Bourbaki

4. The extended real line

1. Homeomorphisms of open intervals of R\mathbf{R}

Proposition 1

All non-empty open intervals of R\mathbf{R} are homeomorphic to R\mathbf{R}.

Consider first a bounded open interval I=]a,b[I = ]a, b[ (a<ba < b). For each x∈Ix \in I put f(x)=−(1x−a+1x−b)f(x) = -\left( \frac{1}{x-a} + \frac{1}{x-b} \right). This function is continuous and strictly increasing on II, for we have seen that 1x−b\frac{1}{x-b} is strictly decreasing in ]−,b[]-, b[ and 1x−a\frac{1}{x-a} strictly decreasing in ]a,→[]a, \to[. It follows that ff is a homeomorphism of II onto an interval f(I)f(I) of R\mathbf{R} (§ 2, no. 6, Theorem 5). f(I)f(I) is neither bounded above nor below; if, for example, we had f(x)≤cf(x) \leq c for all x∈Ix \in I, it would follow that 1−b−xx−a≤c(b−x)1 - \frac{b-x}{x-a} \leq c(b-x), since b−x>0b-x > 0; and this leads to a contradiction when xx is sufficiently near bb (by virtue of the continuity of the two sides of the inequality, which are rational functions, at the point bb). Hence f(I)=Rf(I) = \mathbf{R}, and therefore every bounded open interval is homeomorphic to R\mathbf{R}. Let gg be the inverse of ff: it maps every unbounded open interval of R\mathbf{R} onto an interval JJ contained in II and open in II. Since II is open in R\mathbf{R}, JJ is also open in R\mathbf{R}; since it is bounded, it is homeomorphic to R\mathbf{R}; and thus we have proved that every unbounded open interval is homeomorphic to R\mathbf{R}.

Remark

To show that all bounded open intervals are homeomorphic to each other, it would be enough to remark that, if a≠ba \neq b and a′≠b′a' \neq b', there is a homeomorphism of R\mathbf{R} onto itself, of the form x→ax+βx \to ax + \beta (and only one) which maps aa to a′a' and bb to b′b', and hence maps the open (resp. half-open, closed) interval with end-points a,ba, b onto the open (resp. half-open, closed) interval with end-points a′,b′a', b'; the reader may easily verify this by calculating α\alpha and β\beta.

2. The extended line

We shall now define, by adjoining two new elements to R\mathbf{R}, a topological space R‾\overline{\mathbf{R}} such that every homeomorphism of R\mathbf{R} onto a bounded open interval II of R\mathbf{R} can be extended to a homeomorphism of R‾\overline{\mathbf{R}} onto the closed interval having the same end-points as II.

Let R‾\overline{\mathbf{R}} be the set obtained by adjoining (Set Theory, R, § 4, no. 5) two new elements to R\mathbf{R}, denoted by −∞-\infty and +∞+\infty. We extend the ordering on R\mathbf{R} to R‾\overline{\mathbf{R}} by putting −∞<a-\infty < a and a<+∞a < +\infty for all a∈Ra \in \mathbf{R}, and −∞<+∞-\infty < +\infty; it is clear that we thus obtain a linearly ordered set, whose ordering induces the ordering of the real line on R\mathbf{R}. Next, consider the topology on R‾\overline{\mathbf{R}} generated by the set of open intervals of R‾\overline{\mathbf{R}}. Since the trace on R\mathbf{R} of an open interval of R‾\overline{\mathbf{R}} is an open interval of R\mathbf{R}, this topology induces on R\mathbf{R} the topology of the real line.

Definition 1

The set* R‾\overline{\mathbf{R}} *endowed with the order structure and the topology defined above is called the extended real line.

When using the extended line R‾\overline{\mathbf{R}} it is often convenient to refer to its points as real numbers, by abuse of language; the points of R\mathbf{R} are then called finite real numbers. We shall adopt this convention in this section and the three following sections of this chapter; whenever we adopt this convention in future we shall indicate explicitly to which part of the text it extends.

If aa is a finite real number, the intervals [a,+∞[[a, +\infty[ and ]—∞,a]\infty, a] (resp. ]a,+∞[a, +\infty[ and ]—∞,a[\infty, a[) of R‾\overline{\mathbf{R}} are contained in R\mathbf{R} and coincide with the intervals of R\mathbf{R} hitherto denoted by [a,→[[a, \rightarrow[ and ]←,a]\leftarrow, a] (resp. ]a,→[a, \rightarrow[ and ]←,a[\leftarrow, a[); this new notation is much more often used. Again, R\mathbf{R} coincides with the interval ]—∞,+∞[\infty, +\infty[ of R‾\overline{\mathbf{R}}, and is sometimes so denoted.

Proposition 2

Every homeomorphism* ff of R\mathbf{R} onto an interval ]a,b[a, b[ can be extended to a homeomorphism f‾\overline{f} of R‾\overline{\mathbf{R}} onto [a,b][a, b]. If ff is an increasing function, then f‾\overline{f} is an order isomorphism of R‾\overline{\mathbf{R}} onto [a,b][a, b].

Let ff be an increasing homeomorphism. If we extend ff to R\mathbf{R} by putting f‾(−∞)=a\overline{f}(-\infty) = a and f‾(+∞)=b\overline{f}(+\infty) = b, it is obvious that f‾\overline{f} is a strictly increasing mapping (and therefore a bijection) of R‾\overline{\mathbf{R}} onto [a,b][a, b]. Hence f‾\overline{f} maps every open interval of R‾\overline{\mathbf{R}} onto an interval which is open with respect to [a,b][a, b], and is therefore a homeomorphism of R\mathbf{R} onto [a,b][a, b] by reason of Definition 1 and Proposition 5 of § 1, no. 4.

If ff is decreasing, we apply what has been proved to the increasing homeomorphism x→−f(x)x \to -f(x) of R\mathbf{R} onto ]−b,−a[-b, -a[.

All the properties of the interval [a,b][a, b] obtained in § 2, which involve only the order structure and the topology of the interval, can therefore be transported to R‾\overline{\mathbf{R}}; hence the following propositions:

Proposition 3

The extended real line is compact.

Hence (Chapter II, § 4, no. 1, Theorem 1) there is a unique uniformity on R‾\overline{\mathbf{R}} compatible with its topology; this uniformity is isomorphic with the uniformity induced on [a,b][a, b] by the additive uniformity of R\mathbf{R}. But it should be remarked that the uniformity induced on R\mathbf{R} by that of R‾\overline{\mathbf{R}} is not the additive uniformity of R\mathbf{R} (although it is compatible with the topology of the real line); for R\mathbf{R} is a complete space with respect to its additive uniformity, but is not a complete subspace of R‾\overline{\mathbf{R}}, since it is not closed in R‾\overline{\mathbf{R}}.

Proposition 4

Every non-empty subset of* R‾\overline{\mathbf{R}} *has a least upper bound and a greatest lower bound.

The least upper bound (resp. greatest lower bound) of a non-empty subset AA of R\mathbf{R} is denoted by sup⁡A\sup A (resp. inf⁡A\inf A). Clearly

(1)

inf⁡A≤sup⁡A. \inf A \leq \sup A.

If A⊂BA \subset B, then sup⁡A≤sup⁡B\sup A \leq \sup B and inf⁡A≥inf⁡B\inf A \geq \inf B (Set Theory, Chapter III, § 1, no. 9, Proposition 4).

Proposition 5

A subset AA of R‾\overline{\mathbf{R}} is connected if and only if AA is an interval.

Corollary

The extended real line is a connected, locally connected space.

Proposition 6

A mapping ff of an interval II of R‾\overline{\mathbf{R}} into R‾\overline{\mathbf{R}} is a homeomorphism of II onto f(I)f(I) if and only if ff is strictly monotonic and continuous on II; f(I)f(I) is then an interval of R‾\overline{\mathbf{R}}.

Finally, the functions sup⁡(x,y)\sup(x, y) and inf⁡(x,y)\inf(x, y) are continuous on R‾×R‾\overline{\mathbf{R}} \times \overline{\mathbf{R}}.

3. Addition and multiplication in R‾\overline{\mathbf{R}}

Note first that the function −x-x can be extended by continuity to R‾\overline{\mathbf{R}}, according to the formulae −(−∞)=+∞-(-\infty) = +\infty and −(+∞)=−∞-(+\infty) = -\infty; the function thus extended is a homeomorphism of R‾\overline{\mathbf{R}} onto itself.

Next, consider, the functions x+yx + y and xyxy, defined on R×R\mathbf{R} \times \mathbf{R}, with values in R\mathbf{R}; by considering that they take their values in the topological space R‾\overline{\mathbf{R}}, we shall see that they too can be extended by continuity at certain points of R‾×R‾\overline{\mathbf{R}} \times \overline{\mathbf{R}}.

So far as x+yx + y is concerned, let A′=]−∞,+∞]A' = ]-\infty, +\infty] and A′′=[−∞,+∞[A'' = [-\infty, +\infty[. Then we have the following proposition:

Proposition 7

The function x+yx + y can be extended by continuity to each of the sets A′×A′A' \times A' and A′′×A′′A'' \times A'', according to the formulae

(2){x+(+∞)=(+∞)+x=+∞(x≠−∞),x+(−∞)=(−∞)+x=−∞(x≠+∞). (2) \begin{cases} x + (+\infty) = (+\infty) + x = +\infty & (x \neq -\infty), \\ x + (-\infty) = (-\infty) + x = -\infty & (x \neq +\infty). \end{cases}

Let us show, for example, that as (x,y)(x, y) tends to the point (a,+∞)(a, +\infty) (a≠−∞a \neq -\infty) while remaining in R×R\mathbf{R} \times \mathbf{R}, x+yx + y tends to +∞+\infty. There exists a finite number b<ab < a, and the interval ]b,+∞[]b, +\infty[ is a neighbourhood of aa in R\mathbf{R}; given any finite cc, the relations x>bx > b and y>c−by > c - b imply x+y>cx + y > c, and this shows that x+yx + y is as near as we please to +∞+\infty whenever (x,y)(x, y) is near enough to (a,+∞)(a, +\infty). The argument is similar in the other cases.

On the contrary, x+yx + y has no limit at the points (−∞,+∞)(-\infty, +\infty) and (+∞,−∞)(+\infty, -\infty) of R‾×R‾\overline{\mathbf{R}} \times \overline{\mathbf{R}}. For if x+yx + y had limit kk (finite or infinite) as (x,y)(x, y) tends to (+∞,−∞)(+\infty, -\infty) while remaining in R×R\mathbf{R} \times \mathbf{R}, it would follow that, for each finite aa, the function (x+a)−x(x + a) - x would tend to kk as xx tends to +∞+\infty while remaining in R\mathbf{R}; and this is absurd, since (x+a)−x=a(x + a) - x = a and aa is arbitrary.

The function x+yx + y maps A′×A′A' \times A' (resp. A′′×A′′A'' \times A'') into A′A' (resp. A′′A''). It is therefore a law of composition on A′A' (resp. A′′A'') which extends the law of addition on R\mathbf{R}. By the principle of extension of identities (Chapter I, , no. 1, Corollary 1 to Proposition 2) this law is commutative and associative; o is the identity element for this law; and the only non-regular element (Algebra, Chapter I, § 2, no. 2) of A′A' is +∞+ \infty, by formulae (2)

If x,y,z,tx, y, z, t are points of R‾\overline{\mathbf{R}} such that x≤yx \leq y and z≤tz \leq t, then x+z≤y+tx + z \leq y + t whenever both sides of this inequality are defined.

Note that in R‾\overline{\mathbf{R}} the relation x<yx < y implies x+z<y+zx + z < y + z only if zz is finite, by formulae (2); it is easily verified that the relations x<yx < y and z<tz < t imply x+z<y+tx + z < y + t whenever both sides of this inequality are defined.

In R‾\overline{\mathbf{R}} we put x+=sup⁡(x,0),x−=sup⁡(−x,0),∣x∣=sup⁡(x,−x)x^+ = \sup (x, 0), x^- = \sup (-x, 0), |x| = \sup (x, -x); thus (+∞)+=(−∞)−=+∞(+\infty)^+ = (-\infty)^- = +\infty and (+∞)−=(−∞)+=0(+\infty)^- = (-\infty)^+ = 0, and ∣+∞∣=∣−∞∣=+∞|+\infty| = |- \infty| = +\infty. The sums x+−x−x^+ - x^- and x++x−x^+ + x^- are defined for all x∈R‾x \in \overline{\mathbf{R}} and are therefore equal to xx and ∣x∣|x| respectively by the principle of extension of identities. Also, whenever the sum x+yx + y is defined, we have ∣x+y∣≤∣x∣+∣y∣|x + y| \leq |x| + |y|.

Note on the contrary that formulae (6) and (7) of § 1, no. 1 may no longer make sense for certain values of xx and yy in R‾\overline{\mathbf{R}}; for example, if x=−∞x = -\infty and y=0y = 0 we have sup⁡(x,y)=0\sup (x, y) = 0, but the sum x+(y−x)+x + (y - x)^+ is not defined, because (y−x)+=+∞(y - x)^+ = +\infty.

Let R‾∗\overline{\mathbf{R}}^* denote the complement of o in R‾\overline{\mathbf{R}}. Then the analogue of Proposition 7 for multiplication runs as follows:

Proposition 8

The function xy can be extended by continuity to the set R‾∗×R‾∗\overline{\mathbf{R}}^* \times \overline{\mathbf{R}}^* according to the formulae

{x.(+∞)=(+∞).x={+∞if x>0−∞if x<0x.(−∞)=(−∞).x={−∞if x>0+∞if x<0. \begin{cases} x.(+\infty) = (+\infty).x = \begin{cases} +\infty & \text{if } x > 0 \\ -\infty & \text{if } x < 0 \end{cases} \\ x.(-\infty) = (-\infty).x = \begin{cases} -\infty & \text{if } x > 0 \\ +\infty & \text{if } x < 0. \end{cases} \end{cases}

(3)

We leave the proof to the reader; it is analogous to the proof of Proposition 7.

Likewise, we see that xyxy has no limit at the points (0,+∞),(+∞,0),(0,−∞),(−∞,0)(0, +\infty), (+\infty, 0), (0, -\infty), (-\infty, 0) of R‾×R‾\overline{\mathbf{R}} \times \overline{\mathbf{R}}.

The function xyxy is a law of composition on R‾∗\overline{\mathbf{R}}^* which extends the law of multiplication on R\mathbf{R}; this law is associative and commutative (principle of extension of identities); it has 1 as identity element; and the non-regular elements in R‾∗\overline{\mathbf{R}}^* are +∞+\infty and −∞-\infty.

If x≤yx \leq y and z>0z > 0 we have xz≤yzxz \leq yz whenever both sides of this inequality are defined. If the product xyxy is defined, then so is ∣x∣⋅∣y∣|x| \cdot |y| and we have ∣xy∣=∣x∣⋅∣y∣|xy| = |x| \cdot |y|.

Finally, the distributivity formula

x(y+z)=xy+xz x(y + z) = xy + xz

is still valid, by virtue of the principle of extension of identities, whenever all the operations which figure on either side are defined.

Note that it can happen that the left-hand side of (4) is defined while the right-hand side is not: for example, consider the case where x=+∞x = +\infty, y=2y = 2 and z=−1z = -1. The distributivity formula should therefore be used with caution in R‾\overline{\mathbf{R}}.

Exercises

See the exercises for § 4.

Transcribed from the printed volume. Not translated.