Bourbaki

Theorem 3

Tag 02TP, permanent. Cite it as [Bourbaki, Tag 02TP].

Théories spectrales, chapter III, § 5. Perturbation par une application linéaire compacte

Let E be a locally convex space, F a separated locally convex space, uu a Fredholm mapping from E into F and hh a compact linear mapping from E into F. Then u+hu+h is a Fredholm mapping, and one has ind(u+hu+h) == ind(uu).

We shall prove the theorem in three steps.

A) Suppose that E and F are Banach spaces. Proposition 2 of III, p. 42 shows that the linear mapping uu is a strict morphism with closed image whose kernel and cokernel are of finite dimension. Since E and F are Banach spaces, Theorems 1 and 2 of III, p. 73 imply that, for every t∈[0,1]t\in [0,1], the linear mapping ut=u+thu_t=u+th has these same properties, and is therefore a Fredholm mapping (III, p. 42, Proposition 2). The mapping t↦utt\mapsto u_t of [0,1][0,1] into the set F(E;F)\mathscr{F}(E; F) of Fredholm mappings of E into F is continuous. By Theorem 1 of III, p. 58, the mapping t↦t\mapsto ind(utu_t) is locally constant. Since the interval [0,1][0,1] of R\mathbf{R} is connected, this mapping is constant. Hence ind(uu) == ind(u+hu+h).

B) Suppose that E = F and u=1Eu= 1_E. By Proposition 5 of III, p. 5, there exist a Banach space G, a continuous linear mapping p:E→Gp: E\rightarrow G and a compact linear mapping q:G→Eq: G\rightarrow E such that h=q∘ph=q\circ p. The endomorphism p∘qp\circ q of G is compact. By A), 1G+p∘q1_G+p\circ q is a Fredholm endomorphism of G of index zero. But then 1E+h=1E+q∘p1_E+h= 1_E+q\circ p is a Fredholm endomorphism of E of index zero (III, p. 49, Proposition 10, f )).

C) General case. Let vv be a quasi-inverse of uu. The endomorphisms u∘vu\circ v and (u+h)∘v(u+h)\circ v of F differ from 1F1_F by compact linear mappings. By B), they are Fredholm endomorphisms of F of index zero. It follows that u+hu+h is a Fredholm endomorphism (III, p. 40, no2^o2) of the same index as u(u(III, p. 43, no3^o3, formula (2)).

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Cites

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Machine translation of the English, by gpt-5-mini, gpt-5-6-mini, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.