Bourbaki

Proposition 16

Tag 036X, permanent. Cite it as [Bourbaki, Tag 036X].

Théories spectrales, chapter IV, § 5. Opérateurs partiels normaux et théorème spectral

The set Spb(u)⊂[c,ϱe[_b(u)\subset [c, \varrho_e[ is countable, discrete and closed in [0,ϱe[[0, \varrho_e[. It is the set of values of a strictly increasing sequence (νk)0⩽k<Card(Spb(u))(\nu_k)_{0\leqslant k<Card(Sp_b(u))} of positive real numbers; if Spb(u)_b(u) is infinite, then the sequence (νk)(\nu_k) converges to ϱe\varrho_e.

Let us set T = Spb(u)∩[0,ϱe[_b(u)\cap [0, \varrho_e[. It is a closed and discrete subset of [c,ϱe[[c, \varrho_e[ by definition. For every integer i⩾1i\geqslant 1, the set Spb(u)∩[c,ϱe−1/i]_b(u)\cap [c, \varrho_e-1/i] is compact and discrete, hence finite. Since T is the union of these sets for i⩾1i\geqslant 1, the set T is countable.

This concludes the proof if Spb(u)_b(u) is finite. If Spb(u)_b(u) is infinite, one concludes by applying Lemma 2 of III, p. 90 to the image S of T by the mapping λ↦ϱe−λ\lambda \mapsto \varrho_e-\lambda.

For every integer kk such that 0⩽k<0\leqslant k < Card(Spb(u)_b(u)), let nk⩾1n_k\geqslant 1 denote the multiplicity of the eigenvalue νk\nu_k of uu. Let us set N=N∪{+∞}⊂R\mathbf{N}=\mathbf{N}\cup \{+\infty \} \subset \mathbf{R}. Let M∈N‾M\in \overline{\mathbf{N}} be the sum of the multiplicities nkn_k. It is the Hilbert dimension of EbE_b, if one agrees to say that a space of infinite Hilbert dimension is of dimension +∞∈N‾+\infty \in \overline{\mathbf{N}}.

For every integer nn such that 0⩽n<M0\leqslant n <M, one defines λn(u)=νk\lambda_n(u) =\nu_k, where k⩾0k\geqslant 0 is the unique integer such that

n0+⋯+nk−1⩽n<n0+⋯+nk n_0+\cdots +n_{k-1}\leqslant n < n_0+\cdots +n_k

If n∈Nn\in \mathbf{N} satisfies n⩾Mn\geqslant M, one sets λn(u)=ϱe\lambda_n(u) =\varrho_e. This case can occur only if Spb(u)_b(u) is finite, in which case ϱe\varrho_e is finite, since it is assumed that E is of infinite dimension.

By construction, the sequence (λn(u))n∈N(\lambda_n(u))_{n\in\mathbf{N}} is increasing and, for every element λ\lambda of Spb(u)_b(u), the number of integers nn such that λn(u)=λ\lambda_n(u) =\lambda is equal to the multiplicity of λ\lambda as an eigenvalue of uu. The sequence (λn(u))n∈N(\lambda_n(u))_{n\in\mathbf{N}} tends to +∞+\infty if and only if the essential spectrum of uu is empty.

For every n∈Nn\in \mathbf{N}, let Fn\mathscr{F}_n (resp. Fnu\mathscr{F}_n^u) denote the set of vector subspaces F⊂EF\subset E of dimension nn (resp. the set of vector subspaces F⊂F\subset dom(uu) of dimension nn).

Let n∈Nn\in \mathbf{N} be such that n<Mn <M and let F∈FnuF\in \mathscr{F}_n^u. One says that F is adapted to uu if F admits an orthonormal basis (fi)0⩽i⩽n−1(f_i)_{0\leqslant i\leqslant n-1} such that u(fi)=λi(u)fiu(f_i) =\lambda_i(u)f_i for 0⩽i⩽n−10\leqslant i\leqslant n-1.

Let F∈FnuF\in \mathscr{F}_n^u be adapted to uu. The space F is contained in EbE_b; it is generated by eigenvectors of uu for eigenvalues λ⩽λn−1(u)\lambda \leqslant \lambda_{n-1}(u), and it contains the eigenspaces corresponding to the eigenvalues λ<λn−1(u)\lambda < \lambda_{n-1}(u). Moreover, for every universally measurable subset A of Sp(uu), the space F is stable under the spectral projector pAp_A defined by A (prop. 9, c) of IV, p. 278).

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

Cited by

Nothing.

Cites

Nothing.

Machine translation of the English, by gpt-5.4, gpt-5-6-mini, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.