Bourbaki

Lemma 1

Tag 02OQ, permanent. Cite it as [Bourbaki, Tag 02OQ].

Théories spectrales, chapter III, § 1. Applications linéaires compactes

There exists an element aa of A such that the kernel of ha−1Eha-1_E is not reduced to 0.

There exists an element x0x_0 of E such that h(x0)≠0h(x_0)\not = 0. Let V be a closed neighbourhood of h(x0)h(x_0) not containing 0. Since the endomorphism hh is compact, one can choose a convex open neighbourhood U of x0x_0 such that h(U)h(U) is a relatively compact subset of V. The closure C of h(U)h(U) is therefore a compact convex subset of E; since it is contained in V, it does not contain 0.

Let yy be a point of C. Let AyAy denote the set of images of yy under the elements of A. It is a vector subspace of E stable under A; it is nonzero since it contains yy. By assumption (i) of the theorem, the set AyAy is dense in E. There therefore exists an element bb of A such that b(y)∈Ub(y)\in U. Since the set C is compact, there exists a

−1-1

finite family (b1,...,bn)(b_1, . . . , b_n) of elements of A such that the sets bi(U)b_i(U) cover C. There exists a continuous partition of unity (φ1,...,φn)(\varphi_1, . . . , \varphi_n) on C subordinate to this covering (TG, IX, p. 47, th. 3). Define a mapping f:C→Ef: C\rightarrow E by putting

f(x)=∑i=1nφi(x)bi(x) f(x) =\sum_{i=1}^n\varphi_i(x)b_i(x)

for every x∈Cx\in C; it is a continuous mapping. Since U is convex and bi(x)b_i(x) belongs to U when φi(x)\varphi_i(x) is not zero, we have f(C)⊂Uf(C)\subset U and h(f(C))⊂Ch(f(C))\subset C. By Leray-Schauder's theorem (Theorem 2 of III, p. 11), there exists an element x∈Cx\in C such that h(f(x))=xh(f(x)) =x. Put then

a=∑i=1nφi(x)bi a=\sum_{i=1}^n\varphi_i(x)b_i

We have h(a(x))=h(f(x))=xh(a(x)) =h(f(x)) =x and xx is nonzero since 0 does not belong to C, hence the kernel of ha−1Eha-1_E is nonzero.

Let us complete the proof of Theorem 3. Let aa be an element of A such that the kernel T of ha−1Eha-1_E is nonzero (Lemma 1). Let ii denote the canonical injection of T into E. The linear mapping ii is equal to h∘a∘ih\circ a\circ i, and is therefore compact. Hence the dimension of T is finite (Remark 3 of III, p. 2). Let uu be an element of L(E)\mathscr{L}(E) which commutes with A. Since uu commutes with h∘ah\circ a, we have u(T)⊂Tu(T)\subset T. Since T is of nonzero finite dimension over the algebraically closed field C\mathbf{C}, the endomorphism of T induced by uu has an eigenvalue λ\lambda.

Put F = Ker(u−λ1Eu-\lambda 1_E). It is a closed nonzero vector subspace of E; it is stable under A, since uu commutes with the elements of A. By assumption (i), we have F = E, whence u=λ1Eu=\lambda 1_E.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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