2. Fundamental topological properties of the real line
1. Archimedes' axiom
The topological properties of the real line which are the subject of this section are all consequences of the following theorem:
Theorem 1
If and are any two real numbers > 0, then there is an integer such that .
There exist two rational numbers and such that and , since the open intervals ] and ] are not empty ( I, no. 4, Proposition 4); take such that , and we have .
Remark
An axiomatic construction of the theory of real numbers will be found in Chapter V, 2, in which Theorem 1 appears as an axiom; for more details about this axiom, see the Historical Note to Chapter IV.
2. Compact subsets of
Theorem 2 (Borel-Lebesgue)
For a subset of the real line to be compact it is necessary and sufficient that it be closed and bounded.
1) The condition is necessary. Let be a compact subset of and let be a real number . The set is closed (Chapter I, 9, no. 3, Proposition 4) and there exists a finite number of points () of such that is contained in the union of the neighbourhoods (Chapter I, 9, no. 3). Let be the maximum of the numbers ; then we have .
2) The condition is sufficient. It is enough to show that every interval () is compact, and since this interval is a closed subset of a complete uniform space, it is enough to show that, for each , we can cover by a finite number of intervals of the form (Chapter II, 4, no. 2, Corollary to Theorem 3). Now, let be an integer such that ; if and if is the largest integer (positive or negative) such that , then we have and . Hence the intervals () form a covering of the required type.
Corollary 1
A subset of the real line is relatively compact if and only if it is bounded.
Corollary 2
The real line is a locally compact space and is not compact.
Remark
Theorem 2 is often referred to as the "Heine-Borel Theorem"; see the Historical Notes to Chapters II and IV.
3. Least upper bound of a subset of
Theorem 3
Every non-empty subset of the real line which is bounded above (resp. bounded below) has a least upper bound (resp. greatest lower bound).
Let be a non-empty subset of , bounded above, and let be an upper bound of , so that . For each consider the set of numbers which belong to ; the sets form a filter base on , since if . Let be a point of . For each belonging to , is contained in the compact interval and thus the filter base has a cluster point . Since the intervals are closed, belongs to their intersection and therefore is an upper bound of . But, on the other hand, every upper bound of is , otherwise the neighbourhood of would not contain any point of . Hence is the least upper bound of .
We can argue similarly for a non-empty set bounded below, or else simply remark that is non-empty and bounded above, and that if is the least upper bound of , then is the greatest lower bound of .
The least upper bound of can be characterized by the following two properties: (i) For each . (ii) For each , there exists such that .
The least upper bound of a closed set (non-empty and bounded above) belongs to the set and is its greatest element; and the least upper bound of any non-empty subset of which is bounded above may be defined as the largest real number in the closure of .
4. Characterization of intervals
Proposition 1
A non-empty subset of is an interval if and only if, whenever and are any two points of such that , the closed interval is contained in *.
The condition is clearly necessary. Conversely, suppose that it is satisfied. If is neither bounded above nor below it must be the whole of , for if is any point of there are then two points of such that . If is bounded above but not below, let be its least upper bound; then for any there exist and in such that , hence , and therefore can only be one of the two intervals . The argument is similar in the other cases.
5. Connected subsets of
Theorem 4
A subset of is connected if and only if is an interval.
i) The condition is necessary. Suppose that is connected: if consists of a single point, it is an interval. If has more than one point, let and be two points of such that ; by Proposition 1 of no. 4 it is enough to show that every such that belongs to . Now, if we should have ; but is the union of two disjoint open sets ] and , each of which meets , and therefore would not be connected, contrary to hypothesis.
2) The condition is sufficient. Let us show first that every compact interval is connected. For each integer , let be the entourage consisting of all pairs such that ; by Proposition 6 of Chapter II, § 4, no. 4, it is enough to show that every pair of points of can be joined by a -chain. Let be the greatest integer such that and let be the greatest integer such that ( and exist by reason of Theorem 1 of no. 1); then . If then and the points and form a -chain. If , put (); we have , and , hence the points form a -chain joining and .
If now is any interval not consisting of a single point, and if and are any two points of such that , then the interval is contained in and is connected, and hence is connected.
Corollary 1
The real line is a connected and locally connected space.
Corollary 2
The only compact connected subsets of are the bounded closed intervals.
By Theorem 4, a subset of which does not contain any interval consisting of more than one point is totally disconnected; this is true, for example, of the set of rational numbers, since the set of irrational numbers is dense in .
Proposition 2
Every non-empty open set in is the union of a countable family of mutually disjoint open intervals.
Let be a non-empty open set in . Since is locally connected, every component of is a connected open set (Chapter I, § 11, no. 6, Proposition 11) and therefore an open interval by Theorem 4. Any two of these open intervals are disjoint; on the other hand, each of them contains a rational number; hence the set of these intervals has a power less than or equal to that of , i.e. is countable.
It follows that every closed set in is the complement of the union of a (finite or infinite) sequence of mutually disjoint open intervals. These intervals are said to be contiguous to the closed set under consideration. Conversely, given such a sequence of intervals, the complement of their union is a closed set to which these intervals are contiguous.
Example
Let us define by induction a countable family of mutually disjoint open intervals as follows: The integer takes all values , and for each value of , takes the values . All the intervals are contained in
Figure 3.
If is the complement of the union of the , the closed set is called Cantor's triadic set. Clearly is compact (no. 2, Theorem 2); also is totally disconnected. For if contained an interval of length , then would be contained in some interval ; hence its length would be for each , which is absurd.
6. Homeomorphisms of an interval onto an interval
Theorem 5
Let I be an interval in R. Then a mapping f of I into R is a homeomorphism of I onto f(I) if and only if f is strictly monotonic and continuous on I; and f(I) is then an interval in R.
1) The condition is necessary. Let and be two points of I such that , and suppose for example that . Let us show that is strictly increasing on I. First, if then we must have ; if, for example, we had then the image of the interval under would be a connected set (Chapter I, , no. 2, Proposition 4) and would therefore contain the interval ; hence there would exist such that , contrary to the hypothesis that is injective
It follows that if and are any two points of I such that , then ; for we have if , if , and if ; repeating the argument with in place of respectively, we see that .
2) The condition is sufficient. Suppose that is continuous and strictly monotonic on I (say, strictly increasing): is connected and is therefore an interval, and since is strictly increasing, is a bijective mapping of I onto . Moreover, the image under of an open interval in I is an open interval in , and therefore (§ 1, no, 4, Proposition 5) is a homeomorphism of I onto .
Remark
The first part of the preceding proof shows in fact that a continuous injective mapping of I into is strictly monotonic; from the second part of the proof it therefore follows that every continuous injective mapping of an interval I into is a homeomorphism of I onto .
Exercises
See the exercises for § 2.