7. Inverse limits of topological groups and rings
Throughout this section, I denotes a non-empty directed set (*) and denotes the partial order relation in I. Unless the contrary is expressly stated, all the inverse systems considered are indexed by I.
1. Inverse limits of algebraic structures
Let be an inverse system of sets, and suppose that each is endowed with an internal law of composition, everywhere defined, and written multiplicatively. Suppose also that the are homomorphisms with respect to these internal laws. Since
whenever and and belong to , it is clear that is a stable subset of the product , with respect to the internal law
Let be another inverse system of sets, indexed by I, and suppose that each carries an external law of composition, everywhere defined, written multiplicatively and having as a set of operators, such that whenever we have
for and . Then we can define an external law on , having as a set of operators, by defining ; restricting the set of operators to , we have an external law on with respect to which is again a stable subset. The internal (resp. external) law thus defined on is said to be the inverse limit of the internal (resp. external) laws of the . In the case of external laws, it may happen that all the are identical with the same set and
(*) The reader may easily verify that most of the definitions and results which precede Proposition 1 in this section remain valid if I is merely partially ordered.
that all the are identity mappings; then, since is a directed set, can be identified with .
It is immediately verified that the usual properties of associativity, commutativity, existence of an identity element for an internal law (provided that the map identity element to identity element), distributivity of an external law with respect to an internal law, etc., are preserved under passage to the inverse limit.
Let be a species of algebraic structure and let be the impoverished structure corresponding to . Whenever we speak of an inverse system of sets endowed with structures of species , we shall always suppose that the are homomorphisms for these structures. If we endow with the internal and external laws which are the respective inverse limits of the internal and external laws of the , then carries an algebraic structure of species . Naturally it remains to be seen in each particular case whether or not this structure is of species .
For example, if is an inverse system of groups (resp. rings), then is a subgroup (resp. subring) of , and is called the inverse limit of the system of groups (resp. rings).
Let be an inverse system of sets and let be an inverse system of groups; suppose that each has as a group of operators and that whenever we have
(I)
Again, let be an inverse system of rings and let be an inverse system of commutative groups; and suppose that each carries a left -module structure in such a way that whenever we have
(2)
Let be an inverse system of groups, and for each let be a subgroup of . If whenever , then the inverse system of subsets of is an inverse system of groups with respect to the restrictions of the , and is a subgroup of . If each is a normal subgroup of , then is a normal subgroup of . If is another inverse system of groups and, for each , is a homomorphism such that the form an inverse system of mappings, then, if is the kernel of , we have whenever ; is a homomorphism of into , and is the kernel of . If we put , then we have whenever , so that the form an inverse system of subgroups of the ; but is not necessarily the image of under [Exercise 1 c)].
We obtain analogous results by replacing "group" by "ring", "subgroup" by "ideal" (left or right); we leave to the reader the task of stating the analogous results for modules and algebras.
2. Inverse limits of topological groups and spaces with operators
We shall say that an inverse system is an inverse system of topological groups if the are topological groups and the are continuous homomorphisms. Then is a subgroup of the product group ; if we endow with the topological group structure induced by that of , then the topological group so obtained is called the inverse limit of the inverse system of topological groups . If the are Hausdorff (resp. Hausdorff and complete) then is Hausdorff and closed in (resp. Hausdorff and complete) (Chapter I, § 8, no. 2, Proposition 7, Corollary 2 and Chapter II, § 3, no. 5, Corollary to Proposition 10).
If is another inverse system of topological groups and if, for each , is a continuous homomorphism such that the form an inverse system of mappings, then is a continuous homomorphism of into (Chapter I, § 4, no. 4). The same results are valid when "topological group" is replaced by "topological ring"; we leave to the reader the task of stating the analogous results for topological modules (§ 6, no. 6).
Let be an inverse system of topological spaces, and let be an inverse system of topological groups. Suppose that each operates continuously on (§ 2, no. 4) and that the relations (i) hold for all and . We have seen (no. 1) that has as group of operators; furthermore, operates continuously on . For if (resp. ) is the canonical mapping (resp. ), then by definition
The mapping induced by and is therefore continuous (§ 2, no. 4), and so is the mapping defined by the (Chapter I, § 2, no. 3, Proposition 4).
Proposition 1
Suppose that the and the satisfy the above hypotheses.
a) If the stabilizer of each point of is a compact subgroup of for each , then the stabilizer of each point of is a compact subgroup of ; the orbit of (with respect to ) is canonically homeomorphic to the inverse limit of the orbits of the (with respect to ); and the canonical mapping is injective.
b) If, for each , every orbit of a point of (with respect to ) is compact, then every orbit of a point of (with respect to ) is relatively compact, and is surjective. If also is bijective, then every orbit of a point of is compact.
Let , and for each let be the orbit of . If , it follows from (i) and the relation that , and hence that is an inverse system of subsets of the . For each let be the continuous mapping ; the form an inverse system of mappings, and is the continuous mapping of into the subspace of . The hypothesis of a) implies that is compact for each . Since also is surjective, the conditions of Chapter I, § 9, no. 6, Proposition 8, Corollary 2 are satisfied, and the first two assertions of a) are therefore established. Hence, if and are such that and belong to the same orbit with respect to for each , then and belong to the same orbit with respect to , and therefore is injective.
Likewise, the hypothesis of b) implies that the inverse system of canonical mappings satisfies the conditions of Chapter I, § 9, no. 6, Proposition 8, Corollary 2, and therefore its inverse limit is surjective, and the inverse image under v of every point of is compact. Since v factorizes into
Corollary 1
If the are compact and the Hausdorff, then the conclusions of a) and b) are valid.
For the hypotheses of a) and b) are satisfied, since every closed subgroup of is compact and is a continuous mapping of a compact space into a Hausdorff space.
Corollary 2
If, for each , the group operates transitively on the space , and if the stabilizer of each point of is a compact subgroup of , then operates transitively on and the stabilizer of each point of is a compact subgroup of .
For hypothesis a) is satisfied, and for each .
Corollary 3
Suppose that the are Hausdorff. For each , let be a compact subgroup of , such that whenever . Then, if , the canonical mapping of the homogeneous space into is a homeomorphism.
The fact that is bijective follows from Corollary 1, applied by replacing by , and by operating by right translations (§ 2, no. 5). Let be the canonical mapping , and for each let be the canonical mapping . If, for each , runs through a fundamental system of open neighbourhoods of the identity element of , then the sets ( and variable) form a fundamental system of neighbourhoods of the identity element in (Chapter I, § 4, no. 4, Proposition 9), and the sets form a fundamental system of neighbourhoods of in . We have to show that the image of under contains a neighbourhood of , that is that there exists and a neighbourhood of in such that . Now, the relation is equivalent to the existence of in such that , i.e. ; so that . Let ; we shall see that there exists such that if we put , we have ; it will then follow that there is a neighbourhood of in such that (Chapter II, § 4, no. 3, Corollary to Proposition 4), and this will establish the desired relation
We proceed by reductio ad absurdum: for each , let denote ; since if , the form an inverse system of compact subsets of the (for ). If they were all non-empty, then their inverse limit would also be non-empty (Chapter I, § 9, no. 6, Proposition 8). It is clear that and ; but this is absurd since , and the proof is therefore complete.
3. Approximation of topological groups
Let be a group and let be a family of normal subgroups of such that whenever . For each let , and for let be the canonical homomorphism , which therefore maps a coset of in to the coset of in . Clearly is an inverse system of groups; the elements of are families , where is a coset of in for each , and whenever . The mapping of into is the inverse limit of the canonical homomorphisms and is therefore a homomorphism of into , and the inverse image under of an element is equal to . The kernel of is therefore , and the image of consists of all families whose intersection is non-empty.
Now suppose that is a topological group; if we give each the quotient topology, it is clear that is an inverse system of topological groups, and that is a continuous homomorphism.
Proposition 2
Let be a topological group and let be a family of normal subgroups of such that whenever , and which satisfy the following condition:
(AP) For each , is closed in and every neighbourhood of the identity element in contains one of the (in other words, the filter base formed by the converges to ).
Then the mapping is a strict morphism of onto ; is Hausdorff and is dense in ; and finally the kernel of is the closure of in . If in addition one of the is complete, then is surjective.
Clearly the are Hausdorff (§ 2, no. 5, Proposition 13), hence so is (since it is a subspace of ). The kernel of is the intersection of the and is therefore a closed subgroup of . Since each neighbourhood of contains some , it contains and therefore [§ 3, no. 1, formula (1)] is the closure of . Let us next show that is dense in . Let be the canonical mapping , which is the restriction to of the projection ; is the canonical mapping . If is any non-empty open set of , then there is an index and a non-empty open set in such that (Chapter I, § 4, no. 4, Proposition 9); therefore
To see that is a strict morphism of onto , consider a neighbourhood of in . There is a neighbourhood of in such that , and an index such that ; it follows that contains . Since is a neighbourhood of the identity element in , the result follows.
Finally, suppose that there is an index such that is complete. To show that is surjective it is enough to prove that every family has a non-empty intersection. Since is obtained by translation from , it is a complete subspace of (with respect to both the right and the left uniformities). Moreover, since every neighbourhood of in contains one of the , the corresponding set is (or ) small, and hence the set of contained in is a Cauchy filter base; therefore it converges in , and since the are closed in (since they are translations of the ), their intersection is not empty.
Q.E.D.
Corollary 1
If the condition (AP) is satisfied and if in addition the (Hausdorff) groups are complete, then the group has a Hausdorff completion which can be identified with ; and the mapping is then identified with the canonical mapping (, no. 3, Proposition 5).
For is then complete (no. 2), and Proposition 2 shows that is isomorphic with the Hausdorff group associated with ; since it is dense in , the corollary follows (, no. 3, Proposition 5). In particular:
Corollary 2
Let be a group and let be a family of normal subgroups of , directed with respect to the relation . If we endow with the group topology for which the form a fundamental system of neighbourhoods of the identity element , then the Hausdorff group associated with is isomorphic to ; has a completion ; and the canonical mapping extends to an isomorphism of onto .
The subgroup of is open and therefore also closed ( 2, no. 1, Corollary to Proposition 4), and is discrete ( 2, no. 6, Proposition 18); hence the conditions of Corollary 1 are satisfied.
For the remainder of this sub-section we shall assume that is Hausdorff and that is a family of compact normal subgroups of , which is directed with respect to the relation and which satisfies the condition (AP); by virtue of Proposition 2, the mapping
is then an isomorphism of topological groups which permits us to identify and . We denote by the canonical mapping .
Lemma 1
Under the hypotheses of Proposition 2, if is any closed subset of we have* .
For is the intersection of the sets where runs through the neighbourhood filter of [ 3, no. 1, formula (1)], and every neighbourhood of contains an ; whence the result, since .
Proposition 3
Suppose that is Hausdorff and that the are compact and satisfy* (AP).
a) *Let be a closed subgroup of ; then, for each , the subgroup of is closed, and the isomorphism of onto gives by restriction an isomorphism of onto . If also is normal in , then is normal in for each , and by passing to the quotients, induces an isomorphism of onto .
b) *Conversely, for each let be a closed subgroup of , such that whenever . Then there is a unique closed subgroup of such that for each ; and if in addition is normal in for each , then is normal in .
a) Since is compact, is closed in ( 4, no. 1, Proposition 1, Corollary 1) and therefore is closed in . Since identifies the topological groups and , and since may be identified with a (topological) subgroup of , identifies the subgroup of with , and to prove the first assertion it is enough to remark that by Lemma 1. On the other hand, if is normal, then for each the mapping induced by is a surjective strict morphism ( 2, no. 8, Remark 3), whose kernel is the compact normal subgroup of , the canonical image of the compact subgroup of . Since the subgroups of satisfy condition (AP) (§ 2, no. 8, Proposition 24), and since is Hausdorff, the last assertion of a) is a consequence of Proposition 2.
b) Let be the restriction of to (). Then is an inverse system of topological groups, whose inverse limit can be identified with the subgroup of . By hypothesis, is surjective and its kernel is the compact subgroup of ; consequently (Chapter I, § 9, no. 6, Corollary 1 to Proposition 8) we have for all . If is another closed subgroup of such that for all , then , whence (Lemma 1) . Finally, the last assertion of b) follows from the formula , since the are now normal subgroups of .
Proposition 4
Suppose that is Hausdorff, the are compact and that (AP) is satisfied. If is the identity component of , then the identity component of can be identified with , and we have .
The proposition is a consequence of the following lemma:
Lemma 2
Let be a Hausdorff topological group and let be a compact normal subgroup of , and the canonical mapping . If is the identity component of , then is the identity component of .
Once this lemma is established, we shall have for each , and since is a closed subgroup of (§ 2, no. 2, Proposition 7) it suffices to apply Proposition 3 a).
To prove the lemma, notice first that if is the component of the identity element in , then since is connected. Suppose that . Since is a closed normal subgroup of (§ 2, no. 2, Proposition 7), is a normal subgroup of ; if is the canonical mapping , then is connected and does not consist of the identity element alone; hence the identity component of does not consist of the identity element alone. But is isomorphic to , hence to , and consequently also to (§ 2, no. 7, Corollary to Proposition 22, and Proposition 20). Now, is Hausdorff and totally disconnected (Chapter I, § 11, no. 5, Proposition 9), and , being the canonical image of the compact normal subgroup of , is a compact subgroup of . It is therefore sufficient to prove Lemma 2 under the additional hypothesis that is totally disconnected, i.e. .
Suppose then that ; replacing by its subgroup , which is totally disconnected and contains , we may suppose that is connected and does not consist of a single point.
Let be the set of closed subgroups of such that . We shall show that the set , ordered by the relation , is inductive. Indeed, if is a linearly ordered subset of , then for each the set of sets with is a filter base formed of closed sets in the compact space ; hence the intersection of these sets is not empty, which shows that the intersection of the subgroups belongs to . Applying Zorn's lemma, we see therefore that has a minimal element . Since is compact, is isomorphic to (§ 4, no. 1, Proposition 1, Corollary 3); since is totally disconnected and is compact, we see that we may replace by ; in other words, we may suppose in addition that there is no closed subgroup such that .
Now let be the intersection of the neighbourhoods of the identity element which are both open and closed in , and let us show that is a closed subgroup of . Clearly is closed in ; hence it is enough to show that . But if and if is an open and closed neighbourhood of in , then so is ; for otherwise would belong to the complement of in , which is again open and closed, and we should have ; hence , contrary to hypothesis. It follows that , the intersection of the sets as runs through the open and closed neighbourhoods of in , contains ; in other words, , which proves our assertion. Since is totally disconnected and , we have . But if is an open and closed neighbourhood of in , then is also open and closed in (§ 4, no. 1, Corollary 1 to Proposition 1), hence is both open and closed in , and this implies that by virtue of the hypothesis. We shall conclude from this that , which will give us the desired contradiction and complete the proof of the lemma. Indeed, for each , meets every neighbourhood of which is both open and closed, hence also meets the intersection of these neighbourhoods, since the sets form a filter base consisting of closed sets in the compact space .
Q.E.D.
Remark
If the subgroup is compact for some , then is compact for all , because it is a closed subgroup of . Since the set of all such that is cofinal in , it makes essentially no difference, in the study of the group , whether we suppose that one of the is compact or that all the are compact.
4. Application to inverse limits
Proposition 5
Let* be an inverse system of Hausdorff topological groups such that the are surjective strict morphisms with compact kernels. Then for each the canonical mapping of into is a surjective strict morphism whose kernel is compact.
The facts that is surjective and that its kernel is compact are consequences of Chapter I, § 9, no. 6, Corollary 1 to Proposition 8. It remains to show that is a strict morphism. Let (resp. ) denote the identity element of (resp. ). Each neighbourhood of in contains a set of the form , where is a neighbourhood of in , and we may suppose that ; since is a surjective strict morphism, is a neighbourhood of in , and since is surjective, we have , whence
this shows that is a neighbourhood of in .
If , then each is a compact normal subgroup of ; the clearly satisfy the condition (AP) of no. 3; and can be identified with . In particular Propositions 3 and 4 of no. 3 apply to and the .
Corollary 1
Let* be an inverse system of topological groups which satisfies the hypotheses of Proposition 5; let be an inverse system of topological groups, and for each let be a surjective strict morphism with compact kernel, such that the from an inverse system of mappings. Then is a strict morphism of onto , and its kernel is compact.
Let be the kernel of . is then the kernel of the surjective strict morphism ; since is isomorphic to (§ 2, no. 7, Proposition 20), is a compact normal subgroup of (§ 4, no. 1, Corollary 2 to Proposition 2). The kernel of is the intersection of the . Let denote the canonical mapping ; then we can write , where is a strict morphism of onto , whose kernel is . Since the intersection of the is the identity element of , and since the form a filter base and are compact, this filter base converges to the identity element of (Chapter I, § 9, no. 1, Corollary to Theorem 1). Proposition 2 of no. 3 then shows that is an isomorphism of onto ; it follows that is a strict morphism of onto , with kernel . But it is clear that , and thus the corollary is proved.
Corollary 2
Let* be an inverse system of topological groups which satisfies the conditions of Proposition 5, and let be a topological group in which there is a neighbourhood of the identity element which contains no subgroup of other than . Then if is any continuous homomorphism, there is an index and a continuous homomorphism such that .
For since is a neighbourhood of in , there is an index and a neighbourhood of in such that . Hence , and since is a subgroup of , it follows that . Since may be identified with the canonical mapping , the corollary is a consequence of the canonical factorization of a continuous homomorphism (§ 2, no. 8).
Exercises
See the exercises for § 7.