5. Open mappings and closed mappings
1. Open mappings and closed mappings
Definition 1
Let be two topological spaces. A mapping is open (resp. closed) if the image under of each open (resp. closed) set of is open (resp. closed) in .
In particular, is then an open (resp. closed) subset of .
Example 1
Let be a subspace of a topological space . Then the canonical injection is open (resp. closed) if and only if is open (resp. closed) in (§ 3, no. 1).
Example 2
For a bijection of a topological space onto a topological space to be a homeomorphism it is necessary and sufficient that is continuous and open, or continuous and closed.
Example 3
Let be a surjection of a set onto a topological space ; if we give the topology which is the inverse image under of the topology of (§ 2, no. 3, Example 1), then is continuous, open and closed.
Example 4
In a product space
Example 5
\* A holomorphic function on an open subset of is an open mapping of into . \
Example 6
Let be two topological spaces and a continuous, but not bicontinuous, bijection of onto . Then the inverse bijection is an open and closed mapping of onto , but is not continuous.
Proposition 1
Let be three topological spaces, and let be two mappings. Then:
a) If and are open (resp. closed), so is .
b) If is open (resp. closed) and if is continuous and surjective, then is open (resp. closed).
c) If is open (resp. closed) and if is continuous and injective, then is open (resp. closed).
From Definition 1. a) follows immediately. To prove b) it is enough to remark that every open (resp. closed) subset of can be written as , where is open (resp. closed) in (§ 2, no. 1, Theorem 1); hence is open (resp. closed) in . Finally, to prove c), we remark that for every subset of ; by hypothesis, if is open (resp. closed) in , then is open (resp. closed) in , hence is open (resp. closed) in by § 2, no. 1, Theorem 1.
Proposition 2
Let be two topological spaces, a mapping of into . For each subset of let denote the mapping of into which agrees with on .
a) If is open (resp. closed), is open (resp. closed).
b) Let be a family of subsets of whose interiors cover , or which is a locally finite closed covering of ; if all the are open (resp. closed), then is open (resp. closed).
a) If is an open (resp. closed) subset of , then there is an open (resp. closed) subset of such that , and therefore f_T(A) = f(B) \cap T; by hypothesis, is open (resp. closed), so that is open (resp. closed) in .
b) Let be an open (resp. closed) subset of , and let denote ; then . Since is open (resp. closed) in by hypothesis, it follows that is open (resp. closed) in , by Proposition 3 of § 3, no. 1.
Corollary
Let be a family of subsets of whose interiors cover , or which is a locally finite closed covering of . If is continuous and if each of the is a homeomorphism of onto , then is a homeomorphism of onto .
For is clearly bijective, and is open by virtue of Proposition 2.
2. Open equivalence relations and closed equivalence relations
Definition 2
An equivalence relation on a topological space is said to be open (resp. closed) if the canonical mapping of onto is open (resp. closed).
It comes to the same thing to say that the saturation of each open (resp. closed) subset of with respect to is open (resp. closed) in (§ 3, no. 4).
Example 1
Let be a topological space, a group of homeomorphisms of onto itself, and let be the equivalence relation
"there exists such that "
between and (thus is the equivalence relation whose classes are the orbits of in . The relation is open, for the saturation of a subset of with respect to is open so is each and hence so is their union.
\* On the real line the equivalence relation is open, since it is derived as above from the group of translations
(see Chapter III, § 2, no. 4). \
Example 2
Let be the sum of a family of subspaces of , and let be the space obtained by pasting together the along open subsets by means of bijections (§ 2, no. 5); and suppose that is a homeomorphism of onto for each pair of indices .
Then the relation R is open. For if U is open in X, the saturation of U is the union of the ; since is open in , is open in and therefore in X.
Example 3
With the notation of Example 2, suppose now that the are closed and the are homeomorphisms; further suppose that for each index i there is only a finite number of indices x such that (i.e. each is "stuck" to only a finite number of ). Then the relation R is closed. For if F is any closed subset of X, the saturation of F is the union of the sets ; the assumptions made imply that this family is locally finite, and is closed in and therefore in X. The result therefore follows from Proposition 4 of § 1, no. 5.
Proposition 3
Let X, Y be two topological spaces, let be a continuous mapping, let R be the equivalence relation on X, and let be the canonical decomposition of f. Then the following three statements are equivalent:
a) f is an open mapping.
b) The three mappings p, h, i are open.
c) The equivalence relation R is open, h is a homeomorphism, and is an open subset of Y.
Also the preceding proposition remains true if "open" is replaced by "closed" throughout.
Since the injection i is continuous, it follows from Proposition 1 c) of no. 1 that if f is open then so is ; since p is surjective and continuous, Proposition 1 b) shows that h is open; h is in any case a continuous bijection; thus h is a homeomorphism, and therefore, from Proposition 1 a) of no. 1, is an open mapping. Also [no. 1, Proposition 1 b)] is open; hence [no. 1, Proposition 1 a)] so is . This proves that a) implies b). Conversely, Proposition 1 a) of no. 1 shows that b) implies a). Finally, the equivalence of b) and c) follows immediately from the definitions.
The proof in the case of closed mappings is analogous, mutatis mutandis.
Proposition 4
Let R be an open (resp. closed) equivalence relation on a topological space X, and f the canonical mapping . Let A be a subset of X and suppose that one of the following two conditions is satisfied:
a) A is open (resp. closed) in X.
b) A is saturated with respect to R.
Then the relation induced on A is open (resp. closed) and the canonical mapping of onto is a homeomorphism.
Consider the commutative diagram (i) of § 3, no. 6, which gives the canonical decomposition of . Under condition a), is open (resp. closed) and so is by hypothesis; hence is open (resp. closed) [no. 1, Proposition 1 a)], and the result follows from Proposition 3. Under condition b) we have
3. Properties peculiar to open mappings
Proposition 5
Let be two topological spaces, a mapping of into a base of the topology of . Then the following statements are equivalent*:
a) is an open mapping.
b) For each , is open in .
c) For each and each neighbourhood of in , is a neighbourhood of in .
The equivalence of a) and b) follows immediately from the definitions and from ; the equivalence of a) and c) is a consequence of Proposition 1 of § 1, no. 2.
Proposition 6
Let be an equivalence relation on a topological space ; then the following three conditions are equivalent*:
a) The relation is open.
b) The interior of each subset which is saturated with respect to is saturated with respect to .
c) The closure of each subset which is saturated with respect to is saturated with respect to .
By taking complements (, no. 6, formula (2)) we see that b) and c) are equivalent. Let us show that b) implies a): suppose condition b) is satisfied and let be an open subset of , its saturation with respect to ; then , and since by hypothesis is saturated, it follows that , and therefore the saturation of is open. Conversely, suppose condition a) is satisfied, and let be a saturated set; if is the saturation of , then , and since is open by hypothesis it follows that .
Proposition 7
Let be an open equivalence relation on a topological space , and let be the canonical mapping. If is any subset of which is saturated with respect to , then the closure (resp. the interior) of in is (resp. ).
Each of the two assertions of the proposition can be deduced from the other by taking complements and using formula (2) of § 1, no. 6 and the fact that if is a saturated subset of then . By virtue of Proposition 6, is saturated; hence is closed in , and since we have , so that . But since is continuous, (§ 2, no. 1, Theorem 1), and the result follows.
Proposition 8
Let be two families of topological spaces indexed by the same set . For each let be an open mapping of into , and suppose that is surjective for all but a finite number of indices. Then the product mapping of into is open.
By virtue of Proposition 5 we need only prove that the image under of any elementary set in is open in . But this image is , and the hypotheses imply that is open in for each , and that for all but a finite number of indices; whence the result.
Corollary
Let be a family of topological spaces, and for each let be an equivalence relation on , and let be the canonical mapping . Let be the equivalence relation in
"for each , (mod )"
between and , and let be the product mapping of into . If each of the relations is open, then the relation is open, and the bijection associated with is a homeomorphism of onto .
is the relation . Since is continuous and open by Proposition 8 above and § 4, no. 1, Corollary 1 of Proposition 1, the result follows from Proposition 3 of no. 2.
In particular, if (resp. ) is an open equivalence relation on a topological space (resp. ), then the canonical bijection of
is a homeomorphism. If R and S are not assumed to be open, this bijection is continuous but is not necessarily a homeomorphism, even if one of the relations R, S is the relation of equality (Exercise 6).
4. Properties peculiar to closed mappings
Proposition 9
Let X, X' be two topological spaces. A necessary and sufficient condition for a mapping f : X → X' to be continuous and closed is that f(Ā) = f(A) for every subset A of X.
The condition is sufficient, for it obviously implies that f is closed, and it also implies that f is continuous by reason of § 2, no. 1, Theorem 1. Conversely, if f is continuous and closed, we have f(A) ⊂ f(Ā) ⊂ f(A) by § 2, no. 1, Theorem 1; also f(Ā) is closed in X' by hypothesis; hence f(Ā) = f(A).
Proposition 10
Let R be an equivalence relation on a topological space X. Then R is closed if and only if every equivalence class M mod R possesses a fundamental system of neighbourhoods which are saturated with respect to R.
Suppose R is closed, and let U be an arbitrary open neighbourhood of M; since F = ĈU is closed in X, the saturation S of F with respect to R is closed in X. Since M is saturated with respect to R, we have M ∩ S = ∅, and thus V = ĈS is an open neighbourhood of M, saturated with respect to R and contained in U.
To prove the converse, let F be any closed subset of X. Let T be the saturation of F with respect to R, let x be a point of ĈT, and let M be the equivalence class of x; then M ∩ T = ∅ and a fortiori M ∩ F = ∅, so that U = ĈF is a neighbourhood of M. Hence there is a neighbourhood V ⊂ U of M such that V is saturated with respect to R; V does not meet F, hence does not meet T, so that ĈT is a neighbourhood of M and therefore of x. This shows that ĈT is open (§ 1, no. 2, Proposition 1), i.e. T is closed.
Remark
Proposition 10 implies the following: if R is closed and if φ denotes the canonical mapping X → X/R, then for each x ∈ X and each neighbourhood U of the equivalence class of x in X, φ(U) is a neighbourhood of φ(x) in X/R. It should be carefully noticed that this statement by no means implies that for every neighbourhood V of x, φ(V) is a neighbourhood of φ(x); in other words (no. 3, Proposition 5) a closed equivalence relation is not necessarily open (Exercise 2). Conversely, an open equivalence relation is not necessarily closed (no. 1, Example 4);
for if is a neighbourhood in of an equivalence class , then for each and each neighbourhood of , the saturation of is certainly a neighbourhood of in , but this neighbourhood is not necessarily contained in .
Finally, there are equivalence relations other than equality which are both open and closed (Exercise 3) and equivalence relations which are neither open nor closed (, Exercise 10).
Exercises
See the exercises for § 5.