Bourbaki

7. Inverse limits of topological groups and rings

Throughout this section, I denotes a non-empty directed set (*) and α≤β\alpha \leq \beta denotes the partial order relation in I. Unless the contrary is expressly stated, all the inverse systems considered are indexed by I.

1. Inverse limits of algebraic structures

Let (Xα,fαβ)(X_\alpha, f_{\alpha \beta}) be an inverse system of sets, and suppose that each XαX_\alpha is endowed with an internal law of composition, everywhere defined, and written multiplicatively. Suppose also that the fαβf_{\alpha \beta} are homomorphisms with respect to these internal laws. Since

fαβ(xβ⋅yβ)=fαβ(xβ)⋅fαβ(yβ) f_{\alpha \beta}(x_\beta \cdot y_\beta) = f_{\alpha \beta}(x_\beta) \cdot f_{\alpha \beta}(y_\beta)

whenever α≤β\alpha \leq \beta and xβx_\beta and yβy_\beta belong to XβX_\beta, it is clear that X=lim←⁡XαX = \varprojlim X_\alpha is a stable subset of the product ∏αXα\prod_\alpha X_\alpha, with respect to the internal law

(xα)⋅(yα)=(xα⋅yα). (x_\alpha) \cdot (y_\alpha) = (x_\alpha \cdot y_\alpha).

Let (Λα,φαβ)(\Lambda_\alpha, \varphi_{\alpha \beta}) be another inverse system of sets, indexed by I, and suppose that each XαX_\alpha carries an external law of composition, everywhere defined, written multiplicatively and having Λα\Lambda_\alpha as a set of operators, such that whenever α≤β\alpha \leq \beta we have

fαβ(λβ⋅xβ)=φαβ(λβ)⋅fαβ(xβ) f_{\alpha \beta}(\lambda_\beta \cdot x_\beta) = \varphi_{\alpha \beta}(\lambda_\beta) \cdot f_{\alpha \beta}(x_\beta)

for λβ∈Λβ\lambda_\beta \in \Lambda_\beta and xβ∈Xβx_\beta \in X_\beta. Then we can define an external law on ∏αXα\prod_\alpha X_\alpha, having ∏αΛα\prod_\alpha \Lambda_\alpha as a set of operators, by defining (λα)⋅(xα)=(λα⋅xα)(\lambda_\alpha) \cdot (x_\alpha) = (\lambda_\alpha \cdot x_\alpha); restricting the set of operators to Λ=lim←⁡Λα\Lambda = \varprojlim \Lambda_\alpha, we have an external law on ∏αXα\prod_\alpha X_\alpha with respect to which XX is again a stable subset. The internal (resp. external) law thus defined on XX is said to be the inverse limit of the internal (resp. external) laws of the XαX_\alpha. In the case of external laws, it may happen that all the Λα\Lambda_\alpha are identical with the same set Λ0\Lambda_0 and

(*) The reader may easily verify that most of the definitions and results which precede Proposition 1 in this section remain valid if I is merely partially ordered.

that all the φαβ\varphi_{\alpha \beta} are identity mappings; then, since II is a directed set, Λ\Lambda can be identified with Λ0\Lambda_0.

It is immediately verified that the usual properties of associativity, commutativity, existence of an identity element for an internal law (provided that the fαβf_{\alpha \beta} map identity element to identity element), distributivity of an external law with respect to an internal law, etc., are preserved under passage to the inverse limit.

Let Σ\Sigma be a species of algebraic structure and let Σ0\Sigma_0 be the impoverished structure corresponding to Σ\Sigma. Whenever we speak of an inverse system of sets (Xα,fαβ)(X_\alpha, f_{\alpha \beta}) endowed with structures of species Σ\Sigma, we shall always suppose that the fαβf_{\alpha \beta} are homomorphisms for these structures. If we endow X=lim←⁡XαX = \varprojlim X_\alpha with the internal and external laws which are the respective inverse limits of the internal and external laws of the XαX_\alpha, then XX carries an algebraic structure of species Σ0\Sigma_0. Naturally it remains to be seen in each particular case whether or not this structure is of species Σ\Sigma.

For example, if (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) is an inverse system of groups (resp. rings), then lim←⁡Gα\varprojlim G_\alpha is a subgroup (resp. subring) of ∏αGα\prod_\alpha G_\alpha, and is called the inverse limit of the system (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) of groups (resp. rings).

Let (Xα,gαβ)(X_\alpha, g_{\alpha \beta}) be an inverse system of sets and let (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) be an inverse system of groups; suppose that each XαX_\alpha has GαG_\alpha as a group of operators and that whenever α≤β\alpha \leq \beta we have

(I)

gαβ(sβ⋅xβ)=fαβ(sβ)⋅gαβ(xβ) g_{\alpha \beta}(s_\beta \cdot x_\beta) = f_{\alpha \beta}(s_\beta) \cdot g_{\alpha \beta}(x_\beta)
for xβ∈Xβx_\beta \in X_\beta and sβ∈Gβs_\beta \in G_\beta. Then X=lim←⁡XαX = \varprojlim X_\alpha has G=lim←⁡GαG = \varprojlim G_\alpha as group of operators. It follows from (I) that, if α≤β\alpha \leq \beta, the mappings fαβf_{\alpha \beta} and gαβg_{\alpha \beta} are compatible (§ 2, no. 4) and hence define a mapping φαβ:Xβ/Gβ→Xα/Gα\varphi_{\alpha \beta} : X_\beta / G_\beta \to X_\alpha / G_\alpha of the quotient sets, such that (Xα/Gα,φαβ)(X_\alpha / G_\alpha, \varphi_{\alpha \beta}) is an inverse system. Moreover, if fα:G→Gαf_\alpha : G \to G_\alpha and gα:X→Xαg_\alpha : X \to X_\alpha are the canonical mappings, then fαf_\alpha and gαg_\alpha are compatible and consequently define a mapping hα:X/G→Xα/Gαh_\alpha : X / G \to X_\alpha / G_\alpha of the quotient sets; it is clear that the hαh_\alpha form an inverse system of mappings, whose inverse limit is therefore a mapping h:X/G→lim←⁡Xα/Gαh : X / G \to \varprojlim X_\alpha / G_\alpha, which is not necessarily either injective or surjective (Exercise 1).

Again, let (Aα,φαβ)(A_\alpha, \varphi_{\alpha \beta}) be an inverse system of rings and let (Mα,fαβ)(M_\alpha, f_{\alpha \beta}) be an inverse system of commutative groups; and suppose that each MαM_\alpha carries a left AαA_\alpha-module structure in such a way that whenever α≤β\alpha \leq \beta we have

(2)

fαβ(λβ⋅xβ)=φαβ(λβ)⋅fαβ(xβ) f_{\alpha \beta}(\lambda_\beta \cdot x_\beta) = \varphi_{\alpha \beta}(\lambda_\beta) \cdot f_{\alpha \beta}(x_\beta)
for xβ∈Mβx_\beta \in M_\beta and λβ∈Aβ\lambda_\beta \in A_\beta; then lim←⁡Mα\varprojlim M_\alpha has a structure of a left module over lim←⁡Aα\varprojlim A_\alpha. If we suppose in addition that, for each α\alpha, AαA_\alpha is commutative and that each MαM_\alpha has an AαA_\alpha-algebra structure, and finally that (Mα,fαβ)(M_\alpha, f_{\alpha\beta}) is an inverse system of rings, then lim←⁡Mα\varprojlim M_\alpha has a structure of an algebra over lim←⁡Aα\varprojlim A_\alpha.

Let (Gα,fαβ)(G_\alpha, f_{\alpha\beta}) be an inverse system of groups, and for each α\alpha let HαH_\alpha be a subgroup of GαG_\alpha. If fαβ(Hβ)⊂Hαf_{\alpha\beta}(H_\beta) \subset H_\alpha whenever α≤β\alpha \leq \beta, then the inverse system of subsets HαH_\alpha of GαG_\alpha is an inverse system of groups with respect to the restrictions of the fαβf_{\alpha\beta}, and H=lim←⁡HαH = \varprojlim H_\alpha is a subgroup of G=lim←⁡GαG = \varprojlim G_\alpha. If each HαH_\alpha is a normal subgroup of GαG_\alpha, then HH is a normal subgroup of GG. If (Gα′,fαβ′)(G'_\alpha, f'_{\alpha\beta}) is another inverse system of groups and, for each α\alpha, uα:Gα→Gα′u_\alpha : G_\alpha \to G'_\alpha is a homomorphism such that the uαu_\alpha form an inverse system of mappings, then, if HαH_\alpha is the kernel of uαu_\alpha, we have fαβ(Hβ)⊂Hαf_{\alpha\beta}(H_\beta) \subset H_\alpha whenever α≤β\alpha \leq \beta; u=lim←⁡uαu = \varprojlim u_\alpha is a homomorphism of GG into G′=lim←⁡Gα′G' = \varprojlim G'_\alpha, and H=lim←⁡HαH = \varprojlim H_\alpha is the kernel of uu. If we put Kα=uα(Gα)K_\alpha = u_\alpha(G_\alpha), then we have fα′(Kα)⊂Kαf'_\alpha(K_\alpha) \subset K_\alpha whenever α≤β\alpha \leq \beta, so that the KαK_\alpha form an inverse system of subgroups of the Gα′G'_\alpha; but K=lim←⁡KαK = \varprojlim K_\alpha is not necessarily the image of GG under uu [Exercise 1 c)].

We obtain analogous results by replacing "group" by "ring", "subgroup" by "ideal" (left or right); we leave to the reader the task of stating the analogous results for modules and algebras.

2. Inverse limits of topological groups and spaces with operators

We shall say that an inverse system (Gα,fαβ)(G_\alpha, f_{\alpha\beta}) is an inverse system of topological groups if the GαG_\alpha are topological groups and the fαβf_{\alpha\beta} are continuous homomorphisms. Then G=lim←⁡GαG = \varprojlim G_\alpha is a subgroup of the product group ∏αGα\prod_\alpha G_\alpha; if we endow GG with the topological group structure induced by that of ∏αGα\prod_\alpha G_\alpha, then the topological group so obtained is called the inverse limit of the inverse system of topological groups (Gα,fαβ)(G_\alpha, f_{\alpha\beta}). If the GαG_\alpha are Hausdorff (resp. Hausdorff and complete) then GG is Hausdorff and closed in ∏αGα\prod_\alpha G_\alpha (resp. Hausdorff and complete) (Chapter I, § 8, no. 2, Proposition 7, Corollary 2 and Chapter II, § 3, no. 5, Corollary to Proposition 10).

If (Gα′,fαβ′)(G'_\alpha, f'_{\alpha\beta}) is another inverse system of topological groups and if, for each α\alpha, uα:Gα→Gα′u_\alpha : G_\alpha \to G'_\alpha is a continuous homomorphism such that the uαu_\alpha form an inverse system of mappings, then u=lim←⁡uαu = \varprojlim u_\alpha is a continuous homomorphism of GG into G′=lim←⁡Gα′G' = \varprojlim G'_\alpha (Chapter I, § 4, no. 4). The same results are valid when "topological group" is replaced by "topological ring"; we leave to the reader the task of stating the analogous results for topological modules (§ 6, no. 6).

Let (Xα,gαβ)(X_\alpha, g_{\alpha\beta}) be an inverse system of topological spaces, and let (Gα,fαβ)(G_\alpha, f_{\alpha\beta}) be an inverse system of topological groups. Suppose that each GαG_\alpha operates continuously on XαX_\alpha (§ 2, no. 4) and that the relations (i) hold for all xβ∈Xβ,sβ∈Gβx_\beta \in X_\beta, s_\beta \in G_\beta and α≤β\alpha \leq \beta. We have seen (no. 1) that X=lim←⁡XαX = \varprojlim X_\alpha has G=lim←⁡GαG = \varprojlim G_\alpha as group of operators; furthermore, GG operates continuously on XX. For if gαg_\alpha (resp. fαf_\alpha) is the canonical mapping X→XαX \to X_\alpha (resp. G→GαG \to G_\alpha), then by definition

gα(s.x)=fα(s)⋅gα(x) g_\alpha(s.x) = f_\alpha(s) \cdot g_\alpha(x)
and therefore the mappings (s.x)→gα(s.x)(s.x) \to g_\alpha(s.x) are continuous on X×GX \times G, which shows the continuity of (s,x)→(s.x)(s, x) \to (s.x) (Chapter I, § 4, no. 4).

The mapping hα:X/G→Xα/Gαh_\alpha : X/G \to X_\alpha/G_\alpha induced by fαf_\alpha and gαg_\alpha is therefore continuous (§ 2, no. 4), and so is the mapping h:X/G→lim←⁡Xα/Gαh : X/G \to \varprojlim X_\alpha/G_\alpha defined by the hαh_\alpha (Chapter I, § 2, no. 3, Proposition 4).

Proposition 1

Suppose that the XαX_\alpha and the GαG_\alpha satisfy the above hypotheses.

a) If the stabilizer of each point of XαX_\alpha is a compact subgroup of GαG_\alpha for each α∈I\alpha \in I, then the stabilizer of each point x=(xα)x = (x_\alpha) of XX is a compact subgroup of GG; the orbit of xx (with respect to GG) is canonically homeomorphic to the inverse limit of the orbits of the xαx_\alpha (with respect to GαG_\alpha); and the canonical mapping h:X/G→lim←⁡Xα/Gαh : X/G \to \varprojlim X_\alpha/G_\alpha is injective.

b) If, for each α∈I\alpha \in I, every orbit of a point of XαX_\alpha (with respect to GαG_\alpha) is compact, then every orbit of a point of XX (with respect to GG) is relatively compact, and hh is surjective. If also hh is bijective, then every orbit of a point of XX is compact.

Let x=(xα)∈Xx = (x_\alpha) \in X, and for each α∈I\alpha \in I let Xα′=Gα⋅xαX'_\alpha = G_\alpha \cdot x_\alpha be the orbit of xαx_\alpha. If α≤β\alpha \leq \beta, it follows from (i) and the relation gαβ(xβ)=xαg_{\alpha\beta}(x_\beta) = x_\alpha that gαβ(Xβ′)⊂Xα′g_{\alpha\beta}(X'_\beta) \subset X'_\alpha, and hence that (Xα′)(X'_\alpha) is an inverse system of subsets of the XαX_\alpha. For each α∈I\alpha \in I let uα:Gα→Xα′u_\alpha : G_\alpha \to X'_\alpha be the continuous mapping sα→sα⋅xαs_\alpha \to s_\alpha \cdot x_\alpha; the uαu_\alpha form an inverse system of mappings, and u=lim←⁡uαu = \varprojlim u_\alpha is the continuous mapping s→s.xs \to s.x of GG into the subspace X′=lim←⁡Xα′X' = \varprojlim X'_\alpha of XX. The hypothesis of a) implies that u‾α(yα)\overline{u}_\alpha(y_\alpha) is compact for each yα∈Xα′y_\alpha \in X'_\alpha. Since also uαu_\alpha is surjective, the conditions of Chapter I, § 9, no. 6, Proposition 8, Corollary 2 are satisfied, and the first two assertions of a) are therefore established. Hence, if x=(xα)x = (x_\alpha) and y=(yα)y = (y_\alpha) are such that xαx_\alpha and yαy_\alpha belong to the same orbit with respect to GαG_\alpha for each α∈I\alpha \in I, then xx and yy belong to the same orbit with respect to GG, and therefore hh is injective.

Likewise, the hypothesis of b) implies that the inverse system of canonical mappings vα:Xα→Xα/Gαv_\alpha : X_\alpha \to X_\alpha/G_\alpha satisfies the conditions of Chapter I, § 9, no. 6, Proposition 8, Corollary 2, and therefore its inverse limit v=lim←⁡vα:X→lim←⁡Xα/Gαv = \varprojlim v_\alpha : X \to \varprojlim X_\alpha/G_\alpha is surjective, and the inverse image under v of every point of lim←⁡Xα/Gα\varprojlim X_\alpha / G_\alpha is compact. Since v factorizes into

X→ψX/G→hlim←⁡Xα/Gα, X \xrightarrow{\psi} X/G \xrightarrow{h} \varprojlim X_\alpha / G_\alpha,
where ψ\psi is the canonical mapping, the assertions of b) follow.

Corollary 1

If the GαG_\alpha are compact and the XαX_\alpha Hausdorff, then the conclusions of a) and b) are valid.

For the hypotheses of a) and b) are satisfied, since every closed subgroup of GαG_\alpha is compact and uα:sα→sα⋅xαu_\alpha : s_\alpha \to s_\alpha \cdot x_\alpha is a continuous mapping of a compact space into a Hausdorff space.

Corollary 2

If, for each α∈I\alpha \in I, the group GαG_\alpha operates transitively on the space XαX_\alpha, and if the stabilizer of each point of XαX_\alpha is a compact subgroup of GαG_\alpha, then GG operates transitively on XX and the stabilizer of each point of XX is a compact subgroup of GG.

For hypothesis a) is satisfied, and Xα′=XαX'_\alpha = X_\alpha for each α\alpha.

Corollary 3

Suppose that the GαG_\alpha are Hausdorff. For each α∈I\alpha \in I, let KαK_\alpha be a compact subgroup of GαG_\alpha, such that fαβ(Kβ)⊂Kαf_{\alpha \beta} (K_\beta) \subset K_\alpha whenever α≤β\alpha \leq \beta. Then, if K=lim←⁡KαK = \varprojlim K_\alpha, the canonical mapping hh of the homogeneous space G/KG/K into lim←⁡Gα/Kα\varprojlim G_\alpha / K_\alpha is a homeomorphism.

The fact that hh is bijective follows from Corollary 1, applied by replacing XαX_\alpha by GαG_\alpha, and GαG_\alpha by KαK_\alpha operating by right translations (§ 2, no. 5). Let φ\varphi be the canonical mapping G→G/KG \to G/K, and for each α\alpha let fαf_\alpha be the canonical mapping G→GαG \to G_\alpha. If, for each α\alpha, VαV_\alpha runs through a fundamental system of open neighbourhoods of the identity element eαe_\alpha of GαG_\alpha, then the sets V=f‾α−1(Vα)V = \overline{f}_\alpha^{-1}(V_\alpha) (α\alpha and VαV_\alpha variable) form a fundamental system of neighbourhoods of the identity element ee in GG (Chapter I, § 4, no. 4, Proposition 9), and the sets φ(V.K)\varphi(V.K) form a fundamental system of neighbourhoods of φ(e)\varphi(e) in G/KG/K. We have to show that the image of φ(V.K)\varphi(V.K) under hh contains a neighbourhood of h(φ(e))h(\varphi(e)), that is that there exists β≥α\beta \geq \alpha and a neighbourhood WβW_\beta of eβe_\beta in GβG_\beta such that f‾β−1(Wβ.Kβ)⊂V.K\overline{f}_\beta^{-1}(W_\beta . K_\beta) \subset V.K. Now, the relation x∈V.Kx \in V.K is equivalent to the existence of yy in KK such that fα(xy−1)∈Vαf_\alpha(xy^{-1}) \in V_\alpha, i.e. fα(x)∈Vα⋅fα(K)f_\alpha(x) \in V_\alpha \cdot f_\alpha(K); so that V.K=f‾α−1(Vα⋅fα(K))V.K = \overline{f}_\alpha^{-1}(V_\alpha \cdot f_\alpha(K)). Let Uα=Vα⋅fα(K)U_\alpha = V_\alpha \cdot f_\alpha(K); we shall see that there exists β≥α\beta \geq \alpha such that if we put Uβ=f‾αβ−1(Uα)U_\beta = \overline{f}_{\alpha \beta}^{-1}(U_\alpha), we have Kβ⊂UβK_\beta \subset U_\beta; it will then follow that there is a neighbourhood WβW_\beta of eβe_\beta in GβG_\beta such that Wβ.Kβ⊂UβW_\beta . K_\beta \subset U_\beta (Chapter II, § 4, no. 3, Corollary to Proposition 4), and this will establish the desired relation

f‾β−1(Wβ.Kβ)⊂f‾β−1(Uβ)=V.K. \overline{f}_\beta^{-1}(W_\beta . K_\beta) \subset \overline{f}_\beta^{-1}(U_\beta) = V.K.

We proceed by reductio ad absurdum: for each β≥α\beta \geq \alpha, let MβM_\beta denote Kβ∩GUβK_\beta \cap G U_\beta; since fβγ−1(Uβ)=Uγf_{\beta \gamma}^{-1}(U_\beta) = U_\gamma if α≤β≤γ\alpha \leq \beta \leq \gamma, the MβM_\beta form an inverse system of compact subsets of the GβG_\beta (for β≥α\beta \geq \alpha). If they were all non-empty, then their inverse limit MM would also be non-empty (Chapter I, § 9, no. 6, Proposition 8). It is clear that M⊂KM \subset K and fα(M)⊂Mαf_\alpha(M) \subset M_\alpha; but this is absurd since fα(K)⊂Uαf_\alpha(K) \subset U_\alpha, and the proof is therefore complete.

3. Approximation of topological groups

Let GG be a group and let (Hα)α∈I(H_\alpha)_{\alpha \in I} be a family of normal subgroups of GG such that Hα⊃HβH_\alpha \supset H_\beta whenever α≤β\alpha \leq \beta. For each α∈I\alpha \in I let Gα=G/HαG_\alpha = G / H_\alpha, and for α≤β\alpha \leq \beta let fαβf_{\alpha \beta} be the canonical homomorphism G/Hβ→G/HαG / H_\beta \to G / H_\alpha, which therefore maps a coset TT of HβH_\beta in GG to the coset THαTH_\alpha of HαH_\alpha in GG. Clearly (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) is an inverse system of groups; the elements of G~=lim←⁡Gα\tilde{G} = \varprojlim G_\alpha are families (Tα)α∈I(T_\alpha)_{\alpha \in I}, where TαT_\alpha is a coset of HαH_\alpha in GG for each α\alpha, and Tα⊃TβT_\alpha \supset T_\beta whenever α≤β\alpha \leq \beta. The mapping i:s↦(sHα)i : s \mapsto (s H_\alpha) of GG into G~\tilde{G} is the inverse limit of the canonical homomorphisms G→G/HαG \to G / H_\alpha and is therefore a homomorphism of GG into G~\tilde{G}, and the inverse image under ii of an element (Tα)∈G~(T_\alpha) \in \tilde{G} is equal to ⋂α∈ITα\bigcap_{\alpha \in I} T_\alpha. The kernel of ii is therefore ⋂α∈IHα\bigcap_{\alpha \in I} H_\alpha, and the image of ii consists of all families (Tα)∈G~(T_\alpha) \in \tilde{G} whose intersection is non-empty.

Now suppose that GG is a topological group; if we give each Gα=G/HαG_\alpha = G / H_\alpha the quotient topology, it is clear that (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) is an inverse system of topological groups, and that i:G→G~i : G \to \tilde{G} is a continuous homomorphism.

Proposition 2

Let GG be a topological group and let (Hα)α∈I(H_\alpha)_{\alpha \in I} be a family of normal subgroups of GG such that Hα⊃HβH_\alpha \supset H_\beta whenever α≤β\alpha \leq \beta, and which satisfy the following condition:

(AP) For each α∈I\alpha \in I, HαH_\alpha is closed in GG and every neighbourhood of the identity element ee in GG contains one of the HαH_\alpha (in other words, the filter base formed by the HαH_\alpha converges to ee).

Then the mapping i:G→G~=lim←⁡G/Hαi : G \to \tilde{G} = \varprojlim G / H_\alpha is a strict morphism of GG onto i(G)i(G); G~\tilde{G} is Hausdorff and i(G)i(G) is dense in G~\tilde{G}; and finally the kernel of ii is the closure of {e}\{e\} in GG. If in addition one of the HαH_\alpha is complete, then ii is surjective.

Clearly the Gα=G/HαG_\alpha = G / H_\alpha are Hausdorff (§ 2, no. 5, Proposition 13), hence so is G~\tilde{G} (since it is a subspace of ∏α∈IGα\prod_{\alpha \in I} G_\alpha). The kernel HH of ii is the intersection of the HαH_\alpha and is therefore a closed subgroup of GG. Since each neighbourhood of ee contains some HαH_\alpha, it contains HH and therefore [§ 3, no. 1, formula (1)] HH is the closure of {e}\{e\}. Let us next show that i(G)i(G) is dense in G~\tilde{G}. Let fαf_\alpha be the canonical mapping G~→Gα\tilde{G} \to G_\alpha, which is the restriction to G~\tilde{G} of the projection prαpr_\alpha; φα=fα∘i\varphi_\alpha = f_\alpha \circ i is the canonical mapping G→G/HαG \to G/H_\alpha. If UU is any non-empty open set of G~\tilde{G}, then there is an index α∈I\alpha \in I and a non-empty open set UαU_\alpha in GαG_\alpha such that f‾α−1(Uα)⊂U\overline{f}_\alpha^{-1}(U_\alpha) \subset U (Chapter I, § 4, no. 4, Proposition 9); therefore

i‾−1(U)⊃φ‾α−1(Uα); \overline{i}^{-1}(U) \supset \overline{\varphi}_\alpha^{-1}(U_\alpha);
but since φα\varphi_\alpha is surjective, i‾−1(U)\overline{i}^{-1}(U) is not empty, and therefore i(G)∩U≠∅i(G) \cap U \neq \emptyset.

To see that ii is a strict morphism of GG onto i(G)i(G), consider a neighbourhood VV of ee in GG. There is a neighbourhood WW of ee in GG such that W2⊂VW^2 \subset V, and an index α∈I\alpha \in I such that Hα⊂WH_\alpha \subset W; it follows that VV contains WHα=φ‾α(φα(W))=i‾−1(f‾α−1(φα(W)))WH_\alpha = \overline{\varphi}_\alpha(\varphi_\alpha(W)) = \overline{i}^{-1}(\overline{f}_\alpha^{-1}(\varphi_\alpha(W))). Since f‾α(φα(W))\overline{f}_\alpha(\varphi_\alpha(W)) is a neighbourhood of the identity element in G~\tilde{G}, the result follows.

Finally, suppose that there is an index γ∈I\gamma \in I such that HγH_\gamma is complete. To show that ii is surjective it is enough to prove that every family (Tα)α∈I∈G~(T_\alpha)_{\alpha \in I} \in \tilde{G} has a non-empty intersection. Since TγT_\gamma is obtained by translation from HγH_\gamma, it is a complete subspace of GG (with respect to both the right and the left uniformities). Moreover, since every neighbourhood UU of ee in GG contains one of the HαH_\alpha, the corresponding set TαT_\alpha is Ud−U_{d-} (or Us−U_{s-}) small, and hence the set of TαT_\alpha contained in TγT_\gamma is a Cauchy filter base; therefore it converges in TγT_\gamma, and since the TαT_\alpha are closed in GG (since they are translations of the HαH_\alpha), their intersection is not empty.

Q.E.D.

Corollary 1

If the condition (AP) is satisfied and if in addition the (Hausdorff) groups G/HαG/H_\alpha are complete, then the group GG has a Hausdorff completion which can be identified with G~\tilde{G}; and the mapping i:G→G~i : G \to \tilde{G} is then identified with the canonical mapping (§3§ 3, no. 3, Proposition 5).

For G~\tilde{G} is then complete (no. 2), and Proposition 2 shows that i(G)i(G) is isomorphic with the Hausdorff group associated with GG; since it is dense in G~\tilde{G}, the corollary follows (§3§ 3, no. 3, Proposition 5). In particular:

Corollary 2

Let GG be a group and let (Hα)(H_\alpha) be a family of normal subgroups of GG, directed with respect to the relation Hα⊃HβH_\alpha \supset H_\beta. If we endow GG with the group topology for which the HαH_\alpha form a fundamental system of neighbourhoods of the identity element ee, then the Hausdorff group associated with GG is isomorphic to G1=G/(⋂αHα)G_1 = G / \left( \bigcap_\alpha H_\alpha \right); G1G_1 has a completion G^1=G~\hat{G}_1 = \tilde{G}; and the canonical mapping G1→G~=lim←⁡G/HαG_1 \to \tilde{G} = \varprojlim G/H_\alpha extends to an isomorphism of G^=G^1\hat{G} = \hat{G}_1 onto G~\tilde{G}.

The subgroup HαH_\alpha of GG is open and therefore also closed (§\S 2, no. 1, Corollary to Proposition 4), and G/HαG/H_\alpha is discrete (§\S 2, no. 6, Proposition 18); hence the conditions of Corollary 1 are satisfied.

For the remainder of this sub-section we shall assume that GG is Hausdorff and that (Hα)(H_\alpha) is a family of compact normal subgroups of GG, which is directed with respect to the relation Hα⊃HβH_\alpha \supset H_\beta and which satisfies the condition (AP); by virtue of Proposition 2, the mapping

i:G→G~=lim←⁡G/Hα i : G \to \tilde{G} = \varprojlim G/H_\alpha

is then an isomorphism of topological groups which permits us to identify GG and G~\tilde{G}. We denote by fαf_\alpha the canonical mapping G→G/HαG \to G/H_\alpha.

Lemma 1

Under the hypotheses of Proposition 2, if EE is any closed subset of GG we have* E=⋂αEHαE = \bigcap_\alpha E H_\alpha.

For EE is the intersection of the sets EVEV where VV runs through the neighbourhood filter of ee [§\S 3, no. 1, formula (1)], and every neighbourhood of ee contains an HαH_\alpha; whence the result, since E⊂EHαE \subset EH_\alpha.

Proposition 3

Suppose that GG is Hausdorff and that the HαH_\alpha are compact and satisfy* (AP).

a) *Let LL be a closed subgroup of GG; then, for each α∈I\alpha \in I, the subgroup Lα=fα(L)L_\alpha = f_\alpha(L) of Gα=G/HαG_\alpha = G/H_\alpha is closed, and the isomorphism ii of GG onto lim←⁡Gα\varprojlim G_\alpha gives by restriction an isomorphism of LL onto lim←⁡Lα\varprojlim L_\alpha. If also LL is normal in GG, then LαL_\alpha is normal in GαG_\alpha for each α∈I\alpha \in I, and by passing to the quotients, ii induces an isomorphism of G/LG/L onto lim←⁡Gα/Lα\varprojlim G_\alpha/L_\alpha.

b) *Conversely, for each α∈I\alpha \in I let LαL_\alpha be a closed subgroup of GαG_\alpha, such that Lα=fαβ(Lα)L_\alpha = f_{\alpha\beta}(L_\alpha) whenever α≤β\alpha \leq \beta. Then there is a unique closed subgroup LL of GG such that Lα=fα(L)L_\alpha = f_\alpha(L) for each α∈I\alpha \in I; and if in addition LαL_\alpha is normal in GαG_\alpha for each α∈I\alpha \in I, then LL is normal in GG.

a) Since HαH_\alpha is compact, LHαLH_\alpha is closed in GG (§\S 4, no. 1, Proposition 1, Corollary 1) and therefore LαL_\alpha is closed in GαG_\alpha. Since ii identifies the topological groups GG and lim←⁡Gα\varprojlim G_\alpha, and since lim←⁡Lα\varprojlim L_\alpha may be identified with a (topological) subgroup of lim←⁡Gα\varprojlim G_\alpha, ii identifies the subgroup ⋂αLHα\bigcap_\alpha LH_\alpha of GG with lim←⁡Lα\varprojlim L_\alpha, and to prove the first assertion it is enough to remark that L=⋂αLHαL = \bigcap_\alpha LH_\alpha by Lemma 1. On the other hand, if LL is normal, then for each α∈I\alpha \in I the mapping fα′:G/L→Gα/Lαf'_\alpha : G/L \to G_\alpha/L_\alpha induced by fαf_\alpha is a surjective strict morphism (§\S 2, no. 8, Remark 3), whose kernel is the compact normal subgroup HαL/LH_\alpha L/L of G/LG/L, the canonical image of the compact subgroup HαH_\alpha of GG. Since the subgroups HαL/LH_\alpha L/L of G/LG/L satisfy condition (AP) (§ 2, no. 8, Proposition 24), and since G/LG/L is Hausdorff, the last assertion of a) is a consequence of Proposition 2.

b) Let fαβ′f'_{\alpha \beta} be the restriction of fαβf_{\alpha \beta} to LβL_\beta (α≤β\alpha \leq \beta). Then (Lα,fαβ′)(L_\alpha, f'_{\alpha \beta}) is an inverse system of topological groups, whose inverse limit LL can be identified with the subgroup G∩∏αLαG \cap \prod_\alpha L_\alpha of GG. By hypothesis, fαβ′f'_{\alpha \beta} is surjective and its kernel is the compact subgroup fβ(Hα)∩Lβf_\beta(H_\alpha) \cap L_\beta of LβL_\beta; consequently (Chapter I, § 9, no. 6, Corollary 1 to Proposition 8) we have Lα=fα(L)L_\alpha = f_\alpha(L) for all α∈I\alpha \in I. If L′L' is another closed subgroup of GG such that fα(L′)=Lαf_\alpha(L') = L_\alpha for all α∈I\alpha \in I, then L′Hα=f′‾α(Lα)L'H_\alpha = \overline{f'}_\alpha(L_\alpha), whence (Lemma 1) L′=⋂αL′Hα=⋂αf′‾α(Lα)=LL' = \bigcap_\alpha L'H_\alpha = \bigcap_\alpha \overline{f'}_\alpha(L_\alpha) = L. Finally, the last assertion of b) follows from the formula L=⋂αf′‾α(Lα)L = \bigcap_\alpha \overline{f'}_\alpha(L_\alpha), since the f′‾α(Lα)\overline{f'}_\alpha(L_\alpha) are now normal subgroups of GG.

Proposition 4

Suppose that GG is Hausdorff, the HαH_\alpha are compact and that (AP) is satisfied. If CαC_\alpha is the identity component of Gα=G/HαG_\alpha = G/H_\alpha, then the identity component CC of GG can be identified with lim←⁡Cα\varprojlim C_\alpha, and we have fα(C)=Cαf_\alpha(C) = C_\alpha.

The proposition is a consequence of the following lemma:

Lemma 2

Let GG be a Hausdorff topological group and let HH be a compact normal subgroup of GG, and φ\varphi the canonical mapping G→G/HG \to G/H. If CC is the identity component of GG, then φ(C)\varphi(C) is the identity component of G′=G/HG' = G/H.

Once this lemma is established, we shall have fα(C)=Cαf_\alpha(C) = C_\alpha for each α∈I\alpha \in I, and since CC is a closed subgroup of GG (§ 2, no. 2, Proposition 7) it suffices to apply Proposition 3 a).

To prove the lemma, notice first that if C′C' is the component of the identity element e′e' in G′G', then φ(C)⊂C′\varphi(C) \subset C' since φ(C)\varphi(C) is connected. Suppose that φ(C)≠C′\varphi(C) \neq C'. Since CC is a closed normal subgroup of GG (§ 2, no. 2, Proposition 7), φ(C)\varphi(C) is a normal subgroup of G′G'; if ψ\psi is the canonical mapping G′→G′/φ(C)G' \to G'/\varphi(C), then ψ(C′)\psi(C') is connected and does not consist of the identity element alone; hence the identity component of G′/φ(C)G'/\varphi(C) does not consist of the identity element alone. But G′/φ(C)G'/\varphi(C) is isomorphic to (G/H)/(HC/H)(G/H)/(HC/H), hence to G/HCG/HC, and consequently also to (G/C)/(HC/C)(G/C)/(HC/C) (§ 2, no. 7, Corollary to Proposition 22, and Proposition 20). Now, G/CG/C is Hausdorff and totally disconnected (Chapter I, § 11, no. 5, Proposition 9), and HC/CHC/C, being the canonical image of the compact normal subgroup HH of GG, is a compact subgroup of G/CG/C. It is therefore sufficient to prove Lemma 2 under the additional hypothesis that GG is totally disconnected, i.e. C={e}C = \{e\}.

Suppose then that C′≠{e′}C' \neq \{e'\}; replacing GG by its subgroup f′‾(C′)\overline{f'}(C'), which is totally disconnected and contains HH, we may suppose that G′G' is connected and does not consist of a single point.

Let M\mathfrak{M} be the set of closed subgroups LL of GG such that LH=GLH = G. We shall show that the set M\mathfrak{M}, ordered by the relation ⊃\supset, is inductive. Indeed, if T\mathfrak{T} is a linearly ordered subset of M\mathfrak{M}, then for each x∈Gx \in G the set of sets xH∩LxH \cap L with L∈TL \in \mathfrak{T} is a filter base formed of closed sets in the compact space xHxH; hence the intersection of these sets is not empty, which shows that the intersection of the subgroups L∈TL \in \mathfrak{T} belongs to M\mathfrak{M}. Applying Zorn's lemma, we see therefore that M\mathfrak{M} has a minimal element L0L_0. Since HH is compact, G/H=L0H/HG/H = L_0H/H is isomorphic to L0/(L0∩H)L_0/(L_0 \cap H) (§ 4, no. 1, Proposition 1, Corollary 3); since L0L_0 is totally disconnected and L0∩HL_0 \cap H is compact, we see that we may replace GG by L0L_0; in other words, we may suppose in addition that there is no closed subgroup L≠GL \neq G such that LH=GLH = G.

Now let FF be the intersection of the neighbourhoods of the identity element which are both open and closed in GG, and let us show that FF is a closed subgroup of GG. Clearly FF is closed in GG; hence it is enough to show that F−1F⊂FF^{-1}F \subset F. But if x∈Fx \in F and if VV is an open and closed neighbourhood of ee in GG, then so is xVxV; for otherwise ee would belong to the complement WW of xVxV in GG, which is again open and closed, and we should have x∉Wx \notin W; hence x∉Fx \notin F, contrary to hypothesis. It follows that xFxF, the intersection of the sets xVxV as VV runs through the open and closed neighbourhoods of ee in GG, contains FF; in other words, x−1F⊂Fx^{-1}F \subset F, which proves our assertion. Since GG is totally disconnected and G≠{e}G \neq \{e\}, we have F≠GF \neq G. But if VV is an open and closed neighbourhood of ee in GG, then VHVH is also open and closed in GG (§ 4, no. 1, Corollary 1 to Proposition 1), hence φ(V)\varphi(V) is both open and closed in G/HG/H, and this implies that φ(V)=G/H\varphi(V) = G/H by virtue of the hypothesis. We shall conclude from this that FH=GFH = G, which will give us the desired contradiction and complete the proof of the lemma. Indeed, for each x∈Gx \in G, xHxH meets every neighbourhood VV of ee which is both open and closed, hence also meets the intersection FF of these neighbourhoods, since the sets Vx∩HVx \cap H form a filter base consisting of closed sets in the compact space xHxH.

Q.E.D.

Remark

If the subgroup HαH_\alpha is compact for some α∈I\alpha \in I, then HβH_\beta is compact for all β≥α\beta \geq \alpha, because it is a closed subgroup of HαH_\alpha. Since the set of all β∈I\beta \in I such that β≥α\beta \geq \alpha is cofinal in II, it makes essentially no difference, in the study of the group GG, whether we suppose that one of the HαH_\alpha is compact or that all the HαH_\alpha are compact.

4. Application to inverse limits

Proposition 5

Let* (Gα,fαβ)(G_\alpha, f_{\alpha\beta}) be an inverse system of Hausdorff topological groups such that the fαβf_{\alpha\beta} are surjective strict morphisms with compact kernels. Then for each α∈I\alpha \in I the canonical mapping fαf_\alpha of G=lim←⁡GαG = \varprojlim G_\alpha into GαG_\alpha is a surjective strict morphism whose kernel is compact.

The facts that fαf_\alpha is surjective and that its kernel is compact are consequences of Chapter I, § 9, no. 6, Corollary 1 to Proposition 8. It remains to show that fαf_\alpha is a strict morphism. Let ee (resp. eαe_\alpha) denote the identity element of GG (resp. GαG_\alpha). Each neighbourhood VV of ee in GG contains a set of the form fβ−1(Vβ)f_\beta^{-1}(V_\beta), where VβV_\beta is a neighbourhood of eβe_\beta in GβG_\beta, and we may suppose that β≥α\beta \geq \alpha; since fαβf_{\alpha \beta} is a surjective strict morphism, fαβ(Vβ)f_{\alpha \beta}(V_\beta) is a neighbourhood of eαe_\alpha in GαG_\alpha, and since fβf_\beta is surjective, we have Vβ⊂fβ(V)V_\beta \subset f_\beta(V), whence

fα(V)=fαβ(fβ(V))⊃fαβ(Vβ); f_\alpha(V) = f_{\alpha \beta}(f_\beta(V)) \supset f_{\alpha \beta}(V_\beta);

this shows that fα(V)f_\alpha(V) is a neighbourhood of eαe_\alpha in GαG_\alpha.

If Hα=fα−1(eα)H_\alpha = f_\alpha^{-1}(e_\alpha), then each HαH_\alpha is a compact normal subgroup of GG; the HαH_\alpha clearly satisfy the condition (AP) of no. 3; and GαG_\alpha can be identified with G/HαG/H_\alpha. In particular Propositions 3 and 4 of no. 3 apply to GG and the HαH_\alpha.

Corollary 1

Let* (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) be an inverse system of topological groups which satisfies the hypotheses of Proposition 5; let (Gα′,fαβ′)(G'_\alpha, f'_{\alpha \beta}) be an inverse system of topological groups, and for each α\alpha let uα:Gα→Gα′u_\alpha : G_\alpha \to G'_\alpha be a surjective strict morphism with compact kernel, such that the uαu_\alpha from an inverse system of mappings. Then u=lim←⁡uαu = \varprojlim u_\alpha is a strict morphism of G=lim←⁡GαG = \varprojlim G_\alpha onto G′=lim←⁡Gα′G' = \varprojlim G'_\alpha, and its kernel is compact.

Let NαN_\alpha be the kernel of uαu_\alpha. Lα=fα−1(Nα)L_\alpha = f_\alpha^{-1}(N_\alpha) is then the kernel of the surjective strict morphism vα=uα∘fα:G→Gα′v_\alpha = u_\alpha \circ f_\alpha : G \to G'_\alpha; since Lα/HαL_\alpha / H_\alpha is isomorphic to NαN_\alpha (§ 2, no. 7, Proposition 20), LαL_\alpha is a compact normal subgroup of GG (§ 4, no. 1, Corollary 2 to Proposition 2). The kernel LL of uu is the intersection of the LαL_\alpha. Let φ\varphi denote the canonical mapping G→G/LG \to G/L; then we can write vα=wα∘φv_\alpha = w_\alpha \circ \varphi, where wαw_\alpha is a strict morphism of G/LG/L onto Gα′G'_\alpha, whose kernel is Lα/LL_\alpha / L. Since the intersection of the Lα/LL_\alpha / L is the identity element of G/LG/L, and since the Lα/LL_\alpha / L form a filter base and are compact, this filter base converges to the identity element of G/LG/L (Chapter I, § 9, no. 1, Corollary to Theorem 1). Proposition 2 of no. 3 then shows that w=lim←⁡wαw = \varprojlim w_\alpha is an isomorphism of G/LG/L onto G′G'; it follows that w∘φw \circ \varphi is a strict morphism of GG onto G′G', with kernel LL. But it is clear that u=w∘φu = w \circ \varphi, and thus the corollary is proved.

Corollary 2

Let* (Gα,fαβ)(G_\alpha, f_{\alpha \beta}) be an inverse system of topological groups which satisfies the conditions of Proposition 5, and let G′G' be a topological group in which there is a neighbourhood V′V' of the identity element e′e' which contains no subgroup of G′G' other than {e′}\{ e' \}. Then if v:G→G′v : G \to G' is any continuous homomorphism, there is an index α∈I\alpha \in I and a continuous homomorphism vα:Gα→G′v_\alpha : G_\alpha \to G' such that v=vα∘fαv = v_\alpha \circ f_\alpha.

For since v‾−1(V′)\overline{v}^{-1}(V') is a neighbourhood of ee in GG, there is an index α\alpha and a neighbourhood VαV_\alpha of eαe_\alpha in GαG_\alpha such that fα−1(Vα)⊂v‾−1(V′)f_\alpha^{-1}(V_\alpha) \subset \overline{v}^{-1}(V'). Hence v(Hα)⊂V′v(H_\alpha) \subset V', and since v(Hα)v(H_\alpha) is a subgroup of G′G', it follows that v(Hα)={e′}v(H_\alpha) = \{ e' \}. Since fαf_\alpha may be identified with the canonical mapping G→G/HαG \to G/H_\alpha, the corollary is a consequence of the canonical factorization of a continuous homomorphism (§ 2, no. 8).

Exercises

See the exercises for § 7.

Transcribed from the printed volume. Not translated.