Bourbaki

Lemma 3

Tag 02SZ, permanent. Cite it as [Bourbaki, Tag 02SZ].

Théories spectrales, chapter III, § 4. Perturbations dans les espaces de Banach

Let cc be a real number such that c>((u))c >((u)). There exists a continuous linear mapping h:E→Fh: E\rightarrow F, of rank 1 and norm <c< c such that the kernel of u+hu+h contains that of uu and is of dimension n+1n+ 1.

Let pp denote the canonical mapping of E onto E/E/ Ker(uu). There exists a∈Ea\in E such that ∥p(a)∥=1\|p(a)\|= 1 and ∥u(a)∥<c\|u(a)\|< c (formula (6) of III, p. 61). By the Hahn–Banach theorem (EVT, II, p. 24, cor. 2), there exists a continuous linear form ff on the normed space E/E/ Ker(uu) such that f(p(a))=1f(p(a)) = 1 and ∥f∥=1\|f\|= 1. The linear mapping h:x↦−(f∘p)(x)u(a)h:x\mapsto -(f\circ p)(x)u(a) of E into F is continuous, of rank 1, and one has ∥h∥⩽∥f∥∥p∥∥u(a)∥<c\|h\|\leqslant \|f\| \|p\| \|u(a)\|< c. The kernel of the mapping u+hu+h contains that of uu and aa; since a∉a\not \in Ker(uu), its dimension is therefore at least n+1n+ 1. On the other hand, the linear mapping uu induces, by passing to subspaces, a linear mapping of Ker(u+hu+h) into Im(hh) with kernel Ker(uu)∩\cap Ker(u+hu+h), so that dim(Ker(u+hu+h))⩽\leqslant dim(Ker(uu)) +1+ 1. The conclusion follows.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Cites

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Machine translation of the English, by gpt-5.4, against glossary version 34. Not checked by a person.