Bourbaki

Definition 2

Tag 02UF, permanent. Cite it as [Bourbaki, Tag 02UF].

Théories spectrales, chapter III, § 6. Propriétés spectrales des endomorphismes des espaces de Banach

The isolated points of Sp(uu) of finite spectral multiplicity are called the sensitive points of the spectrum of uu. The set of sensitive points of Sp(uu) is called the sensitive spectrum of uu and is denoted by Sps(u)_s(u).[^1] The complementary set Sp(uu) - Sps(u)_s(u) is called the essential spectrum of uu and is denoted by Spe(u)_e(u).

Since the set Sps(u)_s(u) consists of isolated points of Sp(uu), it is open in Sp(uu), discrete, and countable (III, p. 78, lemma 3); it is also bounded. The set Spe(u)_e(u) is closed in Sp(uu), hence compact.

By Prop. 14 of III, p. 54, the sensitive points of the spectrum of uu are the complex numbers λ\lambda such that u−λ1Eu-\lambda 1_E is a Riesz endomorphism of E which is not an automorphism of E.

For every complex number λ\lambda, let Nλ(u)N_{\lambda}(u) and Iλ(u)I_{\lambda}(u) denote the nilspace and the conilspace of the endomorphism u−λ1Eu-\lambda 1_E of E. Since E is a Fréchet space, u−λ1Eu-\lambda 1_E is a Riesz endomorphism if and only if Nλ(u)N_{\lambda}(u) is of finite dimension and Iλ(u)I_{\lambda}(u) is of finite codimension (prop. 13 of III, p. 53); when this is so, u−λ1Eu-\lambda 1_E is invertible if and only if Nλ(u)N_{\lambda}(u) is reduced to 0 (III, p. 47, prop. 6). The sensitive points of the spectrum of uu are therefore the complex numbers λ\lambda such that Nλ(u)N_{\lambda}(u) is of nonzero finite dimension and Iλ(u)I_{\lambda}(u) is of finite codimension in E (III, p. 54, prop. 14). The spectral multiplicity mλ(u)m_{\lambda}(u) of λ\lambda is then the dimension of Nλ(u)N_{\lambda}(u), the endomorphism u−λ1Eu-\lambda 1_E defines by restriction an automorphism of Iλ(u)I_{\lambda}(u) and a nilpotent endomorphism of Nλ(u)N_{\lambda}(u). Since Nλ(u)N_{\lambda}(u) is not reduced to 0, it follows that λ\lambda is an eigenvalue of uu. The smallest integer n⩾1n\geqslant 1 such that Ker((u−λ1Eu-\lambda 1_E)n^n) is equal to Nλ(u)N_{\lambda}(u) is the order of the pole of the resolvent of uu at the point λ\lambda (No.o3^o3 of I, p. 131), which is bounded above by mλ(u)m_{\lambda}(u).

In particular, we have therefore proved:

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Machine translation of the English, by gpt-5.4, gpt-5-6-mini, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.