§ 6. Semi-simple Lie algebras
Recall that K denotes a field of characteristic 0 and that all Lie algebras are assumed to be finite-dimensional over K.
1. Definition of semi-simple Lie algebras
Definition 1
Let g be a Lie algebra. g is called semi-simple if and only if the only commutative ideal of g is {0}.
Remark
(1) The algebra {0} is semi-simple. An algebra of dimension 1 or 2 is not semi-simple (cf. § 5, no. 1, Example 1). There exist semi-simple algebras of dimension 3 (cf. no. 7).
(2) A semi-simple algebra has zero centre and hence its adjoint representation is faithful.
(3) If are semi-simple, is semi-simple: for if a is a commutative ideal of g, the projections of a onto reduce to {0}.
Theorem 1
Let g be a Lie algebra. The following conditions are equivalent:
(a) g is semi-simple. (b) The radical r of g is zero. (c) The Killing form of g is non-degenerate.
Moreover, a semi-simple Lie algebra is equal to its derived ideal.
(a) (b): for if , the last non-zero derived algebra of r is a commutative ideal of g.
(b) (c): this follows from Proposition 5 (b) of § 5, no. 5 (which at the same time proves the last assertion of the theorem).
(c) (a): this follows from Proposition 6 (b) of § 4, no. 4.
Corollary
Let g be a semi-simple Lie algebra and a representation of g on a finite-dimensional vector space V. Then .
The linear form () is zero when x is of the form () and hence on .
Proposition 1
Let be a semi-simple Lie algebra and a finite-dimensional faithful representation of . Then the bilinear form on associated with is non-degenerate.
The orthogonal of with respect to this form is a solvable ideal (, no. 4, Theorem 2) and hence is zero.
Corollary 1
Let be a Lie algebra, its Killing form and a semi-simple sub-algebra of . The orthogonal of with respect to is a supplementary subspace of in and . If is an ideal of , so is , which is then the centralizer of in .
Let be the restriction of to : it is the bilinear form associated with the representation of on the space . This representation is faithful and hence is non-degenerate (Proposition 1). Hence is supplementary to in . On the other hand, if are in and , then
since , and hence , which proves that . If is an ideal of , we know that is an ideal of (, Proposition 7) and is identified with . As the centre of is zero, the centralizer of in is .
Corollary 2
Every extension of a semi-simple Lie algebra by a semi-simple Lie algebra is semi-simple and trivial.
This follows immediately from Corollary 1.
Corollary 3
If is semi-simple, every derivation of is inner.
is isomorphic to and hence semi-simple and is an ideal of the Lie algebra of derivations of (, Proposition 1). If commutes with the elements of , then, for all , , whence ; hence . Corollary 3 then follows from Corollary 1.
2. Semi-simplicity of representations
Lemma 1
Let be a semi-simple Lie algebra. The adjoint representation of is semi-simple. Every ideal and every quotient algebra of is semi-simple.
Let be an ideal of . The orthogonal of in with respect to the Killing form is an ideal of and is a commutative ideal (, no. 6, Proposition 7) and hence zero. Hence is supplementary to in . Moreover, as the Killing form of is non-degenerate, so are its restrictions to and (Algebra, Chapter IX, , no. 1, Corollary to Proposition 1) and hence and are semi-simple (no. 1, Theorem 1 and , no. 6, Proposition 9).
Lemma 2
Let be a Lie algebra. Then the following two conditions are equivalent: (a) All finite-dimensional linear representations of are semi-simple. (b) Given a linear representation of on a finite-dimensional vector space and a vector subspace W of codimension 1 such that for all , there exists a supplementary line of W which is stable under (and hence annihilated by ).
Clearly (a) implies (b). Suppose that (b) holds. Let be a finite-dimensional representation of on a vector space M and N a vector subspace which is stable under . Let be the representation of on canonically derived from (§ 3, no. 3): recall that . Let V (resp. W) be the subspace of consisting of the linear mappings of M into N whose restriction to N is a homothety (resp. zero); then W is of codimension 1 in V and for all . By condition (b), there exists which is annihilated by for all and whose restriction to N is a non-zero homothety. By multiplying by a suitable scalar, it can be assumed that is a projector of M onto N. To say that means that is permutable with . Hence the kernel of is a supplement of N in M which is stable under for all . Hence is semi-simple.
Lemma 3
Let g be a semi-simple Lie algebra, a linear representation of g on a finite-dimensional vector space V and W a subspace of V of codimension 1 such that for all . Then there exists a supplementary line of W which is stable under .
For all let be the restriction of to W. Suppose first that is simple. If , then for all in , hence and our assertion is obvious. If , let n be the kernel of and let m be a supplementary ideal of n in (Lemma 1); then and the restriction of to m is faithful; the restriction to m of the bilinear form associated with is non-degenerate (Proposition 1) and hence the Casimir element c associated with m and can be formed. By Proposition 12 of § 3, no. 7, is an automorphism of W. On the other hand, . Hence the kernel Z of is a supplementary line of W; since c belongs to the centre of the enveloping algebra of , is permutable with for all and hence Z is stable under .
In the general case we argue by induction on the dimension of V. Let T be a minimal non-zero stable subspace of W. Let be the quotient representation on . Then, for all , , where is of codimension 1 in . By the induction hypothesis there exists a line which is supplementary to and stable under . Its inverse image Z in V is stable under , contains T as subspace of codimension 1, , and hence for all . By what was proved above, there exists a supplementary line of T in Z which is stable under ; this line is supplementary to W in V, which completes the proof.
Theorem 2 (H. Weyl)
Every finite-dimensional linear representation of a semi-simple Lie algebra is completely reducible.
This follows from Lemmas 2 and 3.
Definition 2
A Lie algebra g is called simple if the only ideals of g are {0} and g and if further g is non-commutative.
A simple Lie algebra is semi-simple. The algebra {0} is not simple.
Proposition 2
For a Lie algebra g to be semi-simple, it is necessary and sufficient that it be a product of simple algebras.
The condition is sufficient (no. 1, Remark 3). Conversely, suppose that g is semi-simple. Since the adjoint representation of g is semi-simple, g is the direct sum of minimal non-zero ideals . Then g is identified with the product algebra of the (§ 1, no. 1). Every ideal of is then an ideal of g and hence zero or equal to . On the other hand is non-commutative. Hence the are simple Lie algebras.
Corollary 1
A semi-simple Lie algebra is the product of its simple ideals . Every ideal of g is the product of certain of the .
, where the are simple. As the centre of is zero, the centralizer of in g is the product of the for . Then let a be an ideal of g. If it does not contain , then , hence and a is contained in the product of the for . It follows that a is the product of certain of the . Hence the simple ideals of g are precisely the .
The simple ideals of a semi-simple Lie algebra are called the simple components of g.
Corollary 2
Let g, be two Lie algebras, r and their radicals and f a homomorphism of g onto . Then .
As is solvable, . On the other hand, is semi-simple (§ 5, no. 2, Proposition 3), hence , which is isomorphic to a quotient of , is semi-simple (Lemma 1) and hence (§ 5, no. 2, Proposition 3).
Remark
(1) Theorem 2 admits a converse: if every finite-dimensional representation of g is semi-simple, g is semi-simple. For since the adjoint representation is semi-simple, every ideal of g admits a supplementary ideal and hence can be considered as a quotient of g. If g is not semi-simple then g admits a non-zero commutative quotient and therefore a quotient of dimension 1. Now the Lie algebra K of dimension 1 admits non-semi-simple representations, for example
(2) Let g be a Lie algebra over K and a representation of g on a vector space M. On the other hand let be a K-linear mapping of into M such that:
for all in . By § 1, no. 8, Example 2, being given and is equivalent to being given a homomorphism of into . On the other hand we have seen (loc. cit.) that the element of is canonically identified with the element of (where ) which induces on M and maps the element of N to . And is then a representation of on N such that for all .
Then, if is semi-simple, there exists (Lemma 3) a line Z which is supplementary to M in N and annihilated by . In other words, there exists an element such that is annihilated by , that is *such that
for all* .
Suppose that . Let G be a connected Lie group with Lie algebra g. Consider an analytic homomorphism of G into the affine group A of M corresponding to a homomorphism of g into . The above results can be interpreted by saying that if g is semi-simple leaves a point of M fixed. For let H be the set of elements of which leave stable all the linear varieties of N parallel to M. There exists (§ 1, no. 8, Example 2) a canonical isomorphism of A onto H. Let Z be a supplementary line of M in N. To say that annihilates Z amounts to saying that leaves the points of Z fixed and hence (taking account of the definition of ) that leaves fixed the projection onto M of the point of intersection of Z and .
3. Semi-simple elements and nilpotent elements in semi-simple Lie algebras
Proposition 3
Let M be a finite-dimensional vector space over K and a semi-simple subalgebra of . Then contains the semi-simple and nilpotent components of its elements.
If is an extension of K, the Killing form of is the extension to of that of (§ 3, no. 8) and hence is non-degenerate; therefore is semi-simple. It therefore suffices to prove Proposition 3 when the base field is algebraically closed, which we shall henceforth assume to be the case.
For every subspace N of M, let be the subalgebra of consisting of the elements which leave N stable and whose restriction to N has trace zero. As , if N is stable under . Then let be the intersection of the normalizer of in and the algebras where N runs through the set of subspaces of M which are stable under g. As the semi-simple (resp. nilpotent) component s (resp. n) of is a polynomial in x with no constant term and ad s (resp. ad n) is the semi-simple (resp. nilpotent) part of ad x (, no. 4, Lemma 2), clearly implies and ; it therefore suffices to show that . Since g is a semi-simple ideal of , (no. 1, Corollary 1 to Proposition 1). Let and let N be a subspace which is minimal among the non-zero subspaces of M which are stable under g. The restriction of a to N is a scalar multiple of the identity by Burnside’s Theorem, has trace zero by construction and hence is zero since K is of characteristic 0. As M is the direct sum of subspaces such as N, it follows that and hence .
Corollary
An element x of g is a semi-simple (resp. nilpotent) endomorphism of M if and only if is a semi-simple (resp. nilpotent) endomorphism of g.
Let s (resp. n) be the semi-simple (resp. nilpotent) component of . Then and (Proposition 3). Then (resp. ) is the semi-simple (resp. nilpotent) component of , by Lemma 2 of , no. 4. If x is semi-simple (resp. nilpotent) so then is . If now is semi-simple (resp. nilpotent), it is equal to (resp. ) and hence (resp. ) since the adjoint representation of g is faithful.
Definition 3
Let g be a semi-simple Lie algebra. An element x of g is called semi-simple (resp. nilpotent) if, for every g-module M of finite dimension over K, is a semi-simple (resp. nilpotent) endomorphism of M.
Proposition 4
Let g, g' be semi-simple Lie algebras and f a homomorphism of g into g'. If is semi-simple (resp. nilpotent), so is . If f is surjective, every semi-simple (resp. nilpotent) element of g' is the image under f of a semi-simple (resp. nilpotent) element of g.
If is a representation of g', is a representation of g, whence the first assertion. If f is surjective, there exists a homomorphism g of g' into g such that is the identity homomorphism of g' (no. 1, Corollary 2 to Proposition 1) and the second assertion then follows from the first.
Theorem 3
Let g be a semi-simple Lie algebra.
(a) Let . If there exists a faithful representation of g such that is a semi-simple (resp. nilpotent) endomorphism, then x is semi-simple (resp. nilpotent).
(b) Every element of g can be written uniquely as the sum of a semi-simple element and a nilpotent element which commute with one another.
Suppose that the hypothesis of (a) holds. Let be a representation of g, b the supplementary ideal of the kernel of and the projection of g onto b. Then is semi-simple (resp. nilpotent) by the Corollary to Proposition 3 and hence is semi-simple (resp. nilpotent). As , the first assertion follows from the Corollary to Proposition 3. The second result then follows from Proposition 3 applied to a faithful representation.
4. Reductive Lie algebras
Definition 4
A Lie algebra is called reductive if its adjoint representation is semi-simple.
Proposition 5
Let be a Lie algebra and its radical. The following conditions are equivalent:* (a) is reductive. (b) is semi-simple. (c) is the product of a semi-simple algebra and a commutative algebra. (d) has a finite-dimensional representation such that the associated bilinear form is non-degenerate. (e) has a faithful semi-simple finite-dimensional representation. (f) The nilpotent radical of is zero. (g) is the centre of .
(a) (b): if the adjoint representation of is semi-simple, is a direct sum of minimal non-zero ideals and hence is isomorphic to the product of the ; and has no ideals other than and and hence is simple or commutative of dimension 1. Therefore is equal to the product of those which are simple and hence is semi-simple.
(b) (c): if is semi-simple, is isomorphic to the product of by a Lie algebra (no. 1, Corollary 1 to Proposition 1); is isomorphic to and hence is commutative.
(c) (d): let and be two Lie algebras, a finite-dimensional representation of and the bilinear form on associated with (); and can be considered as representations of ; let be their direct sum. Clearly the bilinear form on associated with is the direct sum of and and hence is non-degenerate if and are non-degenerate. Then to prove the implication (c) (d) it suffices to consider the 2 following cases: (1) is semi-simple; then the adjoint representation admits as associated form the Killing form, which is non-degenerate; (2) ; then the identity representation of on has an associated bilinear form which is non-degenerate.
(d) (e): let be a finite-dimensional representation of and the associated bilinear form; by Proposition 4 of § 4, no. 3, there exists a finite-dimensional semi-simple representation of such that the kernel of is orthogonal to with respect to . If is non-degenerate, then and hence is faithful.
(e) (f): this is obvious.
(f) (g): if the nilpotent radical of is zero, is zero (, no. 3, Theorem 1); as , is the centre of .
(g) ⇒ (a): if r is the centre of g, the adjoint representation of g is identified with a representation of g/r, which is a semi-simple Lie algebra (§ 5, no. 2, Proposition 3); this representation is therefore semi-simple (Theorem 2).
Remark
If a Lie algebra g can be decomposed as a product a × b of a commutative Lie algebra a and a semi-simple Lie algebra b, this decomposition is unique. More precisely, the centre of g is equal to the product of the centres of a and b and is hence equal to a. And .
Corollary
(a) Every finite product of reductive algebras is a reductive algebra. (b) If g is a reductive Lie algebra of centre c, every ideal of g is a direct factor, the product of its intersections with c and , and is a reductive Lie algebra. (c) Every quotient of a reductive Lie algebra is a reductive Lie algebra.
Assertion (a) follows for example from condition (c) of Proposition 5.
Suppose that g is reductive. Let a be an ideal of g. Since the adjoint representation of g is semi-simple, a has a supplementary ideal b and g is identified with a × b. For all , let be the restriction of to a. Then is a semi-simple representation of g which is zero on b and defines on passing to the quotient the adjoint representation on a. Hence a is reductive. Similarly, g/a and b, which are isomorphic, are reductive. Finally, let d, d' be the centres of a and b; then ; hence .
Proposition 6
Let g be a Lie algebra, r its radical and s its nilpotent radical. (a) . (b) s is the intersection of the orthogonals of g with respect to the bilinear forms associated with the finite-dimensional representations of g.
Clearly . Now by Theorem 1 of § 5, no. 3. Let and f be the canonical homomorphism of g onto ; then is the radical of (Corollary 3 to Proposition 2, no. 2), hence and is the centre of ; therefore (Proposition 5) has a finite-dimensional faithful semi-simple representation, whence . This proves (a).
Let t be the intersection of the orthogonals of g with respect to the bilinear forms associated with the finite-dimensional representations of g. Then (§ 4, no. 3, Proposition 4 (d)). On the other hand, has a finite-dimensional faithful semi-simple representation and hence (Proposition 5) a finite-dimensional representation such that the associated bilinear form is non-degenerate; considered as a representation of g, has an associated bilinear form on g and the orthogonal of g with respect to is s, whence . Hence .
Even if there may exist non-degenerate symmetric bilinear forms on g (Exercise 18 (c)). Such forms, of course, are not associated with any representation of g.
Corollary
Let be Lie algebras, (resp. ) the nilpotent radical of (resp. ) and a homomorphism of onto . (a) Then . (b) is reductive if and only if the kernel of contains .
If are the radicals of , then . Assertion (b) is an immediate consequence of (a).
5. Application: a criterion for semi-simplicity of representations
Theorem 4
Let be a Lie algebra, its radical, a finite-dimensional representation of , and . Then the following conditions are equivalent: (a) is semi-simple; (b) is reductive and its centre consists of semi-simple endomorphisms; (c) consists of semi-simple endomorphisms; (d) the restriction of to is semi-simple.
(a) (b): if is semi-simple, is reductive (Proposition 5); the associative algebra generated by 1 and is semi-simple (\emph{Algebra}, Chapter VIII, § 5, no. 1, Proposition 3), hence its centre is semi-simple (\emph{loc. cit.}, § 5, no. 4, Proposition 12) and hence the elements of this centre are semi-simple (\emph{loc. cit.}, § 9, no. 1, Proposition 2).
(b) (c): if is reductive, its centre is equal to its radical, that is , whence the implication (b) (c).
(c) (d): suppose that consists of semi-simple endomorphisms. As consists of nilpotent endomorphisms (no. 4, Proposition 6), . Then the implication (c) (d) follows from \emph{Algebra}, Chapter VIII, § 9, no. 2, Theorem 1.
(d) (a): let be the nilpotent radical of and the restriction of to . The elements of are nilpotent and hence is contained in the largest nilpotency ideal of . As is semi-simple, and is reductive (Corollary to Proposition 6), so that with semi-simple (Proposition 5). Let (resp. ) be the associative algebra generated by 1 and (resp. ). It is semi-simple (\emph{Algebra}, Chapter VIII, § 5, no. 1, Proposition 3), hence is semi-simple (\emph{loc. cit.}, § 7, no. 6, Corollary 4 to Theorem 3) and hence the associative algebra generated by 1 and , which is a quotient of , is semi-simple, which proves that is semi-simple.
Corollary 1
Let be a Lie algebra and and two finite-dimensional semi-simple representations of . Then the tensor product of and is semi-simple.
Let be the radical of . For , and are semi-simple (Theorem 4), hence is semi-simple (\emph{Algebra}, Chapter VIII, § 9, Corollary to Theorem 1) and hence the tensor product of and is semi-simple (Theorem 4).
Corollary 2
Let be a Lie algebra, a semi-simple representation of on a finite-dimensional vector space , and the tensor and symmetric algebras of and , the representations of on and canonically derived from . Then and are semi-simple and, more precisely, direct sums of finite-dimensional simple representations.
Let be the subspace of consisting of the homogeneous tensors of order . This subspace is stable under and the representation defined by on is semi-simple (Corollary 1). Hence the corollary for and therefore for , which is a quotient representation of .
Corollary 3
Let be a Lie algebra and and two finite-dimensional semi-simple representations of on spaces and . Then the representation of on canonically derived from and is semi-simple.
The -module is canonically identified with the -module (§ 3, no. 3, Proposition 4), so that Corollary 3 follows from Corollary 1.
Corollary 4
Let be a Lie algebra, an ideal of and a semi-simple representation of . (a) The restriction of to is semi-simple. (b) If is simple, is a sum of simple representations isomorphic to one another.
Passing to the quotient by the kernel of , can be assumed to be faithful. Then is reductive. Let , where is the centre of and is semi-simple. Then , where , and is the centre of . The elements of , and in particular those of , are semi-simple (Theorem 4) and hence is semi-simple (Theorem 4). Hence (a). Assertion (b) follows from (a), using § 3, no. 1, Corollary to Proposition 1.
6. Subalgebras reductive in a Lie algebra
Definition 5
Let be a Lie algebra and a Lie subalgebra of . is called reductive in if the representation of is semi-simple.
This representation admits as subrepresentation the adjoint representation of . Hence, if is reductive in , is reductive. On the other hand, to say that a Lie algebra is reductive in itself is equivalent to saying that it is reductive.
Proposition 7
Let be a Lie algebra, a subalgebra reductive in , a representation of on a vector space and the sum of the finite-dimensional subspaces of which are simple -modules. Then is stable under .
Let be a finite-dimensional simple sub--module of . We need to prove that for all . Let denote the vector space considered as an -module by means of the representation of on . Then is a semi-simple -module (Corollary 1 to Theorem 4). Let be the K-linear mapping of into V defined by . This is an -module homomorphism, for if then:
Hence is a finite-dimensional semi-simple -module. Hence , that is for all .
Corollary 1
Let be a Lie algebra, a subalgebra reductive in and a finite-dimensional semi-simple representation of . Then the restriction of to is semi-simple.
It suffices to consider the case where is simple. We adopt the notation V, W of Proposition 4. Let be a subspace of V minimal among the non-zero subspaces stable under . Then , hence and hence .
Corollary 2
Let be a Lie algebra, a subalgebra reductive in and a subalgebra of reductive in . Then is reductive in .
The representation of on is semi-simple and hence its restriction to is semi-simple (Corollary 1).
7. Examples of semi-simple Lie algebras
Proposition 8
Let be a finite-dimensional vector space. Then is reductive. Its centre is the set of homotheties of , its derived algebra is and the latter is semi-simple.
The identity representation of is simple, hence is reductive and therefore is the direct sum of its centre and its derived algebra . The centre is the set of homotheties (Algebra, Chapter II, § 2, no. 5, Corollary 1 to Proposition 5). Clearly . As , . Hence is semi-simple.
Example
We identify with the Lie algebra of matrices of order 2 and trace zero. We write
Then form a basis of and
As an algebra of dimension 1 or 2 is not semi-simple (no. 1, Remark 1), is simple. In fact, is simple for , as we shall see later (cf. also Exercises 21 and 24).
Proposition 9
Let V be a vector space of finite dimension n over K and β a non-degenerate symmetric (resp. alternating) bilinear form on V. Let g be the Lie algebra consisting of the x ∈ gl(V) such that β(xm, m') + β(m, xm') = 0 for all m, m' in V. Then g is reductive; g is even semi-simple except in the case where β is symmetric and n = 2.
For all u ∈ gl(V) let u* denote its adjoint relative to β; then Tr(u) = Tr(u*) by Proposition 7 of Algebra, Chapter IX, § 1, no. 8. The condition
for all m, m' in V means that . In particular, if then and hence . Then let u be an element of g orthogonal to g with respect to the bilinear form φ associated with the identity representation of g. For all , , hence
and hence . It follows that , so that φ is non-degenerate. Hence g is reductive (Proposition 5). It remains to show that the centre of g is zero (except when β is symmetric and ). By extending the base field, we can assume that K is algebraically closed.
(a) When β is symmetric, it can be identified with the bilinear form on with matrix with respect to the canonical basis (Algebra, Chapter IX, § 6, Corollary 1 to Theorem 1). Under these conditions g is identified with the Lie algebra of skew-symmetric matrices (, no. 4, Example 1). Let ; we use the fact that U commutes with the matrix all of whose elements are zero except and () which are equal respectively to 1 and −1. We find that for and . If , there exist, for all distinct indices and , distinct indices i and such that ; hence . This proves that an element of the centre of g is zero.
(b) When β is alternating and , β can be identified with the bilinear form on with matrix with respect to the canonical basis (Algebra, Chapter IX, § 5, Corollary 1 to Theorem 1). Under these conditions g is identified with the Lie algebra of matrices of the form where , B and C are symmetric ( in ) (, no. 4, Example 1). We use first the fact that U commutes with the matrix , where . Then ; as these equalities must hold for all X, it follows that A is a scalar matrix . We now use the fact that U commutes with the matrix , where
Y is a symmetric matrix of . Then . This proves first that . Moreover, for all , is symmetric and hence . Using the equation obtained above, we see that commutes with every element of and hence that is a scalar matrix, necessarily zero since . It is similarly shown that .
For symmetric and , is of dimension 1 and hence commutative. For the other cases cf. Exercises 25 and 26.
8. The levi-malcev theorem
Let E be a complete normed vector space over and a continuous endomorphism of E. We have seen (Functions of a real variable, Chapter IV, § 2, no. 6) that the sequence is summable in and we wrote
Now let E be a vector space over the field K and a nilpotent endomorphism of E. The series has only a finite number of non-zero terms and we can therefore write
This definition agrees with the above if and if E is complete and normed. If is another nilpotent endomorphism of E which commutes with , then:
In particular, and hence is always an automorphism of E.
If further E is a (not necessarily associative) algebra and is a (nilpotent) derivation of E, then is an automorphism of the algebra E. For if then
for every integer (Leibniz’s formula). It follows that
whence our assertion.
Now let be a Lie algebra. If belongs to the nilpotent radical of , the derivation of is nilpotent. We can therefore make the following definition:
Definition 6
A special automorphism of is an automorphism of of the form , where is in the nilpotent radical of .
Clearly a special automorphism leaves every ideal of stable.
Definition 7
Let be a Lie algebra and its radical. A Levi subalgebra of is any subalgebra of supplementary to .
A Levi subalgebra is isomorphic to and hence is semi-simple. As a semi-simple subalgebra has only 0 in common with , every semi-simple subalgebra such that is a Levi subalgebra; consequently the image of a Levi subalgebra under a surjective homomorphism is a Levi subalgebra.
Theorem 5 (Levi–Malcev)
A Lie algebra always has a Levi subalgebra . Every Levi subalgebra of is the image of under a special automorphism.
Let denote the radical of . We first treat two special cases.
(a) .
By Proposition 5, is then the product of its centre by which is semi-simple. Hence is a Levi subalgebra. Moreover, if is a semi-simple subalgebra, then (Theorem 1), hence and is the unique Levi subalgebra of .
(b) and the only ideals of contained in are and .
Then and the centre of is zero. Let (resp. ) be the subspace of consisting of the linear mappings of into whose restriction to is a homothety (resp. zero); is therefore of codimension 1 in . For , let denote the ratio of the homothety of defined by . Let be the representation of on canonically derived from the adjoint representation; recall that for all and all .
Clearly for all . Moreover, if and , then
As the centre of is zero, the mapping defines a bijection of onto a subspace of . This subspace is stable under and contained in since is a commutative ideal and (5) shows that for . The representation of on derived from is therefore zero on and defines a representation of the semi-simple algebra on . For all , the space is contained in , which is of codimension 1 in . Consequently (no. 2, Lemma 3) there exists such that and for all . The mapping is a linear mapping of into . By (5) its restriction to is the identity mapping of . Hence its kernel is a subspace of supplementary to in . As is the set of such that , is a subalgebra of and therefore a Levi subalgebra of .
Let be another Levi subalgebra. For all , let be the unique element of such that . Since is a subalgebra and is commutative, for in :
(c) General case:
We argue by induction on the dimension of the radical. There is nothing to prove if and hence it can be assumed that the theorem holds for Lie algebras whose radical is of dimension . By (a) it suffices to consider the case where . As is nilpotent (no. 4, Proposition 6), its centre is . Let be a minimal non-zero ideal of contained in . If , we have case (b). Therefore let and let be the canonical mapping of onto . The radical of is . By the induction hypothesis, has a Levi subalgebra . Then is a subalgebra of g containing m such that h/m = h' is semi-simple and hence having m as radical. By the induction hypothesis h = m + s where s is a semi-simple subalgebra. Then the equality g' = r' + h' implies g = r + h = r + m + s = r + s and hence s is a Levi subalgebra of g.
Let s' be another Levi subalgebra of g. Then f(s) and f(s') are two Levi subalgebras of g' and there exists by the induction hypothesis a' ∈ [g', r'] such that e^{ad\alpha'}(f(s')) = f(s). If a ∈ [g, r] is such that f(a) = a', it follows that:
s_1 = e^{ada}(s') \subset m + s = h.
Then s_1 and s are two Levi subalgebras of h and by the induction hypothesis there exists b ∈ m such that e^{adb}(s_1) = s. Hence s = e^{adb}.e^{ada}(s'). Finally, as m is in the centre of [g, r], e^{adb}.e^{ada} = e^{ad(b+a)} and b + a ∈ [g, r], which completes the proof.
Corollary 1
Let s be a Levi subalgebra of g and h a semi-simple subalgebra of g. (a) There exists a special automorphism of g mapping h onto a subalgebra of s. (b) h is contained in a Levi subalgebra of g.
Let r be the radical of g and a = h + r, which is a subalgebra of g. Then a/r is semi-simple and r is solvable, hence r is the radical of a and h is a Levi subalgebra of a. On the other hand, a ∩ s = h' is a supplementary subalgebra to r in a and hence also a Levi subalgebra of a. Then there exists (Theorem 5) a ∈ [a, r] such that e^{ada} maps h onto h'. Now a ∈ [g, r]; e^{ada} maps h onto a subalgebra of s and e^{-ada}(s) is a Levi subalgebra of g containing h.
Corollary 2
For a subalgebra h of g to be a Levi subalgebra of g, it is necessary and sufficient that h be a maximal semi-simple subalgebra of g.
This follows immediately from Corollary 1.
Corollary 3
Let g be a Lie algebra and m an ideal of g such that g/m is semi-simple. Then g contains a subalgebra supplementary to m in g. In other words, every extension of a semi-simple Lie algebra is inessential.
Let s be a Levi subalgebra of g (Theorem 5). Its canonical image in g/m is a Levi subalgebra and therefore equal to g/m, hence g = s + m. Then an ideal of s supplementary in s to the ideal m ∩ s is a subalgebra of g supplementary to m in g.
Corollary 4
Let g be a Lie algebra, r its radical, s a Levi subalgebra of g and m an ideal of g. Then m is the direct sum of m ∩ r which is its radical and m ∩ s which is a Levi subalgebra of m.
We know that m ∩ s is the radical of m (§ 5, no. 5, Corollary 3 to Proposition 5). Let h be a Levi subalgebra of m and s' a Levi subalgebra of g containing h (Corollary 1). The algebra m ∩ s' is an ideal of s', is therefore semi-simple, and contains h and is therefore equal to h. Hence m is the direct sum of and . There exists a special automorphism mapping onto ; this automorphism leaves and invariant; hence is the direct sum of and and is a Levi subalgebra of .
9. The invariants theorem
Let be a Lie algebra and a representation of on a vector space . For every class of simple representations of let be the isotypical component of of species . The subspace of invariant elements of is just , where denotes the class of the zero representation of on a space of dimension 1.
Lemma 4
Let be representations of on vector spaces . Suppose that we are given a -bilinear mapping of into such that
for all .
(a) If , the mapping is a -module homomorphism.
(b) If , then .
(c) If is a (not necessarily associative) algebra and the are derivations of , is a subalgebra of and each is a right and left -module.
For and ,
whence (a). Assertion (b) follows from (a) (Algebra, Chapter VIII, § 3, no. 4, Proposition 10). If and , assertion (b) gives assertion (c) as a special case.
Lemma 5
Suppose further that and are semi-simple and hence (resp. ) is the direct sum of the (resp. ). For all (resp. ), let (resp. ) be its component in (resp. ). Let . Then for all , .
By linearity it suffices to consider the case where . If , and (Lemma 4), hence . If , and (Lemma 4), hence .
Theorem 6
Let be a Lie algebra, a semi-simple -module of finite dimension over , the symmetric algebra of and the derivation of which extends (so that is a representation of on ).
(a) The algebra of invariants of is generated by a finite number of elements.
(b) For every class of simple representations of of finite dimension over , let be the isotypical component of of species . Then is a finitely generated -module.
Let be the ideal of elements of with no constant term. Let be the ideal of generated by and let be a finite system of generators of the ideal I (Commutative Algebra, Chapter III, § 3). It can be assumed that the s_i belong to S_0 ∩ S̄ and are homogeneous (the x_S preserve degrees and hence each S_δ is a graded submodule). Let S_1 be the subalgebra of S generated by 1 and the s_i. Then S_1 ⊂ S_0. We show that S_1 = S_0. For this we prove that every homogeneous element s of S_0 is in S_1, arguing by induction on the degree n of s. If n = 0, our assertion is obvious. Suppose therefore n > 0 and that our assertion has been proved when the degree of s is < n. As s ∈ I, s = , where the s'_i are elements of S which can be assumed to be homogeneous, with deg(s'_i) = deg(s) − deg(s_i) < n. Lemma 5 can be applied, as the g-module S is semi-simple (no. 5, Corollary 2 to Theorem 4); in the notation of this lemma,
The {s'_i}^{\natural} are elements of S_0 which are homogeneous and of degree < n (since each S_δ is a graded submodule). Hence they are in S_1 by the induction hypothesis. Hence s ∈ S_1, which proves (a).
We now consider a simple representation of g of class δ on a finite-dimensional space M. Let L = . For all s ∈ S and all f ∈ L, let sf be the element of L defined by (sf)(m) = s.f(m) (m ∈ M); an S-module structure is thus defined on L; as M is finite-dimensional over K, clearly L is a finitely generated S-module and hence a Noetherian S-module since the ring S is Noetherian. On the other hand, L has a canonical g-module structure. For every integer n ≥ 0 let S^n be the set of homogeneous elements of S of degree n; then the g-module is semi-simple (no. 5, Corollary 3 to Theorem 4) and hence the g-module L is semi-simple. Moreover, for s ∈ S, f ∈ L, x ∈ g and m ∈ M,
and hence . We can therefore apply Lemma 5.
The subset L_0 of invariant elements of L is just the set of homomorphisms of the g-module M into the g-module S. Hence, if φ denotes the canonical homomorphism of M ⊗_K L onto S, . As φ is obviously an S-module homomorphism, it suffices to show that L_0 is a finitely generated S_0-module. Let J be the sub-S-module of L generated by L_0. Since L is a Noetherian S-module, there exists a finite sequence (f_1, ..., f_q) of elements of L_0 generating the S-module J. Let L_1 be the S_0-module generated by f_1, \ldots, f_q. Then L_1 \subset L_0. On the other hand, if f \in L_0, then with for all and hence by Lemma 5 whose notation we adopt:
Hence , so that is a finite generated -module.
10. Change of base field
Let be a commutative extension of . For a Lie algebra over to be semi-simple, it is necessary and sufficient that be semi-simple; for the Killing form of is derived from the Killing form of by extending the base field from to ; hence is non-degenerate if and only if is non-degenerate (Algebra, Chapter IX, § 1, no. 4, Corollary to Proposition 3).
If is simple, is semi-simple by the above and cannot be a product of two non-zero ideals, hence is simple. On the other hand if is simple (which is semi-simple) may be not simple (Exercises 17 and 26 (b)).
Let be a Lie algebra and its radical. Then is the radical of (§ 5, no. 6). Therefore, if denotes the nilpotent radical of , the nilpotent radical of is . It follows that is reductive if and only if is reductive.
Let be a Lie algebra and a subalgebra. Recall that a representation of is semi-simple if and only if the representation of derived by extending the base field to is semi-simple. Hence is reductive in if and only if is reductive in .
Now let be a subfield of such that is finite. Let be a Lie algebra and the (finite-dimensional) Lie algebra derived from by restricting the base field from to . Every commutative ideal of is a commutative ideal of ; conversely, if is a commutative ideal of the smallest vector subspace over of containing is a commutative ideal of ; hence is semi-simple if and only if is semi-simple. If is simple, clearly is simple. Conversely, suppose that is simple. We show that is simple. Let be a simple component of . For all , is an ideal of and
hence and therefore since . Now the vector subspace of generated by is a non-zero ideal of and hence is the whole of . Hence , which proves our assertion.
Exercises
The conventions of § 6 remain valid unless otherwise mentioned.
See the exercises for § 6.