a Lie algebra and ρ\rho and ρ′\rho' two finite-dimensional semi-simple representations of gg. Then the tensor product of ρ\rho and ρ′\rho' is semi-simple.

Let rr be the radical of gg. For x∈rx \in r, ρ(x)\rho(x) and ρ′(x)\rho'(x) are semi-simple (Theorem 4), hence ρ(x)⊗1+1⊗ρ′(x)\rho(x) \otimes 1 + 1 \otimes \rho'(x) is semi-simple (\emph{Algebra}, Chapter VIII, § 9, Corollary to Theorem 1) and hence the tensor product of ρ\rho and ρ′\rho' is semi-simple (Theorem 4).

Corollary 2

Let gg be a Lie algebra, ρ\rho a semi-simple representation of gg on a finite-dimensional vector space VV, TT and SS the tensor and symmetric algebras of VV and σT\sigma_T, σS\sigma_S the representations of gg on TT and SS canonically derived from ρ\rho. Then σT\sigma_T and σS\sigma_S are semi-simple and, more precisely, direct sums of finite-dimensional simple representations.

Let TnT^n be the subspace of TT consisting of the homogeneous tensors of order nn. This subspace is stable under σT\sigma_T and the representation defined by σT\sigma_T on TnT^n is semi-simple (Corollary 1). Hence the corollary for σT\sigma_T and therefore for σS\sigma_S, which is a quotient representation of σT\sigma_T.

Corollary 3

Let gg be a Lie algebra and ρ\rho and ρ′\rho' two finite-dimensional semi-simple representations of gg on spaces MM and M′M'. Then the representation of gg on LK(M,M′)\mathscr{L}_K(M, M') canonically derived from ρ\rho and ρ′\rho' is semi-simple.

The gg-module LK(M,M′)\mathscr{L}_K(M, M') is canonically identified with the gg-module M∗⊗KM′M^* \otimes_K M' (§ 3, no. 3, Proposition 4), so that Corollary 3 follows from Corollary 1.

Corollary 4

Let gg be a Lie algebra, aa an ideal of gg and ρ\rho a semi-simple representation of gg. (a) The restriction ρ′\rho' of ρ\rho to aa is semi-simple. (b) If ρ\rho is simple, ρ′\rho' is a sum of simple representations isomorphic to one another.

Passing to the quotient by the kernel of ρ\rho, ρ\rho can be assumed to be faithful. Then gg is reductive. Let g=g1×g2g = g_1 \times g_2, where g1g_1 is the centre of gg and g2g_2 is semi-simple. Then a=a1×a2a = a_1 \times a_2, where a1⊂g1a_1 \subset g_1, a2⊂g2a_2 \subset g_2 and a1a_1 is the centre of aa. The elements of ρ(g1)\rho(g_1), and in particular those of ρ(a1)\rho(a_1), are semi-simple (Theorem 4) and hence ρ′\rho' is semi-simple (Theorem 4). Hence (a). Assertion (b) follows from (a), using § 3, no. 1, Corollary to Proposition 1.

6. Subalgebras reductive in a Lie algebra

Definition 5

Let gg be a Lie algebra and hh a Lie subalgebra of gg. hh is called reductive in gg if the representation x↦ad⁡gxx \mapsto \operatorname{ad}_g x of hh is semi-simple.

This representation admits as subrepresentation the adjoint representation of hh. Hence, if hh is reductive in gg, hh is reductive. On the other hand, to say that a Lie algebra is reductive in itself is equivalent to saying that it is reductive.

Proposition 7

Let gg be a Lie algebra, hh a subalgebra reductive in gg, ρ\rho a representation of gg on a vector space VV and WW the sum of the finite-dimensional subspaces of VV which are simple hh-modules. Then WW is stable under ρ(g)\rho(g).

Let W0W_0 be a finite-dimensional simple sub-hh-module of VV. We need to prove that ρ(x)(W0)⊂W\rho(x)(W_0) \subset W for all x∈gx \in g. Let MM denote the vector space gg considered as an hh-module by means of the representation x↦ad⁡gxx \mapsto \operatorname{ad}_g x of hh on gg. Then M⊗KW0M \otimes_K W_0 is a semi-simple hh-module (Corollary 1 to Theorem 4). Let θ\theta be the K-linear mapping of M⊗KW0M \otimes_K W_0 into V defined by θ(x⊗w)=ρ(x)w\theta(x \otimes w) = \rho(x)w. This is an h\mathfrak{h}-module homomorphism, for if y∈hy \in \mathfrak{h} then:

θ([y,x]⊗w+x⊗ρ(y)w)=ρ([y,x])w+ρ(x)ρ(y)w=ρ(y)ρ(x)w=ρ(y)θ(x⊗w). \begin{align*} \theta([y, x] \otimes w + x \otimes \rho(y)w) &= \rho([y, x])w + \rho(x)\rho(y)w \\ &= \rho(y)\rho(x)w = \rho(y)\theta(x \otimes w). \end{align*}

Hence θ(M⊗KW0)\theta(M \otimes_K W_0) is a finite-dimensional semi-simple h\mathfrak{h}-module. Hence θ(M⊗KW0)⊂W\theta(M \otimes_K W_0) \subset W, that is ρ(x)(W0)⊂W\rho(x)(W_0) \subset W for all x∈gx \in g.

Corollary 1

Let gg be a Lie algebra, h\mathfrak{h} a subalgebra reductive in gg and ρ\rho a finite-dimensional semi-simple representation of gg. Then the restriction of ρ\rho to h\mathfrak{h} is semi-simple.

It suffices to consider the case where ρ\rho is simple. We adopt the notation V, W of Proposition 4. Let W1W_1 be a subspace of V minimal among the non-zero subspaces stable under ρ(h)\rho(\mathfrak{h}). Then W1⊂WW_1 \subset W, hence W≠{0}W \neq \{0\} and hence W=VW = V.

Corollary 2

Let gg be a Lie algebra, h\mathfrak{h} a subalgebra reductive in gg and k\mathfrak{k} a subalgebra of h\mathfrak{h} reductive in h\mathfrak{h}. Then k\mathfrak{k} is reductive in gg.

The representation x↦adgxx \mapsto \mathrm{ad}_g x of h\mathfrak{h} on gg is semi-simple and hence its restriction to k\mathfrak{k} is semi-simple (Corollary 1).

7. Examples of semi-simple Lie algebras

Proposition 8

Let VV be a finite-dimensional vector space. Then gl(V)\mathrm{gl}(V) is reductive. Its centre is the set of homotheties of VV, its derived algebra is sl(V)\mathrm{sl}(V) and the latter is semi-simple.

The identity representation of gl(V)\mathrm{gl}(V) is simple, hence gl(V)\mathrm{gl}(V) is reductive and therefore gl(V)\mathrm{gl}(V) is the direct sum of its centre cc and its derived algebra D(gl(V))\mathscr{D}(\mathrm{gl}(V)). The centre cc is the set of homotheties (Algebra, Chapter II, § 2, no. 5, Corollary 1 to Proposition 5). Clearly D(gl(V))⊂sl(V)\mathscr{D}(\mathrm{gl}(V)) \subset \mathrm{sl}(V). As sl(V)∩c={0}\mathrm{sl}(V) \cap c = \{0\}, D(gl(V))=sl(V)\mathscr{D}(\mathrm{gl}(V)) = \mathrm{sl}(V). Hence sl(V)\mathrm{sl}(V) is semi-simple.

Example

We identify sl(K2)\mathrm{sl}(K^2) with the Lie algebra of matrices of order 2 and trace zero. We write

X=(0100)Y=(0010)H=(100−1). X = \begin{pmatrix} 0 & 1 \\ 0 & 0 \end{pmatrix} \quad Y = \begin{pmatrix} 0 & 0 \\ 1 & 0 \end{pmatrix} \quad H = \begin{pmatrix} 1 & 0 \\ 0 & -1 \end{pmatrix}.

Then X,Y,HX, Y, H form a basis of sl(K2)\mathrm{sl}(K^2) and

[H,X]=2X[H,Y]=−2Y[X,Y]=H. [H, X] = 2X \qquad [H, Y] = -2Y \qquad [X, Y] = H.

As an algebra of dimension 1 or 2 is not semi-simple (no. 1, Remark 1), sl(K2)\mathrm{sl}(K^2) is simple. In fact, sl(V)\mathrm{sl}(V) is simple for dim⁡V≥2\dim V \geq 2, as we shall see later (cf. also Exercises 21 and 24).

Proposition 9

Let V be a vector space of finite dimension n over K and β a non-degenerate symmetric (resp. alternating) bilinear form on V. Let g be the Lie algebra consisting of the x ∈ gl(V) such that β(xm, m') + β(m, xm') = 0 for all m, m' in V. Then g is reductive; g is even semi-simple except in the case where β is symmetric and n = 2.

For all u ∈ gl(V) let u* denote its adjoint relative to β; then Tr(u) = Tr(u*) by Proposition 7 of Algebra, Chapter IX, § 1, no. 8. The condition

β(um,m′)+β(m,um′)=0 \beta(um, m') + \beta(m, um') = 0

for all m, m' in V means that u+u∗=0u + u^* = 0. In particular, if v∈gl(V)v \in \mathrm{gl}(V) then (v−v∗)∗=v∗−v(v - v^*)^* = v^* - v and hence v−v∗∈gv - v^* \in g. Then let u be an element of g orthogonal to g with respect to the bilinear form φ associated with the identity representation of g. For all v∈gl(V)v \in \mathrm{gl}(V), Tr u(v−v∗)=0\mathrm{Tr}\,u(v - v^*) = 0, hence

Tr(uv)=Tr(uv∗)=Tr(uv∗)∗=Tr(vu∗)=−Tr(vu)=−Tr(uw) \mathrm{Tr}(uv) = \mathrm{Tr}(uv^*) = \mathrm{Tr}(uv^*)^* = \mathrm{Tr}(vu^*) = -\mathrm{Tr}(vu) = -\mathrm{Tr}(uw)

and hence Tr(uw)=0\mathrm{Tr}(uw) = 0. It follows that u=0u = 0, so that φ is non-degenerate. Hence g is reductive (Proposition 5). It remains to show that the centre of g is zero (except when β is symmetric and n=2n = 2). By extending the base field, we can assume that K is algebraically closed.

(a) When β is symmetric, it can be identified with the bilinear form on KnK^n with matrix InI_n with respect to the canonical basis (Algebra, Chapter IX, § 6, Corollary 1 to Theorem 1). Under these conditions g is identified with the Lie algebra of skew-symmetric matrices (§3§ 3, no. 4, Example 1). Let U=(uij)∈gU = (u_{ij}) \in g; we use the fact that U commutes with the matrix (vij)∈g(v_{ij}) \in g all of whose elements are zero except vi0j0v_{i_0j_0} and vj0i0v_{j_0i_0} (i0≠j0i_0 \neq j_0) which are equal respectively to 1 and −1. We find that ui0j=uj0i=ui0=uj0=0u_{i_0j} = u_{j_0i} = u_{i_0} = u_{j_0} = 0 for i≠i0,j0i \neq i_0, j_0 and j≠i0,j0j \neq i_0, j_0. If n>2n > 2, there exist, for all distinct indices i0i_0 and jj, distinct indices i and j0j_0 such that i≠i0,j0≠j,j0≠i0i \neq i_0, j_0 \neq j, j_0 \neq i_0; hence ui0j=0u_{i_0j} = 0. This proves that an element of the centre of g is zero.

(b) When β is alternating and n=2mn = 2m, β can be identified with the bilinear form on K2mK^{2m} with matrix (0Im−Im0)\begin{pmatrix} 0 & I_m \\ -I_m & 0 \end{pmatrix} with respect to the canonical basis (Algebra, Chapter IX, § 5, Corollary 1 to Theorem 1). Under these conditions g is identified with the Lie algebra of matrices of the form U=(ABCD)U = \begin{pmatrix} A & B \\ C & D \end{pmatrix} where D=−tAD = -{}^tA, B and C are symmetric (A,B,C,DA, B, C, D in Mm(K)\mathbf{M}_m(K)) (§3§ 3, no. 4, Example 1). We use first the fact that U commutes with the matrix (X00−tX)\begin{pmatrix} X & 0 \\ 0 & -{}^tX \end{pmatrix}, where X∈Mm(K)X \in \mathbf{M}_m(K). Then AX=XA,CX=−tXC,XB=−B⋅tXAX = XA, CX = -{}^tXC, XB = -B\cdot{}^tX; as these equalities must hold for all X, it follows that A is a scalar matrix λIm\lambda I_m. We now use the fact that U commutes with the matrix (0Y00)\begin{pmatrix} 0 & Y \\ 0 & 0 \end{pmatrix}, where

Y is a symmetric matrix of Mm(K)\mathbf{M}_m(\mathbf{K}). Then λY=YC=CY=0\lambda Y = YC = CY = 0. This proves first that λ=0\lambda = 0. Moreover, for all X∈Mm(K)X \in \mathbf{M}_m(\mathbf{K}), X+tXX + {}^tX is symmetric and hence XC=−tXCXC = -{}^tXC. Using the equation CX=−tXCCX = -{}^tXC obtained above, we see that CC commutes with every element of Mm(K)\mathbf{M}_m(\mathbf{K}) and hence that CC is a scalar matrix, necessarily zero since YC=0YC = 0. It is similarly shown that B=0B = 0.

For β\beta symmetric and n=2n = 2, gg is of dimension 1 and hence commutative. For the other cases cf. Exercises 25 and 26.

8. The levi-malcev theorem

Let E be a complete normed vector space over R\mathbf{R} and uu a continuous endomorphism of E. We have seen (Functions of a real variable, Chapter IV, § 2, no. 6) that the sequence unn!\frac{u^n}{n!} is summable in L(E)\mathscr{L}(E) and we wrote

eu=exp⁡u=∑n=0∞unn!. e^u = \exp u = \sum_{n=0}^\infty \frac{u^n}{n!}.

Now let E be a vector space over the field K and uu a nilpotent endomorphism of E. The series ∑n=0∞unn!\sum_{n=0}^\infty \frac{u^n}{n!} has only a finite number of non-zero terms and we can therefore write

eu=exp⁡u=∑n=0∞unn!. e^u = \exp u = \sum_{n=0}^\infty \frac{u^n}{n!}.

This definition agrees with the above if K=RK = \mathbf{R} and if E is complete and normed. If vv is another nilpotent endomorphism of E which commutes with uu, then:

eu+v=(∑n=0∞unn!)(∑p=0∞vpp!)=∑n,p=0∞unvpn!p! e^{u+v} = \left( \sum_{n=0}^\infty \frac{u^n}{n!} \right) \left( \sum_{p=0}^\infty \frac{v^p}{p!} \right) = \sum_{n,p=0}^\infty \frac{u^n v^p}{n! p!}
=∑q=0∞1q!(∑n+p=q(qn)unvp)=∑q=0∞1q!(u+v)q=eu+v. = \sum_{q=0}^\infty \frac{1}{q!} \left( \sum_{n+p=q} \binom{q}{n} u^n v^p \right) = \sum_{q=0}^\infty \frac{1}{q!} (u+v)^q = e^{u+v}.

In particular, eue−u=e−ueu=e0=1e^u e^{-u} = e^{-u} e^u = e^0 = 1 and hence eue^u is always an automorphism of E.

If further E is a (not necessarily associative) algebra and uu is a (nilpotent) derivation of E, then eue^u is an automorphism of the algebra E. For if x,y∈Ex, y \in E then

up(xy)=∑r+s=p(pr)ur(x)us(y) u^p(xy) = \sum_{r+s=p} \binom{p}{r} u^r(x) u^s(y)

for every integer p⩾0p \geqslant 0 (Leibniz’s formula). It follows that

eu(xy)=∑p⩾01p!up(xy)=∑p⩾0∑r+s=pur(x)r!us(y)s! e^{u}(xy) = \sum_{p \geqslant 0} \frac{1}{p!} u^p(xy) = \sum_{p \geqslant 0} \sum_{r+s=p} \frac{u^r(x)}{r!} \frac{u^s(y)}{s!}
=∑r,s=0∞ur(x)r!us(y)s!=eu(x)eu(y) = \sum_{r,s=0}^{\infty} \frac{u^r(x)}{r!} \frac{u^s(y)}{s!} = e^{u}(x)e^{u}(y)

whence our assertion.

Now let gg be a Lie algebra. If xx belongs to the nilpotent radical of gg, the derivation adgx\mathrm{ad}_g x of gg is nilpotent. We can therefore make the following definition:

Definition 6

A special automorphism of gg is an automorphism of gg of the form ead xe^{\mathrm{ad}\, x}, where xx is in the nilpotent radical of gg.

Clearly a special automorphism leaves every ideal of gg stable.

Definition 7

Let gg be a Lie algebra and rr its radical. A Levi subalgebra of gg is any subalgebra of gg supplementary to rr.

A Levi subalgebra is isomorphic to g/rg/r and hence is semi-simple. As a semi-simple subalgebra has only 0 in common with rr, every semi-simple subalgebra hh such that g=r+hg = r + h is a Levi subalgebra; consequently the image of a Levi subalgebra under a surjective homomorphism is a Levi subalgebra.

Theorem 5 (Levi–Malcev)

A Lie algebra gg always has a Levi subalgebra ss. Every Levi subalgebra of gg is the image of ss under a special automorphism.

Let rr denote the radical of gg. We first treat two special cases.

(a) [g,r]={0}[g, r] = \{0\}.

By Proposition 5, gg is then the product of its centre rr by Dg\mathscr{D}g which is semi-simple. Hence Dg\mathscr{D}g is a Levi subalgebra. Moreover, if s′s' is a semi-simple subalgebra, then s′=Ds′s' = \mathscr{D}s' (Theorem 1), hence s′⊂Dgs' \subset \mathscr{D}g and Dg\mathscr{D}g is the unique Levi subalgebra of gg.

(b) [g,r]≠{0}[g, r] \neq \{0\} and the only ideals of gg contained in rr are {0}\{0\} and rr.

Then [g,r]=r, [r,r]={0}[g, r] = r,\ [r, r] = \{0\} and the centre of gg is zero. Let MM (resp. NN) be the subspace of L(g)\mathscr{L}(g) consisting of the linear mappings of gg into rr whose restriction to rr is a homothety (resp. zero); NN is therefore of codimension 1 in MM. For m∈Mm \in M, let λ(m)\lambda(m) denote the ratio of the homothety of rr defined by mm. Let σ\sigma be the representation of gg on L(g)\mathscr{L}(g) canonically derived from the adjoint representation; recall that σ(x).u=[adgx,u]\sigma(x).u = [\mathrm{ad}_g x, u] for all x∈gx \in g and all u∈L(g)u \in \mathscr{L}(g).

Clearly σ(x)(M)⊂N\sigma(x)(M) \subset N for all x∈gx \in g. Moreover, if x∈r,y∈gx \in r, y \in g and u∈Mu \in M, then

(σ(x).u)(y)=[x,u(y)]−u([x,y])=−λ(u)[x,y] (\sigma(x).u)(y) = [x, u(y)] - u([x, y]) = -\lambda(u)[x, y]
since [r,r]={0}[r, r] = \{0\}; and (4) can be written:
(x).u=−ad(λ(u).x). (x).u = -\mathrm{ad}(\lambda(u).x).

As the centre of gg is zero, the mapping x↦adgxx \mapsto \mathrm{ad}_g x defines a bijection ϕ\phi of rr onto a subspace PP of L(g)\mathscr{L}(g). This subspace is stable under σ(g)\sigma(g) and contained in NN since rr is a commutative ideal and (5) shows that σ(x)(M)⊂P\sigma(x)(M) \subset P for x∈rx \in r. The representation of gg on M/P=VM/P = V derived from σ\sigma is therefore zero on rr and defines a representation σ′\sigma' of the semi-simple algebra g/rg/r on VV. For all y∈g/ry \in g/r, the space σ′(y)(V)\sigma'(y)(V) is contained in N/PN/P, which is of codimension 1 in VV. Consequently (no. 2, Lemma 3) there exists u0∈Mu_0 \in M such that λ(u0)=−1\lambda(u_0) = -1 and σ(x).u0∈P\sigma(x).u_0 \in P for all x∈gx \in g. The mapping x↦ϕ−1(σ(x).u0)x \mapsto \phi^{-1}(\sigma(x).u_0) is a linear mapping of gg into rr. By (5) its restriction to rr is the identity mapping of rr. Hence its kernel is a subspace ss of gg supplementary to rr in gg. As ss is the set of x∈gx \in g such that σ(x).u0=0\sigma(x).u_0 = 0, ss is a subalgebra of gg and therefore a Levi subalgebra of gg.

Let s′s' be another Levi subalgebra. For all x∈s′x \in s', let h(x)h(x) be the unique element of rr such that x+h(x)∈sx + h(x) \in s. Since ss is a subalgebra and rr is commutative, for x,yx, y in s′s':

[x+h(x),y+h(y)]=[x,y]+[x,h(y)]+[h(x),y]∈s [x + h(x), y + h(y)] = [x, y] + [x, h(y)] + [h(x), y] \in s
hence
h([x,y])=(ad x).h(y)−(ad y).h(x). h([x, y]) = (\mathrm{ad}\, x).h(y) - (\mathrm{ad}\, y).h(x).
By Remark 2 of no. 2, there exists a∈ra \in r such that h(x)=−[x,a]h(x) = -[x, a] for all x∈s′x \in s'. Then:
x+h(x)=x+[a,x]=(1+ad a).x. x + h(x) = x + [a, x] = (1 + \mathrm{ad}\, a).x.
As rr is commutative, (ad a)2=0(\mathrm{ad}\, a)^2 = 0 and hence 1+ad a=ead a1 + \mathrm{ad}\, a = e^{\mathrm{ad}\, a}. As r=[g,r]r = [g, r], ead ae^{\mathrm{ad}\, a} is a special automorphism of gg. By (6) this special automorphism maps s′s' to ss.

(c) General case:

We argue by induction on the dimension nn of the radical. There is nothing to prove if n=0n = 0 and hence it can be assumed that the theorem holds for Lie algebras whose radical is of dimension <dim⁡r< \dim r. By (a) it suffices to consider the case where [g,r]≠{0}[g, r] \neq \{0\}. As [g,r][g, r] is nilpotent (no. 4, Proposition 6), its centre cc is ≠{0}\neq \{0\}. Let mm be a minimal non-zero ideal of gg contained in cc. If m=rm = r, we have case (b). Therefore let m≠rm \neq r and let ff be the canonical mapping of gg onto g′=g/mg' = g/m. The radical of g′g' is r′=r/mr' = r/m. By the induction hypothesis, g′g' has a Levi subalgebra l′l'. Then b=f(l′)b = f(l') is a subalgebra of g containing m such that h/m = h' is semi-simple and hence having m as radical. By the induction hypothesis h = m + s where s is a semi-simple subalgebra. Then the equality g' = r' + h' implies g = r + h = r + m + s = r + s and hence s is a Levi subalgebra of g.

Let s' be another Levi subalgebra of g. Then f(s) and f(s') are two Levi subalgebras of g' and there exists by the induction hypothesis a' ∈ [g', r'] such that e^{ad\alpha'}(f(s')) = f(s). If a ∈ [g, r] is such that f(a) = a', it follows that:

s_1 = e^{ada}(s') \subset m + s = h.

Then s_1 and s are two Levi subalgebras of h and by the induction hypothesis there exists b ∈ m such that e^{adb}(s_1) = s. Hence s = e^{adb}.e^{ada}(s'). Finally, as m is in the centre of [g, r], e^{adb}.e^{ada} = e^{ad(b+a)} and b + a ∈ [g, r], which completes the proof.

Corollary 1

Let s be a Levi subalgebra of g and h a semi-simple subalgebra of g. (a) There exists a special automorphism of g mapping h onto a subalgebra of s. (b) h is contained in a Levi subalgebra of g.

Let r be the radical of g and a = h + r, which is a subalgebra of g. Then a/r is semi-simple and r is solvable, hence r is the radical of a and h is a Levi subalgebra of a. On the other hand, a ∩ s = h' is a supplementary subalgebra to r in a and hence also a Levi subalgebra of a. Then there exists (Theorem 5) a ∈ [a, r] such that e^{ada} maps h onto h'. Now a ∈ [g, r]; e^{ada} maps h onto a subalgebra of s and e^{-ada}(s) is a Levi subalgebra of g containing h.

Corollary 2

For a subalgebra h of g to be a Levi subalgebra of g, it is necessary and sufficient that h be a maximal semi-simple subalgebra of g.

This follows immediately from Corollary 1.

Corollary 3

Let g be a Lie algebra and m an ideal of g such that g/m is semi-simple. Then g contains a subalgebra supplementary to m in g. In other words, every extension of a semi-simple Lie algebra is inessential.

Let s be a Levi subalgebra of g (Theorem 5). Its canonical image in g/m is a Levi subalgebra and therefore equal to g/m, hence g = s + m. Then an ideal of s supplementary in s to the ideal m ∩ s is a subalgebra of g supplementary to m in g.

Corollary 4

Let g be a Lie algebra, r its radical, s a Levi subalgebra of g and m an ideal of g. Then m is the direct sum of m ∩ r which is its radical and m ∩ s which is a Levi subalgebra of m.

We know that m ∩ s is the radical of m (§ 5, no. 5, Corollary 3 to Proposition 5). Let h be a Levi subalgebra of m and s' a Levi subalgebra of g containing h (Corollary 1). The algebra m ∩ s' is an ideal of s', is therefore semi-simple, and contains h and is therefore equal to h. Hence m is the direct sum of m∩rm \cap r and m∩s′m \cap s'. There exists a special automorphism mapping s′s' onto ss; this automorphism leaves rr and mm invariant; hence mm is the direct sum of m∩rm \cap r and m∩sm \cap s and m∩sm \cap s is a Levi subalgebra of mm.

9. The invariants theorem

Let gg be a Lie algebra and ρ\rho a representation of gg on a vector space MM. For every class δ\delta of simple representations of gg let MδM_\delta be the isotypical component of MM of species δ\delta. The subspace M0M_0 of invariant elements of MM is just Mδ0M_{\delta_0}, where δ0\delta_0 denotes the class of the zero representation of gg on a space of dimension 1.

Lemma 4

Let ρ,σ,τ\rho, \sigma, \tau be representations of gg on vector spaces M,N,PM, N, P. Suppose that we are given a KK-bilinear mapping (m,n)↦m.n(m, n) \mapsto m.n of M×NM \times N into PP such that

(ρ(x)m).n+m.(σ(x)n)=τ(x)(m.n) (\rho(x)m).n + m.(\sigma(x)n) = \tau(x)(m.n)

for all m∈M,n∈N,x∈gm \in M, n \in N, x \in g.

(a) If m0∈M0m_0 \in M_0, the mapping n↦m0.nn \mapsto m_0.n is a gg-module homomorphism.

(b) If n∈Nδn \in N_\delta, then m0.n∈Pδm_0.n \in P_\delta.

(c) If MM is a (not necessarily associative) algebra and the ρ(x)\rho(x) are derivations of MM, M0M_0 is a subalgebra of MM and each MδM_\delta is a right and left M0M_0-module.

For m0∈M0,n∈Nm_0 \in M_0, n \in N and x∈gx \in g,

τ(x)(m0.n)=m0.(σ(x)n), \tau(x)(m_0.n) = m_0.(\sigma(x)n),

whence (a). Assertion (b) follows from (a) (Algebra, Chapter VIII, § 3, no. 4, Proposition 10). If N=P=MN = P = M and σ=τ=ρ\sigma = \tau = \rho, assertion (b) gives assertion (c) as a special case.

Lemma 5

Suppose further that σ\sigma and τ\tau are semi-simple and hence NN (resp. PP) is the direct sum of the NδN_\delta (resp. PδP_\delta). For all n∈Nn \in N (resp. p∈Pp \in P), let n♮n^\natural (resp. p♮p^\natural) be its component in N0N_0 (resp. P0P_0). Let m0∈M0m_0 \in M_0. Then for all n∈Nn \in N, (m0.n)♮=m0.n♮(m_0.n)^\natural = m_0.n^\natural.

By linearity it suffices to consider the case where n∈Nδn \in N_\delta. If δ≠δ0\delta \neq \delta_0, n♮=0n^\natural = 0 and m0.n∈Pδm_0.n \in P_\delta (Lemma 4), hence (m0.n)♮=0=m0.n♮(m_0.n)^\natural = 0 = m_0.n^\natural. If δ=δ0\delta = \delta_0, n♮=nn^\natural = n and m0.n∈P0m_0.n \in P_0 (Lemma 4), hence (m0.n)♮=m0.n=m0.n♮(m_0.n)^\natural = m_0.n = m_0.n^\natural.

Theorem 6

Let gg be a Lie algebra, VV a semi-simple gg-module of finite dimension over KK, SS the symmetric algebra of VV and xSx_S the derivation of SS which extends xVx_V (so that x↦xSx \mapsto x_S is a representation of gg on SS).

(a) The algebra S0S_0 of invariants of SS is generated by a finite number of elements.

(b) For every class δ\delta of simple representations of gg of finite dimension over KK, let SδS_\delta be the isotypical component of SS of species δ\delta. Then SδS_\delta is a finitely generated S0S_0-module.

Let S‾⊂S\overline{S} \subset S be the ideal of elements of SS with no constant term. Let II be the ideal of SS generated by S0∩S‾S_0 \cap \overline{S} and let (s1,s2,…,sp)(s_1, s_2, \ldots, s_p) be a finite system of generators of the ideal I (Commutative Algebra, Chapter III, § 3). It can be assumed that the s_i belong to S_0 ∩ S̄ and are homogeneous (the x_S preserve degrees and hence each S_δ is a graded submodule). Let S_1 be the subalgebra of S generated by 1 and the s_i. Then S_1 ⊂ S_0. We show that S_1 = S_0. For this we prove that every homogeneous element s of S_0 is in S_1, arguing by induction on the degree n of s. If n = 0, our assertion is obvious. Suppose therefore n > 0 and that our assertion has been proved when the degree of s is < n. As s ∈ I, s = ∑i=1psisi′\sum_{i=1}^{p} s_i s'_i, where the s'_i are elements of S which can be assumed to be homogeneous, with deg(s'_i) = deg(s) − deg(s_i) < n. Lemma 5 can be applied, as the g-module S is semi-simple (no. 5, Corollary 2 to Theorem 4); in the notation of this lemma,

s=s♮=∑i=1p(sisi′)♮=∑i=1psisi′♮. s = s^{\natural} = \sum_{i=1}^{p} (s_i s'_i)^{\natural} = \sum_{i=1}^{p} s_i {s'_i}^{\natural}.

The {s'_i}^{\natural} are elements of S_0 which are homogeneous and of degree < n (since each S_δ is a graded submodule). Hence they are in S_1 by the induction hypothesis. Hence s ∈ S_1, which proves (a).

We now consider a simple representation of g of class δ on a finite-dimensional space M. Let L = LK(M,S)\mathscr{L}_K(M, S). For all s ∈ S and all f ∈ L, let sf be the element of L defined by (sf)(m) = s.f(m) (m ∈ M); an S-module structure is thus defined on L; as M is finite-dimensional over K, clearly L is a finitely generated S-module and hence a Noetherian S-module since the ring S is Noetherian. On the other hand, L has a canonical g-module structure. For every integer n ≥ 0 let S^n be the set of homogeneous elements of S of degree n; then the g-module LK(M,Sn)\mathscr{L}_K(M, S^n) is semi-simple (no. 5, Corollary 3 to Theorem 4) and hence the g-module L is semi-simple. Moreover, for s ∈ S, f ∈ L, x ∈ g and m ∈ M,

(xL(sf))(m)=xS((sf)(m))−(sf)(xMm)=xS(s.f(m))−s.f(xMm)=(xSs).f(m)+s.(xSf(m))−s.f(xMm)=((xSs)f)(m)+(s(xLf))(m) (x_L(sf))(m) = x_S((sf)(m)) - (sf)(x_M m) = x_S(s.f(m)) - s.f(x_M m) = (x_S s).f(m) + s.(x_S f(m)) - s.f(x_M m) = ((x_S s)f)(m) + (s(x_L f))(m)

and hence xL(sf)=(xSs)f+s(xLf)x_L(sf) = (x_S s)f + s(x_L f). We can therefore apply Lemma 5.

The subset L_0 of invariant elements of L is just the set of homomorphisms of the g-module M into the g-module S. Hence, if φ denotes the canonical homomorphism of M ⊗_K L onto S, ϕ(M⊗KL0)=Sδ\phi(M \otimes_K L_0) = S_\delta. As φ is obviously an S-module homomorphism, it suffices to show that L_0 is a finitely generated S_0-module. Let J be the sub-S-module of L generated by L_0. Since L is a Noetherian S-module, there exists a finite sequence (f_1, ..., f_q) of elements of L_0 generating the S-module J. Let L_1 be the S_0-module generated by f_1, \ldots, f_q. Then L_1 \subset L_0. On the other hand, if f \in L_0, then f=∑i=1qsifif = \sum_{i=1}^q s_i f_i with si∈Ss_i \in S for all ii and hence by Lemma 5 whose notation we adopt:

f=fh=(∑i=1qsifi)h=∑i=1qsihfi∈L1. f = f^\mathfrak{h} = \left( \sum_{i=1}^q s_i f_i \right)^\mathfrak{h} = \sum_{i=1}^q s_i^\mathfrak{h} f_i \in L_1.

Hence L0=L1L_0 = L_1, so that L0L_0 is a finite generated S0S_0-module.

10. Change of base field

Let K1K_1 be a commutative extension of KK. For a Lie algebra gg over KK to be semi-simple, it is necessary and sufficient that g(K1)g_{(K_1)} be semi-simple; for the Killing form β1\beta_1 of g(K1)g_{(K_1)} is derived from the Killing form β\beta of gg by extending the base field from KK to K1K_1; hence β1\beta_1 is non-degenerate if and only if β\beta is non-degenerate (Algebra, Chapter IX, § 1, no. 4, Corollary to Proposition 3).

If g(K1)g_{(K_1)} is simple, gg is semi-simple by the above and cannot be a product of two non-zero ideals, hence gg is simple. On the other hand if gg is simple g(K1)g_{(K_1)} (which is semi-simple) may be not simple (Exercises 17 and 26 (b)).

Let gg be a Lie algebra and rr its radical. Then r(K1)r_{(K_1)} is the radical of g(K1)g_{(K_1)} (§ 5, no. 6). Therefore, if ss denotes the nilpotent radical of gg, the nilpotent radical of g(K1)g_{(K_1)} is [g(K1),r(K1)]=[g,r](K1)=s(K1)[g_{(K_1)}, r_{(K_1)}] = [g, r]_{(K_1)} = s_{(K_1)}. It follows that gg is reductive if and only if g(K1)g_{(K_1)} is reductive.

Let gg be a Lie algebra and hh a subalgebra. Recall that a representation of hh is semi-simple if and only if the representation of h(K1)h_{(K_1)} derived by extending the base field to K1K_1 is semi-simple. Hence hh is reductive in gg if and only if h(K1)h_{(K_1)} is reductive in g(K1)g_{(K_1)}.

Now let K0K_0 be a subfield of KK such that [K:K0][K : K_0] is finite. Let gg be a Lie algebra and g0g_0 the (finite-dimensional) Lie algebra derived from gg by restricting the base field from KK to K0K_0. Every commutative ideal of gg is a commutative ideal of g0g_0; conversely, if a0a_0 is a commutative ideal of g0g_0 the smallest vector subspace over KK of gg containing a0a_0 is a commutative ideal of gg; hence gg is semi-simple if and only if g0g_0 is semi-simple. If g0g_0 is simple, clearly gg is simple. Conversely, suppose that gg is simple. We show that g0g_0 is simple. Let a0a_0 be a simple component of g0g_0. For all λ∈K∗\lambda \in K^*, λa0\lambda a_0 is an ideal of g0g_0 and

[a0,λa0]=λ[a0,a0]=λa0≠{0}, [a_0, \lambda a_0] = \lambda [a_0, a_0] = \lambda a_0 \neq \{0\},

hence λa0⊃a0\lambda a_0 \supset a_0 and therefore λa0=a0\lambda a_0 = a_0 since dim⁡K0(λa0)=dim⁡K0a0\dim_{K_0}(\lambda a_0) = \dim_{K_0} a_0. Now the vector subspace of gg generated by a0a_0 is a non-zero ideal of gg and hence is the whole of gg. Hence g=a0g = a_0, which proves our assertion.

Exercises

The conventions of § 6 remain valid unless otherwise mentioned.

See the exercises for § 6.

Transcribed from the printed volume. Not translated.