Bourbaki

Lemma 5

Tag 02S2, permanent. Cite it as [Bourbaki, Tag 02S2].

Théories spectrales, chapter III, § 3. Endomorphismes de Fredholm et endomorphismes de Riesz

Let u′u' be an element of L(E)\mathscr{L}(E). Put v′=1F+p∘u′∘qv'= 1_F+p\circ u'\circ q. If u′u' is an inverse of uu, then v′v' is an inverse of vv. If u′u' is a quasi-inverse of uu, then v′v' is a quasi-inverse of vv. If u′u' commutes with uu, then v′v' commutes with vv.

Using formulas (6), we calculate

v−v′∘v=−p∘u′∘q∘v=−p∘u′∘u∘q v-v'\circ v=-p\circ u'\circ q\circ v=-p\circ u'\circ u\circ q
v−v∘v′=−v∘p∘u′∘q=−p∘u∘u′∘q v-v\circ v'=-v\circ p\circ u'\circ q=-p\circ u\circ u'\circ q

whence

1F−v′∘v=p∘(1E−u′∘u)∘q 1_F-v'\circ v=p\circ (1_E-u'\circ u)\circ q
1F−v∘v′=p∘(1E−u∘u′)∘q 1_F-v\circ v'=p\circ (1_E-u\circ u')\circ q

which proves the lemma.

Let us prove Prop. 10. Taking Lemma 4 into account, it is enough to prove assertion a) for n=1n= 1. By formulas (6), the mappings pp and qq define by passing to the subspaces continuous linear mappings p′:p': Ker(uu)→\rightarrow Ker(vv) and q′:q': Ker(vv)→\rightarrow Ker(uu), and by passing to the quotients continuous linear mappings p′′:p'': Coker(uu)→\rightarrow Coker(vv) and q′′:q'': Coker(vv)→\rightarrow Coker(uu).

Since 1E−u=q∘p1_E-u=q\circ p and 1F−v=p∘q1_F-v=p\circ q, the mappings p′p' and q′q' on the one hand, p′′p'' and q′′q'' on the other hand, are isomorphisms reciprocal to one another. This proves a).

For the image of a continuous linear mapping to be closed, it is necessary and sufficient that the cokernel of this mapping be a separated space. Thus b) results from a).

Let us denote by i:Ker(u)→Ei: Ker(u)\rightarrow E and j:j: Ker(vv)→F\rightarrow F the canonical injections. Suppose that Ker(uu) possesses a topological complement in E, and let r:E→r: E\rightarrow Ker(uu) be a continuous linear retraction of ii. Put r′=p′∘r∘qr'=p'\circ r\circ q. We have r′∈L(Fr'\in \mathscr{L}(F; Ker(vv)) and

r′∘j=p′∘r∘q∘j=p′∘r∘i∘q′=p′∘q′=1Ker(v) r'\circ j=p'\circ r\circ q\circ j=p'\circ r\circ i\circ q'=p'\circ q'= 1_{Ker(v)}

therefore r′r' is a continuous linear retraction of jj and Ker(vv) possesses a topological complement in F. This proves the first assertion of c). The second is proved similarly, by remarking that if s:s: Coker(uu)→E\rightarrow E is a continuous linear section of the canonical surjection of E onto Coker(uu), then p∘s∘q′′p\circ s\circ q'' is one of the canonical surjection of F onto Coker(vv).

Let us denote by u‾:E/\overline{u}: E/ Ker(uu)→\rightarrow Im(uu) and v‾:F/\overline{v}: F/ Ker(vv)→\rightarrow Im(vv) the bijective continuous linear mappings induced by uu and vv. By formulas (6), the mapping pp defines, by passing to quotients, a continuous linear mapping p1:E/p_1: E/ Ker(uu)→F/\rightarrow F/ Ker(vv), and p,qp,q define, by passing to subspaces, continuous linear mappings p0:p_0: Im(uu)→\rightarrow Im(vv) and q0:q_0: Im(vv)→\rightarrow Im(uu).

Let t:t: Im(vv)→F/\rightarrow F/ Ker(vv) denote the composed mapping of the canonical injection Im(vv)→F\rightarrow F and the canonical surjection F→F/F\rightarrow F/ Ker(vv); it is continuous. We have v‾∘t=1Im(v)−p0∘q0\overline{v}\circ t= 1_{Im(v)}-p_0\circ q_0 and v‾∘p1=p0∘u‾\overline{v}\circ p_1=p_0\circ \overline{u}, whence

v‾∘(t+p1∘u‾−1∘q0)=v‾∘t+p0∘q0=1Im(v) \overline{v}\circ (t+p_1\circ \overline{u}^{-1}\circ q_0) =\overline{v}\circ t+p_0\circ q_0= 1_{Im(v)}

This proves that t+p1∘u‾−1∘q0t+p_1\circ \overline{u}^{-1}\circ q_0 is the inverse bijection of v‾\overline{v}. If uu is strict, the mapping u‾−1\overline{u}^{-1} is continuous, and the same is true of v‾−1\overline{v}^{-1}, which proves that vv is strict. This proves d).

By lemma 5, if uu is an automorphism of E, then vv is one of F. Analogously, if uu is a Fredholm endomorphism of E, then vv is one of F, and one then has ind(uu) == ind(vv) by a). This proves e) and f). Finally, if E and F are separated and if uu is a Riesz endomorphism of E, then vv is one of F by lemma 5 and condition (ii) of prop. 8; this is assertion g).

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Cites

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Machine translation of the English, by gpt-5-6-mini, gpt-5.4, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.