Bourbaki

5. Open mappings and closed mappings

1. Open mappings and closed mappings

Definition 1

Let X,X′X, X' be two topological spaces. A mapping f:X→X′f : X \to X' is open (resp. closed) if the image under ff of each open (resp. closed) set of XX is open (resp. closed) in X′X'.

In particular, f(X)f(X) is then an open (resp. closed) subset of X′X'.

Example 1

Let AA be a subspace of a topological space XX. Then the canonical injection j:A→Xj : A \to X is open (resp. closed) if and only if AA is open (resp. closed) in XX (§ 3, no. 1).

Example 2

For a bijection ff of a topological space XX onto a topological space X′X' to be a homeomorphism it is necessary and sufficient that ff is continuous and open, or continuous and closed.

Example 3

Let ff be a surjection of a set XX onto a topological space X′X'; if we give XX the topology which is the inverse image under ff of the topology of X′X' (§ 2, no. 3, Example 1), then ff is continuous, open and closed.

Example 4

In a product space

X=∏i∈IXi, X = \prod_{i \in I} X_i,
each projection pri:X→Xi\mathrm{pr}_i : X \to X_i is a continuous open mapping, but is not necessarily closed (§ 4, no. 2, Proposition 5).

Example 5

\* A holomorphic function on an open subset AA of CC is an open mapping of AA into CC. \

Example 6

Let X,X′X, X' be two topological spaces and ff a continuous, but not bicontinuous, bijection of XX onto X′X'. Then the inverse bijection g:X′→Xg : X' \to X is an open and closed mapping of X′X' onto XX, but is not continuous.

Proposition 1

Let X,X′,X′′X, X', X'' be three topological spaces, and let f:X→X′, g:X′→X′′f : X \to X', \ g : X' \to X'' be two mappings. Then:

a) If ff and gg are open (resp. closed), so is g∘fg \circ f.

b) If g∘fg \circ f is open (resp. closed) and if ff is continuous and surjective, then gg is open (resp. closed).

c) If g∘fg \circ f is open (resp. closed) and if gg is continuous and injective, then ff is open (resp. closed).

From Definition 1. a) follows immediately. To prove b) it is enough to remark that every open (resp. closed) subset A′A' of X′X' can be written as f(A)f(A), where A=f−1(A′)A = f^{-1}(A') is open (resp. closed) in XX (§ 2, no. 1, Theorem 1); hence g(A′)=g(f(A))g(A') = g(f(A)) is open (resp. closed) in X′′X''. Finally, to prove c), we remark that f(A)=g−1(g(f(A)))f(A) = g^{-1}(g(f(A))) for every subset AA of XX; by hypothesis, if AA is open (resp. closed) in XX, then g(f(A))g(f(A)) is open (resp. closed) in X′′X'', hence f(A)f(A) is open (resp. closed) in X′X' by § 2, no. 1, Theorem 1.

Proposition 2

Let X,YX, Y be two topological spaces, ff a mapping of XX into YY. For each subset TT of YY let fTf_T denote the mapping of f−1(T)f^{-1}(T) into TT which agrees with ff on f−1(T)f^{-1}(T).

a) If ff is open (resp. closed), fTf_T is open (resp. closed).

b) Let (T(i))i∈I(T(i))_{i \in I} be a family of subsets of YY whose interiors cover YY, or which is a locally finite closed covering of YY; if all the fT(i)f_{T(i)} are open (resp. closed), then ff is open (resp. closed).

a) If AA is an open (resp. closed) subset of f−1(T)f^{-1}(T), then there is an open (resp. closed) subset BB of XX such that A=B∩f−1(T)A = B \cap f^{-1}(T), and therefore f_T(A) = f(B) \cap T; by hypothesis, f(B)f(B) is open (resp. closed), so that fT(A)f_T(A) is open (resp. closed) in TT.

b) Let BB be an open (resp. closed) subset of XX, and let BiB_i denote B∩f−1(T(i))B \cap f^{-1}(T(i)); then f(B)∩T(i)=fT(i)(Bi)f(B) \cap T(i) = f_{T(i)}(B_i). Since fT(i)(Bi)f_{T(i)}(B_i) is open (resp. closed) in T(i)T(i) by hypothesis, it follows that f(B)f(B) is open (resp. closed) in YY, by Proposition 3 of § 3, no. 1.

Corollary

Let (T(i))i∈I(T(i))_{i \in I} be a family of subsets of YY whose interiors cover YY, or which is a locally finite closed covering of YY. If f:X→Yf : X \to Y is continuous and if each of the fT(i)f_{T(i)} is a homeomorphism of f−1(T(i))f^{-1}(T(i)) onto T(i)T(i), then ff is a homeomorphism of XX onto YY.

For ff is clearly bijective, and is open by virtue of Proposition 2.

2. Open equivalence relations and closed equivalence relations

Definition 2

An equivalence relation RR on a topological space XX is said to be open (resp. closed) if the canonical mapping of XX onto X/RX/R is open (resp. closed).

It comes to the same thing to say that the saturation of each open (resp. closed) subset of XX with respect to RR is open (resp. closed) in XX (§ 3, no. 4).

Example 1

Let XX be a topological space, Γ\Gamma a group of homeomorphisms of XX onto itself, and let RR be the equivalence relation

"there exists σ∈Γ\sigma \in \Gamma such that y=σ(x)y = \sigma(x)"

between xx and yy (thus RR is the equivalence relation whose classes are the orbits of Γ\Gamma in XX. The relation RR is open, for the saturation of a subset AA of XX with respect to RR is open so is each σ(A)\sigma(A) and hence so is their union.

\* On the real line R\mathbf{R} the equivalence relation x≡y(mod1)x \equiv y \pmod{1} is open, since it is derived as above from the group of translations

x→x+n(n∈Z) x \to x + n \qquad (n \in \mathbf{Z})

(see Chapter III, § 2, no. 4). \

Example 2

Let XX be the sum of a family (Xi)(X_i) of subspaces of XX, and let X/RX/R be the space obtained by pasting together the XiX_i along open subsets AixA_{ix} by means of bijections hixh_{ix} (§ 2, no. 5); and suppose that hixh_{ix} is a homeomorphism of AixA_{ix} onto Ax′A_{x'} for each pair of indices (i,x)(i, x).

Then the relation R is open. For if U is open in X, the saturation of U is the union of the hx!(U∩Aix)h_{x!}(U \cap A_{ix}); since U∩AixU \cap A_{ix} is open in AixA_{ix}, hx!(U∩Aix)h_{x!}(U \cap A_{ix}) is open in AixA_{ix} and therefore in X.

Example 3

With the notation of Example 2, suppose now that the AixA_{ix} are closed and the hx!h_{x!} are homeomorphisms; further suppose that for each index i there is only a finite number of indices x such that Aix≠∅A_{ix} \neq \varnothing (i.e. each XiX_i is "stuck" to only a finite number of XxX_x). Then the relation R is closed. For if F is any closed subset of X, the saturation of F is the union of the sets hx!(F∩Aix)⊂Aixh_{x!}(F \cap A_{ix}) \subset A_{ix}; the assumptions made imply that this family is locally finite, and hx!(F∩Aix)h_{x!}(F \cap A_{ix}) is closed in AixA_{ix} and therefore in X. The result therefore follows from Proposition 4 of § 1, no. 5.

Proposition 3

Let X, Y be two topological spaces, let f:X→Yf : X \to Y be a continuous mapping, let R be the equivalence relation f(x)=f(y)f(x) = f(y) on X, and let X→pX/R→hf(X)→iYX \xrightarrow{p} X/R \xrightarrow{h} f(X) \xrightarrow{i} Y be the canonical decomposition of f. Then the following three statements are equivalent:

a) f is an open mapping.

b) The three mappings p, h, i are open.

c) The equivalence relation R is open, h is a homeomorphism, and f(X)f(X) is an open subset of Y.

Also the preceding proposition remains true if "open" is replaced by "closed" throughout.

Since the injection i is continuous, it follows from Proposition 1 c) of no. 1 that if f is open then so is h∘ph \circ p; since p is surjective and continuous, Proposition 1 b) shows that h is open; h is in any case a continuous bijection; thus h is a homeomorphism, and therefore, from Proposition 1 a) of no. 1, p=h‾−1∘(h∘p)p = \overline{h}^{-1} \circ (h \circ p) is an open mapping. Also [no. 1, Proposition 1 b)] i∘hi \circ h is open; hence [no. 1, Proposition 1 a)] so is i=(i∘h)∘h‾−1i = (i \circ h) \circ \overline{h}^{-1}. This proves that a) implies b). Conversely, Proposition 1 a) of no. 1 shows that b) implies a). Finally, the equivalence of b) and c) follows immediately from the definitions.

The proof in the case of closed mappings is analogous, mutatis mutandis.

Proposition 4

Let R be an open (resp. closed) equivalence relation on a topological space X, and f the canonical mapping X→X/RX \to X/R. Let A be a subset of X and suppose that one of the following two conditions is satisfied:

a) A is open (resp. closed) in X.

b) A is saturated with respect to R.

Then the relation RAR_A induced on A is open (resp. closed) and the canonical mapping of A/RAA/R_A onto f(A)f(A) is a homeomorphism.

Consider the commutative diagram (i) of § 3, no. 6, which gives the canonical decomposition of f∘jf \circ j. Under condition a), jj is open (resp. closed) and so is ff by hypothesis; hence f∘jf \circ j is open (resp. closed) [no. 1, Proposition 1 a)], and the result follows from Proposition 3. Under condition b) we have

A=f‾−1(f(A)), A = \overline{f}^{-1}(f(A)),
and h∘φh \circ \varphi is the mapping of AA into f(A)f(A) which agrees with ff on AA; by virtue of Proposition 2 a) of no. 1, h∘φh \circ \varphi is open (resp. closed), and the result again follows from Proposition 3, applied to h∘φh \circ \varphi.

3. Properties peculiar to open mappings

Proposition 5

Let X,YX, Y be two topological spaces, ff a mapping of XX into Y,BY, \mathfrak{B} a base of the topology of XX. Then the following statements are equivalent*:

a) ff is an open mapping.

b) For each U∈BU \in \mathfrak{B}, f(U)f(U) is open in YY.

c) For each x∈Xx \in X and each neighbourhood VV of xx in XX, f(V)f(V) is a neighbourhood of f(x)f(x) in YY.

The equivalence of a) and b) follows immediately from the definitions and from (O1)(O_1); the equivalence of a) and c) is a consequence of Proposition 1 of § 1, no. 2.

Proposition 6

Let RR be an equivalence relation on a topological space XX; then the following three conditions are equivalent*:

a) The relation RR is open.

b) The interior of each subset which is saturated with respect to RR is saturated with respect to RR.

c) The closure of each subset which is saturated with respect to RR is saturated with respect to RR.

By taking complements (§1§ 1, no. 6, formula (2)) we see that b) and c) are equivalent. Let us show that b) implies a): suppose condition b) is satisfied and let UU be an open subset of XX, VV its saturation with respect to RR; then V˙⊃U\dot{V} \supset U, and since by hypothesis V˙\dot{V} is saturated, it follows that V˙=V\dot{V} = V, and therefore the saturation of UU is open. Conversely, suppose condition a) is satisfied, and let AA be a saturated set; if BB is the saturation of A˙\dot{A}, then A˙⊂B⊂A\dot{A} \subset B \subset A, and since BB is open by hypothesis it follows that B=A˙B = \dot{A}.

Proposition 7

Let RR be an open equivalence relation on a topological space XX, and let φ:X→X/R\varphi : X \to X/R be the canonical mapping. If AA is any subset of XX which is saturated with respect to RR, then the closure (resp. the interior) of φ(A)\varphi(A) in X/RX/R is φ(A‾)\varphi(\overline{A}) (resp. φ(A∘)\varphi(\overset{\circ}{A})).

Each of the two assertions of the proposition can be deduced from the other by taking complements and using formula (2) of § 1, no. 6 and the fact that if BB is a saturated subset of XX then φ(∁B)=∁φ(B)\varphi(\complement B) = \complement_{\varphi}(B). By virtue of Proposition 6, A‾\overline{A} is saturated; hence φ(A‾)\varphi(\overline{A}) is closed in X/RX/R, and since A⊂A‾A \subset \overline{A} we have φ(A)⊂φ(A‾)\varphi(A) \subset \varphi(\overline{A}), so that φ(A)⊂φ(A‾)\varphi(A) \subset \varphi(\overline{A}). But since φ\varphi is continuous, φ(A‾)⊂φ(A)\varphi(\overline{A}) \subset \varphi(A) (§ 2, no. 1, Theorem 1), and the result follows.

Proposition 8

Let (Xi)i∈I,(Yi)i∈I(X_i)_{i \in I}, (Y_i)_{i \in I} be two families of topological spaces indexed by the same set II. For each i∈Ii \in I let fif_i be an open mapping of XiX_i into YiY_i, and suppose that fif_i is surjective for all but a finite number of indices. Then the product mapping f:(xi)→(fi(xi))f : (x_i) \to (f_i(x_i)) of ∏i∈IXi\prod_{i \in I} X_i into ∏i∈IYi\prod_{i \in I} Y_i is open.

By virtue of Proposition 5 we need only prove that the image under ff of any elementary set ∏i∈IAi\prod_{i \in I} A_i in ∏i∈IXi\prod_{i \in I} X_i is open in ∏i∈IYi\prod_{i \in I} Y_i. But this image is ∏i∈Ifi(Ai)\prod_{i \in I} f_i(A_i), and the hypotheses imply that fi(Ai)f_i(A_i) is open in YiY_i for each i∈Ii \in I, and that fi(Ai)=Yif_i(A_i) = Y_i for all but a finite number of indices; whence the result.

Corollary

Let (Xi)i∈I(X_i)_{i \in I} be a family of topological spaces, and for each i∈Ii \in I let RiR_i be an equivalence relation on XiX_i, and let fif_i be the canonical mapping Xi→Xi/RiX_i \to X_i/R_i. Let RR be the equivalence relation in X=∏i∈IXiX = \prod_{i \in I} X_i

"for each i∈Ii \in I, pr⁡i(x)=pr⁡i(y)\operatorname{pr}_i(x) = \operatorname{pr}_i(y) (mod RiR_i)"

between xx and yy, and let ff be the product mapping (xi)→(fi(xi))(x_i) \to (f_i(x_i)) of XX into ∏i∈I(Xi/Ri)\prod_{i \in I} (X_i/R_i). If each of the relations RiR_i is open, then the relation RR is open, and the bijection associated with ff is a homeomorphism of X/RX/R onto ∏i∈I(Xi/Ri)\prod_{i \in I} (X_i/R_i).

RR is the relation f(x)=f(y)f(x) = f(y). Since ff is continuous and open by Proposition 8 above and § 4, no. 1, Corollary 1 of Proposition 1, the result follows from Proposition 3 of no. 2.

In particular, if RR (resp. SS) is an open equivalence relation on a topological space XX (resp. YY), then the canonical bijection of

(X×Y)/(R×S)onto(X/R)×(Y/S) (X \times Y)/(R \times S) \quad \text{onto} \quad (X/R) \times (Y/S)

is a homeomorphism. If R and S are not assumed to be open, this bijection is continuous but is not necessarily a homeomorphism, even if one of the relations R, S is the relation of equality (Exercise 6).

4. Properties peculiar to closed mappings

Proposition 9

Let X, X' be two topological spaces. A necessary and sufficient condition for a mapping f : X → X' to be continuous and closed is that f(Ā) = f(A) for every subset A of X.

The condition is sufficient, for it obviously implies that f is closed, and it also implies that f is continuous by reason of § 2, no. 1, Theorem 1. Conversely, if f is continuous and closed, we have f(A) ⊂ f(Ā) ⊂ f(A) by § 2, no. 1, Theorem 1; also f(Ā) is closed in X' by hypothesis; hence f(Ā) = f(A).

Proposition 10

Let R be an equivalence relation on a topological space X. Then R is closed if and only if every equivalence class M mod R possesses a fundamental system of neighbourhoods which are saturated with respect to R.

Suppose R is closed, and let U be an arbitrary open neighbourhood of M; since F = ĈU is closed in X, the saturation S of F with respect to R is closed in X. Since M is saturated with respect to R, we have M ∩ S = ∅, and thus V = ĈS is an open neighbourhood of M, saturated with respect to R and contained in U.

To prove the converse, let F be any closed subset of X. Let T be the saturation of F with respect to R, let x be a point of ĈT, and let M be the equivalence class of x; then M ∩ T = ∅ and a fortiori M ∩ F = ∅, so that U = ĈF is a neighbourhood of M. Hence there is a neighbourhood V ⊂ U of M such that V is saturated with respect to R; V does not meet F, hence does not meet T, so that ĈT is a neighbourhood of M and therefore of x. This shows that ĈT is open (§ 1, no. 2, Proposition 1), i.e. T is closed.

Remark

Proposition 10 implies the following: if R is closed and if φ denotes the canonical mapping X → X/R, then for each x ∈ X and each neighbourhood U of the equivalence class of x in X, φ(U) is a neighbourhood of φ(x) in X/R. It should be carefully noticed that this statement by no means implies that for every neighbourhood V of x, φ(V) is a neighbourhood of φ(x); in other words (no. 3, Proposition 5) a closed equivalence relation is not necessarily open (Exercise 2). Conversely, an open equivalence relation is not necessarily closed (no. 1, Example 4);

for if UU is a neighbourhood in XX of an equivalence class MM, then for each x∈Mx \in M and each neighbourhood V⊂UV \subset U of xx, the saturation of VV is certainly a neighbourhood of MM in XX, but this neighbourhood is not necessarily contained in UU.

Finally, there are equivalence relations other than equality which are both open and closed (Exercise 3) and equivalence relations which are neither open nor closed (§8§ 8, Exercise 10).

Exercises

See the exercises for § 5.

Transcribed from the printed volume. Not translated.